https://orcid.org/0000-0001-6937-9088
Figures
Abstract
This systematic review aims to assess the effects and safety of Chinese herbal medicines (CHMs) in the management of rhinosinusitis (RS); inform clinicians of the current state of the evidence; identify the best available evidence; and suggest further directions for research. Five English and four Chinese language databases, and four clinical trial registries were searched. Eligible studies were randomised controlled trials (RCTs). Participants were diagnosed with RS based on established criteria. Test interventions were CHMs administered orally and/or nasally, excluding injections and displacement techniques. Control interventions included placebos, no additional treatment, and conventional non-invasive treatments including pharmacotherapies and/or nasal irrigation, and/or inhalations. Polyposis and post-surgical recovery were excluded. Outcomes were Sino-Nasal Outcome Test (SNOT), visual analogue scales (VAS), Lund-Mackay computed tomography score (LM), Lund-Kennedy Endoscopic score (LK), Mucociliary transport time (MTT), Mucociliary transport rate (MTR), quality of life and adverse events (AEs). Risk of bias used the Cochrane tool. Meta-analysis in Review Manager 5.4.1 used random effects for mean difference (MD) or risk ratio (RR) with 95% confidence intervals. Heterogeneity was assessed as I2. Thirty-four RCTs were included, 30 of chronic RS (CRS) and four of acute RS (ARS). These enrolled 3,752 participants. Five RCTs blinded participants. For CRS, comparisons with placebo showed greater improvements in the CHM groups for SNOT-20 and VAS-TNS (total nasal symptoms). Blinded comparisons with pharmacotherapies showed no differences between groups in the degree of improvement for SNOT-20, VAS-TNS, and LM, suggesting these CHMs had similar effects, at least in the short term. In ARS, pooled results found improved scores on VAS-TNS and LK suggesting a benefit for combining these CHMs with pharmacotherapies. Limitations included inadequacies in study design and methodological reporting, and insufficient reporting of AEs. Heterogeneity in some pooled results precluded strong conclusions. Further well-designed studies are needed to test whether the results are replicable.
Systematic review registration number: PROSPERO (CRD42019119586).
Citation: Cui J, Lin W, May BH, Luo Q, Worsnop C, Zhang AL, et al. (2022) Chinese herbal therapy in the management of rhinosinusitis—A systematic review and meta-analysis. PLoS ONE 17(12): e0278492. https://doi.org/10.1371/journal.pone.0278492
Editor: Huijuan Cao, Beijing University of Chinese Medicine, CHINA
Received: August 25, 2022; Accepted: November 17, 2022; Published: December 1, 2022
Copyright: © 2022 Cui et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: All relevant data are within the manuscript and its Supporting Information files.
Funding: Funding support was provided by the China-Australia International Research Centre for Chinese Medicine (CAIRCCM) - a joint initiative of RMIT University, Australia and Guangdong Provincial Academy of Chinese Medical Sciences, China, and the Foundation for Chinese Medicine and Technology Research of Guangdong Provincial Hospital of Chinese Medicine (2017KT1820, 2016KT1571). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Competing interests: The authors have declared that no competing interests exist.
Introduction
Rhinosinusitis (RS) is an inflammation of the paranasal sinuses and nasal cavity [1, 2]. When less than four weeks in duration, it is classified as acute RS (ARS) and when more than 12 weeks in duration it is chronic RS (CRS) [2]. Surveys have estimated RS affected 10.9% of the European adult population [3] and 12.1% of the American population [4]. In eastern Asia, CRS prevalence in South Korea was 6.95% based on a survey plus physical examination [5] and 10.78% in a symptom-based survey [6]; and was 8.0% (4.8–9.7%) in a survey of seven Chinese cities [7]. Rhinosinusitis was the fifth most common disease treated with antibiotics in adults in the USA and the most common diagnosis that received out-patient antibiotic prescriptions [2, 8]. For ARS, 84–87% of Canadian outpatients [9] and 94% of adults in primary care clinics in midwestern USA [10] received antibiotics. Considering the association between antibiotic consumption and microbial resistance [11, 12], there have been international efforts to reduce antibiotic prescriptions [13, 14].
