Correction
29 Jan 2014: Trout AD (2014) Correction: Dark Energy from Discrete Spacetime. PLOS ONE 9(1): 10.1371/annotation/ddb13efe-97bf-4a70-ad3b-a11fb2eb23f2. https://doi.org/10.1371/annotation/ddb13efe-97bf-4a70-ad3b-a11fb2eb23f2 View correction
Figures
Abstract
Dark energy accounts for most of the matter-energy content of our universe, yet current theories of its origin rely on radical physical assumptions such as the holographic principle or controversial anthropic arguments. We give a better motivated explanation for dark energy, claiming that it arises from a small negative scalar-curvature present even in empty spacetime. The vacuum has this curvature because spacetime is fundamentally discrete and there are more ways for a discrete geometry to have negative curvature than positive. We explicitly compute this effect using a variant of the well known dynamical-triangulations (DT) model for quantum gravity. Our model predicts a time-varying non-zero cosmological constant with a current value, in natural units, in agreement with observation. This calculation is made possible by a novel characterization of the possible DT action values combined with numerical evidence concerning their degeneracies.
Citation: Trout AD (2013) Dark Energy from Discrete Spacetime. PLoS ONE 8(12): e80826. https://doi.org/10.1371/journal.pone.0080826
Editor: Garret Cotter, University of Oxford, United Kingdom
Received: July 19, 2013; Accepted: October 15, 2013; Published: December 3, 2013
Copyright: © 2013 Aaron D. Trout. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding: The author has no support or funding to report beyond his university salary.
Competing interests: The author has declared that no competing interests exist.
Introduction
Multiple independent sets of empirical data [1]–[4] indicate that about 70% of the matter and energy in our universe comes from a mysterious repulsive gravitational effect known as “dark energy”. Understanding the origin of this energy is one of the most important problems in physics. Our only current theories involve speculative physical assumptions or finely tuned parameters. One popular assumption is the holographic principle: the idea that the degrees of freedom in a region of space are encoded on the region’s boundary [5]–[14]. Other explanations assume the existence of exotic matter fields or modify the Lagrangian defining general relativity. One recent theory [15] even hypothesizes a connection between dark matter and dark energy. See [16], [17] for reviews of various explanations of dark energy.
Our work provides a simpler, better motivated model for dark energy set within the well-known dynamical triangulations (DT) approach to quantum gravity. This model assumes no holographic principle, uses no additional matter fields or finely tuned parameters, and does not modify general relativity beyond the geometric discretization inherent in dynamical-triangulations spacetimes. In our model, a positive vacuum energy of the correct observed magnitude spontaneously arises from the entropic bias toward negative curvature states inherent in DT geometries. Note that treating gravity as an emergent mean-field phenomenon driven by entropic forces is a popular research perspective at the moment [18]–[24].
A reasonable prediction for dark-energy within a quantum-gravity theory is only significant if the theory approximates general relativity well at large distances. Why should we believe this about a theory that uses DT spacetime states? The progenitor of the DT theory, called the Regge calculus, has been used successfully in numerical general-relativity and quantum gravity for nearly five decades [25]–[31]. The DT model itself [32]–[36] and its descendent, causal dynamical triangulations (CDT) [32], [34], [35], [37]–[40] have been studied for nearly two decades. The numerous successes achieved by these theories give confidence that our model can describe general relativity at length-scales much larger than Planck’s length.
The model presented in this paper uses the same discretization of geometry and the same action as the DT theory. However, it is not identical to DT because it puts restrictions on the set of triangulations which contribute to the partition function. These kind of restrictions are also what distinguish DT from CDT although our restrictions are distinct from those in CDT. Note that it is not our purpose to advocate “triangulations” as the ultimate structure of spacetime. Indeed, in our calculation the discrete nature of geometry may be removed at the end without altering the predicted vacuum energy. We suspect that the effect described in this paper is actually a generic feature of any quantum-gravity theory which predicts a discrete spacetime geometry and which has general relativity as its large-distance limit.
