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Study on viscoelastic-plastic creep model of rock based on creep parameter degradation

  • Erjian Wei ,

    Roles Conceptualization, Data curation, Formal analysis, Funding acquisition, Methodology, Validation, Writing – original draft, Writing – review & editing

    weierjian@wust.edu.cn

    Affiliations School of Architectural Engineering, Henan University of Industry Technology, Nanyang, China, Ministry of Education Demonstration Construction Project Virtual Simulation Training Base, Nanyang, China

  • Yuexian Pang,

    Roles Funding acquisition, Investigation, Methodology, Project administration, Resources, Software, Supervision, Visualization

    Affiliations School of Architectural Engineering, Henan University of Industry Technology, Nanyang, China, Ministry of Education Demonstration Construction Project Virtual Simulation Training Base, Nanyang, China

  • Xiaobing Ma

    Roles Formal analysis, Project administration, Validation, Visualization

    Affiliations School of Architectural Engineering, Henan University of Industry Technology, Nanyang, China, Ministry of Education Demonstration Construction Project Virtual Simulation Training Base, Nanyang, China

Abstract

Establishing a reasonable rock creep model is of great significance for analyzing the creep characteristics of rock and predicting the long-term stability of engineering rock mass. Based on the analysis of the nonlinear creep characteristics of rock, this paper innovatively proposes an unsteady Kelvin body that reflects the nonlinear characteristics of the attenuation creep stage. Based on the negative exponential function relationship between the viscosity coefficient and the stress and time, a nonlinear viscoplastic body that reflects the nonlinear characteristics of the accelerated creep stage is proposed. A viscoelastic-plastic creep model of rock considering the deterioration of creep parameters is constructed, and the creep equations of the creep model under one-dimensional stress state and three-dimensional stress state are derived. The model in this paper is used to fit and analyze the creep test data of sandstone and carbonaceous shale under different confining pressures. The results show that the fitting degree of the test curve and the model curve is good, with the coefficient of determination R2 generally above 0.98 and low RMSE/MAE values, indicating that the rock creep model considering the deterioration of creep parameters established in this paper can well describe the creep mechanical characteristics of rock. At the same time, the fitting effects of the model, the classical Nishihara model and the fractional Nishihara model are compared to further illustrate the correctness and advancement of the established model. The research in this paper not only enriches the theory of rock creep model, but also has certain theoretical reference value for the study of long-term stability of rock mass engineering.

1. Introduction

Rock itself has the inherent characteristics of creep. Many engineering examples have confirmed that the long-term safety and stability of rock mass engineering are closely related to its creep properties [14]. In particular, some large-scale projects related to the national economy and people’s livelihood, such as water conservancy and hydropower projects, tunnel projects, deep underground caverns, and mine high slope projects, have a long service life [59]. If the creep effect is ignored, it may cause major accidents in the instability and failure of these projects. Therefore, it is very important to study the creep characteristics of rock, and the rock creep model is the core research content of creep characteristics [1016]. Establishing a reasonable rock creep model is of great significance for analyzing the creep characteristics of rock and predicting the long-term stability of engineering rock mass.