Other managements for RS include herbal medicines. A review of 10 randomised controlled trials (RCTs) of herbal medicines for ARS or CRS found limited evidence of benefit [15]. A review that included some herbal medicines used in eastern Asia found symptom improvements in CRS [16]. In China and other countries, Chinese herbal medicines (CHMs) have been used for nasal disorders since ancient times. References to a disorder that may have been sinusitis, then called bi yuan (excessive turbid nasal discharge), appeared in the book Huang Di Nei Jing (Yellow Emperor’s Classic of Medicine) which dates back to the Han dynasty (c. 206 CE—220 CE), and subsequently appear in multiple books until modern times [17, 18]. Currently, CHMs can be used as integrative therapies [19, 20]. One review of 32 RCTs of CHMs following surgery found benefits for adding CHM nasal irrigations to conventional therapies [21].
This systematic review aims to: assess the effects and safety of CHMs in the management of ARS and CRS; inform clinicians of the current state of the evidence; identify the best available evidence; and suggest directions for further research. The research question was whether CHMs administered orally and/or nasally improved scores on measures of RS symptoms, sinus imaging or measures of mucociliary clearance.
Materials and methods
This review followed the PRISMA guidelines [22, 23] and the methods of the Cochrane Collaboration [24, 25]. The protocol for this systematic review was registered with PROSPERO (CRD42019119586).
Selection criteria
Included studies were prospective RCTs with no limitations on language or publication type.
Participants: included adults and/or children who were diagnosed with acute or chronic sinusitis/rhinosinusitis based on guidelines [1, 2, 26–32]. Studies without clear diagnostic criteria, that included participants with non-RS conditions, only included participants with nasal polyps, or were of post-surgical recovery were excluded.
Test interventions: were CHMs used in eastern Asia (China, Korea, Japan) administered orally and/or nasally. Forms could include liquids, steam inhalations, sprays, granules, capsules or pills. Injections, purified compounds, and displacement techniques were excluded.
Control interventions: included placebos, no additional treatment, and conventional non-invasive treatments including pharmacotherapies (oral and/or nasal), nasal irrigations, and/or inhalations, and/or inhalations as in guidelines [1, 2, 26, 28–32]. Invasive procedures such as surgery were excluded. Non-invasive co-interventions were allowed when used in both groups.
Outcome measures: were Sino-Nasal Outcome Test (SNOT), visual analogue scales for total nasal symptoms (VAS-TNS) and/or individual symptoms (VAS-IS), Lund-Mackay computed tomography score (LM), Lund-Kennedy endoscopic score (LK), Mucociliary transport time (MTT), Mucociliary transport rate (MTR) and/or Short-Form 36 (SF-36®). Categorical scales such as effective rates, scales not used internationally, and measures developed by the authors were excluded.
Settings: included in-patients and out-patients. Post-surgical recovery was excluded.
Information sources and search strategy.
Five English language and four Chinese language databases were searched from their respective inception dates, with no limits on years, until August 9th 2022. Additional sources included four clinical trial registries, Web of Science, ProQuest Central which were searched from their inception dates until August 12th 2022 with no limits; and we searched reference lists in retrieved papers. The information sources and search terms are listed in S1 Table.
Data screening and extraction.
Search results were screened according to the selection criteria by JC, WML and BHM based on titles and abstracts. Full texts of possible inclusions were obtained for further screening by two reviewers. For included studies, the characteristics, funding sources and outcome data were extracted to predefined spreadsheets by JC and WML, checked by JC, BHM and QL independently, and analysed in Review Manager 5.4.1. Any issues were resolved by discussion between reviewers, with ALZ as final arbiter. Plant names were based on the Chinese pharmacopoeia [33].
Risk of bias assessment
Risk of bias was assessed by two reviewers (JC, BHM) independently and mediated by a third (ALZ) using the Cochrane tool [24] for sequence generation (SG), allocation concealment (AC), blinding of participants (BPt), blinding of personnel (BPn), blinding of outcome assessment (BOA), incomplete outcome data (IOD), and selective outcome reporting (SOR). Reporting bias was assessed using Funnel plots and Egger’s test when ten or more studies were available.
Data analysis.
Analysis was conducted in Review Manager 5.4.1. Mean difference (MD) and risk ratio (RR) were assessed using and 95% confidence intervals (CI) with heterogeneity as I2. Due to likely heterogeneity in study populations and methods, conservative random-effect models were used. Baseline scores were assessed between groups to determine baseline comparability. Planned sensitivity analyses explored any effects of baseline imbalance, study duration, use of same CHM, and use of same pharmacotherapy. Grading of Recommendations Assessment, Development and Evaluation (GRADE) was used to assess the certainty of the evidence [34, 35].