Background Material
General relativity can be written in the Lagrangian formalism using the Einstein-Hilbert action, which in natural units is(1)
Here is a closed
-manifold,
a Lorentzian metric,
scalar-curvature,
the cosmological constant,
the Lagrangian for matter and
the standard volume element. See Table 1 for a list of commonly used symbols. Note, both
and
depend on
while
does not. Also note that
is the only term in this action with a physically distinguished zero value. In quantum field theory on a fixed background geometry, an arbitrary constant can be added to
without changing the observed physics, allowing one to simply set
to zero. Thus, it is reasonable to argue, as we do in this paper, that the observed non-zero value of
arises from quantum effects related to the scalar-curvature field
.
Hilbert and Einstein showed that the critical points of this action satisfy the equations of motion
(2)
These are, of course, the field equations for general relativity. Here, is the Ricci curvature tensor and
the stress-energy tensor for matter. In this work we restrict attention to the Einstein-Hilbert action for the vacuum with zero cosmological constant
(3)
The critical points of are metrics which satisfy the vacuum field equations. These metrics are Ricci flat everywhere (
at every point) and therefore also scalar flat everywhere (
at every point.) Thus these metrics have action exactly zero. Finally, in dimensions less than four, the Ricci tensor determines the full curvature tensor
, so critical points of
in these dimensions must actually be flat everywhere (
at each point.).
In his influential 1961 paper [25] Regge proposed a discretized version of which applies to triangulated piecewise-linear (PL) manifolds. A triangulation
of a closed
-manifold
is a combinatorial
-manifold homeomorphic to
given as an abstract simplicial complex. Assigning a length
to each edge in
uniquely defines a piecewise-linear metric on
provided these lengths satisfy some natural compatibility conditions. If we let
denote the number of
-simplices in
, the Regge action is given by
(4)
In this equation, the sum runs over all codimension-2 simplices of (called hinges),
is the total dihedral angle around the hinge
, and
is that hinge’s volume. It is easy to insert a cosmological constant into this action, although here we do not. The possibility of incorporating matter fields into
is a currently active topic of research. See [41]–[43].
Note that has a nice geometric interpretation. The summand in this action is the angle defect in a small triangle enclosing and perpendicular to the hinge
, weighted by the volume of that hinge. Given the close relationship in classical non-euclidean geometry between angle defect and curvature, it is natural to interpret
as a discrete measure of total curvature. Because of the success of the Regge action in describing general relativity, we will interpret
as a discrete measure corresponding to the Einstein-Hilbert action, and thus to total scalar-curvature. Interpreting
as a total curvature is also supported by the fact that, like point-wise curvature bounds in Riemannian geometry, bounds on the angle-defect for all hinges have profound topological consequences for
. See [44]–[47] for examples.
The Dynamical-Triangulation Action
Suppose we fix the abstract simplicial complex and consider
as a function of the edge-lengths
only. There is a large body of numerical evidence [26]–[29] that the critical points of this action define PL-metrics which behave like solutions
to the vacuum field equations, at least at length scales much larger than the maximum edge-length. See [36] for a overview of this work, known as the Regge calculus. In this paper, however, we will require all edges to have a single fixed length
so that the action is determined only by the structure of
as an abstract simplicial complex, i.e. only on the way the simplices in
are attached together. This form of the Regge action has been studied extensively as part of the dynamical triangulations (DT) approach to quantum gravity. We write this action as
(5)where
is the volume of a
-simplex with all edges of length
,
is the dihedral angle in such a simplex, and
, called the degree of
, is the number of
-simplices in
with
as a face. Usually, we will suppress the dependence on
and write simply
.
Now for some terminology and preliminary results. Let denote the set of all triangulations of a fixed closed
-manifold
. We will write
for the set of all triangulations of
containing exactly
-simplices, and
for those with
-simplices and DT-action
. Since there are only finitely many ways to attach together the faces of a finite collection of
-simplices,
and
are finite sets. We define
to be the spacetime entropy of
for
-simplices and action
. We will also need notation for the average hinge degree of a triangulation T,
(6)
By double-counting arguments we may alternately write this as(7)
Proof. Suppose we examine each -simplex
in
and place a mark on each
-simplex with
as a face. Clearly we have placed
marks. On the other hand, each
-simplex has
codimension-2 faces, so the number of marks is also
. Dividing through by
gives the first equality. Next, suppose we examine each
-simplex
in
and place a mark on each of the two
-simplices incident at
. We have obviously placed
marks. However, each
-simplex has
codimension-1 faces, so the number of marks is also
and we have
. Plugging into the previous equality and simplifying finishes the proof.
