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The influence of distant surcharge load with a finite length on the cantilever walls

Abstract

The behavior of a sheet pile wall constructed on saturated sand soil and exposed to a distant surcharge load with a finite length at the top of the backfill soil is examined in this study. For this aim, various internal friction angles (φ), and natural ground surface for the groundwater level are considered. Furthermore, it is considered that the sheet pile wall acts as cantilevered and supports a six-meter-high (H) excavation. The simple “45° distribution” (AP) and uniform distribution of “Beton Kalender distribution” (BK) methods are examined with Coulomb’s and Rankine’s earth pressure theories in analytical solutions, while the finite element method (FEM) is used as a numerical method. The present research has two primary goals: a) determining the best analytical approach that provides the maximum bending moment (Mmax) values that are more comparable to those of the FEM b) examining the behavior of the sheet pile wall considering several effects of load scenarios, depth (D) and section type (ST) of the wall, and the soil properties together. In this context, parametrical analyses are performed. Consequently, it is found that the distance of the surcharge load (x1) has a pronounced effect than the intensity (q) and length (Ls) of the surcharge load on the behavior of the sheet pile, and this effect vanishes for the large values of x1. Furthermore, Coulomb theory provides more convenient values with FEM for Mmax than those obtained from Rankine theory. The Mmax values obtained from FEM are generally less than those from BK, while they are greater than those from APC.

Introduction

Sheet pile walls are retaining walls with the advantages of being quick to build, lightweight, resistant to driving pressure, and having a longer service life for situations above and below the water level [1].

Sheet piles can be cantilevered or anchored, depending on the height and properties of the soil, to be retained against lateral forces. Cantilever sheet pile walls are often used to build marine constructions, and they frequently encounter strip surcharge loads from vehicles or building construction behind them [2]. The surcharge load behind the walls increases the lateral pressures, maximum bending moment, and lateral deflection along the sheet pile walls. In the design of sheet pile walls, the maximum moment is one of the most important factors to be considered, especially if they built nearby constructions. Hereby, the tolerable displacement of the walls depends on the soil properties, the location, the significance and the type of nearby structures [3]. As a result, understanding how the surcharge load influences the bending moment and displacement of sheet pile walls is critical for the structural design of sheet pile walls.

The accurate computation of horizontal earth pressures is challenging in designing the sheet pile walls. Therefore, numerous studies have been presented on this subject. The most prevalent approaches for determining active earth pressure without strip load are Coulomb’s and Rankine’s earth pressure theories [2, 47]. Coulomb [8] initially offered a way for analytically obtaining the solution to the earth pressure issue by examining the failure wedge and applying the force equilibrium conditions. Rankine [9] proposed an alternative idea identical to Coulomb’s theory but evolved in terms of stress. Additionally, conventional design approaches are even used by Terzaghi [10], Jumikis [11], and Bowles [4], but these approaches include some drawbacks because of different assumptions and concerns [12]. Fang et al. [13] investigated the horizontal pressure caused by a strip loading on a non-yielding wall and drew some conclusions based on the experimental findings. Farzaneh et al. [14] offered a two-dimensional solution using the upper-bound theorem for the combined active earth pressure caused by soil weight and strip foundation surcharge. However, the situation in which backfill is loaded by an infinite strip surcharge load has rarely been investigated.

The elastic analysis [1517], which mainly relies on Boussinesq’s [18] elastic theory, the simple "45° load distribution" [19], the conventional earth pressure analysis of Coulomb [8], and the approach described in Beton Kalender [20] are currently used to determine strip load-generated lateral earth pressures. These methods produce vastly diverse earth pressure distributions, which could result in either excessively conservative or unsafe solutions. Therefore, the significance of this issue and the absence of an appropriate solution have led to an increased amount of study in this field. Motta [21] developed a closed-form approach for walls with sloping fill material and variable surcharge distances. Georgiadis and Anagnostopoulos [22] performed the model experiments of sheet pile walls in the sand to explore the influence of strip loads on the behavior of walls. Ghanbari and Taheri [23] employed the horizontal slices approach and proposed a thorough formulation to estimate the effect of a line surcharge on reinforced retaining walls with frictional or cohesive-frictional backfills. Hatem et al. [24] experimented to assess the influence of surcharge intensity, sloped terrain, and relative soil density on the deflection and bending moment of sheet piles. Xiao and Xia [25] presented a variational calculus technique to compute the passive earth pressure on the rigid retaining with a distant strip surcharge on its top surface about the limit equilibrium conditions of soil mass retained by rigid retaining walls. El-Emam and Touqan [26] created a strip footing next to the non-bending basement wall, where a series of scaled-down models were used to evaluate the basement wall’s performance. Mirmoazen et al. [27] employed the lower-bound limit analysis in conjunction with the finite element discretization method and second-order cone programming to evaluate the active lateral earth pressure on geosynthetic-reinforced retaining walls subjected to overlying strip footing loadings.