Results
Literature search results
Search results were downloaded to spreadsheets and combined. After removal of obvious duplications, 8,785 records were screened. Based on titles, abstracts and other information, 8,395 records were excluded, and 390 full text papers were obtained for further assessment against the inclusion and exclusion criteria. Thirty-four RCTs satisfied selection criteria (Fig 1). Two were written in English [36, 37] and 32 in Chinese. These enrolled 3,752 participants aged six to 86 years. Four were of ARS [38–41]. Thirty were of CRS [36, 37, 42–69]. Four included children and/or adolescents [56, 57, 67, 69]. Treatment durations ranged from three days to 16 weeks. Four studies included three or more groups [38, 39, 53, 68]. A list of potential studies that were excluded, with reasons is included in S1 Table.
Abbreviations: CHM: Chinese herbal medicine; RCT: randomized controlled trial; RS: rhinosinusitis.
Interventions
Five studies tested nasally-administered CHMs [42, 56–58, 66], two combined nasal plus oral CHMs [39, 63] and 25 used oral CHMs. In total, the 34 RCTs tested 24 different CHM formulae (Table 1). The most frequent was Bi yuan shu kou fu ye/Bi yuan shu jiao nang (BYSKFY/BYSJN) which have the same ingredients but different preparation forms (4 studies). Two formulae, Bi yuan tong qiao ke li (BYTQKL) and Bi dou yan kou fu ye (BDYKFY), were used in three studies each. The following four formulae were used in two studies each: (LHQWKL), Long dan xie gan tang (LDXGT), Bi yan kang tang (BYKT) and Cang er zi san (CEZS) including modified versions. Two studies used a CHM with the same name, Bi yuan tang [57, 59], but different ingredients (designated BYT1, BYT2). Pharmacotherapies were mainly macrolide antibiotics [70]. For details of test and control interventions, administration instructions, manufacturing, and sources of study funding see S1 Table.
Despite differences in names, many CHMs shared common ingredients (S1 Table). The most frequent ingredients were Magnolia biondii Pamp. (xin yi) n = 30, Angelica dahurica (Fisch. ex Hoffm.) Benth. et Hook. f (bai zhi) n = 29, Xanthium sibiricum Patr. (cang er zi) n = 26, and Scutellaria baicalensis Georgi (huang qin) n = 22.
Risk of bias
Twenty studies were judged ‘low’ risk for SG (S1 Table). One that compared oral CHM with an identical placebo [43] was also judged ‘low’ risk for BPt but ‘unclear’ for AC, BPt, BPn, and BOA due to lack of clear descriptions. One that compared a CHM steam inhalation with a placebo inhalation [42] was judged ‘low’ risk for SG, AC, BPt, BPn, and BOA. Two studies of oral CHMs used ‘double-dummy’ designs [36, 44]. Both were judged ‘low’ risk for SG, AC, BPt, BPn, and BOA. The remaining studies were judged ‘unclear’ for AC and ‘high’ for blinding domains. Two were judged ‘unclear’ for IOD since there were >20% dropouts without reasons [36, 58]. One was judged high risk for SOR [64] since one of the outcomes mentioned in the methods was not mentioned in the results. All were judged ‘unclear’ for SOR, as study protocols were unavailable. It was not possible to assess potential publication bias since no comparison included ten or more studies.
Comparisons
One study compared oral CHM with no treatment [38]; one compared CHM steam inhalation to inhalation of steam from distilled water [42]; one compared an oral CHM decoction with a placebo decoction [43], and one compared oral CHM granules with placebo granules [37]. Eight studies compared CHMs with active controls. Two used ‘double-dummy’ designs [36, 44] and six were open-label [38, 39, 45, 66, 68, 69]. In 23 studies the test groups combined CHMs with pharmacotherapies (PT) as integrative medicine (IM).
Outcomes were between-group scores at end of treatment (EoT) and/or end of follow-up (FU). To examine effect sizes, within-group changes (baseline versus EoT) were assessed for test and control groups.
Chronic rhinosinusitis
Thirty studies reported one or more of the following outcomes.
Sino-Nasal Outcome Test.
For oral LDXGT versus placebo [43], SNOT-20 reduced in both groups, with a greater reduction in the LDXGT group (MD -4.90 [-8.12, -1.68]), despite a baseline imbalance in favour of the placebo group (S1 Table). Another study reported SNOT-22 as median scores which the authors stated were significantly lower in the oral Lian hua qing wen ke li (LHQWKL) group than in the placebo control at EoT [37]. A double-dummy study of oral CEZS versus erythromycin [36] found reductions within both groups and no difference between groups (MD-0.61 [-1.63, 0.41]).
