http://orcid.org/0000-0001-9788-1868
Correction
9 Nov 2023: Mahumud RA, Alam K, Afroz S, Ormsby GM, Dunn J, et al. (2023) Correction: Cost-effectiveness evaluations of the 9-Valent human papillomavirus (HPV) vaccine: Evidence from a systematic review. PLOS ONE 18(11): e0294379. https://doi.org/10.1371/journal.pone.0294379 View correction
Figures
Abstract
Introduction
The World Health Organization (WHO) recommends that human papillomavirus (HPV) vaccination programs are established to be cost-effective before implementation. WHO recommends HPV vaccination for girls aged 9–13 years to tackle the high burden of cervical cancer. This review examined the existing evidence on the cost-effectiveness of the 9-valent HPV vaccine within a global context.
Methods
The literature search covering a period of January 2000 to 31 July 2019 was conducted in PubMed and Scopus bibliographic databases. A combined checklist (i.e., WHO, Drummond and CHEERS) was used to examine the quality of eligible studies. A total of 12 studies were eligible for this review and most of them were conducted in developed countries.
Results
Despite some heterogeneity in approaches to measure cost-effectiveness, ten studies concluded that 9vHPV vaccination was cost-effective and two did not. The addition of adolescent boys into immunisation programs was cost effective when vaccine price and coverage was comparatively low. When vaccination coverage for females was more than 75%, gender neutral HPV vaccination was less cost-effective than vaccination targeting only girls aged 9–18 years. Multi cohort immunization approach was found cost-effective in the age range of 9–14 years. However, the upper age limit at which vaccination was found not cost-effective requires further evaluation. This review identified duration of vaccine protection, time horizon, vaccine price, coverage, healthcare costs, efficacy and discounting rates as the most dominating parameters in determining cost-effectiveness.
Conclusions
These findings have implications in extending HPV immunization programs whether switching to the 9-valent vaccine or the inclusion of adolescent boys’ vaccination or extending the age of vaccination. Further, this review also supports extending vaccination programs to low-resource settings where vaccine prices are competitive, donor funding is available, burden of cervical cancer is high and screening options are limited.
Citation: Mahumud RA, Alam K, Keramat SA, Ormsby GM, Dunn J, Gow J (2020) Cost-effectiveness evaluations of the 9-Valent human papillomavirus (HPV) vaccine: Evidence from a systematic review. PLoS ONE 15(6): e0233499. https://doi.org/10.1371/journal.pone.0233499
Editor: Magdalena Grce, Rudjer Boskovic Institute, CROATIA
Received: November 12, 2019; Accepted: May 6, 2020; Published: June 2, 2020
Copyright: © 2020 Mahumud et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: All relevant data are within the manuscript and its Supporting Information files.
Funding: The author(s) received no specific funding for this work.
Competing interests: The authors have declared that no competing interests exist.
Introduction
Cervical cancer (CC) is the third most common cancer and the leading cause of cancer-related deaths in women worldwide [1]. Approximately 570,000 new cases of CC were diagnosed in 2018, composing 6.6% of all cancers in women [1]. The burden of CC is an alarming issue across the globe, especially in low-and middle-income countries (LMICs). Approximately 85% of CC cases and 90% of deaths from CC occur in LMICs [1]. Persistent infections with human papillomavirus (HPV) are a key cause of CC and is an established carcinogen of CC [2]. HPV is predominantly transmitted to women of reproductive age through sexual contact [3]. Most HPV infections are transient and can be cleared up within a short period, usually a few months after their acquisition. However, untreated HPV infections can continue and evolve into cancer in some cases. There are more than 100 types of HPV infections, and high-risk types develop into CC [4]. Thirteen high-risk HPV genotypes are known to be predominantly responsible for malignant and premalignant lesions of the anogenital area [5], and these are the leading causes of most aggressive CC [6]. Further, HPV is also responsible for the majority of anogenital cervical cancers, including anal cancers (88%), vulvar cancers (43%), invasive vaginal carcinomas (70%), and all penile cancers (50%) globally [4].
