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Preschool children of parents who screen positive for mental health problems have an increased risk of subsequent mental disorders: Findings from a longitudinal follow-up study in Sweden

  • Sayeda Nazmun Nahar,

    Roles Conceptualization, Formal analysis, Investigation, Methodology, Writing – original draft, Writing – review & editing

    Affiliation Child Health and Parenting (CHAP), Department of Public Health and Caring Sciences, Uppsala University, Uppsala, Sweden

  • Anna Fäldt,

    Roles Conceptualization, Investigation, Methodology, Writing – original draft, Writing – review & editing

    Affiliation Child Health and Parenting (CHAP), Department of Public Health and Caring Sciences, Uppsala University, Uppsala, Sweden

  • Anton Dahlberg,

    Roles Data curation, Investigation, Methodology, Writing – original draft, Writing – review & editing

    Affiliation Child Health and Parenting (CHAP), Department of Public Health and Caring Sciences, Uppsala University, Uppsala, Sweden

  • Natalie Durbeej

    Roles Conceptualization, Data curation, Formal analysis, Funding acquisition, Investigation, Methodology, Project administration, Resources, Supervision, Visualization, Writing – original draft, Writing – review & editing

    Natalie.Durbeej@uu.se

    Affiliation Child Health and Parenting (CHAP), Department of Public Health and Caring Sciences, Uppsala University, Uppsala, Sweden

Abstract

Research has shown associations between parental and child mental health problems. However, there is a paucity of Swedish studies on this topic. Investigating this link in a Swedish context could inform preventive interventions aimed at reducing mental health problems in affected families. This longitudinal cohort study aimed to explore the association between parental mental health problems and children’s subsequent mental disorders in Sweden. We used data on children, 3–5 years old, whose mothers (n = 6379) and fathers (n = 6218) had responded to the 12-item General Health Questionnaire for assessment of parental mental health problems using a cut-off of ≥12 points. The children were followed for approximately seven years with regard to subsequent mental disorders, collected from the Swedish National Patient Register. The associations between parental mental health problems and children’s mental disorders were explored through Cox-regression models. In unadjusted Cox regression models, mothers (HR: 1.63, 95% CI: 1.37–1.94) and fathers (HR: 1.36, 95% CI: 1.12–1.65) with mental health problems were more likely to have children diagnosed with a subsequent mental disorder than mothers and fathers with no mental health problems. In adjusted models controlling for children’s emotional and behavioral problems and parental sociodemographic factors, the associations remained significant for mothers’ mental health problems (AHR: 1.33, 95% CI: 1.12–1.59), but not for fathers’ (AHR: 1.14, 95% CI: 0.93–1.40). Children with emotional and behavioral problems, whose parents were single or living apart and whose parents had lower educational levels also had an elevated risk of being diagnosed with a mental disorder. Maternal mental health problems and child emotional and behavioral problems during the preschool years may serve as risk factors for subsequent child mental disorders. Assessment of these problems at child health services in Sweden could facilitate delivery of interventions to promote parental and child mental health.

Introduction

Mental health problems in children and parents constitute a serious public health issue. Research has proposed that approximately 18% of parents and up to 20% of children and adolescents suffer from mental health problems, i.e., problems ranging from temporary conditions such as sadness, anxiety, and sleep problems to more severe conditions that meet diagnostic criteria for a mental disorder [1,2]. Emotional and behavioral problems, including fear, sadness, anxieties or worries, aggression, defiance, hyperactivity, inattention and lack of impulse control, are some of the most common mental health problems in young children, affecting approximately one in eight children [3]. Further, almost 13% of children are living with a mental disorder [4], i.e., mental health problems that match specific diagnostic criteria. Altogether, early identification of children in need of support for mental health problems is important to promote healthy child development.