At present, many researchers have done a lot of research on rock creep models [1723], especially in the non-accelerating stage of rock creep under low stress state. The study of creep characteristics has formed a systematic and mature theory, and some classical creep mechanics models such as Maxwell model, Kelvin model, Burgers model and Nishihara model have been established [2429]. These models can well describe the first two stages of rock creep. However, the components of these models are linear and cannot well describe the nonlinear creep process of rock [3033]. At present, many researchers have nonlinearly improved the models to describe the nonlinear accelerated creep process of rock [3437]. Zhu et al. [38] based on fractional calculus theory and creep compliance substitution method, a transversely isotropic nonlinear creep model considering damage and rock strata angle is established based on the element combination model. Wang et al. [39] established a creep damage model of soft rock based on the new evolution equation of viscosity coefficient at each stage of soft rock creep under the influence of synergistic damage effect and the improved Newtonian element. Based on the Norton power law type and damage factor, Moghadam et al. [40] proposed an elastic-viscoplastic constitutive model to describe the expansion, short-term failure and long-term failure of rock salt during creep, which is used to study the time-dependent performance of rock salt underground gas storage caverns. Based on Nishihara model, Weibull distribution function and Perzyna viscoplastic theory, Chen et al. [41] established an improved viscoelastoplastic creep model which can describe the whole process of rock creep failure. This model can better reflect the relationship between rock creep deformation and damage, and make up for the defect that Nishihara model can not describe accelerated creep. Based on the framework of continuum damage mechanics, Nedjar et al. [42] established a three-dimensional phenomenological model that can describe the long-term creep of gypsum rock materials by using the viscoelastic coupling method, and gave a set of numerical simulations to prove the feasibility of the proposed model.

The above research has played a positive role in improving the theory of rock creep model [20,43,44]. However, after analysis and thinking, it is found that there is still a problem that most of these nonlinear improvements to the model are only carried out in the accelerated creep stage. In fact, the rock does not show nonlinear characteristics only in the accelerated creep stage, and it also shows obvious nonlinear characteristics in the attenuation creep stage. Therefore, when establishing the rock creep model, it is necessary to consider both the nonlinear characteristics of the accelerated creep stage and the nonlinear characteristics of the attenuation creep stage, so as to describe the creep behavior of the rock more accurately. Therefore, the creep parameters of these two stages should not be constant, but should be aging deterioration. It is worth noting that although the existing research has involved the nonlinearity of decay creep, most of the improvements mainly focus on the acceleration stage, and the unified description of the parameter degradation behavior at different stages is not sufficient. The focus of this paper is to give a complete theoretical framework from the unified perspective of parameter degradation over time. Based on this, this paper will start from the analysis of the nonlinear characteristics of rock creep process, put forward the unsteady Kelvin body reflecting the characteristics of the attenuation creep stage and the nonlinear viscoplastic body reflecting the characteristics of the accelerated creep stage, and then establish the rock viscoelastoplastic creep model based on the deterioration of creep parameters, and derive its three-dimensional creep equation, and then use the creep test data to verify the applicability and rationality of the model. The research in this paper not only enriches the theory of rock creep model, but also provides theoretical reference value for engineering application.

2. Establishment of creep model

2.1. Characteristics of rock creep process

The rock creep process is shown in Fig 1.

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Fig 1. Characteristics of rock creep process.

https://doi.org/10.1371/journal.pone.0355851.g001

When the applied load is less than the long-term strength of the rock, the creep process of the rock is shown in the curve ABC in Fig 1. Instantaneous elastic deformation occurs at the moment of loading, and then enters the attenuation creep stage. The creep deformation increases continuously, while the creep rate decreases continuously, showing nonlinear attenuation characteristics. At a certain moment, the creep rate tends to zero, and the strain is stable at a certain value. The creep process of this case is divided into attenuation creep stage (such as curve AB) and stable creep stage (such as curve BC).

When the applied load exceeds the long-term strength of the rock, the creep process of the rock is shown in the curve ABDE in Fig 1. In the early stage of loading, the same deformation is produced, that is, instantaneous elastic deformation and nonlinear attenuation creep deformation. From a certain moment, the creep rate of the rock decays to a certain value and remains constant, and the creep deformation continues to increase. When it reaches a certain moment, the creep rate of the rock increases continuously, the nonlinear accelerated creep is significant, and the rock is quickly destroyed. The creep process in this situation encompasses a complete three-stage creep process: the attenuation creep stage (such as curve AB), the constant velocity creep stage (such as curve BD), and the accelerated creep stage (such as curve DE).

Here, a concept is explained. The above-mentioned stable creep stage and the constant creep stage are collectively referred to as the steady-state creep stage in many literatures, because both describe the steady-state creep process. The difference is that the stable creep focuses on indicating that the creep rate is very small, close to zero, and the creep of the rock is not obvious, while the constant creep focuses on emphasizing the significant creep of the rock.