The first part of equation (7) lets us nicely express as a function of the number of
-simplices in
and its average hinge-degree. We get
(8)where
is called the flat hinge-degree. Why do we call
the flat hinge-degree? It is the number of regular
-simplices needed around a hinge to provide a total dihedral angle of exactly
, the expected quantity in a flat space. Note that, except in dimension two (where
) the quantity
is not an integer.
Proof of Equation (8). We begin with the DT action (5) and distribute the sum into the summand to obtain(9)
By equation (7) we can replace with
and the summation by
to get
(10)
Finally, moving a factor of to the front finishes the derivation.
Mean Action Per Volume
The primary observable quantity of concern in this work is the mean action per volume, i.e. the average Lagrangian density over the manifold:(11)where
is the PL-volume of
. We use the symbol
to remind us that this is a physically well-defined global observable with dimensions of energy per volume. Equation (8) gives a lovely formula for the mean action,
(12)where
depends only on the dimension
. This tells us that for a fixed dimension and edge-length the mean-action depends only on the average hinge-degree
. For notational convenience we will usually suppress the
and
dependence and simply write
or
.
Finally, note that for a fixed number of -simplices
we can use equations (7) and (12) to find the minimum possible separation between mean-actions. This corresponds to changing the number of hinges by one, resulting in a change to
of
(13)where
and
depend only on the dimension
and
is the total spacetime volume. The minimum possible separation between actions is then given by
(14)
Action Spectrum in Dimension Three
From this point forward, we will restrict attention to dimension three. What can we say about the possible values of on
when
? This is a formidable problem, since even for a small number of tetrahedra
the set
is quite large and complicated. We begin with an elementary result: for any triangulation
of a closed 3-manifold
we have
(15)where
and
. This means that for a fixed number of 3-simplices, the effect of increasing
(or equivalently, decreasing
) is to decrease both the number of vertices
and the number of edges
in the triangulation.
Proof of Equation (15). We begin with a well-known topological fact: every closed 3-manifold has Euler characteristic zero. That is, for any triangulation of a closed 3-manifold
we have
. Now, we use equation (7) to replace
by
to get
(16)
Using equation (7) again to replace by
and then rearranging gives
(17)as desired. Finally, we plug this
back into equation (16) and simplify to obtain
(18)completing the proof.
Equation (15) tells us that to understand the possible values for we must understand the possible combinations of
and
that can occur in a triangulation of a given closed 3-manifold. A 1970 paper [48] by Walkup tells us all we need to know.
Theorem (Walkup). For every closed 3-manifold there is a smallest integer
so that any two positive integers
and
which satisfy
(19)are given by
and
for some
. The quantity
is a topological invariant which satisfies
for all closed 3-manifolds
.
Note that is known for many manifolds
, see [49], although we will not need this information.
Walkup’s Theorem, together with equation (15) and some algebra suffice to prove the central mathematical result in this paper:
Theorem. Let be a closed 3-manifold and
a fixed number of tetrahedra. Then, there are mean actions
(20)and
(21)so that if
is an integer for which
lies in the interval
then
for some triangulation
of
with
tetrahedra and
edges. These
are regularly spaced over the entire interval
, each separated from the next by
(22)where
. This is the smallest possible separation given fixed
, so these
are all possible mean-actions on
.
Note that in most applications, the number of tetrahedra will be large and the energy densities given in the theorem will be approximately
(23)
Also note that when edges are Planck’s length ( in our units) the magnitude of these energy densities is enormous, about
Joules per cubic meter.
Proof of Main Theorem. Let be a closed 3-manifold. We start by showing that if two given integers
and
satisfy
(24)then there is some triangulation
of
with
and
. We define
. Note that
by the first inequality in (24). A bit of algebra applied to the second inequality in (24) implies
(25)Now, consider the upward opening parabola
which has largest root
. The first inequality in (24) implies
which is just
. Since
is the largest root of an upward opening parabola, we conclude
. By our definition of
and
, this tells us
(26)
By Walkup’s theorem, inequalities (25) and (26) imply that some triangulation has
and
. Finally, by equation (15), we know
as desired.