Strain, deflections, stress, and bending moments are some of the factors that make geotechnical correlation solutions more complicated. Consequently, numerical modeling has become an essential solution to simplify complicated calculations and improve accuracy [4, 1114, 2833]. Nowadays, FEM-based computer software is frequently utilized to provide more realistic designs findings and to understand sheet pile wall behavior better. Using a variety of analytical techniques, Denver and Kellezi [34] tackled several problems and compared them with FEM applied to several typical load scenarios on free and anchored sheet piles. Using three-dimensional FE models, Zhang and Sun [35] investigated the response of piles close to surcharge loads. Rauf et al. [36] presented the deflection of the sheet pile owing to surcharge load on backfill utilizing experimental investigation and numerical analysis using FEM-based software. The stability and behavior of the rigid cantilever retaining wall that supports dry sandy soil were investigated by Al-khafaji et al. [37] regarding the location of the surcharge load using a 2D finite element model. Nandi and Choudhury [38] introduced an analytical approach for the displacement-controlled analysis of rigid embedded cantilever retaining walls with a uniform strip surcharge. Later, they compared the settlements to those obtained from the Plaxis 2D program based on FEM. Debnath and Pal [39] applied a two-dimensional nonlinear to investigate the behavior of sheet piles in sand under a uniform surcharge strip foundation load. Then, they compared the deflection and bending moments of the wall to those obtained from Plaxis 2D program based on FEM. Besides, some researchers analyzed the behavior of the sheet pile walls by using the FLAC computer program based on the finite difference method. Singh and Chatterjee [4042] explored the role of uniform surcharge load on the soil surface at a distance away on the behavior of cantilever sheet pile walls for bending moment, lateral earth pressure, deflection, and settlement behavior. Additionally, Singh and Chatterjee [43] compared the results obtained from Coulomb’s earth pressure theory and the finite difference method to investigate the effect of distant uniform strip load.

As it is seen from the above-mentioned literature research, numerous studies have been conducted on the bending and deflection behavior of sheet pile walls adopting several methods. However, the number of studies on the influence of the location and length of a surcharge load on the sheet pile wall is still very limited. Furthermore, the combined effects of several parameters, i.e., x1, Ls and q, φ, D, ST, and reduction coefficient of the wall-soil interface (R) on the behavior of sheet pile wall, have not been examined yet. In this research paper, an attempt is made to address this problem. Furthermore, some benchmark results for the behavior of the sheet pile walls are provided. In this context, FEM analyses are conducted to demonstrate the effects of the relevant parameters on Mmax and maximum wall deformation (Ux) of the sheet pile wall. Furthermore, four distinct analytical methods are used to solve the Mmax of the models combining Coulomb’s and Rankine’s earth pressure theories [8, 9], and AP and BK distribution approaches [19, 20] to allow one to compare the consistency of widely used analytical solutions with FEM. Consequently, the results are tabulated and illustrated, discussed in detail, and summarized.

Model

To examine the behaviors of sheet pile walls, not only 400 models are solved with analytical methods, but also 700 models are analyzed with FEM. In those models, the groundwater level is assumed to be at the natural soil surface on both sides of the wall, and the saturated unit weight of the soil γs = 21 kN/m3. The dilatancy angle (ψ) of the soil is assumed to be 30 degrees less than φ. Then, various analytical and numerical models are developed to examine the effects of the soil, sheet pile, and surcharge load parameters. The parameters considered in the scope of the study and a schematic representation of the relevant model are shown in Table 1 and Fig 1, respectively.