2.2. Unsteady creep parameter Kelvin body

It can be seen from Fig 1 that the curve AB of the rock attenuation creep stage shows obvious nonlinear characteristics. It is difficult to accurately describe its creep behavior by using the traditional Kelvin body, mainly because the creep parameters in the traditional Kelvin body are constant and do not change with time. Therefore, the creep parameters of the rock attenuation creep stage should be unsteady, and should be continuously damaged and deteriorated with time. Based on this, this paper considers that the viscosity coefficient in the Kelvin model decreases with time. It is assumed that the viscosity coefficient and the creep time satisfy the power function relationship, so as to establish the Kelvin model of the unsteady creep parameters. The model diagram is shown in Fig 2.

It is assumed that the viscosity coefficient satisfies the following relationship:

(1)

In the formula, η is the viscosity coefficient of the unsteady Kelvin body, η1 is the initial viscosity coefficient, t is time, t0 is the unit time, and α is a constant representing the degradation index of the viscosity coefficient. A higher α indicates a more rapid decrease in creep resistance during the decelerating stage.

The constitutive equation of the unsteady creep parameter Kelvin body is:

(2)

In the formula, σ is the stress, E2 is the elastic modulus of the unsteady Kelvin body, and εve is the viscoelastic strain.

Solving the differential equation of Equation (2), we can get:

(3)

When , , substituting this initial condition into Equation (3), the integration constant C can be obtained as:

(4)

By substituting Equation (4) into Equation (3), we can obtain:

(5)

From Equation (5), we can get:

(6)

The creep equation of the unsteady creep parameter Kelvin body can be obtained by simplifying Equation (6):

(7)

2.3. Nonlinear viscoplastic body

When the applied load exceeds the long-term strength of the rock, after experiencing attenuation creep and steady-state creep, the rock will rapidly enter the accelerating creep stage. At this point, the strain and strain rate of the rock will increase sharply, showing obvious nonlinear characteristics. The microcracks in the rock will rapidly develop and form macroscopic cracks, and the damage of the rock will also increase sharply. At this time, the nonlinear viscoplastic body can be used to describe the nonlinear creep characteristics of the rock. The nonlinear viscoplastic body is shown in Fig 3.

In this process, the viscosity coefficient of rock decreases rapidly with stress and time. It is assumed that the viscosity coefficient satisfies the negative exponential function relationship with stress and time, which can be expressed as follows:

(8)

In the formula, η is the viscosity coefficient of the nonlinear viscoplastic body, η3 is the initial viscosity coefficient, σ is the stress, σs is the long-term strength, and β is a constant. The constitutive equation of nonlinear viscoplastic body is:

(9)

Substituting Equation (8) into Equation (9), we can get:

(10)

By integrating both sides of Equation (10), we can get:

(11)

When , , substituting this initial condition into Equation (11), the integration constant C can be obtained as:

(12)

Therefore, the creep equation of nonlinear viscoplastic body is:

(13)

2.4. Establishment of viscoelastic-plastic creep model of rock

The instantaneous elastic strain of rock is produced at the moment of loading, which can be described by Hooke’s body. Then the rock enters the attenuation creep stage, and the unsteady creep parameter Kelvin proposed above can be used to describe the characteristics of the rock attenuation creep stage. The constant creep stage can be described by classical viscous elements. When the rock enters the accelerated creep stage, the nonlinear accelerated creep characteristics of the rock can be described by the nonlinear viscoplastic body proposed above. Thus, a nonlinear viscoelastic-plastic creep model of rock can be established, as shown in Fig 4.

