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The HIV-1 capsid serves as a nanoscale reaction vessel for reverse transcription

  • Jordan Jennings,

    Roles Investigation, Writing – review & editing

    Affiliation Department of Pathology, Microbiology, and Immunology and Vanderbilt Institute for Infection, Immunology, and Inflammation, Vanderbilt University Medical Center, Nashville, Tennessee, United States of America

  • Harrison Bracey,

    Roles Investigation, Writing – review & editing

    Affiliation Department of Pathology, Microbiology, and Immunology and Vanderbilt Institute for Infection, Immunology, and Inflammation, Vanderbilt University Medical Center, Nashville, Tennessee, United States of America

  • Jun Hong,

    Roles Investigation

    Affiliation Department of Pathology, Microbiology, and Immunology and Vanderbilt Institute for Infection, Immunology, and Inflammation, Vanderbilt University Medical Center, Nashville, Tennessee, United States of America

  • Danny T. Nguyen,

    Roles Investigation, Writing – review & editing

    Affiliation Department of Pathology, Microbiology, and Immunology and Vanderbilt Institute for Infection, Immunology, and Inflammation, Vanderbilt University Medical Center, Nashville, Tennessee, United States of America

  • Rishav Dasgupta,

    Roles Investigation, Writing – review & editing

    Affiliation Department of Pathology, Microbiology, and Immunology and Vanderbilt Institute for Infection, Immunology, and Inflammation, Vanderbilt University Medical Center, Nashville, Tennessee, United States of America

  • Alondra Vázquez Rivera,

    Roles Resources

    Affiliation Division of Infectious Disease, Department of Medicine, University of Pittsburgh Medical Center, Pittsburgh, Pennsylvania, United States of America

  • Nicolas Sluis-Cremer,

    Roles Resources, Supervision, Writing – review & editing

    Affiliation Division of Infectious Disease, Department of Medicine, University of Pittsburgh Medical Center, Pittsburgh, Pennsylvania, United States of America

  • Jiong Shi,

    Roles Investigation

    Affiliation Department of Pathology, Microbiology, and Immunology and Vanderbilt Institute for Infection, Immunology, and Inflammation, Vanderbilt University Medical Center, Nashville, Tennessee, United States of America

  • Christopher Aiken

    Roles Conceptualization, Funding acquisition, Investigation, Supervision, Writing – original draft, Writing – review & editing

    chris.aiken@vumc.org

    Affiliation Department of Pathology, Microbiology, and Immunology and Vanderbilt Institute for Infection, Immunology, and Inflammation, Vanderbilt University Medical Center, Nashville, Tennessee, United States of America

Abstract

The viral capsid performs critical functions during HIV-1 infection and is a validated target for antiviral therapy. Previous studies have established that the proper structure and stability of the capsid are required for efficient HIV-1 reverse transcription in target cells. Moreover, it has recently been demonstrated that permeabilized virions and purified HIV-1 cores undergo efficient reverse transcription in vitro when the capsid is stabilized by addition of the host cell metabolite inositol hexakisphosphate (IP6). However, the molecular mechanism by which the capsid promotes reverse transcription is undefined. Here we show that wild type HIV-1 virions can undergo efficient reverse transcription in vitro in the absence of a membrane-permeabilizing agent. This activity, originally termed “natural endogenous reverse transcription” (NERT), depends on expression of the viral envelope glycoprotein during virus assembly and its incorporation into virions. Truncation of the gp41 cytoplasmic tail markedly reduced NERT activity, suggesting that gp41 licenses the entry of nucleotides into virions. By contrast to reverse transcription in permeabilized virions, NERT required neither the addition of IP6 nor a mature capsid, indicating that an intact viral membrane can substitute for the function of the viral capsid during reverse transcription in vitro. Collectively, these results demonstrate that the viral capsid functions as a nanoscale container for reverse transcription during HIV-1 infection.

Author summary

HIV-1 infection is critically dependent on reverse transcription, or copying of the viral RNA into DNA, following entry of the viral core in target cells. Reverse transcription depends on the stability of the capsid, yet the precise function the capsid serves during the reaction has not been established. Here we show that the viral capsid functions as a container for the reaction. Addition of dNTPs to intact virions in the absence of a permeabilizing agent resulted in efficient reverse transcription (NERT). Analysis of HIV-1 mutants revealed that the reaction depends on the cytoplasmic domain of gp41, confirming an earlier report. By contrast to the reaction in permeabilized virions, NERT required neither a stable nor a mature capsid, nor was it affected by the capsid-destabilizing inhibitor PF74. NERT also occurred in HIV-1 particles produced in various T cell lines and in simian immunodeficiency particles. Our results demonstrate that the capsid serves a container role in HIV-1 reverse transcription and suggest that it remains fully intact during reverse transcription in target cells. They further suggest that the gp41 protein can permeabilize membranes to nucleotides, potentially contributing to viral dissemination and pathogenesis in the infected host.