Method

The analytical solutions focus on the beginning and end of the construction, while the FEM considers state changes caused by deformation in progress. Moreover, the FEM uses the matrix and determinant methods and creates approximate solutions, but analytical methods provide conclusive results. Therefore, analytical methods may provide different results from the FEM results. Since analytical methods are frequently used to solve problems when the FEM is not an option, it is helpful to understand how similar the results of analytical solutions are to the results obtained with the FEM. Hence, both analytical solutions and numerical analyses are presented in the current study, where the Matlab R2015a program is utilized to code the analytical solutions, while the Plaxis 2D V20 is used to perform the FEM analyses. It should be noted that in the analytical solutions, the earth pressure theories of Coulomb [8] and Rankine [9] are taken into account together with the load distribution methods of simple “45° distribution”(AP) [19] and uniform distribution form of "Beton Kalender distribution" (BK) [20]. In this context, four different analytical solutions are obtained, considering Coulomb’s earth pressure theory with AP and BK, and Rankine’s earth pressure theory with AP and BK, abbreviated as APC, BKC, APR and BKR, respectively.

FEM

The FEM is one of the several numerical methods that have been continuously developed and improved over the last 50 years for evaluating sheet piles [44]. Since the FEM breaks down problems into several components and generates solutions that include derivatives and integrals using matrix and determinant methods. Therefore, it is recognized as a numerical method even if it incorporates analytical approaches to studies because it reveals approximate findings [30]. The FEM-based computer software Plaxis 2D v20 which assumes a two-dimensional plane strain and axisymmetric models and lets to perform deformation, stability, and flow analysis for various geotechnical applications. Furthermore, in the related software, the finite element mesh and geometry model can be easily generated [45]. The following assumptions are considered in the numerical analyses:

  1. The width and length of the models are considered eight times the sheet pile length behind the wall and five times the sheet pile length below the excavation level, respectively, to avoid considerable fluctuation in the findings [46].
  2. The boundary conditions are considered to be free vertically and constrained horizontally for the vertical borders while fully fixed for the lower horizontal border.
  3. In accordance with the open literature [28, 30, 34, 3943, 4756], sand is modeled in drained conditions using the Mohr-Coulomb constitutive model, while the mesh is generated in the size of “fine” using 15-noded triangular finite elements.
  4. Elastic plate elements are used to define the sheet piles, where the interface elements are assigned on both sides of the wall to provide friction between the sheet pile wall and the soil.

Application of the interface elements allows to model the interaction of structure and soil, i.e., the structure and the soil are bound together, and relative displacement is impossible without an interface. The behavior at the interface is controlled by the R, which determines the relationship between φ and the interface’s friction angle (δ’). It is assumed to be in the range of 0.5–0.8 between wall and soil [47]. Note that Rinter represents the R in the Plaxis program, and it is assumed that Rinter = 0.67 throughout the study as it is generally considered in practice. The relationship between δ’ and φ’ is as in Eq (1).

(1)

However, it is considered as 0.33, 0.67, and 1 in the study where the impact of the interface on the behavior of the wall is investigated. The groundwater table is assumed to be located at the natural ground surface for both the front and back of the wall. Staged construction is used as the loading type, and static stress calculations for the initial conditions are made in the first step. Then, the surcharge load and sheet pile are activated in the following phases. Finally, six meters of excavation, two meters at a stage, is finished in three steps. The developed model in the Plaxis 2D v20 program and the scheme that shows the model geometry and key variables are presented in Fig 2. At the same time, the material properties of the soil and the sheet pile wall are tabulated in Table 2, where E, A, I, EA, and EI are Young’s modulus, area, moment of inertia, the axial and flexural rigidity, respectively. Note that the properties of the PZ22 and PZ40 types of sheet piles are adopted from Amer [57].

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Fig 2.

a) Simulation of the model considered in Plaxis 2D v20 and of which b) the scheme.

https://doi.org/10.1371/journal.pone.0295442.g002

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Table 2. The properties of soil and the sheet pile materials.

https://doi.org/10.1371/journal.pone.0295442.t002

Analytical methods

Today’s earth pressure calculations are generally based on Coulomb’s and Rankine’s theories. The primary difference between Rankine and Coulomb earth pressure theories is that Coulomb considers friction between the soil and wall [2]. Let’s consider a retaining wall with a back face inclined at β = 90° angle and a backfill made of granular soil that slopes at α = 0° angle to the horizontal to illustrate Coulomb’s active earth pressure theory. The active and passive lateral earth pressure coefficients can be calculated using Coulomb’s and Rankine’s theories as follows. (2a) (2b) (3a) (3b) where Ka and Kp are the active and passive lateral earth pressure coefficients, respectively.

