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Impact of depression on stroke outcomes among stroke survivors: Systematic review and meta-analysis

  • Seble Shewangizaw ,

    Roles Conceptualization, Data curation, Investigation, Methodology, Software, Writing – original draft, Writing – review & editing

    sebleshewangizaw@yahoo.com

    Affiliation WHO Collaborating Centre for Mental Health Research and Capacity Building, Department of Psychiatry, College of Health Sciences, Addis Ababa University, Addis Ababa, Ethiopia

  • Wubalem Fekadu,

    Roles Data curation, Methodology, Software, Writing – review & editing

    Affiliation WHO Collaborating Centre for Mental Health Research and Capacity Building, Department of Psychiatry, College of Health Sciences, Addis Ababa University, Addis Ababa, Ethiopia

  • Yohannes Gebregzihabhier,

    Roles Writing – review & editing

    Affiliations WHO Collaborating Centre for Mental Health Research and Capacity Building, Department of Psychiatry, College of Health Sciences, Addis Ababa University, Addis Ababa, Ethiopia, Department of Nursing, Debre Berhan University, Debre Berhan, Ethiopia

  • Awoke Mihretu,

    Roles Writing – review & editing

    Affiliation WHO Collaborating Centre for Mental Health Research and Capacity Building, Department of Psychiatry, College of Health Sciences, Addis Ababa University, Addis Ababa, Ethiopia

  • Catherine Sackley,

    Roles Supervision, Writing – review & editing

    Affiliation Faculty of Medicine and Health Sciences, University of Nottingham, Nottingham, United Kingdom

  • Atalay Alem

    Roles Conceptualization, Methodology, Supervision, Writing – review & editing

    Affiliation WHO Collaborating Centre for Mental Health Research and Capacity Building, Department of Psychiatry, College of Health Sciences, Addis Ababa University, Addis Ababa, Ethiopia

Abstract

Background

Depression may negatively affect stroke outcomes and the progress of recovery. However, there is a lack of updated comprehensive evidence to inform clinical practice and directions of future studies. In this review, we report the multidimensional impact of depression on stroke outcomes.

Methods

Data sources. PubMed, PsycINFO, EMBASE, and Global Index Medicus were searched from the date of inception.

Eligibility criteria. Prospective studies which investigated the impact of depression on stroke outcomes (cognition, returning to work, quality of life, functioning, and survival) were included.

Data extraction. Two authors extracted data independently and solved the difference with a third reviewer using an extraction tool developed prior. The extraction tool included sample size, measurement, duration of follow-up, stroke outcomes, statistical analysis, and predictors outcomes.

Risk of bias. We used Effective Public Health Practice Project (EPHPP) to assess the quality of the included studies.

Results

Eighty prospective studies were included in the review. These studies investigated the impact of depression on the ability to return to work (n = 4), quality of life (n = 12), cognitive impairment (n = 5), functioning (n = 43), and mortality (n = 24) where a study may report on more than one outcome. Though there were inconsistencies, the evidence reported that depression had negative consequences on returning to work, functioning, quality of life, and mortality rate. However, the impact on cognition was not conclusive. In the meta-analysis, depression was associated with premature mortality (HR: 1.61 (95% CI; 1.33, 1.96)), and worse functioning (OR: 1.64 (95% CI; 1.36, 1.99)).

Conclusion

Depression affects many aspects of stroke outcomes including survival The evidence is not conclusive on cognition and there was a lack of evidence in low-income settings. The results showed the need for early diagnosis and intervention of depression after stroke.

The protocol was pre-registered on the International Prospective Register of Systematic Review (PROSPERO) (CRD42021230579).

Introduction

Stroke is a neurological deficit attributed to an acute focal injury of the central nervous system by a vascular cause including cerebral infarction, intracerebral and subarachnoid hemorrhage [1]. They often face a range of problems including the inability to move some or whole parts of the body, problems with bladder and bowel control, numbness or strange sensations, trouble with judgment and memory, problems of understanding or forming speech, trouble in controlling or expressing emotions and, experiencing depressive symptoms [2].

Depression is one of the most common neuropsychiatric disorders that can happen before or in the early or late stages of a stroke. It affects approximately one-third of stroke survivors [3]. Post-stroke Depression (PSD) can occur as a continuation of pre-existing depression or may develop after the stroke. PSD is related to poor functional outcomes [5] and is associated with an increased mortality risk [4].