Introduction

The HIV-1 capsid is a conical shell composed of a single viral protein (CA) assembled as a lattice of approximately 1200 subunits (reviewed in [1]). The capsid surrounds the ribonucleoprotein complex (RNP) which consists of the viral genomic RNA, tRNALys, nucleocapsid protein (NC), reverse transcriptase (RT) and integrase (IN) enzymes. The capsid plays multiple roles during infection and is an emerging target for therapy [2,3]. The structure and stability of the capsid are critical for HIV-1 reverse transcription in target cells. Mutations that destabilize the capsid or perturb its structure result in impaired reverse transcription [410], as does targeting by restrictive variants of the host protein TRIM5α (reviewed in [11]). By contrast, hyperstabilization of the capsid via mutations or antiviral compounds can inhibit nuclear entry without impairing reverse transcription, as can amino acid substitutions in CA that disrupt binding of host proteins to the capsid [1214]. Antiviral compounds targeting CA can also inhibit reverse transcription, nuclear entry, and integration, reflecting involvement of the capsid in these three early steps of infection [1518].

The importance of capsid stability has also been underscored by studies of reverse transcription in reactions containing purified HIV-1 cores or virions permeabilized with a nonionic detergent or a membrane-disrupting peptide. In the absence of a capsid-stabilizing agent, such endogenous reverse transcription (ERT) reactions with HIV-1 are inefficient, resulting in synthesis of full-length viral DNA in only a small fraction of viral cores. Addition of the host cell metabolite IP6 dramatically enhances the accumulation of late reverse transcription products [19,20]. ERT activity is correlated with capsid stabilization by IP6, further emphasizing the role of a stable capsid in reverse transcription [20,21]. Addition of capsid-destabilizing antiviral compounds inhibited the reaction, but this was partially overcome by increasing the concentration of IP6 [22]. Although depletion of both IP6 and inositol pentakisphosphate (IP5) showed minimal effects on HIV-1 infection of target cells [21], it potentiated inhibition of infection by PF74 and the highly potent antiviral drug Lenacapavir [23], suggesting that target cell inositol phosphates help stabilize the capsid following entry of the viral core into target cells.

Despite the well-established link between HIV-1 capsid integrity and reverse transcription, the mechanism by which the capsid promotes completion of reverse transcription is unknown. Reverse transcriptase is a low processivity enzyme that dissociates after synthesis of short stretches of DNA (reviewed in [24]). Thus, one plausible hypothesis is that the capsid serves as a container for reactants and catalysts, ensuring that a sufficient local concentration of RT is maintained during the reaction. Additionally, the capsid could function as a molecular scaffold that serves to concentrate the reactants in a manner akin to surface catalysis of chemical reactions. While these two models are not mutually exclusive, the container model implies that the capsid must be sealed during the reaction, whereas a partially intact capsid could function as a scaffold. Here we report evidence resulting from the unexpected observation that intact HIV-1 virions can undergo efficient reverse transcription. We show that, by contrast to permeabilized virions or purified HIV-1 cores, reverse transcription in nonpermeabilized virions occurs in the absence of a mature viral capsid, is insensitive to capsid-destabilizing mutations and compounds, and does not require the addition of IP6.

Results

Capsid stabilization by IP6 results in DNA synthesis that is resistant to added nuclease

Previous studies have indicated that stabilization of the viral capsid by nucleotides and/or IP6 promotes ERT activity in vitro [19,20,25,26]. In principle, the viral capsid could serve as a container for the reaction, a scaffold on which the reaction occurs, or both. The container hypothesis posits that the capsid is sealed and therefore should exclude molecules that exceed the size of the pores in the capsid lattice (i.e., average-sized proteins). To test this, we performed ERT reactions in the presence and absence of DNase I and various concentrations of IP6 to result in graded levels of capsid stabilization. In the absence of DNase I, ERT was progressively enhanced by concentrations of IP6 of up to 10 μM (Fig 1, reactions 1–4). As previously reported [19,20], the greatest increase was observed with synthesis of the late reverse transcripts. In parallel reactions containing DNase I, minimal loss of viral DNA accumulation was observed in reactions containing 1 and 10 uM IP6, the concentration range in which the reaction was most efficient (Fig 1, reactions 6–9). As a control to determine whether capsid disassembly results in susceptibility of nascent DNA to degradation, we included reactions in which DNase I and the capsid-destabilizing compound PF74 were added after 4h and incubated for an additional 1h (Fig 1, reactions 10–12). In these reactions, the level of ERT was markedly reduced, indicating that capsid destabilization by PF74 rendered the reverse transcripts sensitive to degradation. A graph presenting the compiled results from four independent experiments is shown in Fig 1B. Collectively, these results show that IP6 stabilization of the capsid is associated with protection of the reverse transcribed DNA from nuclease degradation, suggesting that the capsid can sequester the DNA products. However, they did not exclude a possible scaffolding function for the capsid.