The burden of CC (i.e., high incidence and mortality rates) globally is preventable through the implementation of a primary prevention strategy such as vaccination [1]. There are vaccines that can protect common cancer-causing types of HPV and reduce the risk of CC significantly. Three types of HPV vaccines, namely bivalent (Cervarix), quadrivalent (Gardasil) and 9-valent vaccine (Gardasil-9), are currently available in the market. Unfortunately, as of March 2017, only 71 countries (37% of all countries) have included HPV vaccines in their national immunization programs for girls, and 11 countries (6%) included for both sexes [2]. The first global recommendation on HPV vaccination was proposed by the World Health Organization’s Strategic Advisory Group of Experts on Immunization in October 2008 [7], where HPV vaccination was recommended for girls aged 9–13 years. This recommendation was updated in April 2014 [8], with the emphasis to include extended 2-dose HPV immunization for girls aged 9–14 years, who were not immune compromised. With the recent licensing of the 9-valent vaccine and the introduction of various HPV vaccination strategies, an update on the current recommendations of HPV vaccination are inevitable. The goals of the immunisation program are to combat the acquisition and spread of HPV infections, and achieving optimum coverage through effective delivery systems. According to the underlying distribution of HPV infection types of CC, the 9vHPV vaccine builds population-level strong immunity against HPV-6, 11, 16, 18, 31, 33, 45, 52, and 58 infections [5] that cumulatively contributed approximately 89% of all CCs globally [9]. With respect to the primary prevention of HPV infection, it is expected that the 9vHPV vaccine can reduce the lifetime risk of diagnosis with CC by an additional 10% in immunised cohorts compared with the 4vHPV vaccine and by an additional 52% in non-vaccinated cohorts [10].
This review aims to update the current evidence on the economic viability of HPV vaccination. In addition, this study aims to examine the cost-effectiveness of the 9-valent vaccine when boys are included and when age cohorts are varied, from the global context. This review may be used as comprehensive evidence of general trends on the ongoing cost-effectiveness evaluation of HPV vaccine.
Materials and methods
Study design
Published original academic literature that examined the cost-effectiveness of 9vHPV vaccination were included in this systematic review. A wide type of study perspectives including societal and health systems perspectives were employed. A search strategy was adopted considering all countries regardless of perspective or vaccine delivery strategy. A combined WHO [11], Drummond [12] and CHEERS [13] checklist was used to evaluate the quality of included studies.
Search strategy and sources
A literature search for the period of January 2000 to 31 July 2019 was conducted using PubMed and Scopus bibliographic databases. This study searched for articles with no language restrictions. The literature search was performed by searching Scopus and PubMed databases to identify relevant articles following the inclusion criteria. Search inclusion terms included ‘economic evaluation’, ‘cost-effectiveness’, ‘analysis’, ‘human papillomavirus’, ‘HPV’, ‘vaccine’, ‘vaccinated’, ‘vaccination’, ‘cervical cancer’, ‘non-valent’, ‘9 or nine-valent’ (Appendix A). Reference lists for selected studies were checked to identify relevant studies for inclusion.
Study selection
Three authors (RAM, SAK and GMO) of the review team independently examined the titles and abstracts of the articles that met the selection criteria. The existing academic literature in the cost-effectiveness of 9vHPV vaccination was searched. Language restrictions were not applied. The eligibility of studies for inclusion was determined following a three-stage screening process. The first stage involved screening studies by title to eliminate duplicates. The second stage required the reading of abstracts to determine their relevance to this study. The third stage necessitated the reading of full texts of the retained studies as reflected in Fig 1. RAM carried out and recorded the above process, and shared the record with SAK and GMO for verification. Discrepancies were discussed and resolved by consensus.
Data checking
The study strategy followed a number of checks to ensure consistency of approach, including a discussion about discrepancies within the study team. For each outcome and model input parameters, the authors identified the proportion of missing observations. Datasets were combined to form a new master dataset where model input assumptions and outcome-related parameters used in the original studies were included. Further, three authors independently assessed the analytical quality of the preliminary selected studies using appropriate tools for examining risk of bias. Disagreements on inclusions were resolved by discussion with a third review author.
Data extraction (selection and coding)
The study selection process was conducted following the PRISMA guidelines [14]. Data were extracted to develop a comprehensive data matrix which summarises the study characteristics such as authors, settings, perspective, threshold, outcome-related parameters and other necessary information.