Kutlubaev and Hackett [5] conducted a systematic review of the predictors of depression after a stroke and the impact of depression on stroke outcomes. They reported a negative association between functional outcomes and PSD. Bartoli et al. [6, 7] and Cai et al. [8] also conducted a review and reported an increased mortality rate among survivors with depressive symptoms. Blöchl et al. [9] conducted a review on the impact of PSD on physical disability and reported poor functional outcomes among survivors with depressive symptoms.

Though these reviews included important studies and reported the impact of depressive symptoms on stroke outcomes they fail to review the other dimensions of stroke outcomes such as the ability to return to work. Our review included more studies and assessed more dimensions of stroke outcomes (the ability to return to work, cognition, and quality of life). Therefore, this systematic review and meta-analysis aimed to examine the relationship between depression and stroke outcomes (returning to work, functional recovery, cognition, quality of life, and mortality rate).

Methods

We were guided by the Preferred Reporting Items for Systematic Reviews and Meta-Analysis (PRISMA) [10] guidelines to report the review. The protocol was pre-registered on the International Prospective Register of Systematic Review (PROSPERO) (CRD42021230579).

Search strategy

We searched four databases from the date of inception until 1st August 2023: PubMed, Embase, Global Index Medicus, and PsycINFO. Forward and backward search was conducted for the included studies. We have also searched University repositories and Google Scholar for grey literature. We used three big terms (terms for stroke, terms for depression, and terms for outcome) which were combined by the Boolean term AND (S1 File).

Eligibility criteria

We included longitudinal studies on depression conducted among adults diagnosed with various types of strokes. We included studies that reported both clinically diagnosed depression and studies that utilized screening tools. The outcomes we looked at were functioning, quality of life, returning to work, cognition, and mortality (rate and premature mortality)

Study selection process

The identified references were exported into EndNote reference manager software [11] and duplicates were removed. The references were reviewed using their title and abstracts. After that, the full body of the selected articles was checked for inclusion criteria. We then extracted the author, year of publication, sample size, measures used, and results of the articles. The article screening, selection, and extraction were done by two independent investigators (SS and WF). A third reviewer resolved discrepancies (YG).

Quality assessment

The quality of included studies was evaluated by the two investigators (SS and WF) independently using Effective Public Health Practice Project (EPHPP) [12]. EPHPP provides the means to assess study quality using its eight sections which include selection bias, study design, confounders, blinding, data collection methods, withdrawals and dropouts, intervention integrity, and analysis. Results lead to an overall methodological rating as strong, moderate, or weak.

Data synthesis

We conducted a narrative synthesis to report the impact of depression on the ability to return to work, cognition, quality of life, functioning, and mortality rate. In the meta-analysis (homogeneous studies), we reported the pooled impact of PSD on functioning and mortality rate. For the mortality rate, we reported two pooled estimates as some studies reported hazard ratio (HR) while others reported odds ratio (OR). Since we expected heterogenicity we conducted a random effect meta-analysis. We used a funnel plot to see the risk of publication bias. We also conducted heterogeneity tests (I2) to examine the variation in the outcomes among the studies. We used Comprehensive Meta-analysis Software 4 for the meta-analysis [13].

Patient and public involvement

No patient was involved.

Results

Study selection

Initially, we identified 25,646 articles. After removing 5,996 duplicates, 19,652 articles were screened using their title and abstract. Then, 150 full articles were reviewed, and we excluded studies which did not fulfil the inclusion criteria. Finally, eighty prospective studies that reported the relationship between depression and one or more stroke outcomes of interest (cognition, returning to work, quality of life, functional recovery, and mortality rate) were included (Fig 1).

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Fig 1. PRISMA flow diagram of the study selection process.

https://doi.org/10.1371/journal.pone.0294668.g001

Characteristics of the studies

Most of the studies (n = 66) were from high-income countries (HIC) (England, USA, Denmark, Norway, Korea, Australia, Canada, Poland, Finland, Singapore, Italy, Germany, Ireland, The Netherlands, Saudi Arabia, Japan, Scotland, and Singapore); and the rest (n = 14) were from middle-income countries (China, Nigeria, Brazil, Tunisia, Thailand, Lebanon, India and Serbia) and we did not come across studies from low-income countries which fulfilled the eligibility criteria.