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Fig 1. IP6-dependent ERT reactions are resistant to degradation by DNase I.

ERT reactions were performed with HIV-1 virions in the presence of the indicated concentrations of IP6, with or without added DNase I. Reactions were incubated for 4h. In reactions 10–12, PF74 was added to a concentration of 20 μM and DNAse I to 20 μg/ml, and the reactions were incubated for an additional 60 min. Products were purified and quantified by qPCR using primers specific for minus strand strong stop (MSS) and full length minus strand (FLM) amplicons. Results shown are representative of three independent experiments. Panel B shows the compiled results of the effects of DNase I treatment on ERT reactions (containing 10 μM IP6) from four independent experiments, with plasmid DNA included in each experiment as a control for DNase I activity.

https://doi.org/10.1371/journal.ppat.1011810.g001

Efficient reverse transcription can occur in nonpermeabilized HIV-1 virions

In the course of this work, we unexpectedly observed that HIV-1 reverse transcription occurred in reactions lacking detergent (Triton X-100) and IP6 and was nearly as efficient as in reactions containing both components (Fig 2A). High quantities of both early (minus strand strong stop; MSS) and late (full length minus; FLM) products were produced in the reactions lacking detergent. By contrast to reactions in permeabilized virions, the nonpermeabilized reaction was largely independent of the addition of IP6 (Fig 2A, right panel). As in reactions containing detergent and IP6, ERT reactions lacking detergent were inhibited by nucleoside and non-nucleoside reverse transcription inhibitors and by aldrithiol-2 (AT-2), a compound that inactivates the nucleocapsid protein by oxidizing zinc-coordinating Cys residues [27] (Fig 2B). However, by contrast to reactions containing detergent or purified cores, the reaction with nonpermeabilized virions was not inhibited by PF74. These observations suggested that wild type HIV-1 virions are naturally permeable to dNTPs and that the nonpermeabilized ERT reaction lacks the capsid stability requirement observed in reactions involving either permeabilized HIV-1 virions or purified cores.

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Fig 2. Reverse transcription in nonpermeabilized HIV-1 virions does not require addition of IP6, is resistant to PF74, and is resistant to DNase I.

Reactions were incubated for 14h. A. Reactions with wild type HIV-1 virions were performed in the presence or absence of dNTPs (dATP, dCTP, dGTP, and TTP; 0.1 mM each), 0.1% Triton X-100, and with or without 10 μM IP6. The right panel shows compiled results from four independent NERT experiments, three of which also contained ERT reactions. B. Levels of inhibition observed in reactions performed in the absence or presence of detergent and IP6 (NERT and ERT, respectively) by the indicated inhibitors: 10 μM azidothymidine triphosphate (AZTTP); 1 μM efavirenz (EFV); 10 μM stavudine triphosphate (d4TTP); 1 mM aldrithiol (AT-2); 10 μM PF-3450074 (PF74). Shown are mean values and standard deviations calculated from results of three independent experiments. C. Effects of DNAse I treatment of nonpermeabilized reactions. Left panel: quantification of DNA products in reactions that were treated with DNase I (20 μg/ml) for 1h following the 14h reaction. Right panel: parallel control reactions containing plasmid DNA. Shown are the results from four independent experiments. On average, DNAse I reduced the viral DNA products in reverse transcription reactions by 20% and plasmid DNA by 97%.

https://doi.org/10.1371/journal.ppat.1011810.g002

To further analyze the integrity of the virions during the nonpermeabilized ERT reaction, we tested the effects of incubation with added DNase I following the completion of the reaction. As shown in Fig 2C, the nuclease only slightly reduced the levels of the early and late reverse transcription products, with an average of reduction of 20% and 21% for MSS and FLM levels, respectively. By contrast, the levels of HIV-1 plasmid DNA in control reactions were reduced by 99% and 97% for MSS and FLM qPCR targets (Fig 2C, right panel). These results indicate that nonpermeabilized ERT reactions are largely protected from degradation by DNase I, even without the addition of IP6.

Endogenous reverse transcription in nonpermeabilized virions depends on the viral Env glycoprotein complex

