http://orcid.org/0000-0003-0807-3418
Figures
Abstract
Objective
Our aim was to identify the patterns of multimorbidity among a group of patients who visited primary care in Singapore.
Methods
A cross-sectional study of electronic medical records was conducted on 437,849 individuals aged 0–99 years who visited National Healthcare Group Polyclinics from 1 Jul 2015 to 30 Jun 2016 for the management of chronic conditions. Patients’ health conditions were coded with the 10th revision of the International Statistical Classification of Diseases and Related Health Problems (ICD-10), and patient records were extracted for analysis. Patients’ diagnosis codes were grouped by exploratory factor analysis (EFA), and patterns of multimorbidity were then identified by latent class analysis (LCA).
Results
EFA identified 19 groups of chronic conditions. Patients with at least three chronic conditions were further separated into eight classes based on demographics and probabilities of various diagnoses. We found that older patients had higher probabilities of comorbid hypertension, kidney disease and ischaemic heart disease (IHD), while younger patients had a higher probability of comorbid obesity. Female patients had higher probabilities of comorbid arthritis and anaemia, while male patients had higher probabilities of comorbid kidney diseases and IHD. Indian patients presented with a higher probability of comorbid diabetes than Chinese and Malay patients.
Conclusions
This study demonstrated that patients with multimorbidity in primary care could be classified into eight patterns. This knowledge could be useful for more precise management of these patients in the multiethnic Asian population of Singapore. Programmes for early intervention for at-risk groups can be developed based on the findings.
Citation: Tan XW, Xie Y, Lew JK, Lee PSS, Lee ES (2020) Patterns of patients with multiple chronic conditions in primary care: A cross-sectional study. PLoS ONE 15(8): e0238353. https://doi.org/10.1371/journal.pone.0238353
Editor: Bruno Pereira Nunes, Universidade Federal de Pelotas, BRAZIL
Received: December 9, 2019; Accepted: July 31, 2020; Published: August 31, 2020
Copyright: © 2020 Tan et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: According to the Data Protection Act Commission Singapore - Advisory Guidelines for the Healthcare Sector, the personal health data collected for this study are not publicly available due to legal and ethical restrictions related to data privacy protection. However, the minimal dataset underlying the findings in the manuscript are available upon request to interested researchers after authorization by the ethical committee of the National Healthcare Group (NHG) Domain Specific Review Board which impose data restriction, consistent with the NHG Research Data Policy. Interested researchers may contact Dr Tang Wern Ee, Head of Clinical Research Unit, National Healthcare Group Polyclinics (Email: wern_ee_tang@nhgp.com.sg) for requests of data (Filename: EMaP_MMClusters_201800466.csv).
Funding: This research is supported by the Singapore Ministry of Health's National Medical Research Council under the Centre Grant Programme (Ref No: CGAug16C019).
Competing interests: The authors have declared that no competing interests exist.
Introduction
Multimorbidity, which is defined as the co-occurrence of multiple chronic conditions in one person [1], is common in primary care [2]. The prevalence of multimorbidity is increasing due to improvements in healthcare services and the resulting longer life expectancies [3–5]. Although it is consistently reported in the literature that the prevalence of multimorbidity increases with age, the majority of the population with multimorbidity is younger than 65 years old [2, 6]. Individuals with multimorbidity have a higher mortality rate [7], a higher risk of inpatient admission [5], and are likely to have a poorer quality of life [7, 8] and reduced physical function than patients who have a single chronic illness [9]. Thus, multimorbidity constitutes a challenge to healthcare services, especially for family physicians in primary care settings [10].
The tendency of some chronic conditions to form clusters has been demonstrated in primary care [11–16]. It has also been reported that the patterns of multimorbidity vary among different age groups, sexes and ethnic groups [17–19]. The identification of the patterns of multimorbidity at earlier stages of one’s life course is important for the prevention and reduction of disease burden in later life. Moreover, health behaviour interventions for chronic conditions, such as improvements in physical activity, are likely to be more effective in the early stages of the disease process [20, 21].
Singapore is a multiethnic urban population with one of the fastest ageing populations worldwide [22]. The prevalence of multimorbidity in both the primary care [23] and general population [24] has been studied and reported. However, a detailed study of the patterns of multimorbidity in the primary care population is lacking. The aim of this study was to use exploratory factor analysis (EFA) to group the diagnoses of interest followed by latent class analysis (LCA) with clinical inputs to identify the patterns of multimorbidity in a large primary care population in Singapore.