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Fig 4. Schematic diagram of nonlinear viscoelastic-plastic creep model of rock.

https://doi.org/10.1371/journal.pone.0355851.g004

When , that is, when the rock undergoes three processes of instantaneous elastic strain, attenuation creep and stable creep, the state equation of the creep model is:

(14)

From Equation (14), we can get:

(15)

The Equation (15) is the creep equation of the nonlinear creep model of rock when .

When , that is, when the rock undergoes three processes of instantaneous elastic strain, attenuation creep and constant creep, the state equation of the creep model is:

(16)

From Equation (16), we can get:

(17)

The Equation (17) is the creep equation of the nonlinear creep model of rock when .

When , that is, when the rock undergoes four processes of instantaneous elastic strain, attenuation creep, constant creep and accelerated creep, the state equation of the creep model is:

(18)

From Equation (18), we can get:

(19)

The Equation (19) is the creep equation of the nonlinear creep model of rock when .

3. Three-dimensional creep equation of creep model

In practical engineering, rock is often in a three-dimensional stress state, and one-dimensional creep equation is difficult to describe the creep behavior of rock under three-dimensional stress state. Therefore, it is necessary to extend the established one-dimensional creep equation to the creep equation under three-dimensional stress state.

Under the three-dimensional stress state, the stress tensor σij of a point in the rock can be decomposed into the spherical stress tensor σm and the deviatoric stress tensor Sij, then:

(20)

In the formula, δij is the Kronecker symbol, and the spherical stress tensor only changes the volume of the object and does not change the shape; the deviatoric stress tensor only changes the shape without changing the volume. Correspondingly, the strain tensor εij of a point in the rock can be decomposed into the spherical strain tensor εm and the deviatoric strain tensor eij, then:

(21)

In the three-dimensional state, it can be obtained by Hooke’s law:

(22)

Where K is the bulk modulus and G is the shear modulus, the expression is as follows:

(23)

In the formula, E is the elastic modulus and μ is the Poisson’s ratio.

Therefore, the three-dimensional creep equation of Hooke’s body is:

(24)

The three-dimensional creep equation of unsteady Kelvin body is:

(25)

The three-dimensional creep equation of Newton body is:

(26)

The constitutive relation of nonlinear viscoplastic body is:

(27)

In the formula, F is the yield function, F0 is the initial state yield function value, generally taken as 1. is a power function, and , for rock materials, usually take n = 1.

represents the switching function, that is,

(28)

is the plastic potential function. For the convenience of calculation, the associated flow rule is adopted [45], that is, .

The rock yield criteria mainly include Mohr-Coulomb yield criterion, Von-Mises yield criterion and Drucker-Prager yield criterion. Among them, Mohr-Coulomb yield criterion can not consider the influence of intermediate principal stress on rock yield, Von-Mises yield criterion ignores the influence of spherical stress on rock creep characteristics, and Drucker-Prager yield criterion can make up for the shortcomings of the above two criteria. Therefore, Drucker-Prager yield criterion is adopted in this paper. Its expression is,

(29)

In the formula, is the second invariant of stress deviator, is the first invariant of stress tensor, μ and k are material parameters.

(30)

In the formula, φ is the internal friction angle of rock material, and c is the cohesion of rock material.

By combining Equations (20) to (30) and applying the principle of superposition, the creep equation of the rock under three-dimensional stress state is obtained as:

(31)

4. Verification of creep model

In this paper, the creep test data of sandstone by Liu et al. [46] are used to verify the rationality and applicability of the model established in this paper. In this paper, the test data of confining pressure of 0 MPa and 5 MPa are selected. The test conditions are shown in Table 1, and the test results are shown in Figs 5 and 6.

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Fig 5. Creep test results of sandstone under confining pressure of 0 MPa.

https://doi.org/10.1371/journal.pone.0355851.g005

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Fig 6. Creep test results of sandstone under confining pressure of 5 MPa.

https://doi.org/10.1371/journal.pone.0355851.g006

The long-term strength of sandstone needs to be known when the model is verified. According to the above test data, the long-term strength can be obtained by the steady-state creep rate method. The specific method is as follows: through the results of sandstone creep test, the creep rate of sandstone is obtained, and the relationship curve between steady-state creep rate and stress is drawn, as shown in Figs 7 and 8. The stress value corresponding to the sudden change point of steady-state creep rate is taken as the long-term strength of sandstone.

