Figures
Abstract
Background
The World Health Organization emphasizes the importance of integrated monitoring and evaluation in neglected tropical disease (NTD) control programs. Serological assays offer a potential solution for integrated diagnosis of NTDs, particularly for those requiring mass drug administration (MDA) as primary control and elimination strategy. This scoping review aims (i) to provide an overview of assays using serum or plasma to detect infections with soil-transmitted helminths (STHs) in both humans and animals, (ii) to examine the methodologies used in this research field and (iii) to discuss advancements in serological diagnosis of STHs to guide prevention and control programs in veterinary and human medicine.
Methodology
We conducted a systematic search in the Ovid MEDLINE, Embase and Cochrane Library databases, supplemented by a Google search using predefined keywords to identify commercially available serological assays. Additionally, we performed a patent search through Espacenet.
Principal findings
We identified 85 relevant literature records spanning over 50 years, with a notable increased interest in serological assay development in recent years. Most of the research efforts concentrated on diagnosing Ascaris infections in both humans and pigs, primarily using ELISA and western blot technologies. Almost all records targeted antibodies as analytes, employing proteins and peptides as analyte detection agents. Approximately 60% of sample sets described pertained to human samples. No commercially available tests for Trichuris or hookworms were identified, while for Ascaris, there are at least seven different ELISAs on the market.
Conclusions
While a substantial number of assays are employed in epidemiological research, the current state of serological diagnosis for guiding STH prevention and control programs is limited. Only two assays designed for pigs are used to inform efficient deworming practices in pig populations. Regarding human diagnosis, none of the existing assays has undergone extensive large-scale validation or integration into routine diagnostics for MDA programs.
Author summary
To further integrate the monitoring and evaluation of public health control programs against neglected tropical diseases (NTDs), the diagnostic platforms used should ideally be able to screen multiple NTDs in one and the same sample. A stepping stone for more synergies across these programs are blood-based diagnostic assays. Although they have been both developed and implemented to inform public health programs for a number of NTDs, little is known about the progress towards a blood-based diagnostic assays to follow-up on public health programs against intestinal worms. Therefore, we conducted an extensive review of blood-based tests for intestinal worm infections in humans and animals, analysing their progress from assay-development towards routine use in both public and animal health control programs. Our results indicated that, despite many tests are used in research, the use of blood-based assays for guiding control programs against intestinal worms is limited. Only two tests for pigs are currently used to inform deworming programs in pig herds. For human diagnosis, none of the current assays has been extensively evaluated or used for routine diagnosis in control programs.
Citation: Roose S, Vande Velde F, Vlaminck J, Geldhof P, Levecke B (2024) Serological diagnosis of soil-transmitted helminth (Ascaris, Trichuris and hookworm) infections: A scoping review. PLoS Negl Trop Dis 18(4): e0012049. https://doi.org/10.1371/journal.pntd.0012049
Editor: María Victoria Periago, Consejo Nacional de Investigaciones Cientificas y Tecnicas, Fundación Mundo Sano, ARGENTINA
Received: October 20, 2023; Accepted: March 5, 2024; Published: April 4, 2024
Copyright: © 2024 Roose et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: All relevant data are within the manuscript and its Supporting Information files.
Funding: SR was supported through a Fundamental Research Fellowship (1154819N) of the Research Foundation Flanders (www.fwo.be).This review was financially supported through an international Coordination Action (G0F4320N) of the Research Foundation Flanders. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Competing interests: The authors have declared that no competing interests exist.
Introduction
Today, the world’s most vulnerable communities still bear the heaviest burden of neglected tropical diseases (NTDs), and this has prompted many NTD endemic countries worldwide to take actions to reduce the NTD-attributable disease burden [1]. Depending on the nature of the disease, the established public health interventions involve individual case management or mass drug administration (MDA) to entire communities at risk [2]. While most interventions remain disease specific, important similarities can be identified (e.g., interventions target the same communities [3] and interventions serve multiple NTDs [4]), which provides opportunities to more integrate interventions and to ultimately make better use of resources [2]. Recognizing this, the new 2021–2030 WHO roadmap for NTDs not only makes a plea for more synergies across NTD programs, it also advocates for more integration of NTDs in other well-established public health programs (e.g., HIV/AIDS and malaria) [2].
When aiming for more integrated NTD programs, the diagnostic platforms used should ideally be able to screen multiple NTDs in one and the same sample. Currently, diverse sample types (e.g., stool, urine, blood, skin scrapings, and skin biopsies) are used across various NTDs, employing diagnostic methods primarily reliant on microscopic examination [5]. These methods have several drawbacks, including insufficient performance in low prevalence settings, susceptibility to human error and a limited throughput [5–7]. As a response to this lack of diagnostics, the WHO has published 17 target product profiles (TPPs), which describe the minimal and ideal requirements for various diagnostic needs (e.g., simplicity, performance and price of the test) related to NTD specific use-cases [8]. For individually managed NTDs, the TPPs focus on case confirmation and detection of drug resistance, while those amendable for control through MDA focus on program decisions around starting, scaling down and stopping MDA. When further analysing the TPPs for MDA targeted NTDs (lymphatic filariasis [9], onchocerciasis [10], scabies [11], schistosomiasis [12], soil-transmitted helminthiases [13] and trachoma [14]), it becomes clear that whole blood collected by finger prick is a common sample type, and hence serological diagnostics that use blood fluids (serum or plasma) as specimen are an obvious way forward for more integrated monitoring and evaluation (M&E) of NTDs programs. Moreover, as this is also a common sample type for other infectious diseases (e.g., HIV/AIDS), it provides a unique opportunity to integrate NTDs into existing public health surveillance platforms [15,16]. To date, serological diagnostics are implemented only in MDA programs for lymphatic filariasis and onchocerciasis [2,17,18]. For both NTDs, the WHO defined prevalence thresholds that trigger program decisions to stop MDA [2,17,18]. However, for the remaining four NTDs targeted by MDA efforts, the diagnostic standards remain clinical examination or microscopy, thus hindering inclusion in integrated NTD diagnostics [11–14].