Next, we divide the inequality (24) by and take reciprocals to get
(27)where
. Thus, if
is fixed and
is an integer for which
lies in this interval, then
for some triangulation
with
tetrahedra. By equation (12) the change in mean-action for each increment of
is as claimed in equation (22), completing the proof.
The N-Action Model
The model used in this paper is designed to be dominated by states near a particular chosen target value for the mean-action. For a fixed number of tetrahedra
let
be the closest attainable mean-action to
. For each
, our model admits triangulations with mean-action
along with those having one of the
mean-action values on either side of
. In this paper our target mean-action will be
since the Einstein-Hilbert action for the vacuum in classical general-relativity is zero. Recall that, unlike actions in quantum field theory, the values of the Einstein-Hilbert and Regge actions are well-defined physical observables. This makes such a targeting strategy physically reasonable.
Why not simply start with a model containing only those triangulation for which
? It turns out that there are no such triangulations. That is, for any triangulation
of a closed 3-manifold
we have
, or equivalently
. This follows from the irrationality of
and equation (12). We know
is irrational due to work [50] by Conway, Radin and Sadun on what are called called geodetic angles. Note that these angles are actually interesting mathematical objects on their own and are central to the solution to Hilbert’s third problem on the scissor-congruence of polyhedra.
So, let be the mean-actions in the model and
the corresponding total actions. Our main theorem implies that for any
and spacetime volume
there is an
small enough so that all of the
mean-action values
lie within the range
where attainable action-values are regularly spaced. For such
our model has partition function
(28)where
is spacetime entropy at action
. The expected action for this model is then
(29)A Euclidean version
of this expected value can be found by applying the standard Wick rotation
to the expression above.
It is currently impossible to write or
as exact closed form expressions since the entropies
are beyond our ability to compute. However, if we replace
with its first order approximation
for
a constant, then a closed-form expression can be found. We used the computer-algebra package Mathematica to show
(30)
A closed form expression for can obtained as before by replacing
with
in the equation above.
Choosing 
How are we to choose ? In an ideal world, we would have in hand a fully formed DT-style theory of quantum gravity coupled to matter, which provably reduced to general-relativity at large distances. From this theory we could derive an appropriate
by computing how far a typical spacetime was from the classical action. We believe such a theory will eventually emerge, but it is not yet available. However, we have set up enough machinery to reasonably guess what such a theory would tell us about
.
Suppose we fix a total spacetime volume and consider the
-action theory targeting mean-action zero. What happens as we let the edge-length
approach zero? Because the separation between actions
goes to zero and
, if
is left fixed as
then even the most extreme action values in the theory,
, would converge to zero. Since we wish to investigate quantum gravity, this is unacceptable and we are forced to choose an
which diverges as
. Now, suppose we make the affine entropy approximation
. Equation (30) implies that if
then for large enough
and small enough
the expected action is dominated by the final hyperbolic cotangent term and we have
. This tells us that under these conditions, the model is completely dominated by entropy. The oscillating complex phase
which suppresses the contribution of states far from
is swamped by the entropy term involving
.
Thus, since is proportional to
, it is natural to choose the dimensionless
to be proportional to
. For such a choice we can take the
limit and the theory gives a finite non-zero value for the expected action. Therefore, we choose to use
(31)mean-action values on either side of
. Notice that by the approximations (23) even though
diverges as
, all actions in the model eventually lie within the “regularly spaced” range
for small enough
. Also note that as
all the mean edge-degrees corresponding to these
converge to the flat mean edge-degree
.
Finally, for any fixed we can use equation (30) to compute the
limit, obtaining
(32)
For we get a purely imaginary standard expectation
and a Euclidean expectation given by
Evidence for the Entropies 
The calculation of the expected action as given by equation (32) depends on two assumptions about the entropies
. First, for the states contributing to the model, spacetime entropy must be an approximately linear function of mean-action, i.e.