Out of the eighty studies included in this review, four studies investigated the impact of depression on the ability to return to work, five on cognitive impairment, twelve on quality of life, forty-three on functional recovery and twenty-four on mortality. The number of participants in the reviewed studies ranged from 49–152, 243 at baseline assessment.

Risk of bias within the studies

The global rating of the articles based on the EPHPPs resulted in thirteen strong, fifty-six moderate, and eleven weak quality studies. The papers that were categorized as weak lacked an assessment of different factors that may affect the main outcome (S2 File).

Impact of depression on returning to work (n = 4)

Four studies [1417] assessed factors predicting the ability to return to work after a stroke. These studies were from Australia [14], Brazil [15], the United States of America (USA) [16], and the Netherlands [17]. The mean age of the participants was 50 years. They considered time up to one month from the stroke incident as a baseline and followed them up to two years (Table 1).

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Table 1. Impact of depression on quality of life and returning to work.

https://doi.org/10.1371/journal.pone.0294668.t001

Stroke survivors who had worked for at least a month before the stroke incident were eligible to participate. Different types of professions were included from full-time to part-time jobs with different occupations including self-employed and non-manual jobs.

Out of the four studies, one study reported that depression affected the ability to return to work [14] while the other three reported no significant association between returning to work and depression. This study reported higher odds of returning to work within six months among survivors without depressive symptoms (AOR = 4.92, 95% CI, (1.92–14.37)) [18]. None of the studies reported treatment for depression (Table 1).

Impact of depression on quality of life (n = 12)

Twelve studies [1930] reported the impact of depression on stroke survivors’ quality of life; these studies were from the UK [19], Australia [30], Tunisia [20], Ireland [22], Nigeria [23], Brazil [24], Korea [21, 25], the Netherlands [26], China [27, 29], and Serbia [28]. The age range of the participants was 20–98 years; the sample size ranged from 49–1, 101 participants.

Ten studies found that depressive symptoms at various stages of recovery could affect the quality of life of a stroke survivor. The impact was true on both physical and mental components of quality of life.

In two studies that reported no association between depression and quality of life; one study reported that only 4% of the variance in the quality of life score was explained by depression while other predictors like economic status predicted 12% and activities of daily living predicted 19% of the variance [31] (Table 1).

Impact of depression on cognition (n = 5)

Studies conducted in England [19], Brazil [32], Finland [33], Lebanon [34] and South Korea [35] investigated the relationship between PSD and cognitive impairment. Baseline measures were taken one month after the stroke and followed up for 6 months in the South Korean study, and baseline measures were taken three months after the stroke and followed up for five years in the England study. Stroke survivors with severe cognitive impairment [19] or communication impairment due to dysphasia or dysarthria [19, 33, 35] and previous major depression with a history of suicide [32] were excluded from these studies.

Three of the studies reported no significant relationship between depression and cognitive impairment. Depression at 3 months was not associated with cognitive impairment at any point in time throughout the 5 follow-up years. Even though the mean Global deterioration scale (GDS) score was lower among the mild to moderate depression (MMD) group compared to the moderate to severe depression (MSD) group; there was no significant difference in the change of GDS scores over time. While Finland [33], and Lebanon study [34], reported a significant association between depression and the degree of cognitive deficit (Table 2).

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Table 2. Impact of depression on cognition and functional recovery.

https://doi.org/10.1371/journal.pone.0294668.t002

Impact of depression on functional recovery (n = 43)

Different terminologies such as activities of daily living, dependency, functioning, and motor function were used. Forty-three studies [19, 22, 28, 29, 3573] reported the impact of depression on functional recovery. All except two studies from Serbia [28] and China [29, 72] (upper middle-income countries) were from high-income countries. The number of participants ranged from 40–1753 (Table 2).

Thirty-two studies reported a significant association between depression and functional outcomes. Depression at baseline predicted functioning after 6–24 months (OR:2.7–3.7). The severity of depression was also associated with poor outcomes at 6 months and one year after the stroke. Stroke survivors with MSD had poorer outcomes compared to those who were MMD [29, 35, 69].