Methods
Design, settings and study population
A cross-sectional study was conducted on 437,849 patients aged 0–99 years who visited the National Healthcare Group Polyclinics (NHGP) at least once between 1 Jul 2015 and 30 Jun 2016 (both dates inclusive) and who had at least one chronic condition recorded in their clinical records. Patients’ chronic conditions, diagnosed with the 10th revision of the International Statistical Classification of Diseases and Related Health Problems (ICD-10) diagnosis codes [25], were obtained from the electronic medical records. Other information, such as age, sex and ethnicity, was also retrieved. The dataset received by the research team was fully de-identified. Ethics approval was obtained from the National Healthcare Group Domain Specific Review Board (DSRB Reference no: 2018/00466) with waiver of patient consent.
Statistical analysis
We used descriptive statistics to report patients’ demographic characteristics and chronic conditions. Continuous variables are presented as the mean ± the standard deviation (SD), and categorical variables are presented as the count (percentage).
A total of 93 ICD-10 diagnosis codes were used for the coding of chronic conditions commonly seen in the primary care population at NHGP. We considered a chronic condition to be of significant burden in primary care if its prevalence was at least 0.1%. Twenty-one ICD-10 diagnosis codes had a prevalence of less than 0.1%. Therefore, only 72 ICD-10 diagnosis codes were included for EFA. Each chronic condition was dichotomized into two modalities (present/absent). The correlation matrix between the diagnoses was computed with tetrachoric correlations, and an oblique rotation (Geomin) was performed to confirm the factor structures. We initially screened the eigenvalue of solutions from 2 to 30 factors with all 72 diagnoses. The ideal number was ≤ 22 factors to achieve an eigenvalue ≥ 1. However, convergence could not be attained for some factor solutions, and chi-squared tests could not be computed for some other factor solutions. Convergence could be attained for the 18-factor solution while containing the maximum number of factors.
We next proceeded to remove variables with low-factor loadings (< 0.3) from the 18-factor solution. As we wanted to maximize the number of diagnoses retained, the optimal number of extracted factors for the final solution was determined by keeping the maximum number of factors while meeting the following rules set by the research team: The chi-squared test of model fit needed to be non-significant, root mean square error of approximation (RMSEA) < 0.05, comparative fit index (CFI) > 0.9, Tucker-Lewis index (TLI) > 0.9, standardized root mean square residual (SRMR) < 0.08, factor loading for every included diagnosis ≥ 0.3, and the factors had to be clinically interpretable. With the statistical set of criteria, a final 18-factor solution was obtained. We then considered the clinical relevance and significance of these factors and kept obesity as a standalone factor, despite its factor loading of 0.29, giving a total of 19 factors. As a rule of thumb, factor loadings ≥ 0.30 in absolute value were considered to be significant [26], and the clinical significance of each combination was evaluated before the corresponding diagnoses were selected and grouped as one indicator for LCA.
The LCA was next conducted on the subgroup of patients with multimorbidity. Multimorbidity was defined as having three or more chronic conditions [11, 27]. Fortin et al. reported that defining multimorbidity with a cut-off of three or more chronic conditions could better identify patients with higher care needs in primary care [28]. Patient age was dichotomized into “young (0 to 65 years old)” and “old (65 years old and above)”. Patient demographics (including age, sex and ethnicity) and chronic health conditions derived from EFA were included as indicators for LCA. The initial number of classes that we tested was “2”, and further tests were discontinued when any one of the following criteria was violated: when the Lo-Mendell-Rubin adjusted likelihood ratio test (LRT) produced a p value < 0.05 [29] when the number of patients in each class was ≥ 5% of the total sample, or when the best log likelihood value could be replicated. In the event that the best log likelihood value could not be replicated due to a local maximum with a default random starting value of (100 10), the random starting number of iterations and the final stage of the optimization to generate more sets of starting values were increased until a replicable solution was found. Several plausible models were compared, and the model that had the lowest adjusted Bayesian information criterion (BIC) value with a p value of adjusted LRT < 0.05 was selected as the model of best fit. We stipulated a priori that the classification should be clinically meaningful and interpretable. As there were no missing values in our dataset, LCA was performed directly without the need for missing value imputation. To interpret the patterns of multimorbidity, participants with maximum likelihood probabilities of diagnoses ≥ 0.5 were arbitrarily defined as having “high probabilities”. Participants with probabilities of diagnoses of 0.3–0.5 were defined as having “moderate probabilities”, and those with probabilities of diagnoses < 0.3 were defined as having “low probabilities”. Both EFA and LCA were conducted with Mplus (Muthen and Muthen, V8.2).