Parental mental health problems may act as a stressor for children as parents are central to their lives. More specifically, such problems may lead to negative parenting behaviors, increased family dysfunction, lack of attention to children’s needs, and child mental health problems [57]. Research has shown that parental stress is associated with higher levels of child emotional problems [8]. Additionally, maternal depression and anxiety have been linked to children’s depressive and behavioral symptoms as well as attachment issues between the mother and child [911]. Moreover, studies have indicated that fathers’ depression and anxiety is associated with an increased risk of emotional and behavioral problems in their children [12,13]. Overall, improved parental mental health is likely to improve children’s wellbeing and life course.

Child mental health problems may negatively impact child educational attainment, social relationships and mental health problems later in life [14,15]. In addition, child mental health problems can influence the development of parental mental health problems [1619]. Further, socioeconomic deprivation factors, including lower parental education and single marital status have been associated with mental health problems in both parents and their children [2023]. Research has also shown that ethnic minority parents and children report more mental health problems compared to ethnic parents and children due to unstable living conditions and perceived discrimination [24,25].

In Sweden, mental health problems in children have increased by more than 57% in recent years [26] and the country has higher prevalence rates of mental health problems in children than other European countries [27]. Despite the increasing prevalence of mental health problems among children in Sweden, there is a paucity of research exploring the association between parents’ mental health problems and their offspring’s subsequent mental health problems in a Swedish context. The Swedish child health services provide universal health care to all children from birth to six years of age. Added knowledge on the link between parental mental health problems and young children’s mental health problems could inform preventive interventions aimed at mitigating the burden of mental health problems in Swedish families. The current study aimed to explore the association between parental mental health problems and their children’s subsequent mental disorders in a Swedish context. Based on previous research [813], we hypothesized that parents’ mental health problems would be associated with an increased risk of mental disorders in their children.

Methods

Study design

This study used a longitudinal cohort study design using data from the “Children and Parents in Focus study” (in short, the “Focus study”). The purpose of the Focus study was to explore the health of preschool-aged children and their parents. It comprised a cohort of children aged 3–5 years for which data were collected between 2013 and 2017 in Uppsala Region, Sweden [28]. In this study, the cohort was followed with regard to registry data from 2013 to 2022, collected from the Swedish National Patient Register (SNPR).

Participants and procedure

Parents of all children aged 3 to 5 years were recruited from child health centers in Uppsala Region in connection to their child’s visit to the health center for the annual health check-up visit.

An invitation letter and two sets of questionnaires were sent to each child’s home three weeks before the annual visit. Both parents were instructed to complete one questionnaire each. The questionnaires were available in Swedish, English, Arabic, and Somali and included the 12-item General Health Questionnaire (GHQ-12) for assessment of parental mental health problems [29], The Strengths and Difficulties Questionnaire (SDQ) for measurement of children’s emotional and behavioral problems [30] as well as items on child demographics, and parents’ socio-demographic background. The Focus study was conducted during four predefined years, 2013 to 2017 with recruitment starting on August 1, 2013 and ending on October 31, 2017, and obtained data from children at 3, 4, and 5 years of age. Thus, the GHQ-12, the SDQ and items on child demographics, and parents’ socio-demographic background were applied at multiple assessment points. In cases where children were represented more than once, only the earliest data point was retained for this study to explore parental mental health problems when the children were at their youngest age.

Inclusion criteria for the Focus study were that all parents of 3, 4 and 5-year-old children who attended health centers for the annual health check-up visits in Uppsala Region could participate [28]. However, parents who did not understand Swedish or any of the above-mentioned languages were excluded. Over the four study years, more than 28,000 sets of questionnaires were distributed to parents in Uppsala Region and a total of 9496 unique children participated in the Focus study. All children were rated separately by their mothers and fathers. The participation rate in the Focus study varied between 45 and 51% during the four study years [31].