Stroke survivors with depressive symptoms had a lower score on a motor assessment scale. For every point increase on the depressive symptom scale, there was a decrease of 0.82 points and 0.77 points on different motor outcome scales indicating poorer outcomes [50]. The crucial part of stroke rehabilitation, trunk control at discharge was also influenced by the presence of depression at admission into the rehabilitation center (B = 9.057 (1.03,17.08) p = 0.027) [59] (Table 2).

On the other hand, 11 studies reported depression not related to functional outcomes even though one study reported PSD predicting inactive lifestyle rather than functional outcome or performance [39]. And in a study conducted in Norway found that depression was not an independent predictor for modified Rankin scores [68]. In a study conducted in India, no significant difference in the functional outcomes between stroke patients with depression and those without depression with inpatient rehabilitation programs was reported [73].

Regarding depression treatment, out of the total 43 studies, 15 studies [38, 40, 43, 47, 5154, 56, 57, 60, 62, 67, 72, 73] reported the number of participants who were on treatment for depression whether it was anti-depressant or psychological therapy while one study excluded patients who were on treatment for depression [22]. In a few of these studies [38, 51, 67], functioning improvement was not associated with treatment for depressive symptoms (Table 2).

Impact of depression on mortality (n = 24)

Twenty-four studies [19, 69, 7495] reported the impact of depression on the mortality rate. Of these, nine reported all-cause mortality while one study reported a suicide rate. The studies were from the USA [69, 77, 78, 83, 86, 89, 9294], England [19, 82], Australia [74, 88], Denmark [84], Norway [90], Brazil [76], the Netherlands [79], Germany [85], Finland [87], Italy [91], Sweden and Finland [81], Lebanon [95], and South Korea [75, 80]. The sample size ranged from 84 to 152,243 participants and the age of the participants ranged from 18 to 74 years.

In the study that looked into suicide, suicide risk was higher in stroke survivors with depression compared to those without depression (AOR = 4, 95% CI (1.8–9.5)) [96]. Nineteen studies reported that depression was independently associated with an increased risk of all-cause mortality. Depression at 3 months following stroke was a predictor of mortality at 5 years of survival [19] and even over the period of 29 years [78]. Three studies reported depression was not associated with all-cause mortality (adjusted hazard ratio 1.15, 95% CI (0.76–1.75)) [69] and also no significant association between depression at baseline (one month after stroke) and long-term mortality [93].

While most of the studies did not report the treatment of depression, eight studies [8083, 90, 91, 93, 94] reported the percentage of participants who were on antidepressant or psychological treatment. These studies showed that the probability of survival was significantly greater in the patients assigned to receive antidepressant treatment (χ2 = 4.7, df = 1, p = 0.03, log-rank test) [93] and also protective (HR 0.31;95% CI 0.11 to 0.86) [94] while compared with no depression treatment group. In another study, depression was a predictor of mortality at 12 months (OR 1.1, 95% CI (0.49,2.6)) when compared to patients with depression who were given problem-solving therapy [82]. One study excluded patients who were on anti-depressant [76] (Table 3).

Pooled impact of depression on functioning and mortality rate

Eleven studies reported the impact of depression on functioning. Stroke survivors with depression reported higher functioning problems than stroke survivors without depression (pooled OR = 1.94; 1.38, 2.73). The I-squared statistic is 85%, which tells us that 85% of the variance in observed effects reflects variance in true effects rather than sampling error (Fig 2).

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Fig 2. A pooled estimate of the impact of depression on functioning.

https://doi.org/10.1371/journal.pone.0294668.g002

Regarding the studies that report the association of depression with mortality rate, we produced two pooled estimates. The first estimate included sixteen studies that reported effect size with HR. The result showed that the mortality rate was higher among survivors with depression (pooled HR = 1.61; 1.33, 1.96) compared to survivors without depression. The I-squared statistic is 95.4%, which tells us that 95.4% of the variance in observed effects reflects variance in true effects rather than sampling error (Fig 3).

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Fig 3. A pooled estimate of the impact of depression on mortality rate (hazard ratio).

https://doi.org/10.1371/journal.pone.0294668.g003

The second estimate included seven studies that reported effect size with OR. The result showed that the mortality rate was not significantly higher among survivors with depression (pooled OR = = 1.26; 0.88, 1.80) compared to survivors without depression (Fig 4).