In the study, AP and BK methods are considered as load distribution approaches. Cernica (1995) [19] put forth the AP method, which distributes the strip load at a 45-degree angle (Fig 3A) while the strip load spreads at an angle between φ’ and 45+φ’ in BK [20] method (Fig 3B).

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Fig 3.

Approximate approaches: a) AP [19]; b) BK distribution [20, 58].

https://doi.org/10.1371/journal.pone.0295442.g003

The AP approach is frequently used in practice due to its simplicity, and the lateral force caused by the surcharge load may be derived as follows. 4 (5) (6) (7) where x11, Ls1 and Ps are the depth, length, and resultant force of the lateral pressures caused by the surcharge load, respectively.

According to Beton-Kalender [20], the lateral force caused by the surcharge load can be determined as below.

(8)(9)(10)(11)

Note that it is assumed to be in Coulomb theory, while it is neglected in Rankine theory, i.e. δ’ = 0. Furthermore, the active and passive lateral earth pressures acting on the sheet pile wall are shown in Fig 4.

Hydrostatic pressures are not included in the calculations because the water levels are the same on both sides of the wall. Effective earth pressures are considered since the soil is fully saturated. The unit weight of water is assumed to be γw = 9.81 kN/m3, and the effective unit weight of the soil (γ) is determined below.

(12)

Point A is located at a depth (Z) where the shear force is zero on the section of the sheet pile wall. Besides, Pa and Pp are the lateral resultant components of the active and passive forces until point A, respectively. Furthermore, Pa and Pp can be written as a function of Z as follows.

(13)(14)

It should be noted that each resultant force is inclined at an angle α with the horizontal in Rankine’s theory, while they are inclined at an angle δ’ with the normal of the wall in Coulomb’s theory. Therefore, the lateral components of these forces should be considered in calculations. After, the depth of Z is derived by using the balance of the total lateral force balance that is shown below: 15

Pa, Pp, and Ps act the wall at a point that is (H+Z)/3, Z/3 and far from the base of the wall, respectively. Consequently, Mmax is determined by calculating the bending moment about the point A by the Eq (16).

16

Results and discussion

In this section, the findings of the current research are tabulated and illustrated regarding Mmax and Ux for various q, x1, Ls, φ, D values, and STs of the sheet pile wall. It is considered that φ = 35, R = 0.67, D = 15m, q = 50kN/m and the ST is PZ40 unless otherwise stated. The analytical approaches consider Coulomb’s earth pressure theory with AP and BK and Rankine’s earth pressure theory with AP and BK, denoted by APC, BKC, APR, and BKR, respectively.

Comparison studies

Table 3 compares the Mmax values obtained from the FE, BKR, BKC, APR, and APC methods for various φ, x1 and Ls values. The influence of φ and x1 / H on Mmax is more pronounced in the FEM and BK methods than in the AP method and becomes more pronounced as Ls increases. Ls substantially affects Mmax more in the FEM method than in the AP and BK methods. As φ, x1 / H, and Ls rise, the effect of the used methods on Mmax also increases. With an increase in φ and x1 / H, the influence of Ls on Mmax reduces, but Ls does not affect Mmax for large values of x1. Mmax values that account for Rankine earth pressures are higher than those that account for Coulomb earth pressures.

The change in Mmax values obtained from the FE, BKR, and BKC methods versus φ and x1 is shown in Fig 5. Mmax results obtained from the BKR method are significantly higher, while Mmax results obtained from the BKC method are slightly lower than those for FEM. The difference between the results obtained by FEM and BKC methods becomes more pronounced while x1 / H and Ls decrease.

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Fig 5. The variation of Mmax values versus φ, Ls and x1 / H.

https://doi.org/10.1371/journal.pone.0295442.g005

The change of Mmax values found using the FE, BKC, and APC methods regarding the φ and x1 / H is shown in Fig 6. Mmax values obtained from the BKC method appear to be higher than those acquired using the APC method. The effect of the load distribution approaches on Mmax becomes more evident as the x1 / H increase and the φ decrease. The Mmax values obtained from FEM are generally less than those from BKC, and the discrepancy gets more significant as x1 rises. However, the results obtained using FEM are greater than those from APC. Therefore, it is more conservative to use the BK method in analytical solutions. Consequently, the evaluations show that the results of the numerical and analytical solutions are consistent. This demonstrates the worth of the FEM results. Furthermore, FEM is used for parametric study.