In the open-label IM studies, the pooled result for three studies of oral CHMs showed a significantly greater improvement (MD -3.55 [-4.89, -2.21] I2 = 0%, n = 179) without heterogeneity (Fig 2). One study of nasal Xin zhi di bi ye (XZDBY) [58] reported a greater improvement in the IM group; and a study of nasal plus oral Bi yan kang tang (BYKT) [63] reported a similar result. One IM study of oral Tong bi tang (TBT) that reported sub-scale data only [60] found significantly greater improvements for each sub-scale (S1 Table).
Abbreviations: CHM: Chinese herbal medicine; CRS: chronic rhinosinusitis; DB: double blind; FU: follow-up; SNOT-20: Sino-Nasal Outcome Test-20; PT: pharmacotherapy; vs: versus; wks: weeks.
Visual analogue scales.
Twelve studies (13 test groups) reported VAS-TNS. There was a greater reduction for oral LDXGT versus placebo [43] (MD -1.40 [-1.53, -1.27]) (Fig 3). The study of oral LHQWKL reported a greater reduction in the CHM group compared to placebo based on median scores (S1 Table) [37]. In the double-dummy study of oral Bi yuan shu jiao nang (BYSJN) versus clarithromycin [44], both groups improved with no difference between groups. An open-label study of oral Long dan tong qiao wan (LDTQW) reported a similar result [45] as did an open-label study of oral Tong qiao xiao ti ke li (TQXTKL) [69]. The pooled result showed no significant difference (MD 0.03 [-1.06, 1.12] I2 = 64%, n = 197) between the CHM and the antibiotic groups (all clarithromycin), but with substantial heterogeneity. The sensitivity analysis found a similar result.
Abbreviations: CHM: Chinese herbal medicine; CRS: chronic rhinosinusitis; FU: follow-up; VAS: Visual analogue scale; TNS: total nasal symptoms; PT: pharmacotherapy; vs: versus; wks: weeks.
In the six IM studies of oral CHMs, one included two test groups (Liu HL 2017a & b) [53]. In the pooled result of seven groups, there were greater reductions in VAS-TNS in the IM groups (MD -1.55 [-1.97, -1.13] I2 = 91%, n = 538) with considerable heterogeneity. A sensitivity analysis of the two 12-week studies that used clarithromycin found a similar result (MD -1.52 [-2.46, -0.58] I2 = 91%, n = 182) but the heterogeneity remained considerable. In one IM study of XZDBY nasal drops [58], both groups improved but there was no added benefit for the CHM (MD -0.13 [-0.40, 0.14]). For oral BYKT plus BYKT nasal wash [63] there was a benefit for adding the CHM (MD -0.73 [-1.11, -0.35]).
Four studies reported VAS-IS (S1 Table). The CHM steam inhalation showed greater reduction in nasal blockage compared with inactive inhalation [42]. All three IM studies reported greater reductions in nasal discharge [51, 56, 57] and there were significant improvements in other symptoms, but results were not poolable.
Lund-Mackay computed tomography score.
Two double-dummy studies compared CHMs with pharmacotherapies (S1 Table). For oral CEZS both groups improved with no difference between groups [36]. In the other study [44], both groups improved with less improvement for oral BYSJN compared to clarithromycin but the BYSN group was significantly worse at baseline. An open-label study found no difference between groups for TBXTKL versus clarithromycin [69] (Fig 4). The pooled result showed no difference between groups (MD 0.31 [-0.78, 1.40] I2 = 76%, n = 170) with considerable heterogeneity and the result was similar in the sensitivity analysis of blinded studies.
Abbreviations: CHM: Chinese herbal medicine; CRS: chronic rhinosinusitis; DB: double blind; FU: follow-up; LM: Lund-Mackay computed tomography score; PT: pharmacotherapy; vs: versus; wks: weeks.
In the pooled result of four open-label studies, there were greater improvements in the IM groups at EoT (MD -1.51 [-1.98, -1.04] I2 = 88%, n = 326) but the heterogeneity was considerable. In two 12-week studies of BYSKFY, the result was similar (MD -1.78 [-2.17, -1.39] I2 = 73%, n = 180) with substantial heterogeneity. In another study that only provided data at 24 weeks follow-up [61], the IM group showed a significantly greater reduction in scores.