Therefore, this scoping review aims to investigate the landscape of serological assays for infections with soil-transmitted helminths (STHs; Ascaris, Trichuris and hookworms) focussing on identifying current gaps and key factors needed to advance their application in STH prevention and control programs. The study is guided by three research objectives. Firstly, to list the currently available assays that make use of blood fluids (serum and plasma) as primary specimens to diagnose STH infections. Given the wide prevalence of STH infections in various animal species (e.g., hookworms in dogs [19], Ascaris in pigs [20]) our research also seeks to include veterinary tests, recognizing their potential relevance and application in the field of human medicine in the future. Secondly, to examine the methodology used in this research field (e.g., sample sets used and assessments of test performance), and thirdly, to report and discuss advancements in serological diagnosis for soil-transmitted helminthiases to guide prevention and control programs in both veterinary and human medicine.
Methods
Search strategy
We opted the broader approach of a scoping review compared to a systematic review, as our aim was to determine the coverage of existing literature on our topic, to examine how research in this field was conducted and to identify knowledge gaps [21]. We did not aim to conduct any formal assessment of the quality of the studies or to critically synthesize and discuss their results. We followed the methodology for scoping reviews outlined in the JBI Reviewer’s Manual [22], and adhered to the reporting guidelines provided in the Preferred Reporting Items for Systematic Reviews and Meta-Analyses extension for Scoping Reviews (PRISMA-ScR) checklist [23] (S1 Info). No formal review protocol was registered.
Our search strategy comprised two distinct components: (i) a literature search for published records and (ii) an exploration of commercially available assays and diagnostic services, and patents that either resulted in or could potentially result in commercial assays. All final search strategies are reported in S2 Info. The literature search included a systematic search in the Ovid MEDLINE and Embase databases and in the Cochrane Library (24 and 25 September 2022) using database-specific strings based on relevant terms related to serology as well as the combination of commonly used diagnostic assays and the sample type (S2 Info). The commercially available serological assays were explored through a Google search using pre-defined keywords (22 September 2022) (S2 Info). The patent search was done via Espacenet, a free online service for searching patents and patent applications worldwide (https://worldwide.espacenet.com) (12 October 2022) (S2 Info).
Screening procedure and eligibility criteria
All literature retrieved by the systematic literature search was downloaded to Endnote X9 [24] by one review author (SR), and duplicates were removed. One reviewer (SR) screened the merged search results for potentially relevant records based on title and abstract. Thereafter, two reviewers (SR, PG) reviewed the full-text records for eligibility based on criteria defined during the screening process, independently. The final eligibility criteria are presented in Table 1. The two review authors (SR, PG) categorized eligible records into two groups based on their main research focus: group 1 included key papers focusing on serological assay development, while group 2 comprised further relevant research (e.g., studies applying serological assays in epidemiological surveys). Backward and forward reference searching were conducted for all papers in group 1. Throughout the review process, a third author (BL) was responsible for facilitating discussions and reaching consensus in case of disagreement between the reviewers. During these discussions, it became apparent that we had initially overlooked a group of studies related to the use of peptides as analyte detection agents. Consequently, we conducted a supplementary systematic search in the Ovid MEDLINE database (11 October 2022) as reported in S2 Info. The additional records identified through backward and forward reference searching of the key papers, as well as the supplementary systematic search for peptide assays, went through the same selection process as the studies that were initially identified through the main systematic search.
The results of the Google and Espacenet search for commercially available tests and patents were summarized using Microsoft Excel (version 16.78). To assess the suitability of each identified commercial test for inclusion in our study, we visited the website of the corresponding manufacturer/distributor to review product specifications, assay protocols, and other relevant information. Inclusion or exclusion was guided by the basic question whether it consisted of a diagnostic assay for detecting STH infection in its natural host, available either as commercial assay or as laboratory diagnostic service. We assessed the eligibility of the patents using the data accessible on Espacenet. This involved a straightforward screening process retaining all patents related to the diagnosis of STHs using serum or plasma as the sample specimen. Screening of commercial assays and patents was performed by one reviewer (SR).