An earlier study linked the ability of nonpermeabilized virions to undergo reverse transcription in vitro to the viral Env protein gp41 [28]. This activity was termed Natural Endogenous Reverse Transcription (NERT). To confirm the earlier findings, we performed NERT and ERT reactions containing wild type and Env-deficient virions and a series of Env truncation mutants lacking portions of the gp41 cytoplasmic tail (CT). As previously reported, Env-deficient virions were markedly impaired in NERT activity relative to wild type virions, with an approximately 50-fold reduction in synthesis of late products (Fig 3A and 3B). By contrast, the lack of Env had no effect on ERT. Removal of 28 or 42 amino acids (CT28 and CT42, respectively) from the carboxyl terminus of gp41 only moderately reduced NERT activity relative to the level observed in wild type virions. However, loss of the C-terminal 93 amino acids (CT93) markedly reduced NERT, as did the more extensive truncations of 104 and 144 amino acids (CT104, CT144). Statistical analysis of results compiled from five independent experiments showed that while the CT28 and CT42 retained the ability to undergo NERT, the more extensive truncations resulted in NERT signals that were not significantly different than that observed in Env- virions (Fig 3B). Immunoblot analysis of pelleted virions showed that the five truncated Env proteins were incorporated into HIV-1 virions and that the mutants that exhibited impaired NERT activity contained at least as much gp41 protein as wild type virions (Fig 3, panels C and D). These results confirmed the earlier report that the cytoplasmic tail of gp41 plays a role in permeabilizing HIV-1 virions to dNTPs [28]; further, they define a central region of the cytoplasmic tail as necessary for this activity.

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Fig 3. Reverse transcription in nonpermeabilized HIV-1 virions requires the gp41 CT.

A. Reactions containing wild type (WT), Env-deficient (Env-), and the indicated gp41 C-terminal truncation mutants were performed in the absence (NERT) and presence (ERT) of detergent and IP6. Reactions were incubated for 14h and the early (MSS) and late (FLM) products quantified by qPCR. Numerical values in the graph represent the NERT to ERT ratio of late (FLM) reverse transcription product levels in each reaction. B. Mean values of NERT/ERT ratios determined from five independent experiments. Error bars depict standard deviations. Asterisks indicate significant differences between the indicated viruses and Env- mutant (95% confidence interval) obtained with the paired ratio T test in Graphpad Prism. C. Pelleted virions used in the reactions shown in A were analyzed by immunoblotting using a monoclonal antibody recognizing a membrane-proximal epitope in the gp41 CT. D. Ratio of band intensities of gp41 and CA shown in B. Error bars represent the range of values from two technical replicates.

https://doi.org/10.1371/journal.ppat.1011810.g003

We also asked whether Env proteins from other viruses can support NERT. Pseudotyped HIV-1 virions bearing the Env proteins of amphotropic murine leukemia virus (A-MLV) exhibited an average NERT activity approximately 43% that of virions bearing HIV-1 Env (Fig 4A), though this activity did not reach statistical significance owing to high variability between experiments (Fig 4A, right panel). Additionally, HIV-1 virions bearing the vesicular stomatitis virus glycoprotein (VSV-G) exhibited approximately 10% of the activity of HIV-1 Env-bearing virions, also not statistically significant. Assays of virions released from 293T cells transfected with a full-length molecular clone of SIVmac293 also revealed that the virions were also active in NERT reactions and that the Env protein was required (Fig 4B). These results demonstrate that the SIVmac239 and A-MLV Env glycoproteins, but not VSV-G, appear to permit dNTP entry into nonpermeabilized virions, albeit with varying efficiencies. NERT activity was also exhibited by virions produced from clones bearing HIV-1 primary isolate Env proteins, with average efficiencies ranging from 13% to 86% of their corresponding ERT values (Fig 4C).

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Fig 4. NERT activity depends on the viral Env protein.

NERT and ERT reactions were performed with the indicated viruses. A. Analysis of HIV-1 virions produced by cotransfection of Env- provirus with: HIV-1HXB2 Env expression plasmid (HIV-1); A-MLV-pseudotyped HIV-1 virions (A-MLV); and VSV-pseudotyped HIV-1 virions (VSV-G). Numerical values in the graph represent the NERT to ERT ratio of late (FLM) reverse transcription product levels in each reaction. The right panel shows mean values and standard deviations from five independent experiments. The A-MLV and VSV-G pseudotyped virions did not exhibit statistically significantly higher values than Env- virions. B. Analysis of wild type and Env- SIVmac239 virions. Numerical values in the graph are as in panel A. The right panel shows mean values and standard deviations from four independent experiments. Significance (95% confidence interval) was analyzed with the paired t test in Graphpad Prism. C. Analysis of wild type (NL4-3), Env-, and NL4-3 chimerae encoding Env proteins from HIV-1 primary isolates. Shown are the levels of late product synthesis detected in each NERT and ERT reaction. Numerical values in the graph are as in panel A. Right panel: mean values obtained from three independent experiments. Asterisks designate significant differences between the indicated virions and Env- virions.

https://doi.org/10.1371/journal.ppat.1011810.g004

NERT activity is exhibited by viruses produced in T cells

To determine whether NERT activity is limited to HIV-1 virions released from transfected 293T cells, we assayed NERT in wild type and Env- virions harvested from infected T cells. Five T cell lines (CEM, H9, Jurkat, MT-4, and SupT1) were inoculated with wild type and Env- virions that also bore the VSV-G protein to enhance initial infection. Cells were washed and cultured for 4 days, after which the supernatants were collected, treated with DNase I to remove potential contaminating plasmid DNA, and concentrated by pelleting through 20% sucrose to remove the nuclease. The resulting stocks were assayed in parallel for NERT and ERT activity. We observed high levels of NERT activity in the wild type virions released from CEM, Jurkat, and SupT1 cells (Fig 5A). Wild type virions released from H9 and MT-4 cells exhibited lower levels of NERT, with the MT-4-derived virions showing levels not significantly different from Env- virions (Fig 5B). Env-defective virions released from all five cell types exhibited minimal NERT relative to ERT activity. These results indicated that HIV-1 virions released from some human T cell lines are competent for NERT and that the activity is dependent on the Env protein.