Lund-Kennedy endoscopic score.
A study of oral LDTQW versus clarithromycin plus fluticasone nasal spray [45] and a study of oral TBXTKL versus clarithromycin [69] found greater improvements in the oral CHM groups (S1 Table). In the pooled result, the CHM groups showed a greater improvement in LK scores (MD -0.71 [-1.07, -0.35] I2 = 0%, n = 149) without heterogeneity (Fig 5).
Abbreviations: CHM: Chinese herbal medicine; CRS: chronic rhinosinusitis; FU: follow-up; LK: Lund-Kennedy endoscopic score; PT: pharmacotherapy; vs: versus; wks: weeks.
The pooled result of seven IM studies showed greater reductions in LK scores when oral CHMs were added to pharmacotherapies (MD -1.06 [-1.46, -0.65] I2 = 85%, n = 604) with considerable heterogeneity. A sensitivity analysis of four studies with clarithromycin as controls found a similar result (MD -1.53 [-2.05, -1.02] I2 = 81%). The pooled result for three 12-week studies showed a smaller but significant benefit (MD -0.72 [-1.29, -0.14] I2 = 84%). The pooled result for two studies of BDYKFY also showed a significant reduction in LK scores in the IM groups (MD -1.73 [-3.08, -0.37] I2 = 90%). However, the heterogeneity remained considerable in each of the three sensitivity analyses (S1 Table). For Ma yi bi yan pen wu ji (MYBYPWJ) nasal spray plus oral cefixime or roxithromycin [56] there was a greater improvement in the IM group. An IM study of oral BYKT plus BYKT nasal wash [63] also showed significantly reduced LK scores.
Mucociliary transport time.
Steam inhalation of an herbal decoction compared to steam alone [42] showed greater reduction in the test group (S1 Table). In a three-group comparison between two CHMs and erythromycin [68], all groups improved with no significant differences between groups. Two IM studies of oral BYTQKL [47, 49] (Fig 6) showed a greater reduction in MTT in the IM groups (MD -224.90 [-308.68, -141.11] seconds I2 = 0%, n = 274) without heterogeneity.
Abbreviations: CHM: Chinese herbal medicine; CRS: chronic rhinosinusitis; d: days; mth: month; MTT: Mucociliary transport time; PT: pharmacotherapy; vs: versus; wks: weeks.
Mucociliary transport rate.
In a study of oral Bi yuan gu ben fang (BYGBF) versus cefadroxil [67] there were improvements in both groups with a greater improvement in the BYGBF group after three weeks (MD 1.11 [0.30, 1.92] mm/min) (S1 Table). In an IM study, both groups improved with greater improvements in the groups that also received oral BYKT (MD 1.43 [0.96, 1.90] mm/min) [65].
Quality of life.
The total score on SF-36® was reported for oral LDXGT versus placebo [43]. However, there was a large and significant difference between groups at baseline, so the EoT data was confounded. One IM study [46] of oral LDXGT reported data for eight SF-36® subscales but not total score. The authors reported six subscales improved but our analyses found greater improvements in the IM group on four subscales (S1 Table).
Acute rhinosinusitis
Two studies reported SNOT-22 (Table 2) but one was in figures only [38]. This study reported improvements in the oral LHQWKL, amoxicillin capsules, and budesonide spray groups but no differences between groups. The other study [41] reported a significantly greater reduction in SNOT-22 in the group that combined oral Huang qin hua shi tang (HQHST) with oral cefuroxime tablets. There were similar results for VAS-TNS and LK.
In one three-group study [39] a decoction of CEZS was orally administered in one test group (Li MJ 2014a), while the other test group (Li MJ 2014b) used the hot decoction as a steam inhalation before drinking. VAS-IS (nasal obstruction) scores improved in all groups with no differences between groups. An RCT of oral BDYKFY plus cefuroxime [40] found VAS-TNS improved within both groups with a greater reduction in the integrative group. There were similar results for LM and LK.
The pooled VAS-TNS result for two IM studies showed a greater reduction in the groups that also received oral CHMs (MD -1.15 [-1.42, -0.88] I2 = 81%). The pooled result for the two studies that reported LK was similar (MD -1.13 [-2.05, -0.21] I2 = 98%) but the heterogeneity was considerable for each outcome.