Data charting
To facilitate data charting of the literature search results, a data charting form was designed upon agreement by three review authors (SR, PG, BL). This form was developed through both iterative discussions and pilot testing on several key records. Data charting was completed by one review author (SR), but discussed at length with two other review authors (PG, BL). The final data charting form included: (i) the year of publication, (ii) details about authors and research group, (iii) the primary aim of the study (e.g., assessment of seroprevalence), (iv) the target species (e.g., Ascaris) and target disease in the case of Ascaris (intestinal parasitosis or larva migrans syndrome (LMS) [25,26]), (v) the test species (e.g., human), (vi) the study population, (vii) the analyte detection agent used (e.g., somatic antigens of adult Ascaris), (viii) the test technology principle applied (e.g., enzyme-linked immunosorbent assay (ELISA)), (ix) the target analyte detected (e.g., anti-Ascaris IgG4), (x) source of the assay (in-house or commercially available), and (xi) specific test parameters (e.g., cut-off value, sensitivity and specificity). To ensure clarity and transparency, we have provided descriptions of the key theoretical terms used in this scoping review in Table 2.
We used the same data charting form to screen all commercially available tests, except for the year of publication, the primary aim of the study, the study population and the source of the assay. Meanwhile, we included information on the name of the test and its manufacturer. Companies were contacted through e-mail to obtain all necessary data. At last, we aimed to extract the same data from the retrieved patent documents. Data management and tabulation were performed using Microsoft Excel (version 16.78). Data visualization of the charting results was done using R Studio (Version 2023.03.0+386) [27] and Microsoft PowerPoint (version 16.78).
Synthesis approach
We synthesised all data and directed our analysis towards six key aspects:
- i. Target species and temporal trends of the published literature: we investigated target species and the temporal trends of the published literature.
- ii. Characteristics of the assays used for serodiagnosis of STHs: we delved into the characteristics of reported assays. For this, we summarised the technology principles employed, the specific target analytes, and the agents used for analyte detection.
- iii. Characteristics of described sample sets: we summarized the sample sets described in the records, documenting the test species, origin of samples and size.
- iv. Evaluation of serodiagnostic assay performance: we examined how diagnostic cut-off values, and the parameters diagnostic sensitivity and specificity were defined by the researchers to evaluate the diagnostic performance of the assay.
- v. Advancements in serological diagnosis of soil-transmitted helminthiases: we reflected on progress in serological diagnosis of STHs. For this research question, we defined the most advanced stage as the point where the assay is routinely used to guide STH prevention and control programs in veterinary or human medicine. This stage represents the intended use case as defined in the WHO’s target product profiles for human STHs [13]. We categorized all included assays into four distinct stages, including assay development (Stage 1), cut-off establishment (Stage 2), research use (Stage 3), and routine implementation to guide STH prevention and control programs (Stage 4). The criteria applied to determine the advancement stage of the assays are summarized in Table 3.
- vi. Patents and commercially available tests: we summarized the outcomes of searches for commercially available assays and patents, and we evaluated the stage(s) where these commercial assays went through, applying the criteria described in Table 3.
Results and discussion
Search strategy
Our search strategy comprised two distinct components: (i) a literature search for published records and (ii) an exploration of commercially available assays and diagnostic services, and patents that either resulted in or could potentially result in commercial assays. Fig 1 presents the literature search and screening procedure that was employed for the published records only. This literature search involved two systematic database searches as well as a reference search, which together yielded a total of 1,469 unique records. After screening these records by title and abstract, 174 records were found eligible. Finally, a total of 85 records were included in this scoping review of which a detailed summary is provided in S3 Info, including (i) the year of publication, (ii) details on the title, journal and authors, (iii) the advancement stage applying the aforementioned criteria (Table 3), (iv) the test species (e.g., humans), (v) details on the study population, (vi) the analyte detection agent used (e.g., somatic antigens of adult Ascaris), (vii) the assay technology principle applied (e.g., ELISA), (viii) the target analyte detected (e.g., IgG4), (ix) the source of the assay (in-house or commercially available), and (x) specific assay parameters (cut-off value, diagnostic sensitivity and specificity). Given the distinct biological differences in STH species, we have clustered these details on an STH species level. For assays targeting Ascaris, the list also includes (xi) the target disease, either intestinal parasitosis or LMS [25,26].
STH: soil-transmitted helminth, HW: hookworm.
The second component of our search strategy yielded the following outcomes. We were unable to identify any commercially available tests for Trichuris or hookworm infections. However, in the context of Ascaris, we identified a minimum of seven different tests for natural host species currently available on the market. Conducting the patent search resulted in 42 records, which were manually assessed to determine eligibility. Among these, three patents were found to be relevant to our research questions.
Target species and temporal trends of the published literature
Fig 2 illustrates two key aspects of the 85 included records: the year of publication (Fig 2A) and the target species (Fig 2B). A significant portion (79 records; 92.9%) concentrated on a single STH species. Among these, 54 records focused on Ascaris, 13 records focused on Trichuris, and 12 records focused on hookworms. In contrast, only six records (7.1%) targeted multiple STH species. Among these, four records examined all three STHs, one record focused on Ascaris and Trichuris, and one record focused on Ascaris and hookworms.
HW: hookworm, STH: soil-transmitted helminth. S3 Info provides an overview of the 85 records used to create the figures.
Our analysis revealed a distinct pattern in the publication timeline. Before 1987, retrieved records only focused on Ascaris. Between 1988 and 1998, we observed an initial surge of records on all three STH species. Notably, the majority of records in this period focusing on Trichuris were attributed to a single research group, unlike records involving Ascaris and hookworms (S3 Info). From 1998 to 2014, there was a relatively limited and skewed research output. However, since 2014, we have observed a renewed interest in the development of serological assays, with an emphasis on diagnosing multiple STH infections simultaneously.