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Fig 5. NERT efficiency in HIV-1 virions varies with the cellular source of the virions.

Wild type and Env- HIV-1 virions were harvested from the indicated T cell lines, concentrated, and assayed for NERT and ERT activity. A. Shown are the levels of early (MSS) and late (FLM) products from a representative experiment. The numerical values above each sample represent the ratio of late product levels in the corresponding NERT and ERT reactions. B. Shown are the mean NERT/ERT ratios (FLM products) for wild type and Env- particles released from the indicated T cell lines from five independent experiments. Asterisks show statistically significant NERT activity levels vs. the corresponding Env- particles using the ratio paired t test.

https://doi.org/10.1371/journal.ppat.1011810.g005

Minimally processed virions also exhibit NERT activity

Our standard procedure for producing virions involved transfection of cells, clarification of culture supernatants by low-speed centrifugation, filtration through a 0.45 μm pore-size syringe filter to remove organelles and large vesicles, digestion of remaining plasmid DNA by treatment with DNase I, pelleting by ultracentrifugation to concentrate the virions, and resuspension of the viral pellet by repeated pipetting. The extensive processing of the virions we employed left open the possibility that the dNTP membrane permeability induced by Env proteins could result from microdamage to the membrane induced during virion processing and storage.

To test whether physical damage of virions contributed to NERT activity, we performed reactions using virions that were minimally processed. Fresh culture supernatants were harvested from transfected cells and clarified by low-speed centrifugation without filtration. The virions were neither frozen, pelleted, nor otherwise concentrated. However, we found it necessary to pre-treat the virions with DNAse I to reduce the residual carryover plasmid DNA from the transfections. Nonetheless, the nuclease was not removed prior to the reactions to minimize the possibility of damaging the membrane upon pelleting of the virions. NERT reactions were performed in the presence and absence of dNTPs to distinguish nascent from residual plasmid DNA. After a 16h incubation, DNA was purified from the reactions, and early and late products quantified by qPCR. HIV-1 DNA copy numbers were normalized by the levels of p24 present in the virus stocks to estimate the stoichiometry of DNA synthesis per virion. We observed efficient HIV-1 DNA synthesis in the reactions (Fig 6). These results show that minimally processed HIV-1 virions can support efficient NERT, suggesting that membrane damage during virion processing is an implausible explanation for dNTP entry into virions.

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Fig 6. Minimally processed virus stocks also exhibit NERT.

NERT reactions were performed with minimally processed wild type (WT) and Env- virions freshly harvested from transfected 293T cells and not subjected to filtration, concentration, or freezing. Shown are the levels of early and late product synthesis in two separate preparations of wild type and Env- virions. Values represent the calculated stoichiometry of the reactions based on theoretical virion concentrations calculated from p24 ELISA data. Results are representative of two independent experiments.

https://doi.org/10.1371/journal.ppat.1011810.g006

To further probe the involvement of the gp41 CT in NERT activity, we examined two mutants encoding substitutions in the membrane-proximal region of the CT that result in protease cleavage of the tail (P203L and S205L, numbered according to the amino acid sequence of gp41). These viruses had been previously identified by selection for HIV-1 resistance to the cholesterol-binding compound amphotericin B methyl ester (AME) [29]. Resistance to AME had been previously observed in CT truncation mutants [30], and acquisition of resistance via cleavage of the tail by the viral protease further supported the conclusion that AME sensitivity was conferred by the gp41 CT. We observed that NERT activity was markedly reduced in the P203L and S205L mutants, consistent with a requirement for the gp41 CT in NERT activity (Fig 7, panels A and B). Immunoblot analysis of the concentrated virions confirmed cleavage of a substantial portion of gp41 (Fig 7C). Analysis of results from six independent experiments demonstrated that the levels of NERT activity observed in the mutants were significantly lower those in wild type virions (Fig 7D). Therefore, cleavage of the gp41 CT by the viral protease was associated with reduced NERT activity.

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Fig 7. HIV-1 virions with cleavable gp41 proteins exhibit reduced NERT activity.