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Fig 7. The relationship between steady creep rate and shear stress at Confining pressure of 0 MPa.

https://doi.org/10.1371/journal.pone.0355851.g007

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Fig 8. The relationship between steady creep rate and shear stress at Confining pressure of 5 MPa.

https://doi.org/10.1371/journal.pone.0355851.g008

As shown in Figs 7 and 8, the steady creep rate is in an exponential function relationship with the stress. It was fitted using the least squares method, and the results are presented in Equations (32) and (33).

(32)(33)

Taking the derivatives of Equations (32) and (33), the expression for the slope K can be obtained as:

(34)(35)

When the slope is , the steady creep rate increases slowly. When the slope is , the steady creep rate increases significantly faster. Therefore, the creep rate before and after the corresponding point at changes greatly. This point is a sudden change point, and the corresponding stress value is the long-term strength of the rock. It can be determined that the long-term strength of sandstone under confining pressure of 0 MPa and 5 MPa is 44.67 MPa and 56.62 MPa, respectively.

In order to verify the reliability of the method, we also used the stress-strain isochronous curve method to obtain the long-term strength of sandstone at confining pressure of 0 MPa and 5 MPa, which were 40.76 MPa and 53.17 MPa, respectively, which was not much different from the results obtained by the steady-state rate method, which confirmed the reliability of our method.

When the confining pressure is 0 MPa, the sandstone is in the uniaxial compression state. Under the first four levels of load, the steady-state creep rate is close to 0, and the Equation (15) can be used to fit the test data. Under the fifth level of load, the steady-state creep rate is not 0, and the Equation (17) can be used to fit the test data. Under the sixth level of load, the sandstone will enter the accelerated creep stage, and the Equation (19) can be used to fit the test data. The fitting curve is shown in Fig 9, and the creep model parameters obtained by fitting are shown in Table 2.

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Fig 9. Fitting curve at confining pressure of 0 MPa.

https://doi.org/10.1371/journal.pone.0355851.g009

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Table 2. Creep model parameters at confining pressure of 0 MPa.

https://doi.org/10.1371/journal.pone.0355851.t002

When the confining pressure is 5 MPa, the sandstone is in the triaxial compression state of equal confining pressure. Under the first four loads, the steady-state creep rate is close to 0, and the first equation of Equation (31) can be used to fit the test data. Under the fifth load, the steady-state creep rate is not 0, and the second equation of Equation (31) can be used to fit the test data. Under the sixth load, the sandstone will enter the accelerated creep stage, and the third equation of Equation (31) can be used to fit the test data. The fitting curve is shown in Fig 10, and the creep model parameters obtained by fitting are shown in Table 3.

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Fig 10. Fitting curve at confining pressure of 5 MPa.

https://doi.org/10.1371/journal.pone.0355851.g010

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Table 3. Creep model parameters at confining pressure of 5 MPa.

https://doi.org/10.1371/journal.pone.0355851.t003

The parameter identification of the model is performed using the nonlinear least squares fitting algorithm in Origin. The initial parameter settings are based on typical rock mechanics values and boundaries are set to ensure physical rationality. The convergence criterion is set to a tolerance of 1e-6.

It can be seen from Figs 9 and 10 that the fitting curve of the model is in good agreement with the test curve, and it can also be seen from Table 2 and 3 that the value of R2 is basically above 0.98, and the RMSE/MAE value is very small. It shows that the model established in this paper can well describe the creep characteristics of rock under one-dimensional stress state or three-dimensional stress state, thus verifying the rationality and applicability of the creep model.