Characteristics of the assays used for serodiagnosis of STHs
Fig 3 summarises the 85 records by the applied technology principle (Fig 3A), the target analyte detected (Fig 3B) and the analyte detection agent used (Fig 3C). Our analysis also considered the landscape of serodiagnostic research over time, graphically presented in S4 Info, to gain insights into how these three assay characteristics have evolved throughout the years.
The number of records by technology principle applied (panel A), target analyte detected (panel B) and analyte detection agent used (panel C). The target analyte refers to the specific analyte that a test is designed to detect or measure, while the analyte detection agent refers to the product used in the test to investigate the presence of the target analyte. The color indicates the STH species targeted in each record. In cases where a record applied multiple options, the records was included in the count of all relevant options. FAT: fluorescent antibody test, ELISA: enzyme-linked immunosorbent assay, MFI: multiplex flow immunoassay, qSAT: quantitative suspension array technology, SDS-PAGE: sodium dodecyl sulfate polyacrylamide gel electrophoresis, REIA: reverse enzyme immunoassay, RIA: radioimmunoassay, Ab: antibody, Ig: immunoglobulin, IC: immunecomplex, ES: excretory/secretory, HW: hookworm, STH: soil-transmitted helminth. S3 Info provides an overview of the 85 records used to create the figures.
Technology principle.
Fig 3A highlights that ELISA (used in 60 records) and western blot (used in 19 records) are the most applied technologies in research on serodiagnosis for STHs, employed for over five decades as shown in S4 Info, from the 1970s to 2022. Note that, when referring to ELISA in this context, it specifically pertains to the indirect ELISA type. Additionally, variants of the indirect ELISA principle, such as reverse enzyme immunoassay (REIA), sandwich ELISA, and multiple-dot ELISA, have also been explored [28–30]. Direct and indirect fluorescent antibody tests (FAT) [31,32], radioimmunoassays (RIA) [33,34], complement fixation tests [35,36], and double immunodiffusion tests [30,34,36,37], were employed until 2003, after which ELISA and western blot became the predominant techniques together with new technologies that appeared on the scene (S4 Info). Among these new technologies, the multiplex bead assay [38], peptide microarray immunoassays [39,40] and quantitative suspension array technology (qSAT) assays [41,42] represent examples of multiplex assays. These advanced technologies have been applied in studies focused on serodiagnosis for multiple STH species (S3 Info). Notably, an interesting distinction is seen in Fig 3A, showing technological diversity within different STH targets. Records on Trichuris and hookworms have a more limited range of technology principles. Conversely, research on Ascaris demonstrates a broader spectrum of technologies used.
Target analyte.
As shown in Fig 3B, apart from three, all records report human or animal antibodies as target analytes. S4 Info indicates that early research did not always differentiate between antibody isotypes, possibly due to the unavailability of specific conjugates. For the detection of Ascaris infections, IgG appears to be the preferred target analyte for pigs, whereas IgG4 has become the most interesting target for humans [43–47] (S3 Info). For Trichuris, the most recent studies in humans focus on total IgG [40,48] (S4 Info). For hookworms, researchers have strongly debated about the most appropriate isotype, with some advocating for IgE [49] or IgG4 [50,51], but recent research has focused mainly on total IgG, IgG4, and IgM [40,52,53] (S4 Info). The three remaining records investigated the diagnostic value of detecting immune complexes (ICs) (i.e., antigen-antibody complexes) [29,54], and Ascaris proteins [33] in blood fluids.
Analyte detection agent.
In Fig 3C, we have grouped the analyte detection agents in seven categories: homogenate, excretory/secretory (ES) antigens, pseudocoelomic fluid, selected native antigen, recombinant antigen, peptide or other. Detailed descriptions of the analyte detection agents can be found in S3 Info. It was observed that the majority of records focused on antibodies as target analytes, and as a result, most analyte detection agents were proteins and peptides that bind to or interact with the target analyte to enable its detection and/or quantification. It appeared that over 50 years of research, most assays relied on protein mixtures, particularly homogenates and ES antigens of larvae or adult worms (S4 Info). For Ascaris, researchers also explored the potential of its pseudocoelomic fluid, although this was not the case for Trichuris or hookworms, likely due to practical considerations related to the size of the worms (Trichuris: up to 5 cm; hookworms: up to 2 cm; Ascaris: up to 40 cm) [36,37,55–57]. In recent years, there has been a shift towards studies focusing on specific proteins (e.g., cuticular collagen of Necator americanus [58], native Ascaris suum haemoglobin [47,59,60]) rather than antigen mixtures (S4 Info). In addition, recombinantly produced forms of specific proteins [41,42,53] offer advantages such as reproducibility and sustainability as a resource when compared to native antigen preparations. Peptide research [39,40] is particularly interesting as it allows for the identification of specific epitopes and serves as a stepping stone for the development of multiplex diagnostic assays. The ‘other’ category in our analysis includes parasite cross-sections [31] and the use of anti-parasite serum (e.g., rabbit anti-A. suum serum [33], chicken anti-A. suum IgY [29,54]), as well as hatching fluid [56].