Strategy for data synthesis
Three authors (RAM, SAK and GMO) independently reviewed the titles and abstract. Data from all eligible studies were extracted by the same two authors using a standardized data collection form. A matrix was developed to summarise the characteristics and findings of the studies. Studies were characterized by incorporating four themes: (i) study used 9vHPV vaccine to examine the cost-effectiveness, (ii) target population demographic characteristics (e.g., gender-neutral and multiple age cohort immunisation), (iii) study perspectives, model and economic level of each country, and (iv) model input and outcome-related parameters.
To compare findings across the selected studies, incremental cost-effectiveness ratios (ICERs) and standardized cost-effectiveness were outlined. In terms of standardized cost-effectiveness scenarios, these studies used the heuristic cost-effectiveness threshold guided by the WHO [15], wherein an intervention or program was evaluated to be cost-effective if the ICER/DALYs averted was less than three times a country’s annual per capita Gross Domestic Product (GDP). Further, the WHO constructed three broad decision rules: (i) an intervention or program was recommended as very cost-effective if ICER/DALYs averted <1 time GDP threshold; (ii) cost-effective if ICER/DALYs averted ≥ 1 time GDP threshold and ≤ 3 times GDP threshold; and (iii) not cost-effective if ICER/DALYs averted >3 times GDP threshold [16]. Examining whether an ICER offered by any strategy signifies value for money requires comparison to a cost-effectiveness threshold (CET). The CET refers to the health effects foregone (i.e., opportunity costs) related to resources being devoted to an intervention and consequentially being unavailable for other health-care priorities. Policy makers should be willing to invest their limited resources in the strategy offering the greatest health gains. The review may serve as an important evidence with respect to methodological and current practices of cost-effectiveness evaluation studies such as determination of study research questions; the study perspective adopted, the duration of vaccine protection, time horizon and discount rate; explanation of model performed for data analysis; model input assumptions behind the estimation of associated costs and outcome parameters; reporting of ICERs; most dominant parameters of sensitivity analysis; examination of study conclusions and recommendations as well as financial disclosure of the selected studies.
Study characteristics
Four hundred and eighty-one articles were yielded through the primary search, of which 78 articles were discarded because of duplication. Fifty-one articles were considered for full-text review after screening by title and abstract. Of these, 12 articles were eligible for the final review (Table 1). Three hundred fifty-two articles were excluded from this study following the inclusion criteria. The reasons for exclusion were: conference abstract (n = 58), reviews or editorials or commentary (n = 160), not cost-effectiveness evaluations (n = 60), did not use 9-valent vaccine (4v-HPV, 2v-HPV; n = 72) and insufficient information (n = 2). Finally, 12 articles were included in this review (Fig 1).
Settings and funding
Single country studies mostly focused on high-income settings [4,17,26–28,18–25] (Table 2). However, a single study was found that covered two low-income countries (e.g., Kenya and Uganda) [29]. Eight studies were funded by research organisations [4,17,19,21–24,29], while two studies did not state funding sources [20,27]. The Bill and Melinda Gates Foundation was the sole funder of one study [29] and three studies were funded by the Centre for Disease Control (CDC) [21,24,27]. Further, five studies were conducted in United States [20,22,24,27,28], one study was conducted in each of Germany [23], Italy [4], China [18], Australia [25], Austria [17], and Canada [19]. Low resource countries mostly depend on external funding agency for HPV vaccine programs, hence these countries may have less impetus for cost-effectiveness studies to inform local decision making as priorities are driven by external considerations.
Study questions
Most studies (8 out of 12 studies) investigated the cost-effectiveness of introducing 9vHPV vaccination to preadolescent girls aged 12 or younger [4,17–19,22,24–26,29]. Four studies assessed vaccinating 12 years or older girls [20,23,27,28]. All studies investigated vaccination either as an addition to existing screening programs or (more commonly) as opportunistic preventive programs or none at all. Further, most studies considered a range of vaccination and screening options to find the most cost-effective combination.
Analytical model
Nine studies used a dynamic economic model for examining the cost-effectiveness of HPV vaccination programs [4,17,27,28,18,20–26], two studies used a static model [19,29], and one study used a Markov model for analytical exploration [18] (Table 2). However, some studies did not explicitly account for the pathologic transition from HPV-acquisition to HPV-associated disease [4,18,25,27,28], pathologic transition [4,23] and herd immunity [17,19,20,24,27,28].