Among the children enrolled in the Focus study, 6957 children from whom data on mental disorders were collected from the SNPR were included in the current study. Among these, 509 ratings from mothers and 672 ratings from fathers were excluded due to missing data on the GHQ-12 and potential confounders selected for this study (see below). In addition, 35 and 36 responses were excluded as the GHQ-12 was completed after the child was diagnosed with a mental disorder to avoid any negative follow-up bias that could interfere with the study’s results. Lastly, 33 and 32 responses from mothers and fathers, respectively, were excluded due to missing data on follow-up time, resulting in a total of 6379 and 6218 unique children who were rated by mothers and fathers, respectively, and who consequently were selected as the study samples of the current study (Fig 1.)

Data sources

Parental mental health problems.

Parental mental health problems were assessed through the 12-item General Health Questionnaire (GHQ-12) [29]. The GHQ-12 is one of the most widely used instruments to assess mental health problems in adult populations. The instrument is designed as a structured and brief self-report questionnaire with items concerning behaviors and functions, e.g., worry, sleeping problems, social dysfunction and loss of confidence, in the last few weeks with four response options ranging from, e.g., “better than usual” to “much worse than usual”. In this study, all items were scored on a Likert scale (0–1–2–3), resulting in a total score ranging from 0 to 36, with higher scores representing higher levels of mental health problems. Further, we used a cut-off of ≥12 points for defining parental mental health problems as it has shown adequate sensitivity (80.4%) and specificity (69.6%) for identifying mental health problems in the Swedish adult general population [32]. The GHQ-12 has also established psychometric properties in adult populations in international research [33].

Children’s mental disorders.

Data on children’s mental disorders were obtained from the Swedish National Patient Register (SNPR) through linkage of their social security numbers. The SNPR provides information about in- and specialized outpatient care in Sweden, with the purpose to monitor health trends, improve prevention and treatment of diseases, and monitor and develop health care services [34]. The register was established in 1964, attained complete nationwide coverage in 1987 and has demonstrated high validity and suitability for large-scale population research [35]. For this study, a mental disorder was defined as the child receiving at least one psychiatric diagnosis according to the International Classification of Disease (ICD-10) codes F00–F99 during psychiatric inpatient or specialized outpatient care, as recorded by a physician in the SNPR from 2013 to 2022. Both main and secondary diagnoses were included to define children’s mental disorders. Linkage of the SNPR data with children’s social security numbers and the additional data used in this study was made by the Swedish authority The National Board of Health and Welfare, registry holder of the SNPR.

Confounders.

We included confounders on children’s emotional and behavioral problems, and parental socio-demographic factors to adjust for their potential confounding effects. Children’s emotional and behavioral problems were assessed using the parent version of the Strengths and Difficulties Questionnaire (SDQ) [30]. The SDQ is available for children 2–17 years old and covers 25 items that are rated according to a 3-point scale, ranging from 0 to 2 (0 = Not True, 1 = Somewhat True, and 2 = Certainly True). The instrument measures emotional symptoms, conduct problems, peer relationship problems, and hyperactivity/inattention, that comprise a total difficulties score ranging from 0 to 40, with higher scores representing higher levels of emotional and behavioral problems. A separate dimension measuring prosocial behavior is included in the SDQ but was not used in this study since it is not a problem scale intended to capture emotional or behavioral problems. The SDQ is one of the most widely used instruments for assessing emotional and behavioural problems in children and has been subject to research for several decades. The instrument has demonstrated adequate psychometric properties, including construct validity, concurrent validity and internal consistency, when used among school children and preschool children in research across the globe [3639].

In this study, we used Swedish cut-offs for the SDQ total difficulties score, available for preschool children, to assess emotional and behavioral problems [40]. The following gender- and age specific cut-offs for parents were used: 12 points (3-year-old girls), 11 points (4-year-old girls), 10 points (5-year-old girls), 13 points (3- and 4-year-old boys) and 12 points (5-year-old boys). Data on the confounders pertaining to parental socio-demographic factors were collected through separate self-report items from the Focus study and included: parental country of birth (Sweden or other), parental level of education (higher or lower level), and parental marital status (married/cohabiting or single/living apart/other). The rationale for including the confounders was based on previous research showing associations between such factors, i.e., emotional and behavioral problems, and parental socio-demographic factors including parental education, marital status and country of birth, and mental health problems in both parents and children [1625].