Characteristics of described sample sets
Of all the sample sets described in the 85 included records, 58.5% covered human samples as shown in Fig 4A. The rationale behind testing non-human samples mainly lies in the application of serodiagnosis for animals that are natural hosts for STH species, such as pigs in the context of Ascaris (25.5% of all sample sets described). Additionally, some studies used experimentally infected animals or laboratory animals for assays in development (e.g., rabbits (5.3%) and mice (3.2%)). One of the records reports a setback in the production of an effective multiplex flow immunoassay for hookworms and consequently, no sample set was reported for further investigation [52].
Regarding human sample sets, Fig 4B indicates that sample sizes ranged from six to 6,718 individuals, and Fig 4C provides insights into their origin. The majority of endemic samples were collected in Asia and North-America. However, the latter may partly stem from the reuse of the same sample sets, especially in older records, for investigating various research questions [61–68] (S3 Info). Remarkably, despite the use of sample sets from Europe as non-endemic negative controls, there were also seven studies that assessed seroprevalence in European regions (e.g., The Netherlands and Austria) [69–75].
Panel A displays the proportion of sample sets that involved a particular test species. Panel B indicates the size of the human sample sets. Panel C provides insights into the origin of the human sample sets. Certain sample sets were re-used and therefore reported in multiple records, resulting in multiple counts in panels A and B. To create panel C, we considered that a reported sample set might contain samples from different origins (e.g., positive samples from Africa, negative samples from Europe), and treated these as distinct human sample sets in our origin analysis. S3 Info provides an overview of the 85 records used in the analyses.
Evaluation of serodiagnostic assay performance
The performance parameters (diagnostic sensitivity and/or specificity) were reported for 26 in-house assays and they are summarized in Table 4 (full details can be found in S3 Info). Overall, the range in reported diagnostic sensitivity and specificity equalled 11.8% - 100% and 0% - 100%, respectively. The observed variation in performance is not unexpected and can already be explained by inherent differences in performance across the specific antigens used [42,53,76], the antibody isotype [51,76], the diagnostic platform [35] and the test species [77]. However, it is important to also acknowledge the methodological differences, such as the sample sets [77], the methodology to determine the cut-off [42,78], and the definition of the reference standard [57]. The sample sets used to define these parameters, show significant variability in size and were collected from both human and animal hosts, as well as immunised animals. Four different methods were employed to define cut-off values, including both direct approaches (the mean plus a multiple of the standard deviation of the values obtained in negative samples or using a multiple of the value observed in negative samples), and more advanced methods (Gaussian mixture models and receiver operating characteristic curves). As expected, the most frequently applied reference standard for STH infection was the presence of worm eggs in stool, which were detected through different microscopic methods (e.g., McMaster, Kato-Katz thick smear, zinc sulphate flotation and formol ether concentration). Alternative reference standards were the presence of liver white spots or adult worms, experimental infections, or qPCR data. Generally, the absence of a true gold standard for STH infections is an important obstacle to accurately assess the diagnostic performance. Detecting eggs is only possible when mature adult worms are present, and although microscopic methods are widely used, they come with inherent limitations in terms of sensitivity and specificity. The assessment of liver white spots, an immunological response of the host during larval migration through liver tissue, is subjective and prolonged exposure of individuals to the parasite can negatively impact the test’s sensitivity. When it comes to diagnosing Ascaris LMS, there are even no alternative diagnostic methods available [71]. On the contrary, animals subjected to experimental infection with a single STH species can represent the ultimate gold standard [59,79–83]. However, when interpreting diagnostic sensitivity and specificity of tests validated through experimental infections, it is crucial to consider two key elements of these experiments: (i) the infection dose (e.g., seroconversion occurs more rapidly with higher parasite infection doses) and (ii) the duration of infection (e.g., prolonged exposure can lead to a higher seroconversion rate) [56]. Although using extremely low infection doses administered as trickle infections to mimic natural infections is a potential approach, the representativeness of these infections still remains uncertain, as there are currently no data available on actual infection doses in natural cases, such as the quantity of eggs or larvae children are exposed to when living in endemic regions. Another important aspect when evaluating assay performance is the potential for biases in study populations. When screening individuals or animals for STH infections, it is important to acknowledge that these subjects might have been exposed to other (non-)parasitic infections, adding complexity into the diagnostic process. A strategy to manage this complexity is to identify and document other infections and include the samples in the negative control group, allowing the evaluation of cross-reactivity [51,78]. Nevertheless, this approach assumes that all other infections are easily distinguishable from the targeted STH infections. In reality, this can be challenging, especially if they trigger similar immune responses. Additionally, it assumes that all relevant co-infections are known and documented, which is rarely the case.
Records are clustered based on target species, technology principle and analyte detection agent. HW: hookworm, LMS: larva migrans syndrome, FAT: fluorescent antibody test, ELISA: enzyme-linked immunosorbent assay, REIA: reverse enzyme immunoassay, qSAT: quantitative suspension array technology, Ig: immunoglobulin, ES: excretory/secretory, SD: standard deviation, STH: soil-transmitted helminth, ROC: Receiver Operating Characteristic, Ref: reference.