Thresholds and perspectives
In terms of the cost-effectiveness scenario, four studies used the heuristic cost-effectiveness threshold proposed by the WHO. These studies used either one or three times GDP per capita [18,19,24,29]. The majority of studies adopted local thresholds (e.g., willingness to pay) while three studies considered both thresholds of GDP per capita and willingness to pay [18,24,29]. Apart from these studies, seven studies undertook an evaluation from a societal perspective [19,22–24,27–29], and four studies utilised the health system perspective [4,18,20,25]. Several studies used the societal perspective and included all vaccination costs, relevant direct medical costs, and gains in quality and length of life without considering who incurred the costs or who received the benefits (Table 2). However, these selected studies reported little about the indirect costs and productivity losses which are significant from the societal perspective.
Vaccine coverage
The assumptions on vaccine coverage are significant in influencing the potential impact of HPV vaccine on HPV related diseases. Four selected studies assumed a vaccination coverage rate of 90% or above [18,22,23,29]. The vaccine coverage might be varied in terms of study settings as well as from a gender point of view. Among the selected studies, three studies considered vaccine coverage rates of 26–60% for females and 25–40% for males [17,27,28], and three studies considered a 46–80% vaccine coverage rate [19,20,25]. Three studies grouped vaccination coverage rate by gender, assumed 25–60% for females and 11–40% for males [24,27,28]. The remaining studies did not specify the vaccination coverage rate [24].
Vaccine efficacy
Most studies considered a vaccine efficacy rate ranged from 95–100% against HPV infections except the study of Simms et al. (2016) [25], which considered a vaccine efficacy rate of only 59%. The study conducted in two East African countries (Kenya and Uganda) used a 100% vaccine efficacy rate in case of 9vHPV [29]. Most studies (n = 10/12) used a 95% vaccine efficacy rate [4,17,27,28,18–24,26].
Number of vaccine dose and delivery route
Eight studies used a three-dose schedule of 9vHPV vaccine. Most studies were conducted in developed countries [18–21,24,27–29] and the other two studies were conducted in low- and middle-income countries (LMICs) [18,29]. Further, one study conducted in the United States [21] used both 2- and 3-dose vaccines. Diverse vaccine delivery routes were evidenced across the selected studies. Nine studies used the vaccine delivery route of a national immunisation program for the target population [4,18–21,25,27–29]. Two studies conducted in Austria [17] and United States [24], used a universal immunisation strategy to deliver the vaccine. Only one cost-effectiveness exploration of 9vHPV vaccine was conducted in Germany [23] and it used a vaccine delivery route through social health insurance.
Duration of vaccine protection, herd immunity effect, and discounting rate
Most studies (11/12) assumed lifelong vaccine protection while only one study assumed a shorter duration of protection of 20 years [19]. Half of the studies specified herd immunity due to vaccination [17,19,20,24,27,28]. The remaining six studies did not consider the indirect effect of vaccination. Regarding the discount rate, majority of the studies (11/12) used 3% discount rate, while one study considered a 5% discount rate to adjust for future values in terms of economic value and health outcome [25].
Quality of included studies
The quality scores were assigned using the Consensus Health Economic Criteria (CHEC) list, a checklist that can be used to critically evaluate published economic evaluations [30]. Table 3 showed the extent to which the reviewed studies followed the standards of reporting economic evaluations based on the WHO guidance [11], Drummond [12] and the Consolidated Health Economic Evaluation Reporting Standards (CHEERS) [13]. All studies clearly identified the study question, intervention(s), comparator(s) perspectives, time horizon and discounting rates. Most studies performed sensitivity analyses (11/12; 92%) to assess the robustness of concerned study findings. Most studies clearly described the measurements and the assumptions for measuring the costs (11/12, 92%). The choice of model used was justified in all studies, where dynamic transmission model was adopted to capture herd immunity. The currency and price data were also reported in all studies. 10 (83%) out 12 studies disclosed the funding sources. However, only 8 studies (67%) reported the measurement of effectiveness from synthesis-based estimates, either through the combination of several randomized trials or the use of systematic reviews.