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Fig 4. A pooled estimate of the impact of depression on mortality rate (odds ratio).

https://doi.org/10.1371/journal.pone.0294668.g004

Discussion

In this systematic review and meta-analysis, we have synthesized the impact of depression on stroke outcomes from the results of eighty prospective studies. Five main stroke outcomes were identified: cognitive impairment, quality of life, ability to return to work, functional recovery, and mortality. We presented a comprehensive narrative report on other outcome measures and reported the pooled impact of depression on functional recovery and mortality rate which were not fully addressed in previous reviews.

Three out of the four studies that investigated the impact of depression on the ability to return to work [1517] reported that depression was not related to the stroke survivor’s ability to return to work. This finding may not be true as the survivors in these studies had mild to moderate stroke severity, and they were in the ‘younger’ age group. Other studies also refuted this conclusion [14, 16]. The inability to return to work is also associated with other factors such as cognitive status [17] and health insurance [14]. The inability to return to work may be different across different settings. These included the socioeconomic status and the available social welfare system which warrants the need for primary studies in low-resource settings to fully understand the impact and find ways to address these issues.

Our finding on the impact of depression on cognitive impairment is not to our expectation [19, 32, 35]. The no association result may be due to lower stroke severity and the exclusion of people with severe cognitive impairment from the studies. Previous studies reported cognitive impairment among both people with depression [97] and stroke [98]. We expect a multiplicative effect when a person had both depression and stroke. However, the results of these studies show the need for more studies to establish the relationship between depression and cognition among stroke survivors.

The association between depression and quality of life after stroke seems conclusive though two out of the twelve studies reported no association in a multivariable analysis. This might be because of the low rate of depression in those studies, and study participants had mild to moderate stroke severity. In these studies, stroke survivors who received treatment for depression were not included in the analysis [22, 29]. Patients who were treated in outpatient clinics and aphasic stroke survivors were also not included in the studies.

Regarding functional recovery, most of the studies indicated the impact of depression on this outcome while few studies reported low to no impact of depression on functional recovery. In these studies, participants who received immediate pharmacological treatment for depression showed better functional improvement by 30% compared to those who did not get treatment for depression [99]. This was also supported by our meta-analysis where depression was significantly associated with poorer functioning though the result needs to be interpreted with caution since the heterogeneity among studies is high.

Our pooled estimate of the impact of depression on mortality rate had significant implications for policy and practice, as shown in previous meta-analyses [6, 7, 9]. Depression increases both all causes, and suicide-related death compared to those without depression. Studies also suggested that early intervention with antidepressant treatments could be associated with the probability of longer survival [93, 94].

Though our review can be considered a comprehensive systematic review with a meta-analysis which synthesized a significantly higher number of prospective studies compared to previous reviews, it is not free from limitations. The first limitation was the definition of post-stroke depression. Stroke is mainly associated with chronic health conditions such as hypertension and diabetes. Depression is a common health problem among people with these chronic health conditions [100, 101]. These indicated the depression after stroke may be a continuation of pre-stroke depression. Nevertheless, the data shows that depression remains a significant issue that needs to be addressed for all stroke patients regardless of when it occurs. The second limitation was the heterogeneity of the studies. The heterogeneity was related to illness duration, the severity of the stroke, the setting and the measures used to assess depression. It’s important to consider all these factors while reading the finding.

The third limitation was related to the small sample size of the studies included in the meta-analysis which prevented us from sub-group analysis. The fourth limitation comes from the fact that most of the studies were conducted in high-income countries with better rehabilitation services.

Conclusion

Depression affects many aspects of stroke outcomes including survival. The evidence is not conclusive on some outcomes such as cognition. This review indicated the need for longitudinal studies with higher sample size especially in low-resource settings since the treatment for depression and stroke is not well-established and there is no well-established social welfare system. It also showed the need to provide mental health support for stroke survivors as it is related to better overall health and recovery.

Supporting information

S1 File. Search strategy for impact of depression on stroke outcomes.

https://doi.org/10.1371/journal.pone.0294668.s001

(DOCX)

S1 Table. Quality assessment for impact of depression on stroke outcomes.

https://doi.org/10.1371/journal.pone.0294668.s003

(DOCX)

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