Advancements in serological diagnosis of soil-transmitted helminthiases
Fig 5 offers a summary of advancements in the serological diagnosis of soil-transmitted helminthiases. S5 Info provides an overview of the records used to create Fig 5. All records were listed based on the described analyte detection agent because of the essential role played by the discovery of these agents in the development of novel tests. Typically, a specific analyte detection agent is tested in several test technology principles, and assay-optimization might include assessment of different target analytes. For instance, researchers may initially examine their discovered analyte detection agent (e.g., a recombinant antigen) in western blotting, thereafter transition to ELISA, and subsequently refine their test by the detection of specific target analytes (e.g., immunoglobulin isotypes). Three records were excluded from Fig 5 ([69], [86] and [87]) because they made use of commercially available tests for which the analyte detection agent was unspecified.
Assays/records are listed based on the described analyte detection agent. The icons represent the species comprising the reported sample sets. A comprehensive description of the four stages can be found in Table 3 and S5 Info provides a systematic overview of the records used to create this figure.
Based on our analysis, four interesting observations were made. First, samples from both laboratory animals (e.g., mice) and natural hosts (e.g., dogs) were used for the development of the assay (Stage 1) and the establishment of diagnostic cut-offs (Stage 2), while research use (Stage 3) was mostly observed in porcine and human populations. Additionally, a broader range of test species was employed for Ascaris-related research. A second remarkable finding is the fact that certain records used assays in endemic settings without establishing diagnostic cut-offs. A third significant observation is the correlation between a higher percentage of records focusing on Ascaris and a greater number of assays progressing to Stage 3, as compared to those related to Trichuris and hookworm infections. Further investigation of S3 Info and S5 Info revealed that four specific Ascaris assays show recurrent use across several recent epidemiological records (Stage 3). The first of these notable assays is an ELISA coated with ES proteins from migrating larvae, originally developed based on an assay for the diagnosis of LMS due to Toxocara [88]. This ELISA was described by Pinelli and colleagues as the most recommended serological assay for the diagnosis of Ascaris LMS [70]. A second notable assay for diagnosing LMS, is an immunoblot developed by Schneider et al. (2015), also relying on larval ES material [71]. A third assay, first described by Vlaminck et al. (2012) for intestinal ascariasis in pigs, is an ELISA based on native A. suum haemoglobin [59]. Finally, an ELISA using homogenate from A. suum lung stage larvae, introduced by Vandekerckhove et al. (2017), completes the set of assays repeatedly used in the included records [79]. A last and important observation made from Fig 5 is the fact that none of the literature records included in our analysis mentioned the routine implementation of assays to guide STH prevention and control programs. Nonetheless, there is evidence suggesting that certain commercial assays have progressed to this stage, as we discuss in more detail below.
Patents and commercially available tests
Through the patent search, we identified 42 records that were subsequently assessed for eligibility. Three patents were related to our research questions (S6 Info). However, to the best of our knowledge, none of the patents have resulted in successful novel diagnostic tests with present-day applications.
We were unable to identify any commercially available tests for Trichuris or hookworms. In the case of Ascaris, there are at least seven different tests commercially on the market, all are ELISA assays (Table 5). Two of these tests are intended for the use in pigs. The SERASCA assay, based on native Ascaris haemoglobin, was developed at Ghent University (Belgium) and is currently marketed as laboratory diagnostic service for the diagnosis of Ascaris infection pressure in fattening pigs. Based on the SERASCA, the ELISA kit Monoscreen AbELISA Ascaris suum (Bio-X Diagnostics) is commercially available. Published research papers provide a comprehensive description of how the SERASCA assay was developed and validated [59,60]. The performance of the Monoscreen ELISA was calculated using the SERASCA assay as reference. Preceding sections of this scoping review incorporated five records using this assay as an in-house research tool [59,60,79,89,90]. In addition, five records made use of the commercial versions of this ELISA to evaluate seroprevalence of A. suum infection in Austria [91], France [92], Greece [93], Finland [94] and China [20] in the framework of epidemiological research (Stage 3 in Fig 5). Online information for both tests explicitly state their diagnostic purpose, which is to estimate the Ascaris infection intensity in a pig herd. This underscores that both tests have progressed to the advanced phase of routine application to guide prevention and control programs by the intended users, namely veterinarians. To the best of our knowledge, these two assays are the only ones that have progressed to Stage 4.
Records were retrieved by a Google keyword search. A limitation of our search strategy is that records that were buried deeper in the search rankings are potentially omitted. However, we deem our approach comprehensive and inclusive for our study’s specific objectives. NA: information not available. ELISA: enzyme-linked immunosorbent assay.
Five ELISA kits retrieved by our search are developed for the detection of ascariasis in humans. The NovaTec ELISA is distributed by at least six distributors, indicating a relatively broad availability of this assay in the market of Europe and North America. The detection agents used in the assays are homogenate (crude extract), pseudocoelomic fluid, or a recombinant protein, although this information was not provided by all companies. The two ELISA kits based on A. lumbricoides crude extract (NovaTec Immundiagnostica and Arigo Biolaboratories Corporation) are equipped with a cut-off control sample and the datasheets give clear instructions on the interpretation of results. These sheets report a diagnostic sensitivity and specificity of more than 95%, though it is not mentioned how this was determined. On the contrary, the website of the third human kit, Bordier Affinity Products SA, does provide data on the sample sets used to define sensitivity and specificity, however the size of the sample sets used is relatively small (minimum: 27 samples, maximum: 181 samples) and information on the reference standard for infection and the origin of the samples is limited. Detailed information on the performance of the fourth kit (MyBioSource, Inc.), detecting anti-Ascaris IgM, is absent. The fifth human kit (AFG Bioscience), also detecting IgM, has a reported diagnostic sensitivity and specificity of ≥82.1% and ≥85.7% respectively. The unique feature of this kit is the fact that the ELISA plate is coated with a recombinant protein of Ascaris, of which the sequence is referring to Ascaris Ag1 (NCBI accession number: ACJ03764), one of the twenty most abundant proteins in Ascaris ES products [95]. Our literature search strategy retrieved four records in which commercially available assays were employed [69,74,86,87]. In one record, Lassen and colleagues used the NovaLisa Ascaris lumbricoides IgG ELISA for epidemiological research (Stage 3 in Fig 5) [74]. Unfortunately, in the other three cases, though the distributors were mentioned, it was unclear which specific assays were used. This can be attributed to changes in names or reference numbers, current unavailability of the kits, or changes in manufacturers.