Results
Ten studies concluded that their evaluation of 9vHPV vaccination was found to be cost-effective (Table 4) while the remaining two studies did not find cost-effectiveness [27,28]. Further, five studies exhibited a ‘very cost-effective’ decision [4,18,19,23,29] and four studies found ‘cost-savings’ [17,22,24,27]. In the context of high-income countries (e.g., Canada and Austria), introduction of 9vHPV vaccination was a cost-effective decision to prevent cervical cancer in adolescent girls, as the incremental cost of vaccine was less than US$23-US$47. However, in low and middle-income countries (e.g., Kenya and Uganda), the ICER of 9vHPV vaccine must not be priced over US$8.40-US$9.80 [19,29]. Two US based studies concluded that the cost-effectiveness exploration of 9vHPV vaccine was more likely to be ‘cost-saving’ regardless of cross-protection assumption [24,27]. Most studies used ‘quality-adjusted life year’ (QALYs) as the unit of measurement. In addition, selected studies explored the cost-effectiveness decision using WTP thresholds that depend on country settings. Cost-effectiveness decision differs with country specific vaccine prices. For example, two studies conducted in the US, considered two different vaccine prices per dose, US$162.74 and US$174, respectively. However, both studies confirmed that the introduction of 9vHPV vaccine was not cost-effective. Four studies reported cost-effectiveness of 9vHPV vaccine for gender-neutral approaches [17,20,24,27] and three studies found it a ‘cost-effective’ or ‘cost-saving’ decision [17,24,27]. The remaining eight studies suggested vaccinating girls only. In terms of key drivers of cost-effectiveness, this review identified duration of vaccine protection [17,19,25], time horizon [28], vaccine price [4,19,20,23–25,27,28], healthcare costs [22], vaccine efficacy [19,22], vaccine coverage [19,22] and discounting rates [17,19,23,29] as the most influential parameters.
Discussion
The HPV vaccination is one of the cornerstones of CC prevention worldwide. This study explored the cost-effectiveness of 9vHPV vaccination by reviewing 12 cost-effectiveness evaluations in order to inform and expand knowledge on the cost-effectiveness of 9vHPV vaccines. Most studies were conducted from a developed country perspective and two studies were performed from a LMIC perspective. However, a higher incidence of cervical cancer in LMICs is a serious public health concern, which warrants more evidence for effective decision making [31]. The economic viability of gender-neutral 9vHPV vaccination was confirmed by three studies [17,24,27]. Cost-effectiveness exploration depends on the coverage of vaccination from the perspective of gender. For example, if the vaccine coverage for female recipients is 80% or above, the majority of the anogenital CC including vulvar cancers, invasive vaginal carcinomas cancers in females could be prevented. As a result, introduction of 9vHPV vaccination for boys is relatively less important compared with girls as high economic costs are involved without additional benefits gained, both from the societal and health system perspectives. Therefore, achieving optimal coverage of vaccination in females should remain a priority. This is of primary significance for LMICs settings since it is more effective and economically viable to prevent CC in females. However, it is also important to note that past studies paid little attention to the broader benefits of vaccination among male cohorts to prevent penile, anal, and oropharyngeal cancers. Exclusion of these diseases related to males may undermine the effectiveness of reducing CC. Gender-neutral vaccination might have several benefits including herd protection for boys. Moreover, it may provide indirect protection to unvaccinated women and direct protection to homosexual men. Therefore, this vaccination strategy should be further considered in country-level immunization programs by underlining other parameters including disease burden, sexual behaviour in a country (e.g., homosexual intercourse), equity, budget impact, and affordability.
Despite different methodologies and various assumptions, most studies were consistent in their conclusion that multiple age cohort vaccination was economically viable. Nevertheless, there was an upper age limit at which HPV vaccination was no longer cost-effective, and should be interpreted cautiously as several studies evaluated the cost-effectiveness in a single age range only and did not compare to the next age range in a progressive manner. Subsequently, this could result in an overestimation of the cut-off age range for vaccination. The protection duration from vaccination has a large impact on the cost-effectiveness of multi-cohort vaccination, with most studies assuming life-long protection. Therefore, the use of ICERs based on the conventional evaluation of 10-year protection may be more representative of real-life effectiveness rather than the use of ICER based on lifetime protection. The cost-effectiveness of HPV vaccination is also dependent upon the levels of vaccine coverage, compliance, and vaccine price.