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Fig 6. The variation of Mmax values versus φ, Ls and x1 / H.

https://doi.org/10.1371/journal.pone.0295442.g006

Parametric studies

The effects of D, R, Ls, q, x1, and ST on the Mmax and Ux are investigated using FEM within the parametric studies. D is anticipated to have minimal effect, whereas the others should have a significant effect.

Study 1.

Table 4 presents the variation of Mmax values versus D/H and q for different φ and Ls values where x1 = 0. Mmax varies slightly while D/H increases, so that indicates that D/H does not influence Mmax. Additionally, Mmax increases linearly while q rises regardless of Ls and φ. Mmax reduces roughly as φ increases from 30 to 45 degrees.

Study 2.

Table 5 demonstrates the variation of Mmax values with respect to the R, φ, x1 for various Ls values. Mmax increases while R decreases, and the effect of R on Mmax depends on the φ but is independent of x1 and Ls. Note that Mmax decreases where φ = 25 and R = 0.33 as an exception. It is predicted that the system deviates from stable conditions and experiences significant movements with bearing capacity losses due to the very loose soil and insufficient interface friction.

Study 3.

The variance of the Mmax values versus the ST of the sheet pile and Ls is shown in Fig 7. The Mmax values for PZ22 and PZ40 differ slightly, so the ST has a negligible impact on Mmax. The fluctuation of Mmax caused by Ls depends on x1 / H while it is independent of the ST.

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Fig 7. Mmax values versus Ls and the STs of PZ22 and PZ40.

https://doi.org/10.1371/journal.pone.0295442.g007

Study 4.

Table 6 exhibits the Ux and Mmax values depending on the distance of the endpoint of the surcharge load (x2) for x1 / H = 0.08 and x1 / H = 0.5. Mmax and Ux rise with the increase in x2 / H but once x2 / H exceeds a certain point, the effect on Mmax and Ux disappears.

Fig 8 shows the variation of bending moments and lateral deflections along the sheet pile wall versus the x2 / H for x1 = 0. The Mmax values increase nonlinearly as the x2 / H rises but stop increasing after a certain point.

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Fig 8.

The variation of a) bending moment and b) lateral deflection along the sheet pile.

https://doi.org/10.1371/journal.pone.0295442.g008

Additionally, Fig 9 depicts the change of Mmax and Ux against the x1 where x2 / H = 3. Mmax and Ux decrease linearly with the increase in x1 but remain constant after x1 reaches larger values. Therefore, the surcharge load should be considered for the safety of the wall in case the surcharge is close to the wall.

Study 5.

Table 7 demonstrates the fluctuation of Mmax and Ux values versus x1 / H for Ls = 3m and Ls = 6m. Additionally, Fig 10 illustrates the variation of bending moments and lateral deflections along the sheet pile wall depending on x1 values. As x1 / H decreases and Ls increases, both Mmax and Ux increase. Furthermore, it can be concluded that the effect of x1 / H on Mmax and Ux is more pronounced than that of Ls.

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Fig 10.

The variation of a) bending moment and b) lateral deflection along the sheet pile.

https://doi.org/10.1371/journal.pone.0295442.g010

Conclusions

The present study examines the effect of the surcharge load with various x1, Ls, q, φ, R, D values, and different STs on the Mmax and Ux using FEM analyses. Besides, four distinct analytical methods are used to solve the Mmax of the models combining Coulomb’s and Rankine’s earth pressure theories with AP and BK distribution approaches to allow one to compare the consistency of widely used analytical solutions with FEM. The following findings are stated briefly:

  1. * Mmax values obtained from Rankine’s theory are higher than those for Coulomb’s theory.
  2. * The Mmax values obtained from FEM are generally lower than those from BKC, while the results of FEM are greater than those of APC.
  3. * The effect of the applied methods on Mmax becomes more evident for a higher distance of the surcharge load and lower internal friction angle of the soil.
  4. * The embedment depth and section type of the sheet pile do not influence Mmax significantly.
  5. * Mmax increases linearly while the intensity of the surcharge load rises.
  6. * Mmax increases as internal and interface friction angle decreases, with some exceptions where the sand is very loose and the interface friction is very low.
  7. * Mmax and Ux increase as both the surcharge load approaches the wall and the length of the surcharge load increases.
  8. * The effect of the distance of the surcharge load is more pronounced than that of the length.

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