A. NERT and ERT reactions were performed with the indicated wild type, Env-, and CT point mutant virions. Shown are the early (MSS and FST) and late (FLM and SST) products from the corresponding NERT and ERT reactions. B. Ratios of the DNA levels detected in the NERT and ERT reactions shown in A. C. Immunoblot analysis of the concentrated virions used in this experiment. D. Mean NERT/ERT values and standard deviations determined from six independent experiments. Asterisks represent significance (95% confidence interval) determined using ratio paired t test (Graphpad Prism).

https://doi.org/10.1371/journal.ppat.1011810.g007

NERT activity does not require the mature viral capsid

In a previous study, we showed that PF74 binds specifically and stably to purified HIV-1 virions [15], indicating that the compound can cross the viral membrane. Therefore, the observed independence of NERT on IP6 and resistance to the capsid-targeting inhibitor PF74 (Fig 2B) suggested that NERT does not require a stable viral capsid, unlike ERT reactions in permeabilized virions and purified cores. To further test whether formation of the mature HIV-1 capsid is required for NERT activity, we performed reactions with virions that were arrested in maturation via amino acid substitutions that block cleavage of various sites in the Gag polyprotein by the viral protease (PR). Because such mutations do not affect processing of the pol open reading frame by PR, both IN and RT are produced in normal quantities. We observed that mutations preventing Gag cleavage at the MA-CA and CA-SP1 junctions did not affect NERT activity but reduced ERT nearly to background levels (Fig 8A). By contrast, the MA/p6 mutant virus, containing cleavage-blocking substitutions at each of the Gag cleavage sites, exhibited markedly reduced NERT activity (Fig 8A and 8B). Additionally, mutant virions generated by transfection of molecular clones with large in-frame deletions in the N-terminal domain of CA retained NERT activity but were essentially inactive in ERT reactions (Fig 8, 8C and 8D). Collectively, these results show that efficient reverse transcription in intact HIV-1 virions does not require the mature HIV-1 capsid.

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Fig 8. NERT activity can occur in virions lacking a mature capsid.

A. NERT and ERT assays of the indicated wild type (NL4-3) and Gag cleavage mutants. As depicted in S1 Fig, CA5 virions contain uncleaved CA-SP1 protein; CA6 virions contain uncleaved CA-SP1-NC; MA-CA: uncleaved MA-CA protein; MA-p2: uncleaved MA-CA-SP1; MA-NC: uncleaved MA-CA-SP1-NC; and MA-p6: uncleaved MA-CA-SP1-NC-SP1-p6. Shown are the early and late product DNA levels (FST and FLM, respectively). Numerical values shown represent the relative efficiency of ERT (FLM products normalized by exogenous RT activity added to the reactions). B. Mean values and standard deviations of NERT values, normalized by exogenous RT in the virus preparations, from five independent experiments. Asterisks indicate mutants that exhibited significant different NERT activity vs. wild type HIV-1 virions (95% CI; ratio paired T test). C and D. HIV-1 mutants bearing large deletions in CA are competent for NERT. Two mutants lacking nearly the entire N-terminal domain of CA were assayed for NERT and ERT alongside wild type and Env- virions. The results shown are from one of four independent experiments. D. Mean values and standard deviations of NERT values, normalized by exogenous RT in the virus preparations, from four independent experiments. Asterisks indicate mutants that exhibited significant different NERT activity vs. wild type HIV-1 virions (95% CI; ratio paired T test).

https://doi.org/10.1371/journal.ppat.1011810.g008

Discussion

In this study, we sought to define the mechanism by which the viral capsid promotes HIV-1 reverse transcription. Previous studies demonstrated a strong enhancement of ERT by IP6 and linked this effect to capsid stabilization by the metabolite. Here we provide two lines of evidence that IP6 stabilizes the closed form of the capsid and that this form is associated with efficient ERT. First, we showed that the IP6 enhancement of ERT is associated with acquisition of partial resistance to DNAse I. ERT levels were enhanced by increasing IP6 concentrations, and the reaction products were largely refractory to degradation by the nuclease. The DNase I-resistance of the IP6-stimulated ERT products suggested that the reaction takes place within a sealed container, but it did not exclude the additional possibility of a scaffolding role of the capsid.

The second line of evidence for the container model for capsid function was based on the fortuitous observation that the ERT reaction can occur within nonpermeabilized virions. Zhang and coworkers had reported in the mid 1990s that addition of dNTPs and polycations such as spermidine to HIV-1 virions resulted in detectable levels of DNA synthesis [31]. They termed this reaction “NERT” for Natural Endogenous Reverse Transcription and proposed that this activity could promote sexual transmission of HIV-1. By contrast to the earlier study, our NERT reactions occurred efficiently in the absence of added polycations. Remarkably, unlike ERT, the NERT reaction did not require IP6, was resistant to PF74, and occurred in virions containing incompletely matured cores and in deletion mutants lacking the N-terminal domain of CA. We conclude that the NERT reaction is essentially independent of the viral capsid. Therefore, the viral membrane can serve as a container for the reverse transcription reaction in lieu of the mature capsid. The lack of a requirement for a mature capsid in the NERT reaction indicates that a scaffolding function of the capsid does not substantially contribute to efficient HIV-1 reverse transcription, at least in vitro.