Most studies presumed a high rate of vaccination coverage, e.g., assumed that 70% of the target population will receive full doses of vaccination. However, not everyone completed full doses (i.e., two or three doses) within the recommended time frame. Therefore, cost-effectiveness evaluation may underestimate or overestimate the actual costs and benefits. The analytical model outcomes in terms of herd immunity is only hypothetical unless the coverage level increases among the study cohort. Further, it is also indeterminate how non-compliance may consequently influence vaccine efficacy, effectiveness and duration of protection. Model input assumptions regarding the 9vHPV vaccine price also influence the observed cost-effectiveness outcomes. Prices for 9vHPV vaccine are currently not specified, particularly, in lower-income countries. Hence, the cost-effectiveness of 9vHPV vaccine is still indeterminate and there is no exclusive evidence of greater cost-effectiveness than the older licensed HPV vaccines.
Therefore, once the 9-valent vaccine price is fixed, including support by the GAVI vaccine-alliance, reassessment of cost-effectiveness of 9vHPV vaccine is necessary. Another model input assumption that may influence the cost-effectiveness is the inclusion or exclusion of herd immunity effects based on the type of model acceptance. Two studies [19,29] constituted the static model as an analytical exploration which did not confirm herd immunity effects. Generally, the cost-effectiveness evaluations of HPV vaccine should use a dynamic model for exploration because economic evaluations for primary prevention strategy should be determined by societal benefits (e.g., indirect impacts on population not immunised) rather than individual demands [32]. However, the application of a static model in these two studies may underestimate or overestimate the benefits of vaccination. If an HPV vaccination program is exhibited to be cost-effective considering a static model for analytical exploration, it is anticipated to be even very cost-effective when a dynamic model is considered [32].
There are several types of cost-effectiveness threshold. The majority of the studies used the cost-effectiveness demand side-threshold (e.g. willingness-to-pay). In health-related explorations, a willingness-to-pay threshold signifies an evaluation of what a consumer of health care might be prepared to pay for the health benefit–given other competing demands on that consumer’s resources. There are also supply-side thresholds that resource allocation mechanism takes into account. For example, estimates of health status are predetermined since when an insurance company or other provider spends some of its available budget on a new intervention it is therefore required to decrease its funding of previous interventions. In considering the choice of the type of cost-effectiveness threshold to use, the concept of opportunity cost may be the one most relevant to providers who are primarily concerned with using available resources to maximise improvements in health status. In response to the implementation of a new intervention, decision-makers need estimates of both the health that might be gained elsewhere through the alternative use of the resources needed for the new intervention and the health that is likely to be lost if the new intervention is not used.
This review has some limitations. The cost-effectiveness evaluation based on GDP based thresholds of 1–3 times of GDP per capita might be misleading for country-level decision making due to a lack of country specific thresholds [33]. It is uncertain whether this threshold truly reflects the country’s affordability or societal willingness to pay for additional health gains. Additionally, GDP is originally intended to measure the experience of people residing in urban areas and thus it may not actually reflect the experience of the entire population in a country, especially those living in rural areas. Apart from an economic standpoint, other factors should be considered for the national immunization program, such as budget availability, political issues, cultural influences and availability of healthcare workforce.
Conclusions
There are a limited number of studies that showed conclusive evidence of cost-effectiveness of the 9vHPV vaccine. The inclusion of adolescent males in HPV vaccination programs is cost-effective subject to vaccine price or coverage of females being low and HPV-associated male diseases are taken into account. Multiple age cohort vaccination strategy is likely to be cost-effective in the age range of 9–14 years, but the upper age limit at which HPV vaccination is no longer cost-effective requires further investigation. Vaccine coverage, price, duration of protection and discount rates are important parameters for considering the uptake of HPV vaccination. Nonetheless, the present study findings may serve as useful evidence for health policy-makers and healthcare providers in taking decision about HPV national immunization programs using the new 9vHPV vaccine or inclusion of adolescent boys’ for vaccination or extending the age of immunization.
Acknowledgments
We would like to gratefully acknowledge the study participants and reviewers and editors of our manuscript.
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