It should be noted that the three-dimensional creep equation has been verified by conventional triaxial compression data. Although this is a common verification method, we admit that it does not fully examine the performance of the model under general three-dimensional stress states, such as real triaxial conditions. Comprehensive verification under such conditions is the direction of future research. However, the Drucker-Prager criterion used in the model itself takes into account the influence of intermediate principal stress and spherical stress, which makes the framework more comprehensive than those models using simpler criteria. The model ‘s ability to handle more complex loading paths has thus become an important theoretical advantage.

In order to verify whether the model is suitable for other types of rocks, the above method is used to fit and analyze the creep test data of carbonaceous shale in reference [47]. The results are shown in Fig 11 and Table 4.

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Fig 11. Creep test fitting curve of carbonaceous shale.

https://doi.org/10.1371/journal.pone.0355851.g011

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Table 4. Creep model parameters of carbonaceous shale.

https://doi.org/10.1371/journal.pone.0355851.t004

From Fig 11, it can be seen that the model fitting curve and the experimental curve are in good agreement, and the R2 values in Table 4 are basically close to 1, and the RMSE/MAE values are very small, indicating that the model established in this paper is also suitable for describing the creep process characteristics of carbonaceous shale, further indicating that the model established in this paper has a wide range of applicability.

It is worth pointing out that the model parameters in this paper are equivalent fitting parameters under specific stress levels, and their changes with stress levels reflect the stress dependence of rock creep behavior, rather than model defects. Establishing a quantitative relationship between parameters and stress levels will be the focus of subsequent research.

In order to further demonstrate the predictive ability of the model, we conducted a comparative analysis with the classical Nishihara model and the fractional Nishihara model. The creep test data of carbonaceous shale at a stress of 3.66 MPa are used for comparative analysis. The results are shown in Fig 12 and Table 5.

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Table 5. Comparison of fitting effects of different models.

https://doi.org/10.1371/journal.pone.0355851.t005

It can be seen from Fig 12 and Table 5 that the model in this paper is significantly better than the classical Nishihara model, which fails to describe the accelerated creep stage of rock. In addition, the model in this paper also shows obvious advantages over the fractional Nishihara model, achieving higher R2 value and lower RMSE/MAE value. This shows that the model in this paper can better describe the creep process of rock.

5. Conclusions

A reasonable rock creep model is of great significance for analyzing the creep characteristics of rock and predicting the long-term stability of engineering rock mass. In this paper, through in-depth theoretical research, a rock creep model based on creep parameter degradation is innovatively constructed, and the model is verified by experimental data. The main conclusions are as follows:

  1. (1) Based on the analysis of the nonlinear creep characteristics of rock, the unsteady Kelvin body reflecting the attenuation creep characteristics and the nonlinear viscoplastic body reflecting the accelerated creep characteristics are innovatively proposed in this paper. The viscoelastoplastic creep model of rock based on the deterioration of creep parameters is established, and the creep equations of the creep model under one-dimensional stress state and three-dimensional stress state are derived.
  2. (2) Using the model proposed in this paper, the creep test data of sandstone under different confining pressures and the creep test data of carbonaceous shale are fitted and analyzed respectively. The results show that the experimental curve and the model curve are in good agreement, with the coefficient of determination R2 generally above 0.98 and low RMSE/MAE values, indicating that the nonlinear viscoelastic-plastic creep model of rock established in this paper can well describe the creep characteristics of rock. At the same time, the fitting effects of the model, the classical Nishihara model and the fractional Nishihara model are compared to further illustrate the correctness and advancement of the established model.
  3. (3) The nonlinear viscoelastic-plastic creep model of rock can provide a theoretical basis for predicting the trend of creep deformation of rock mass engineering such as water conservancy and hydropower engineering, tunnel engineering, deep underground roadway and urban underground engineering over time, and provide potential reference value for long-term stability analysis. However, there are still some limitations in the current model, such as the need to verify under complex load conditions and a large number of creep data, which is also our next research direction.

Acknowledgments

The authors would like to thank all study participants for their time and contribution.

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