Statistical analyses

Means, standard deviations, ranges, frequencies and proportions were used to describe the study samples. Chi-square tests were computed to explore differences in proportions between children with any mental disorder and children with no mental disorder with regard to parental mental health problems and confounders. The relations between parental mental health problems and children’s subsequent mental disorders were explored through unadjusted and adjusted cox regression models of time to the child’s first mental disorder, with days as the underlying time scale. The start date was the date of when the GHQ-12 was completed by both mothers and fathers respectively, and the end date was the date of the first diagnosed mental disorder of their child or 31st of December 2022 if children were not diagnosed with a mental disorder. The mean follow-up time of the children based on mothers’ and fathers’ ratings were 2691 days and 2647 days, respectively, i.e., approximately 7.5 years.

Kaplan-Meier curves were evaluated graphically to explore proportional hazards assumptions. The curves showed that the hazards were proportional for the GHQ-12, the SDQ total difficulties score and the additional confounders. The Cox regression models were performed in two blocks. In the first block, parental mental health problems as measured by the GHQ-12 were entered as the main exposure. In the second block, the SDQ total difficulties score for assessment of children’s emotional and behavioral problems, along with the additional confounders, were added to adjust the results for these variables and to separately explore their associations with the outcome. The outcome any mental disorder was defined as the child receiving at least one psychiatric diagnosis (yes/no) during follow-up.

Given that mothers and fathers provided distinctive information about their mental health problems, socio-demographic position and their children’s emotional and behavioral problems, they were analyzed in separate models. Prior to computing the cox regression models, data were checked for multicollinearity between all independent variables by using variance inflation factor (VIF)-values, a widely used method for this purpose in cases when independent variables are dichotomous in nature [41]. VIF-values ≥10 indicate multicollinearity. No VIF-values exceeded 10, showing that multicollinearity was not present in the data. The results of the regression models are presented as crude and adjusted hazard ratios (HRs and AHRs), along with respective 95% confidence intervals (CIs). Statistical significance was indicated by p-values < 0.05. IBM SPSS version 28 was used as the statistical software for all analyses.

Ethical considerations

Prior to inclusion in the study, parents or legal guardians of all participating children, aged 3–5 years, gave their written informed consent on behalf of their children. All consent forms were stored in locked cabinets at the Department of Public Health and Caring Sciences, Uppsala university for at least 10 years according to Swedish legislation on data management procedures in research. All parents or legal guardians were informed that participation was voluntary, that confidentiality would be maintained, and that they could withdraw from the study at any time without explanation. The study was approved by the Regional Ethical Review Board in Uppsala/The Ethics Review Authority (document numbers 2012/437 and 2022-06316-02).

Results

Participant characteristics

The gender distribution of children was even in both study samples and approximately half of the children were three years old (Table 1). Approximately 9% and 13% of the children had emotional and behavioral problems, as rated by mothers and fathers, respectively. Most mothers and fathers had higher education levels (74.5% and 62.6%), were married or cohabiting (96.2% and 96.5%) and were born in Sweden (85.5% and 85.6%). About 24% of mothers and 18% of fathers had mental health problems. In total, 9.2% of the children were diagnosed with at least one mental disorder during follow-up.

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Table 1. Description of child demographics, children’s emotional and behavioural problems, parental mental health problems and children’s mental disorders.

https://doi.org/10.1371/journal.pone.0318971.t001

Associations between parental mental problems and children’s mental disorders

Among children diagnosed with any mental disorder, a larger proportion had mothers and fathers with mental health problems (33.1% and 22.6%) than children with no mental disorder (23.3% and 17.6%), respectively (Table 2). Further, children with any diagnosed mental disorder displayed emotional and behavioral problems (24.7% and 25.8%) to a greater extent than children without any disorder (7.8% and 11.2%), according to both parents’ ratings. In addition, among children diagnosed with any mental disorder, larger proportions of children (34.6% and 47.7%) had mothers and fathers with lower education levels than children with no mental disorder (24.6% and 36.3%) as well as fathers born in Sweden (89.2% vs 86.0%). Children diagnosed with any mental disorder also had mothers and fathers who were single or living apart (6.8% and 7.3%) to a greater extent than children with no mental disorder (3.5% and 3.1%).