Adverse events
For CRS, in 16 studies there was no mention of AEs and nine reported there were no AEs in either group (S1 Table). Five studies reported specific AEs, but most were minor, and none led to withdrawals or dropouts. Although there were more AEs in the CHM groups (17 vs 7), there was no significant difference between groups (RR 2.06 [0.90, 4.69] I2 = 0%, n = 514). Only one of the four studies of ARS mentioned AEs. This found no significant difference between groups. Overall, the AE data were insufficient for a complete safety analysis.
GRADE assessments
GRADE assessments were conducted for orally administered CHMs for chronic RS. There were too few studies of nasal CHMs or of acute RS to warrant GRADE. Assessments were based on results for the clinically relevant outcome measures SNOT, VAS-TNS, LM and LK at the end of treatment for total pools (if available). Measures of mucociliary clearance were excluded. The certainty of evidence was downgraded for risk of bias (mainly blinding), significant heterogeneity (I2 ≥ 50%, p < 0.05), small sample size (< 400 participants) and other issues. The comparisons were:
- Oral CHM versus placebo.
- Oral CHM versus pharmacotherapy (double-dummy studies).
- Oral CHM versus pharmacotherapy (all studies).
- Oral CHM plus pharmacotherapy versus pharmacotherapy (all studies).
GRADE for oral Chinese herbal medicine versus placebo
For Oral CHM versus placebo only one RCT was available [43]. This used the formula LDXGT for two weeks versus a placebo decoction (Table 3). Assessable data were available for two outcomes on which lower scores indicate an improvement. For SNOT-20, there was a mean reduction of 4.9 points in the CHM group compared to placebo which was a significant difference. For VAS-TNS the CHM group was 1.4 cm lower which was also a significant difference. The GRADE assessments for each outcome were downgraded by one grade for the presence of baseline imbalances. These were assessed as unlikely to have changed the direction of the effects or the significance tests, but they would have affected the magnitude of the effect size estimates. They were further downgraded due to the small sample size (n = 60), so the overall certainty of the evidence was judged as Low.
GRADE for oral Chinese herbal medicine versus pharmacotherapy: Double-dummy studies
Two RCT employed placebo controls for both the CHM and the pharmacotherapy to enable double blinding [36, 44]. GRADE was conducted for three outcome measures (Table 4). For SNOT-20 scores, one double dummy study (n = 53) compared CEZS with erythromycin for eight weeks [36]. It found no significant difference between the two groups. The GRADE assessment was downgraded for small sample size (n = 53) and for the large number of dropouts (n = 30) since this may have affected the result which was per-protocol. So, the certainty of the evidence was judged to be Low. A different study [44] reported on VAS-TNS. This compared BYSJN with clarithromycin for 12 weeks. Again, there was no significant difference between the CHM and antibiotic groups. The GRADE assessment was downgraded by one grade for small sample size (n = 48). Therefore, the certainty of the evidence was judged as Moderate. Both studies reported results for LM scores. The pooled result (n = 101) showed no significant difference between the CHM and antibiotic groups after 8–12 weeks of treatment. However, one of the studies [44] found a greater improvement in the clarithromycin group leading to significant heterogeneity in the pooled result (I2 = 87%). Therefore, the GRADE assessment was downgraded for both inconsistency and small sample size to Low.
GRADE for oral Chinese herbal medicine versus pharmacotherapy: All studies
In total, four RCTs compared an oral CHM with a pharmacotherapy [36, 44, 45, 69] for chronic RS (Table 5). The GRADE assessment for SNOT-20 only included one study and was the same as in Table 4. For VAS-TNS, three studies [44, 45, 69] compared oral CHMs with pharmacotherapies and found there was no significant difference between groups after four to 12 weeks. The heterogeneity was 64% but this was not statistically significant (p = 0.06). The GRADE assessment was downgraded by two levels for lack of blinding in two of the studies and small sample size (n = 197) to Low. Three studies reported LM [36, 44, 69] and the pooled result showed no significant difference between groups with significant heterogeneity. The GRADE assessment was rated down three levels for lack of blinding in one of the studies, small sample size (n = 170) and significant heterogeneity to Very Low. For LK, the pooled result of two studies [45, 69] showed a significantly greater reduction in the CHM group. The GRADE assessment of the certainty of this evidence was rated down for lack of blinding and small sample size (n = 149) to Low.