If the HIV-1 capsid serves as a container for reverse transcription, what must be contained? One likely candidate is RT. Because the processivity of RT is relatively low, the local concentration of this enzyme in proximity to the viral genome may be critical. In preliminary studies, we have observed that addition of purified reverse transcriptase to ERT reactions lacking IP6 results in only a modest increase in late product synthesis. Based on the calculated volume of HIV-1 viral core [32], the reported proportion of Gag and Gag-Pol proteins in virions, and assuming that approximately one half of the RT resides within the core, we estimate that the RT concentration within an average core is roughly 0.2 mM—far higher than that which we added to the reactions. Nonetheless, the ability of purified RT to saturate reactions containing high concentrations of artificial substrates suggested that it is not limiting and that additional components of the viral core must be retained. One plausible candidate is NC which plays critical roles in the primer placement and strand transfer steps of reverse transcription [33]. ERT reactions may be useful for studying the role of NC proteins in HIV-1 reverse transcription in the context of the viral core.

We also confirmed the previous observation by Zhang and coworkers that NERT is dependent on the HIV-1 Env complex and that truncation of the gp41 CT reduces NERT activity. The mechanism by which the viral Env protein renders virions permeable to dNTPs remains to be determined. In addition to the truncation mutants, NERT was reduced in two HIV-1 mutants with full-length Env proteins bearing single amino acid substitutions in the gp41 CT that result in its cleavage by the viral protease. A simple explanation for these results is that the Env protein complex itself, or a polypeptide derived from it [34], forms a pore in the viral membrane that permits passage of dNTPs and other small molecules. The gp41 CT contains membrane-interacting domains termed lentivirus lytic peptides that are capable of disrupting membranes when added as synthetic peptides [35], suggesting that these regions of the trimeric Env protein complex may form structures that permeabilize the viral membrane. However, at this stage we cannot formally exclude the possible involvement of a virion-incorporated host cell protein in NERT, though the reduced activity observed in virions in which the CT is cleaved suggests otherwise. In any event, our results argue against nonspecific physical damage to the membrane that may occur during virion processing as a plausible explanation for virion permeability to dNTPs.

The ability of HIV-1 Env to render the viral membrane permeable to dNTPs suggests the possibility of a previously unrecognized role of the gp41 CT in HIV-1 replication and/or pathogenesis. Lentiviral Env transmembrane proteins are typified by long CTs. While the gp41 CT is known to have important trafficking and regulatory functions, these are apparently served by shorter sequences in other retroviral genera [36]. Membrane permeabilization by Env may prime virions for reverse transcription prior to cell entry, thereby increasing the fraction of virions that complete the process following membrane fusion with target cells. Additionally, membrane permeabilization by Env on the cell surface may permit the release of small molecules from infected cells, potentially promoting inflammation and/or priming of neighboring cells for infection. Finally, deposition of Env on the surface of cells via virion fusion with the plasma membrane could render target cells permeable to extracellular dNTPs, thus promoting reverse transcription in resting T cells that contain low levels of nucleotides. Permeabilization of target cell membranes by Env may also contribute to T cell death associated with HIV-1 pathogenesis.

The NERT reaction may also have practical utility. HIV-1 virions contain low levels of Env, and rapid and sensitive assays to determine the susceptibility of variants in patients to neutralizing antibodies are needed to guide selection of the appropriate therapeutic antibodies for individuals [37]. However, detection of functional HIV-1 virions in patients may be confounded by the heterogeneity of Env levels on virions, which are typically low [38]. The NERT reaction may provide a rapid and sensitive approach to enrich for genomes in HIV-1 virions bearing functional Env proteins in patient samples containing both defective and infectious HIV-1.

Materials and methods

Plasmids and viruses

Wild type HIV-1 virions were produced by transfection of the full-length pNL4-3 molecular clone [39] or its corresponding mutants. CT truncation mutants and CA partial deletion mutants (Δ126–277 and Δ138–277) were generated by PCR overlap cloning and designed after mutants characterized in a previous study [40]. Mutant plasmids were verified by Sanger sequencing of the PCR-generated regions. The Gag cleavage mutants were previously described [41,42]. pNL4-3-based chimeric clones encoding primary isolate Env proteins were provided by Dr. Paul Bieniasz [43]. The P203L and S205L CT mutants [29] were the generous gift of Dr. Eric Freed (National Cancer Institute). Plasmids pHCMV-G [44] and pSV-A-MLV-env [45], encoding VSV-G and A-MLV Env proteins, were obtained from Dr. Jane Burns and Dr. Nathaniel Landau, respectively. Plasmid pBR239E encoding full-length SIVmac239 was provided by Dr. Toshiaki Kodama. The env-defective mutant was constructed by end-filling of the HindIII site at nucleotide 7078, thus creating a frameshift in env at codon 74.