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Table 2. Comparisons of children with any mental disorder and no mental disorder during follow-up with regard to child demographics, children’s emotional and behavioural problems, parental socio-demographics, and parental mental health problems. Numbers in bold indicate significant (p < 0.05) associations.

https://doi.org/10.1371/journal.pone.0318971.t002

In unadjusted Cox regression models, parents with mental health problems were more likely to have children subsequently diagnosed with a mental disorder compared to parents with no mental health problems (Table 3). These associations were shown for both mothers’ (HR: 1.63, 95% CI: 1.37–1.94) and fathers’ (HR: 1.36, 95% CI: 1.12–1.65) ratings. In adjusted Cox regression models, the associations remained significant for mothers’ ratings (AHR: 1.33, 95% CI: 1.12–1.59), but not for fathers’ ratings (AHR: 1.14, 95% CI: 0.93–1.40). In terms of the confounders, children’s emotional and behavioral and emotional problems, as rated by both parents (AHR for mothers: 3.36, 95% CI: 2.77–4.07 and AHR for fathers: 2.50, 95% CI: 2.08–3.05) were associated with a subsequent child mental disorder. In addition, parents with lower educational levels and who were single or living apart had an elevated risk of having children diagnosed with a mental disorder.

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Table 3. Unadjusted and adjusted cox regression models for exploring the association between parental mental health problems and children’s subsequent mental disorders. Numbers in bold indicate significant (p < 0.05) associations.

https://doi.org/10.1371/journal.pone.0318971.t003

Discussion

This study aimed to investigate the association between parental mental health problems and children’s subsequent mental disorders in Sweden. The key findings demonstrated that 24% of mothers and 18% of fathers, respectively, had experienced mental health problems during their children’s preschool years. In addition, 9.2% of the children were diagnosed with at least one mental disorder during the follow-up period. In unadjusted Cox regression models, mothers and fathers with mental health problems were more likely to have children subsequently diagnosed with a mental disorder compared to parents with no mental health problems. In adjusted Cox regression models, the associations remained for mothers’ mental health problems but not for fathers’, suggesting that mothers’ mental health problems might be a particularly important risk factor for their children’s subsequent mental disorders.

Our results resemble previous research findings. For instance, a longitudinal study including families from 22 countries found that parents’ mental disorders predicted their offspring’s mental disorders [42]. Another longitudinal study from Germany found that parents’ depression levels were associated with an earlier onset of depressive disorders in their children [9]. Comparable results were also obtained from a Canadian study showing that paternal mental health problems had less impact than maternal mental health problems on their children’s mental disorders [43]. In our study, children who had identified emotional and behavioral problems during the preschool years also had an elevated risk of being diagnosed with a mental disorder. This finding also aligns with previous research [18,19].

Our findings combined with previous research suggest that parental mental health problems negatively impact child development. In the Swedish health care setting, birth mothers are screened for depression 6–8 weeks postpartum [44]. Although challenges in parenting and life in general affect parents’ mental well-being, parents’ mental health problems are not regularly assessed with valid instruments during the child’s preschool years. Neither are mental health problems in fathers or non-birth parents screened in all Swedish regions. The findings of this paper showed that almost every fifth mother and every fourth father experienced mental health problems during their child’s preschool years. These problems need to be identified and addressed to ensure parental well-being and optimal child development. Further, the association between children’s early emotional and behavioral problems and their subsequent mental disorders, highlights the importance of early identification of emotional and behavioral problems as well as timely interventions targeting these problems. In the Swedish child health services, there are no national policies for screening of emotional and behavioral problems in preschool children. Our results suggest that such a screening could be appropriate.