, at least for large enough
. Second, this
must not approach zero as
. In this section, we present evidence from Monte-Carlo simulations and small-
enumerations that strongly supports these assumptions.
Monte-Carlo Sampling Results
To measure the dependence of entropy on mean-action we use a Metropolis-Hastings algorithm to take samples from
near a given number of tetrahedra and mean-action. The algorithm wanders among the elements of
by using the well-known Pachner moves to change from one triangulation to another, repeatedly choosing a random move and executing it with probability
where
is some non-negative objective function. Metropolis proved that if we wait long enough between samples, then each sample
occurs with probability
. Here, we use a quadratic objective function
(33)with
and
fixed constants. This form for
keeps the sampled triangulations near a target mean-action
and number of tetrahedra
.
If there were equally many triangulations at each and
then our sampled pairs
would form a Gaussian distribution centered at the target point
. If our samples have a Gaussian distribution but with mean
significantly displaced from the target, this indicates a linear dependence of spacetime entropy on
and
with the magnitude of the dependence proportional to the size of this displacement. Since it is obvious that spacetime entropy is strongly dependent on
and because the relative deviation from the mean for
is at most
in our data, we focus solely on deviation in mean-action
. From this we can estimate the change entropy (per mean-action step)
, in nats, using
(34)
The sampling trials conducted for this paper use the 3-sphere with target mean-action zero (
) and various targets for the number of tetrahedra
. In all cases, we take
and
. In order to ensure independent samples, the algorithm attempts Pachner moves until
accepted moves per tetrahedron have occurred. We checked that this wait time was sufficient using standard correlation tests. For these parameters, each sample was uncorrelated from the next. We also checked that the sampled
and
were independent. As desired, samples are approximately normally distributed with sample mean
somewhat displaced from the target
. This indicates that entropy is approximately a linear function of mean-action near
, as was assumed in the previous section. See Figure 1 for a histogram of mean-actions for
samples at
. For each such distribution, we use equation (34) to infer the approximate change in entropy
between mean-actions. These
are comfortably negative and do not appear to approach zero as
gets larger, validating our second assumption. See Figure 2. Copies of the code used for triangulation sampling are available on request.
We plot the distribution of mean actions at
for 2700 sampled triangulations of the 3-sphere
. Samples were obtained from a Metropolis-Hastings algorithm using Pachner moves and a quadratic objective function
targeting
and
with
and
. Waiting times were chosen so that
accepted moves per tetrahedra occurred between successive samples. Observed means were
with standard deviation
and
with standard deviation
. Note that
and
are given in Planck units,
and
respectively.
We plot the change in spacetime entropy, in bits, due to each minimal increase
in mean-action for the 3-sphere
near
, versus mean number of tetrahedra
. Values were inferred from the bias seen in Monte-Carlo samples of triangulations near
. See Figure 1. All data points except the last two were computed from 2700 samples. At the two largest
values, we used 2394 and 1108 samples respectively. Error bars indicate 95% confidence intervals.
Triangulation Census Data
In addition to Monte-Carlo sampling evidence, one can also see a bias towards negative action states in computer-generated censuses of -manifolds triangulations. In particular, recent advances in enumeration algorithms have allowed for the creation of an explicit list of all triangulations of any closed 3-manifold using at most 11 tetrahedra. See [51], [52]. Unfortunately, the definition of a “triangulation” used in these censuses is slightly more general than ours. They define a triangulation of a closed 3-manifold
as a space homeomorphic to
obtained by identifying the faces of some finite set of tetrahedra. We believe this to be a largely technical distinction, and we expect this data to provide a good guide to the general features of our set of triangulations
. See Figure 3 for a graph of spacetime entropy versus mean-action for the 3-sphere
and
. We observe two trends in the data. First, as we expect, the number of triangulations increases as the number of 3-simplices grows. However we also see the same effect as observed in the Monte-Carlo sampling experiments: the number of triangulations at a given action is a decreasing function of action.
We plot spacetime entropy in bits for the three-sphere
at various numbers of tetrahedra
, versus mean action
at
. Data come from a complete census [51], [52] of the
million triangulations of
with at most 9 tetrahedra. Note that
and
are given in Planck units,
and
respectively.