Results
A total of 787,446 patient records were extracted from the NHGP electronic medical records system, and a list of diagnoses was drawn up (S1 Table). Among them, 437,849 (55.6%) patients had at least one chronic condition diagnosed, and their data were extracted for EFA to refine the number of diagnoses. The average age of the EFA study cohort was 56 ± 20 years old, 52.3% were female and the majority of the patients were Chinese (73.2%) (Table 1A).
After removing all ICD-10 codes with a prevalence < 0.1%, EFA selected and grouped the remaining diagnosis codes (total 72) into 19 factors. Table 2 summarizes the characteristics and the items included within each factor. The 19 factors included 17 physical conditions and two groups of psychiatric conditions. These factors were hyperlipidaemia, hypertension, diabetes, arthritis, kidney disease or failure, obesity, ischaemic heart disease (IHD), pre-diabetes, anaemia, liver or gallbladder disease, stroke or transient ischaemic attack (TIA), heart diseases, thyroid disorder, asthma or chronic obstructive pulmonary disease (COPD), dementia or osteoporosis, poor circulation of lower limbs, peripheral vascular disease, depression or anxiety, and schizophrenia or psychosis. The factor loadings of each diagnosis are provided in S2 Table. The fit statistics of other solutions by EFA are provided in S3 Table.
There was a total of 201,348 patients with at least three chronic conditions after being grouped with diagnosis codes generated by EFA. Table 1B shows the demographic distribution of the subgroup sample. The average age of patients with multimorbidity was 66 ± 12 years, and 51.7% of them were female. The prevalence of hyperlipidaemia, hypertension and diabetes was 92.6%, 86.2%, and 55.0%, respectively.
Patients with multimorbidity were divided into eight classes according to the probabilities of diagnosis and demographic variables with LCA (Table 3). Patients in Class 1 were characterized as having high probabilities of hyperlipidaemia (0.92), hypertension (0.96), and diabetes (0.65) and moderate probabilities of kidney disease (0.44), IHD (0.32) and anaemia (0.39). Patients in Class 2 were characterized as having high probabilities of hyperlipidaemia (0.95), hypertension (0.93), and diabetes (0.50) and moderate probabilities of IHD (0.31). Patients in Class 3 had high probabilities of having hyperlipidaemia (0.95), hypertension (0.82), and diabetes (0.64) and moderate probabilities of obesity (0.37). Patients in Class 4 were characterized as having high probabilities of hyperlipidaemia (0.98), hypertension (0.96), and diabetes (0.51) and moderate probabilities of arthritis (0.41). Patients in Class 5 were characterized as having high probabilities of hyperlipidaemia (0.73) and hypertension (0.56) and moderate probabilities of arthritis (0.55). Patients in Class 6 were characterized as having high probabilities of hyperlipidaemia (0.95), hypertension (0.94), and diabetes (0.68) and moderate probabilities of kidney disease (0.42) and IHD (0.31). Patients in Class 7 were characterized as having high probabilities of hyperlipidaemia (0.90), hypertension (0.77), diabetes (0.58), and obesity (0.56) and moderate probabilities of arthritis (0.33). Somewhat similar to Class 7, patients in Class 8 were characterized as having high probabilities of hyperlipidaemia (0.92), hypertension (0.78), and diabetes (0.69) and moderate probabilities of arthritis (0.35) and obesity (0.31).
The eight classes that resulted from LCA were distinctive with regard to age, sex and ethnicity (Table 4). Patients in Class 1 were characterized as having high probabilities of being older (0.95) and Chinese (0.98). All patients in Class 2 were male (1.00) and had a high probability of being Chinese (0.98). Patients in Class 3 were characterized as having high probabilities of being younger (0.91) and Chinese (0.97). Patients in Class 4 were characterized as having high probabilities of being older (0.85), female (0.97) and Chinese (0.99). Patients in Class 5 were characterized as having high probabilities of being female (0.74) and Chinese (0.97). Patients in Class 6 were characterized as having high probabilities of being Malay (0.93). Patients in Class 7 were characterized as having high probabilities of being younger (0.86) and Malay (0.88). Last, patients in Class 8 were characterized as having a high probability of being Indian (0.97).