As mentioned above, our results demonstrated a lower prevalence of mental health problems in fathers compared to mothers, and no association between fathers’ mental health problems according to the GHQ-12, and the children’s mental disorders in the adjusted analysis. These results may have several explanations. One potential explanation could be that maternal mental health problems are more important predictors for children’s mental disorders than paternal mental health problems, as suggested in previous research [43]. In addition, men tend to under-report mental health problems due to gender-related stigma [45] and as far as we are aware, the GHQ-12 cut-off used is not gender specific. Given that men tend to under-report mental health problems due to such stigma, future studies could employ gender-sensitive tools for assessing paternal mental health problems in relation to their offspring’s’ mental disorder in a similar context.

Lastly, children of parents with lower educational levels and parents who were single or living apart also had an elevated risk of being diagnosed with a subsequent mental disorder. These findings have also been demonstrated in previous research [21,22], and suggest that socioeconomically disadvantaged children should be given enhanced attention by the Swedish child health services.

Strengths and limitations

There are both strengths and limitations to this study. One strength is the large population-based sample and the longitudinal design which enhanced the study’s robustness. In addition, we followed the children and their parents for approximately seven years, which is appropriate for observing the expected outcome, i.e., children’s mental disorders. Another strength is the use of the GHQ-12 and the SDQ for assessing parental mental health problems and child emotional and behavioral problems, respectively, as these instruments have demonstrated good psychometric properties in previous studies on adults and young children [32,37]. Further, the questionnaires were available in multiple languages, meaning that the participants could respond in their preferred languages, ensuring good data quality and a diverse study population. Obtaining separate GHQ-12 ratings from mothers and fathers was a strength, given that comprehensive information on mental health problems in both mothers and fathers were collected. Data on children’s mental disorders were collected from the SNPR, reducing self-reported bias. Finally, by examining the association between parental mental health problems and children’s subsequent mental disorders in Sweden, this study fills a research gap.

Our study did not include important confounders such as parenting style, family dynamics or conflicts, parental unemployment, parental income, or parental support, since data on such factors were inadequate or not collected. Neither did we have data on somatic or chronic conditions in parents or children or on traumatic experiences. Given that such factors may be associated with mental health problems in both parents and children [4649], this could be considered a limitation. Further, although misclassification of the children’s’ mental disorders was minimized through the use of a high-quality register, i.e., the SPNR, some misclassification could still have occurred since we could not identify children with mental disorders who had not yet been diagnosed or treated, or received a psychiatric diagnosis in primary care. This could be considered as a limitation and may have led to an underestimation of the associations between parents’ mental health problems and their children’s mental disorders. The parental GHQ-12 and SDQ ratings can also have led to bias due to over- or under-reporting of the parental mental health problems and children’s emotional and behavioral problems. The current study did not focus on specific parental mental health problems or child mental disorders as exposures and outcomes, respectively. Thus, future research on this topic could explore these associations in a similar population. Finally, a substantial number of ratings from both mothers and fathers had to be excluded due to missing data on the GHQ-12 and potential confounders, and the majority of parents who rated the children were highly educated and born in Sweden. These circumstances could have led to a selection bias, and therefore, generalization of the findings should be made with caution.

Conclusions

Maternal mental health problems and child emotional and behavioral problems during preschool years are linked to subsequent mental disorders in children. Our findings suggest the need for the Swedish child health services to implement routine screening for both parental mental health problems and child emotional and behavioral problems. This procedure could facilitate delivery of timely interventions, which in turn could promote mental health in parents and their children.

Acknowledgments

We wish to thank all parents who participated in the study, the nurses at the child health centers who distributed questionnaires and all research assistants in the Child Health and Parenting (CHAP) research group for their assistance in collecting the data.

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