The Origin of Dark Energy
Taking and dividing through by
in equation (32) gives
(35)
Let us briefly discuss the physical meaning of . Our goal was to construct a theory dominated by states close to the classical value of the mean-action,
. We did this by “slicing” the partition function according to action-value, retaining only states whose actions lie within a certain distance of zero. If the volume of spacetime is large compared to Planck’s volume then we come very close to accomplishing our goal. That is, for
we do indeed obtain
in the
limit. However, there is a small perturbation away from zero because of the relative entropy of action values. Notice that since action values are global observables, this effect is independent of the local details of the “metric”, i.e. the local structure of the triangulation. This leads us to expect that, for a typical triangulation at a given
, the average action will appear very uniform at length-scales much larger than
. Finally, recall that everything in the Einstein-Hilbert action except the cosmological constant
depends on the metric
. Thus, the basic structure of
almost demands we interpret our non-zero
as an emergent cosmological constant given by
(36)
We now turn to the question of applying this result to our own universe. This is a somewhat speculative endeavor since our world appears to be both -dimensional and infinite in extent. However, as an entropic effect connected with the pattern of attachment between simplices, we expect the perturbation away from
identified in this paper to occur quite generally. So, what
is appropriate for assessing the magnitude of this effect in our particular universe? Considerations of causality give us a reasonable answer: take the volume of space which has had time to causally communicate with our point of observation. That is, we ought to use something like the current Hubble volume
where
is the Hubble constant. Plugging in
in Planck units gives
(37)
which is in general agreement with observation.
At this point, we feel obliged to briefly discuss the term “numerology”. It has long been known that the observed cosmological constant was approximately . This and many other unexplained approximate numerical relationships between cosmological parameters are often called large number coincidences. Thinking of them as having explanatory power on their own is surely deserving of the label “numerology”. However, this epithet should not be applied to a physically well-motivated theory which predicts ab-initio such a numerical relationship, as our model does.
Discussion
Our derivation of has some interesting features. Using the Hubble parameter to define our characteristic volume
means that the model actually predicts a time-varying cosmological constant
(38)
where is the Hubble parameter at proper time
. That is, we predict that
scales like the area of the cosmic horizon. Amazingly, although we made no holographic assumption, this is the same behavior that emerges from holographic dark energy (HDE) theories [5], [6], [10], [12], [13]. In fact, our model shares several other key features with these approaches, including the presence of two “cut-offs” in the theory which are removed in a coordinated fashion. HDE models typically contain both a UV and IR field cut-off which are removed in a way that saturates entropy in the Bekenstein bound. In our theory, the cut-offs
and
are chosen to keep the entropic perturbation on
bounded as
. While HDE theories are very different in detail from our model, the broad similarities are quite striking. Perhaps both approaches are pointing to the same underlying physical issues. We hope that the relative simplicity of our model can help elucidate these issues.
We should also mention another explanation for which shares some features with our approach. In [53] it is argued that the true ground-state vacuum has
but that we observe
because the universe has not yet had time to decay into this ground state. The author considers a model in which the true ground state is given by the superposition of two degenerate
states, one of which describes the universe’s present-day vacuum. Since the decay probability in a given volume and time period is related to the energy density
, the requirement that no such decay has yet happened in the Hubble volume provides an estimate for
which agrees with observation. This argument leads, as does our model, to a connection between the Hubble parameter and
. Also note that both models contain states at or near
which are suppressed compared to the
states.
Finally, we note that in the very early universe our model predicts large and hence rapid expansion. This raises the tantalizing possibility that big-bang inflation and dark-energy are manifestations of a common effect, though it is likely that a more sophisticated choice for the characteristic volume
would be needed. See [54] for consideration of this idea in the HDE context.
Acknowledgments
The author would like to thank Cheryl Koester, C. Scott Wylie, Vadas Gintautas, Joe MacNeil, and Larry Viehland for their support and valuable advice. Also, many thanks to Henry Segerman for providing the triangulation census data used in this work and to Leah Langer for assisting in the collection and verification of triangulation sampling data.
Author Contributions
Conceived and designed the experiments: ADT. Performed the experiments: ADT. Analyzed the data: ADT. Wrote the paper: ADT.
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