After the combination of the characterization of diagnosis and demographic variables, the resulting groups of patients can be summarized as follows (Table 5): Pattern 1—Older Chinese patients with cardiometabolic diseases, IHD, kidney disease and anaemia; Pattern 2—Chinese male patients with cardiometabolic diseases and IHD; Pattern 3—Younger Chinese patients with cardiometabolic diseases and obesity (Class 3); Pattern 4—Older Chinese female patients with cardiometabolic diseases and arthritis; Pattern 5—Chinese female patients with cardiometabolic diseases and arthritis; Pattern 6—Malay patients with cardiometabolic diseases, IHD and kidney disease; Pattern 7—Younger Malay patients with cardiometabolic diseases, obesity and arthritis; and last, Pattern 8—Indian patients with cardiometabolic diseases, obesity and arthritis.
Discussion
This study provided a comprehensive overview of the unique patterns of multimorbidity among patients who attended the public primary care setting in Singapore. We measured the strength of correlation among a list of chronic conditions using EFA. Utilizing LCA, we defined eight distinct patterns of patients based on the probabilities of chronic conditions and patients’ demographic variables.
We utilized EFA followed by LCA to analyse the patterns of multimorbidity. EFA is based on correlation where the different diseases are treated as a continuous variable. As such, EFA is useful for analysing the correlation between diseases that have a pathophysiological relationship [14]. LCA is a model-based approach that seeks to identify homogeneous groups within a heterogeneous population by hypothesizing an unobserved categorical variable where each category represents a latent class [30]. Patients in the same class share a common probability distribution among the observed variables (e.g., the same disease and demographic probability profile). This makes LCA useful for identifying disease clusters. However, since these clusters are not related to demographic groups, population segments can be constructed post hoc on the basis of the estimated individual factor scores by adding some extra steps to the analytical decisions [31]. Therefore, we adopted EFA to reduce the number of diagnosis codes from the electronic health records and to identify disease clusters, followed by LCA to identify population segments linked with the identified disease clusters to determine the patterns of multimorbidity.
Instead of arbitrarily selecting and grouping diseases for pattern analysis, as most similar studies to date have done, we used algorithms of EFA to reduce the large number of diagnoses as indicators of pattern analysis in our study. With this approach, we were able to select diagnoses with high prevalence and diagnoses sharing similar underlying biological mechanisms. EFA made it possible to combine the accidental, temporary diagnoses, which may be imprecise, ambiguous or incomplete, with those diagnoses that were clinically verified. For example, the diagnosis of an endocrine disorder, which is rather general, was combined with hypothyroidism and thyrotoxicosis. We also identified some unique associations among diseases from different human biological systems. In the current analysis, “gout” was grouped with “nephritic syndrome” as it could result in uric acid nephropathy. Mental and behavioural disorders due to alcohol abuse were grouped with liver or gallbladder diseases, which share common mechanisms of alcohol-related liver hepatitis or cirrhosis. Dementia and osteoporosis were clustered together, as they are closely related to geriatric syndromes of falls and other degenerative conditions related to ageing, such as frailty and sarcopenia. To the best of our knowledge, this is the first time a statistical method, such as EFA, has been utilized to select and reduce the number of chronic conditions from a long list of clinical diagnosis codes instead of the conventional and somewhat arbitrary method of selection by clinical experience.
Estimations of the prevalence and patterns of multimorbidity differ in the literature due to variations in methods, data sources, study populations and diseases included/categorized, making it difficult to compare our results with those of other studies. Instead of the usual criterion of two or more chronic conditions [32], we used a cut-off of three or more chronic conditions as a definition of multimorbidity in this study, as it better identifies patients with higher care needs in primary care.
In this study, patients with multimorbidity showed a high prevalence of cardiometabolic diseases, including hypertension, hyperlipidaemia and diabetes, which was similar to previous studies looking at the adult population in primary care [11, 12]. Other than hypertensive and metabolic diseases, our patients in primary care were also diagnosed with a high prevalence of IHD, chronic kidney diseases, arthritis and obesity. It is not surprising that IHD and chronic kidney disease frequently co-occur with cardiometabolic diseases, as the dysregulation of blood pressure, cholesterol and blood glucose are often associated with coronary heart diseases and chronic kidney disease [33, 34].
The high prevalence of arthritis and obesity in the primary care population of other countries reported by Fortin et al [35] was also observed in our study population. Older adults with arthritis frequently have comorbid cardiovascular disease (CVD), diabetes or hyperlipidaemia [36]. The comorbidity of obesity and diabetes or hypertension has been previously reported among populations in Western countries, and its complex mechanisms have been explicitly discussed [37]. The recognition of highly prevalent comorbid diseases would facilitate the development of appropriate interventional tools for integrated care of patients with common patterns of multimorbidity in primary care.