GRADE for oral Chinese herbal medicine plus pharmacotherapy versus pharmacotherapy: All studies
The pooled results of three IM studies [46, 51, 64] found a significantly greater reduction in SNOT-20 scores in the IM groups without heterogeneity (Table 6). The GRADE of the evidence was rated down for lack of blinding and small sample size (n = 179) to Low. For VAS-TNS there were six studies of three to 12 weeks duration [53–55, 59, 60, 62] and since one study tested two different CHMs, there were seven groups (n = 538). There was a significantly greater reduction in symptoms the IM groups but there was significant heterogeneity. Therefore, the GRADE was rated down for lack of blinding and heterogeneity to Low. Four studies reported LM at 12 weeks and the pooled result showed a significantly greater reduction in LM scores in the IM group with significant heterogeneity. The GRADE assessment was rated down for lack of blinding, small sample size (n = 326) and heterogeneity to Very Low. For LK, seven studies with durations ranging from 15 days to 12 weeks were included [46, 48, 50, 51, 54, 61, 64]. In the pooled result (n = 604) there was a significantly greater reduction in LK scores in the IM group. Lack of blinding and significant heterogeneity led to a GRADE assessment of Low.
Discussion
For CRS, CHMs compared with placebo reported significant reductions in SNOT-20 [43], SNOT-22 [37], VAS-TNS [37, 43], and MTT [42]. A double-dummy study of CEZS versus erythromycin (n = 53) found that both interventions produced similar reductions in SNOT-20 and LM [36]. A double-dummy study (n = 48) of oral BYSJN versus clarithromycin [44] reported improvements in VAS-TNS within both groups with no difference between groups. The improvement in LM was less in the BYSJN group but this may have been due to the CHM group being worse at baseline. These blinded studies suggest possible effectiveness of these CHMs, but the limitations are small sample sizes and lack of replication. GRADE assessments for the placebo-controlled study judged the certainty of the evidence as Low, while the double-dummy studies were judged as Moderate to Low certainty. When all comparisons with pharmacotherapies were combined, the GRADE assessments were Low to Very Low certainty.
The largest result pools for oral CHMs were IM studies that reported LK (n = 604), VAS-TNS (n = 538) and LM (n = 326). These pooled results suggested additional improvements when oral CHMs were combined with pharmacotherapies, but all were open label, the effect sizes were variable, and the GRADE assessments were Low to Very Low certainty.
For nasal CHMs, one placebo-controlled study (n = 52) found a CHM steam inhalation improved VAS-IS (nasal blockage) and MTT [42]. One large (n = 598) open-label IM study of XZDBY nasal drops reported additional improvements on SNOT-20 [58]. In children with CRS, open-label IM studies of MYBYPWJ nasal spray (n = 98) and BYT nasal wash (n = 167) reported improvements in VAS-IS for nasal blockage and discharge [56, 57] but the data could not be pooled. Overall, there was inadequate data for any strong conclusions regarding nasal CHMs.
In ARS, the pooled results of two studies found the addition of oral CHMs to pharmacotherapies improved VAS-TNS and LK after ten days to two weeks of treatment but the studies were not blinded [40, 41], precluding any strong conclusions regarding the effectiveness of CHM in ARS.
The CHMs used in three or four studies each (BDYKFY, BYSKFY/BYSJN, and BYTQKL) were all commercial products that may not be available outside China. For CRS, pooled results for two IM studies showed significant benefits for BYSKFY on LM (2 studies, n = 180) [52, 55], for BDYKFY on LK (2 studies, n = 178) [50, 54], and BYTQKL on MTT (2 studies, n = 274) [47, 49]. In ARS, BDYKFY showed benefits for VAS-TNS, LM and LK but this was based on a single study [40].
The widely-available traditional formula, LDXGT, was tested in one placebo-controlled study [43] and one open label IM study [46] of CRS in adults. Both showed improvements on SNOT-20 and VAS-TNS, but results were not poolable. Another well-known traditional formula, CEZS, showed similar improvements to erythromycin on SNOT-20 and LM in a blinded study of CRS [36]. In an open label study in ARS, the decrease in VAS-nasal blockage in the oral CEZS group was not significantly different compared to the decrease in the amoxicillin group (Li MJ 2014a) [39]. Overall, the best available evidence for improvements in RS symptoms appeared to be for LDXGT and modified CEZS, since both were tested in blinded studies as well as in open label studies. These formulae are recommended by Chinese textbooks for people with RS and are prescribed according to syndrome differentiation [71].