In contrast to the veterinary kits, the origin of all five human assays remains ambiguous, as it is unclear whether they are the result of academic research endeavours or if they were developed within the commercial sector. We decided not to include information on the intended use claim of the tests (research use only or medical purposes) to avoid potential confusion related to different definitions and guidance documents (for example between Europe and the USA). However, all available documents imply that these assays are intended for individual patient diagnostics rather than for assessing prevalence within larger populations. The descriptions of the antigens used to coat the ELISA plates are poorly defined, and detailed methodologies regarding their production are absent. While diagnostic sensitivity and specificity are frequently reported, we advise interpreting these values cautiously due to the absence of reports on the reference standard for infection used.
Towards routine implementation of serological diagnosis to guide STH prevention and control programs
While a substantial number of assays are employed in epidemiological research, the current state of serological diagnosis for guiding STH prevention and control programs is limited. Only two assays developed for pigs are used to inform deworming strategies in these populations, inferred from their product information that provides guidelines for sampling design (diagnosis of pig herd infestation based on periodic sampling of 10 animals) and interpretation criteria. For human diagnostics, there is a noticeable gap, as none of the existing assays have been integrated into routine diagnostics within MDA programs, or was even validated on a large scale. While it is indeed debatable whether reports of routine implementation to guide prevention and control in veterinary medicine would be present in the scientific literature, the situation is different for human MDA programs. Clear examples exist, such as the prevalence studies conducted by Leta et al. (2020) in Ethiopia [96], Tchuenté et al. (2012) in Cameroon [97], Ibikounlé et al. (2018) in Benin [98], and Koroma et al. (2010) in Sierra Leone [99]. These studies, which all employed the Kato-Katz thick smear method, have been instrumental in mapping the prevalence of STHs in these regions, and provide the necessary tools for their Ministries of Health to plan national control programs. Specifically concerning large-scale validation of assays, the most extensive sample set reported in the included records was less than 7,000 individuals, sourced cross-sectionally from a single country [45]. For a broader perspective, large-scale validation efforts comparable in size to the Geshiyaro Project (annual collection of over 6,000 samples) [100] or Deworm3 (longitudinal sampling of 500–1,000 individuals across 40 clusters) [101,102] are essential. Moreover, since guiding STH prevention and control is the ultimate purpose, this suggests that validation should also encompass progress towards these objectives, providing guidelines for sampling design and program decisions, like the WHO guidelines currently used for Kato-Katz thick smear [103].
This review identifies important gaps that might be contributing to the present limited state of serological assay implementation in human MDA programs. First of all, for the transition from Stage 1 (assay development) to Stage 2 (cut-off establishment), meticulously characterized sample sets play a key role. In veterinary medicine, obtaining these samples via animal trials is feasible, whereas biobanks with extensively characterized human samples are not readily available. Access to such biobanks has the potential to significantly accelerate the validation of new assays. Of particular interest are sample sets that not only focus on STHs but also comprehensively identify and thoroughly document other NTDs and non-NTDs infections. Additionally, it will be important that these samples are made accessible to research groups worldwide, facilitating meaningful head-to-head comparisons between studies and assays.
To make the transition from Stage 2 (cut-off establishment) to Stage 3 (research use), our assessments revealed that it will be important to standardize reporting practices, including (i) precise sample set descriptions, (ii) the chosen reference standard for assessing STH infection, and the statistical methodologies employed in both (iii) defining cut-off values and (iv) evaluating the diagnostic performance. This might eventually streamline research, which in turn will be useful in refining and optimizing serological assays for routine implementation. In this context, the establishment of comprehensive assay inventories as currently undertaken by FIND (https://www.finddx.org/ntds/test-directory) can play a key role. Additionally, the present scoping review can assist researchers by preventing replication in experiments. Our current focus was not on detailed study quality assessment or outcome synthesis, as these tasks are beyond the scope of a scoping review. However, this study can be a foundational step for a future systematic review that focusses on providing a critical analysis of the research conducted with the aim to draw conclusions regarding the quality of the existing assays.