We observed a low prevalence of psychiatric illnesses in our sample of patients with multimorbidity. It is likely that psychiatric illnesses, including depression and anxiety disorder, are under-diagnosed in primary care, as previous findings have shown [38, 39]. As health professionals who provide first-line medical services for people with chronic conditions, family physicians in primary care should continue to maintain high vigilance in the diagnosis and treatment of mental conditions.
The patterns of multimorbidity identified in our study varied across different age and sex groups. Age was a major risk factor for cardiovascular diseases and metabolic syndrome [40, 41]. It was not surprising that older patients had a higher probability of multimorbidity from combinations of hypertension, kidney disease and IHD [16]. In addition, we observed that younger patients had a higher probability of comorbid obesity, which was also reflected in the findings of obesity rates by age group in the United States [42]. An unhealthy body weight in children and young adults is likely to persist and progress to obesity later in life, leading to an increased risk of other conditions such as diabetes, heart disease and stroke. Lifestyle adjustments and preventive measures are needed to target this specific subgroup of patients to combat the further growth of obesity rates in the nation.
Considerable differences in patterns of multimorbidity between the sexes were observed. In our study population, female patients had higher probabilities of comorbid arthritis and anaemia, while male patients had higher probabilities of comorbid kidney diseases and IHD. Oestrogen may shape arthritis risk, with apparent connections among the age of puberty, childbearing and the use of hormone replacement therapy [43]. Osteoporosis and inflammation in the joints and other tissues can hamper the production of red blood cells in the bone marrow and subsequently cause anaemia among female patients [44]. Male patients are more likely to progress to kidney failure and comorbid heart diseases once they have been diagnosed with chronic kidney diseases [45]. The mechanism remains unclear for sex disparities in comorbid chronic kidney diseases and CVDs.
Singapore is a multiethnic country comprising people mainly from Chinese (76.2%), Malay (15.0%) and Indian (7.4%) descents [46]. The distribution of ethnicity in our study sample of patients with multimorbidity was similar to that of the general population in Singapore. While people with different ethnicities may live in the same environment and share similar public resources, their social culture and lifestyles differ from each other, which may contribute to the different patterns of multimorbidity observed. Although the probabilities of comorbid hypertension and hyperlipidaemia were largely similar among the various ethnicities, Indian patients presented with higher probabilities of comorbid diabetes than Chinese and Malay patients. This finding is possibly due to the higher proportion of carbohydrates often present in a typical Indian diet [47]. The recognition of these social culture patterns may aid in improving diagnostic vigilance in primary care.
The strengths of the current study were the ability to estimate disease prevalence without the errors inherent to self-reported data obtained from surveys and greater statistical power to detect associations of uncommon conditions due to the omission of data from the healthy population. However, our study was limited by the cross-sectional nature of the study design. Moreover, chronic psychiatric conditions may have been under-diagnosed; therefore, the data from this study may not reflect the true prevalence of psychiatric conditions. Other social factors that may be pertinent to the patterns of multimorbidity, such as work and educational status, living conditions and lifestyle factors (including smoking, drinking and dietary habits), were not considered in this study and should be given attention in future research.
Conclusions
Using an approach combining EFA and LCA, we identified eight patterns of multimorbidity among patients seeking health care in the public primary care setting in Singapore based on ICD10 diagnosis codes, age, sex and ethnicity. Recognizing the common patterns seen in primary care can help clinicians and policymakers target these common patterns by allocating limited healthcare resources optimally. Future research with a prospective study design is needed to further enhance our knowledge and understanding of the mechanisms and causal relationships related to these common patterns of multimorbidity in the primary care population to develop more effective strategies in the prevention, intervention and treatment of multimorbidity.
Supporting information
S1 Table. The prevalence of diagnosis and corresponding diagnosing code extracted from electronic health records.
https://doi.org/10.1371/journal.pone.0238353.s001
(DOCX)
S2 Table. Factor loadings of grouped diagnosis by exploratory factor analysis.
https://doi.org/10.1371/journal.pone.0238353.s002
(DOCX)
S3 Table. Statistic indices of EFA solutions.
https://doi.org/10.1371/journal.pone.0238353.s003
(DOCX)
Acknowledgments
We would like to thank A/Prof Mythily Subramaniam for her guidance and contributions to the conceptualization of the study and the analysis of the data.
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