Clinically important differences
Assessments of baseline balance and calculation of within-group changes were conducted to determine the magnitude of change in each outcome and whether there were minimal clinically important differences (MCID). In a validation study for SNOT-20, a change of 0.8 points (16%) in the top five items was considered MCID [72]. In contrast, MCID values for SNOT-22 were based on summed total scores. These were 8.9 points (8.1%) [73] and 9.0 points (8.2%) [74]. Searches did not identify MCID for VAS-TNS, LM, LK, MTT or MTR. The within group changes for each of these outcomes are included in the Supporting information.
In this review, a 12-week study [46] that summed the five most severe SNOT-20 items (total 25 points) found a reduction of 6.00 points (24%) in the pharmacotherapy group, exceeding MCID; and a reduction of 6.33 points (25.3%) in the IM group indicating a small additional effect for adding oral LDXGT. Some studies summed the 20 items of SNOT-20 to provide a score out of 100. Since summed scores were used, as in SNOT-22, we selected 8.1% change in mean scores as the criterion for MCID. In the two placebo-controlled studies, reductions within test groups were 12.8% for LDXGT [43] and 6.9% for CEZS [36], suggesting the result for LDXGT appears clinically meaningful, while CEZS did not meet this MCID threshold. This result suggests that the best available evidence for CRS was for LDXGT followed by modified CEZS. We did not assess possible MCID for open label studies since the lack of blinding may have led to inflation of effect sizes.
Limitations
A limitation of this review is methodological weakness in some included studies. Of the 34 RCTs, 20 (58.8%) applied appropriate methods for sequence generation and five (14.7%) used placebos for blinding participants. However, allocation concealment was described in only three studies and none of the studies had locatable protocols. For the blinded comparisons between CHMs and pharmacotherapies, both groups tended to improve [36, 44]. However, it was not possible to determine whether the improvements in the open-label studies were due to the interventions, or a result of improved overall care associated with inclusion in a clinical trial. In IM studies, addition of the CHMs tended to provide additional benefits but the studies were not blinded, so this may have been a non-specific effect due to the provision of an additional therapy. Statistical heterogeneity was evident in some pooled results, and most pools had fewer than 500 participants. These issues limited the meaningfulness of the pooled effect size estimates. Five CHMs were tested in multiple studies but none were tested in multiple blinded studies, so our confidence in the reliability of the evidence for these CHMs is limited. Although major safety issues were not found, some data were missing or incomplete.
Conclusions
Strengths of this review included comprehensive searches, focus on internationally recognised outcome measures, assessments of baseline balance, and calculation of any minimal clinically important differences (MCID).
This review suggests that certain CHMs may have improved CRS symptoms, scores for sinus imaging, and measures of mucociliary clearance. Changes in SNOT-20 may have been clinically meaningful for LDXGT in one of the blinded studies. However, additional blinded RCTs of LDXGT and other CHMs are required to test whether these results can be replicated. There were too few studies of ARS for any conclusions to be drawn. Further well-designed studies are required. Future IM studies require a placebo for the CHM in the control group to enable blinding. All future studies require adequate sample sizes, details of the quality control of the CHMs, complete safety reporting, and rigorous methodology detailed in a protocol that is available to reviewers.
Supporting information
S1 Table. Additional data.
Including: Databases that were searched and PubMed search terms for CHM for RS; List of excluded studies with reasons; Ingredients of the CHM interventions, manufacture and dosage used in the included studies and funding; Main ingredients of the Chinese herbal medicines; Risk of bias judgements for included studies; SNOT: Meta-analysis results for chronic rhinosinusitis at end of treatment and changes within treatment and control groups; SNOT-20-subscales: Meta-analysis results for CRS at end of treatment change within treatment groups and control groups; VAS-TNS Meta-analysis results for CRS at end of treatment and change within treatment and control groups; VAS-IS Meta-analysis results for CRS at end of treatment and change within treatment groups and control groups; LM Meta-analysis results for CRS at end of treatment and change within treatment and control groups; LK Meta-analysis results for CRS at end of treatment and change within treatment and control groups; MTT Meta-analysis results for CRS at end of treatment and change within treatment and control groups; MTR Meta-analysis results for CRS at end of treatment and change within treatment and control groups; SF-36 Meta-analysis results for CRS at end of treatment and change within treatment groups and control groups; and Details of reported adverse events from included studies.
https://doi.org/10.1371/journal.pone.0278492.s002
(DOCX)
Acknowledgments
We wish to thank Dr Iris WY Zhou and Dr Meaghan Coyle for their assistance with searches.
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