Peer Review History
| Original SubmissionJanuary 22, 2025 |
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PONE-D-25-03811A lithium-ion batteries SOH estimation method based on extracting new features during the constant voltage charging stage and improving BPNNPLOS ONE Dear Dr. Li, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by Apr 06 2025 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org . When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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This will take you to the ORCID site and allow you to create a new iD or authenticate a pre-existing iD in Editorial Manager. Additional Editor Comments: This paper estimated the SOH of lithium-ion batteries by extracting health features (HF) during the constant voltage (CV) charging stage and optimizing a Backpropagation Neural Network. There are still some issues about method description, and experimental verification. Before acceptance, the authors should well answer these issues. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Partly Reviewer #2: Partly ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: I Don't Know Reviewer #2: I Don't Know ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: No ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The manuscript presents a method for estimating the SOH of lithium-ion batteries by extracting health features (HF) during the constant voltage (CV) charging stage and optimizing a Backpropagation Neural Network. While the approach shows potential, several issues in the paper need to be addressed to improve clarity and rigor. I recommend major revisions for the manuscript to address these issues. 1. In the abstract, the statement "Existing methods for estimating the state of health (SOH) of lithium-ion batteries primarily extract health features (HF) during the constant current (CC) charging stage." is inaccurate. Many studies also extract features during the CV stage. This needs to be revised for accuracy. 2. Why emphasize "Backpropagation Neural Network" (BPNN) instead of just "Neural Network" (NN)? BPNN is a type of NN, so the distinction is unnecessary unless there’s a specific reason for using this term. 3. Contribution 1: "The current curve of the CV charging stage is transformed into a dQ/dI curve, from which two HFs are extracted." This is not a unique contribution, as many papers have done this already. Please revise this point. 4. Ensure that the symbols in equations and the text are consistent in their font style. 5. Regarding the first extracted feature, "sum of dQ/dI data points (SQI)," this is dependent on the sampling frequency and the initial current value during the CV charging stage. Therefore, this feature is not a universal one. Please discuss and clarify this. 6. The paper seems to use data from the entire CV charging stage. Why is there constant emphasis on "the end of the constant voltage charging stage"? How is the "end of the constant voltage charging stage" defined? 7. In Equation (4), based on the simplification, shouldn’t IQIC just equal dQ? 8. Why were batteries #1, #2, #9, #10 from NCM and #1, #2 from NCA chosen for testing instead of all available batteries? Was this selection based on the results? 9. "However, when using BPNN, the initial parameters of the network are set randomly, which may cause the gradient descent algorithm to become trapped in local minima rather than global minima, thereby affecting the network's performance." Is this really an issue? Initialization is not generally a problem in NN training. 10. "BPNN is a supervised learning algorithm used to train multi-layer feedforward neural networks." Is BPNN an algorithm or a model? This needs clarification. 11. As far as I know, regardless of how NN values are initialized, optimization algorithms like SGD or Adam can ensure the model converges well. How do we determine whether the model's optimal point is due to SGD or the COA-initialized values? Since COA requires further optimization through SGD, could you provide evidence to show that the model cannot converge to an optimal point if initialized randomly, and that COA initialization makes a significant difference? 12. Please avoid using words to represent variables in formulas. 13. In Equations (14)-(16), please unify the symbols used with those in Equation (5) as they represent the same concepts. 14. "The first 70% of the data is selected as the training set, while the remaining 30% is used as the testing set." This validation method is not reasonable. How do you label the first 70% of the data? If the labels can be directly collected or computed, why then use BPNN to predict the remaining 30%? Training on one battery and testing on another (e.g., train on Battery A, test on Battery B) would be a more reasonable setup and closer to real-world applications. 15. In Table 2, how were the hyperparameters for the three NN models chosen? What were their specific values? Also, what does "SSA" mean in the “SSA-BPNN” method? 16. The Conclusion section lacks a discussion of the study's limitations and future research directions. These should be added to provide a more balanced perspective. Reviewer #2: 1.The main challenges faced by the paper are not reflected in the abstract; 2.PINN is a hot topic of research, but the authors do not give any research progress from relevant scholars. 3.What are the differences and advantages of COA and other methods, the author does not give in 3.3; 4.How does the author solve the problem of insufficient dataset, only two features are applied to predict SOH, and the generalization ability is not guaranteed to be applied in practice? 5.The authors use BPNN as the main method to predict SOH, what is the difference between this and the existing LSTM and TCN? ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean? ). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy . Reviewer #1: Yes: Fujin Wang Reviewer #2: No ********** [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/ . PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org . 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| Revision 1 |
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A lithium-ion batteries SOH estimation method based on extracting new features during the constant voltage charging stage and improving BPNN PONE-D-25-03811R1 Dear Dr. Li, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice will be generated when your article is formally accepted. Please note, if your institution has a publishing partnership with PLOS and your article meets the relevant criteria, all or part of your publication costs will be covered. 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Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #1: (No Response) Reviewer #2: All comments have been addressed ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: (No Response) Reviewer #2: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: (No Response) Reviewer #2: N/A ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: (No Response) Reviewer #2: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: (No Response) Reviewer #2: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: For comment 4, inconsistencies exist between upright and italic typefaces. For instance, the symbols in Equation (1) appear in italics, whereas their corresponding references in the preceding text body are presented in Roman typeface. This typographic inconsistency requires unification. Reviewer #2: this paper proposes an SOH estimation method for extracting HF at the end of the CV charging stage and optimizes the Backpropagation Neural Network (BPNN). The authors have solved my problems and it can be accepted. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean? ). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy . Reviewer #1: No Reviewer #2: No ********** |
| Formally Accepted |
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PONE-D-25-03811R1 PLOS ONE Dear Dr. Li, I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now being handed over to our production team. At this stage, our production department will prepare your paper for publication. This includes ensuring the following: * All references, tables, and figures are properly cited * All relevant supporting information is included in the manuscript submission, * There are no issues that prevent the paper from being properly typeset You will receive further instructions from the production team, including instructions on how to review your proof when it is ready. Please keep in mind that we are working through a large volume of accepted articles, so please give us a few days to review your paper and let you know the next and final steps. Lastly, if your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. If we can help with anything else, please email us at customercare@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Zhibin Zhao Academic Editor PLOS ONE |
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