As mentioned earlier, the transition from research use (Stage 3) to routine implementation (Stage 4) requires large-scale performance validation that also includes establishment of guidelines for program decision-making. First, it is important to acknowledge that the primary aim of research groups behind developing assays might not always be to facilitate program decision-making. Second, the concept of ‘validation’ depends entirely on the question ‘what are the necessary characteristics of a useful serodiagnostic test’, which in turn relies completely on a thorough understanding of the specific outcomes we aim to measure. In the context of animal production systems, where animals have a more limited lifespan, simply identifying prior infection levels might be sufficient for enhancing future prevention and control strategies. In contrast, the implementation in human MDA programs is much more complex. Essential factors to consider include whether the assay is intended for mapping, M&E or post-program surveillance, and the way the results are interpreted (e.g., determining prevalence, analysing quantitative results, and assessing recurrence of the disease). These questions go beyond the difference between measuring exposure by serology vs. detecting patent infection through Kato-Katz thick smear, delving deeper into the strategic use of serological data to guide informed decision-making processes. Furthermore, if we consider blood samples as a way forward for more integrated M&E of NTD programs and an opportunity to integrate NTDs into existing public health surveillance platforms, a significant challenge lies in the validation of multiplex assays. One of the questions is whether these assays should conform to the specific TPPs for each disease, or if there is room for flexibility in terms of diagnostic sensitivity and specificity, particularly when examining larger populations or adopting multi-step testing approaches (e.g., serodiagnostic assay with high sensitivity followed by a test with high specificity). Furthermore, in the context of STH diagnostics, a pan-helminth test capable of detecting all three species (Ascaris, Trichuris and hookworms), therefore however not meeting the TPPs, might present a potential for post-program surveillance. In summary, addressing many of these core questions in both the STH and wider NTD community will be crucial for progressing towards the routine implementation of serology in NTD prevention and control.
Conclusion
We identified 85 relevant literature records spanning over 50 years, with a notable increased interest in serological assay development in recent years. Most of the research efforts concentrated on diagnosing Ascaris infections in both humans and pigs, primarily using ELISA and western blot technologies. Almost all records targeted antibodies as analytes, employing proteins and peptides as analyte detection agents. Approximately 60% of sample sets described pertained to human samples. No commercially available tests for Trichuris or hookworms were identified, while for Ascaris, there are at least seven different ELISAs on the market. While a substantial number of assays are employed in epidemiological research, the current state of serological diagnosis for guiding STH prevention and control programs is limited. Only two assays designed for pigs are used to inform efficient deworming practices in pig populations. This scoping review identified factors that potentially contribute to the present limited implementation of serological assays in human MDA programs, despite their demonstrated potential in veterinary medicine. The challenges include the lack of well-documented human sample sets and the absence of reporting standards and assay inventories. Additionally, it highlighted numerous critical questions regarding the strategic use of serological data to facilitate informed decision-making. Addressing these challenges and questions is essential for enhancing the integration of serological approaches into NTD prevention and control efforts.
Supporting information
S1 Info. Preferred Reporting Items for Systematic Reviews and Meta-Analyses extension for Scoping Reviews (PRISMA-ScR) checklist.
https://doi.org/10.1371/journal.pntd.0012049.s001
(PDF)
S2 Info. Detailed search strategies in Ovid MEDLINE, Embase, Cochrane Library, Google and Espacenet.
Our search strategy comprised two distinct components: (i) a literature search for published records and (ii) an exploration of commercially available assays and diagnostic services, and patents that either resulted in or could potentially result in commercial assays.
https://doi.org/10.1371/journal.pntd.0012049.s002
(PDF)
S3 Info. Comprehensive summary of the 85 literature records included in this scoping review.
The table includes (i) the year of publication, (ii) details about authors and research group, (iii) the advancement stage according to criteria described in Table 3, (iv) the test species, (v) details on the study population, (vi) the analyte detection agent used, (vii) the assay technology principle applied, (viii) the target analyte detected, (ix) the source of the assay, and (x) specific assay parameters. We have clustered these details on an STH species level. For assays targeting Ascaris, the list also includes (xi) the target disease (intestinal parasitosis or LMS). The level of detail stated in the table is limited to that provided in the articles. In the context of Ascaris, when not specified, we are referring to intestinal parasitosis (e.g., for positive/negative individuals).
https://doi.org/10.1371/journal.pntd.0012049.s003
(XLSX)
S4 Info. Characteristics of the assays used for serodiagnosis of STHs considering the evolving landscape of research over time.
The number of records by technology principle (page 1), target analyte detected (page 2) and analyte detection agent used (page 3). Records are presented in historical order by year of publication. For target analyte and analyte detection agent, we have clustered the results on an STH species level. In cases where a record used multiple options, the records was included in the count of all relevant options. FAT: fluorescent antibody test, ELISA: enzyme-linked immunosorbent assay, MFI: multiplex flow immunoassay, qSAT: quantitative suspension array technology, SDS-PAGE: sodium dodecyl sulfate polyacrylamide gel electrophoresis, REIA: reverse enzyme immunoassay, RIA: radioimmunoassay, Ab: antibody, Ig: immunoglobulin, IC: immunecomplex, ES: excretory/secretory, HW: hookworm, STH: soil-transmitted helminth.
https://doi.org/10.1371/journal.pntd.0012049.s004
(PDF)
S5 Info. Summary of all the references used to create Fig 5.
References are presented in a table consistent with Fig 5 itself.
https://doi.org/10.1371/journal.pntd.0012049.s005
(PDF)
S6 Info. Overview of the patent documents related to serological diagnosis for soil-transmitted helminthiases.
Records were retrieved by an Espacenet patent search. NA: information not available.
https://doi.org/10.1371/journal.pntd.0012049.s006
(PDF)
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