Viruses were produced by transfection of 293T cells in 100 mm dishes using polyethyleneimine (PEI). DNA-PEI mixtures were added to cultures and incubated overnight. The culture medium was aspirated, monolayers gently rinsed with 5 ml of PBS, and 7 ml of fresh culture medium added. After 24h of further culture, the virus-containing supernatants were harvested, clarified by passage through 0.45 μM pore-size syringe filters, and frozen in 1 ml aliquots at -80°C.

For ERT and NERT reactions, aliquots of viruses were thawed in a 37°C water bath and MgCl2 and DNase I were added to 10 mM and 20 μg/ml concentrations, respectively. Following incubation at 37°C for 1h, the virions were pelleted through a 0.25 ml cushion of STE buffer (20 mM Tris-HCl pH 7.5, 150 mM NaCl, 1 mM EDTA) containing 20% sucrose by ultracentrifugation for 30 min at 45,000 rpm in a Beckman TLA-55 rotor. The supernatants were carefully removed by aspiration and the pellets resuspended in 50 μl of STE buffer.

Endogenous reverse transcription reactions

Reactions were performed in 50 μl volumes containing 20 mM Tris-HCl pH 7.6, 2 mM MgCl2, 150 mM NaCl, 1 mM DTT, 1 mg/ml bovine serum albumin, 0.1 mM each dNTP, 0.1% (vol/vol) Triton X-100 (ERT) and the indicated concentrations of IP6 (TCI America). NERT reaction conditions were identical to those of ERT but without the addition of IP6 and Triton X-100. Reactions were initiated by the addition of virions and incubated at 37°C for either 4h or 14h. DNA was purified from the reactions using silica columns and assayed for early and late reverse transcripts by qPCR as previously described [20]. The following compounds were tested: azidothymidine triphosphate (AZTTP, Jena Bioscience); efavirenz (EFV, HRP cat. no 4624); stavudine triphosphate (d4TTP, Jena Bioscience), PF-3450074 (PF74, MedChemExpress); aldrithiol (AT-2, Sigma). In experiments in which sensitivity of the reactions to DNase I was tested, the enzyme was added to a final concentration of 20 μg/ml following the reverse transcription reaction and incubated at 37°C for 1h, after which the DNA products were purified and quantified.

Immunoblotting

Pelleted virions were dissolved in SDS-PAGE sample buffer and subjected to electrophoresis on precast 4–20% gradient gels using Tris-MOPS running buffer (Genscript). Proteins were transferred to Protran nitrocellulose membranes (Perkin-Elmer) with a Genie electroblotter (Idea Scientific). Blots were blocked for 1h with 5% nonfat dry milk dissolved in PBS and probed with 1 μg/ml anti-gp41 monoclonal antibody (Chessie 8) produced in-house from the corresponding hybridoma. Proteins were detected with a IR680 dye-conjugated anti-mouse secondary antibody. Bands were revealed by scanning the blot with a LI-COR Odyssey imager and quantified with the instrument software. Following reprobing with an anti-CA monoclonal antibody (produced from hybridoma183-H12-5C), the relative ratios of gp41 to CA were calculated from the quantified band intensities.

Supporting information

S1 Fig. Schematic and immunoblot of mutant viruses tested in Fig 8.

(A) Depiction of HIV-1 mutants containing mutations preventing cleavage at various sites in Gag. All mutants shown are incapable of forming a mature, stable, conical capsid. (B and C) Immunoblot of pelleted mutant virions with blocked cleavage sites and two mutants with large deletions in CA. Panel B shows a scan of the blot following detection of gp41, and C shows the blot following reprobing with polyclonal human antiserum to HIV-1 (HIV-Ig).

https://doi.org/10.1371/journal.ppat.1011810.s001

(TIFF)

S1 Data. Excel file containing compiled primary experimental data subjected to statistical analyses.

https://doi.org/10.1371/journal.ppat.1011810.s002

(XLSX)

Acknowledgments

We thank the members of the Aiken lab for helpful suggestions and Ashley Fulmer for technical assistance during the course of this work. The following reagents were obtained through the NIH HIV Reagent Program, Division of AIDS, NIAID, NIH: Human Immunodeficiency Virus 1 (HIV-1), strain NL4-3 Infectious Molecular Clone (pNL4-3), ARP-114, contributed by Dr. M. Martin; anti-Human Immunodeficiency Virus 1 (HIV-1) gp120 Hybridoma (Chessie 8), ARP-526, contributed by Dr. George K. Lewis; anti-Human Immunodeficiency Virus 1 (HIV-1) p24 Hybridoma (183-H12-5C), ARP-1513, contributed by Dr. Bruce Chesebro and Dr. Hardy Chen.

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