Peer Review History

Original SubmissionMarch 29, 2024
Decision Letter - Swarnali Goswami, Editor

Dear Dr. Elam,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

The manuscript could benefit from the additional explanations requested by the reviewers. 

==============================

Please submit your revised manuscript by Dec 02 2024 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org . When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.
  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.
  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols . Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols .

We look forward to receiving your revised manuscript.

Kind regards,

Swarnali Goswami

Academic Editor

PLOS ONE

Journal requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. Please amend your manuscript to include your abstract after the title page.

3. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more: http://journals.plos.org/plosone/s/supporting-information.

4.  Please include a caption for table 1 and 2.

5. Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

Reviewer #1: Yes

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously? -->?>

Reviewer #1: Yes

Reviewer #2: No

**********

3. Have the authors made all data underlying the findings in their manuscript fully available??>

The PLOS Data policy

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English??>

Reviewer #1: Yes

Reviewer #2: Yes

**********

Reviewer #1: The authors address a key research question that highlights the disparities in Medicaid and Medicare reimbursements for ophthalmic procedures. The findings of the study have major health policy implications in terms of differences that exist for the same procedure being incentivized differently by Medicaid and Medicare as well as the differential acceptance rate for patients covered under one over the other health insurance.

See a few of my comments and questions below:

Methods:

1. Please provide additional information on what was the data source? Cite if possible. Is it directly from CMS?

2. Does this data also cover Medicare managed care (Part C) and Medicaid managed care patients?

3. How were dual-eligible patients (Medicaid and Medicare eligible) captured?

Discussion:

1. Based on the findings, what could be the reason for the large variation in CV especially for intravitreal injection administration across different states? Typically intravitreal injections are given for conditions such as diabetic retinopathy and age-related macular degeneration. Is there a possibility that in some of the states the rate of reimbursement is low due to a skewed population with lower proportion of patients having these conditions in comparison to the national average?

2. Some states have a higher proportion of Medicaid-eligible population than other states, similarly this variation can exist at a more granular level within a county. Due to a higher Medicaid population in certain regions, the ophthalmologists could be highly disincentivized to provide care to Medicaid especially if Medicaid reimbursement is low. Is there a negative correlation between (a) Medicaid population geographic distribution and rate of Medicaid reimbursement and (b) Medicaid population geographic distribution and rate of acceptance of Medicaid?

3. Many of the procedures/surgeries selected in your study are typically performed on an elderly population. Having said that, Medicaid population is on average younger than Medicare population. In this case, if an elderly individual qualifying for Medicaid and Medicare may preferentially get treated for the same condition with the same procedure with the clinician leveraging the patient’s Medicare status to secure a higher reimbursement rate. Is this a possibility? If yes, are there state-specific regulations on managing dual-eligible individuals or is it purely on the discretion of the clinician?

4. Since individual states determine Medicaid reimbursements while CMS determines Medicare reimbursement. Does individual state Medicaid perceive the same procedure differently than CMS from a complexity and effort standpoint or is the reimbursement also associated with the state Medicaid limited budget allocation?

Reviewer #2: Summary:

The authors quantify the differences between Medicare and Medicaid reimbursement for specific ophthalmic procedures and by different states. This study also correlates the ophthalmologist acceptance of Medicaid patients with these reimbursement differences by region. Overall, Medicaid reimbursement was found to have more variability and be less than Medicare reimbursement with a few exceptions. I think this study adds to the literature on disparities between Medicare and Medicaid in ophthalmology and lays the foundation for future work of studying outcomes related to these disparities. Thank you for the opportunity to review this article. I enjoyed reading it. I have a few comments and suggestions.

Major Points

- I think an independent t-test would be more appropriate over a paired t-test since I would consider Medicare and Medicaid samples to be independent from each other. Whereas a paired t-test would be used to compare reimbursements in Medicaid between 2023 and 2024, for example.

- Was any formal correlation calculated for the association between Medicaid reimbursement and physician acceptance of Medicaid patients?

Minor Points

- In the last sentence in the first introduction paragraph, low income is mentioned twice.

- “in New Jersey with Medicaid paying $998.78 less then Medicare” – then should be than

- I think the figures are helpful in visualizing the data. I would suggest that figures 3 and 4 plot the percentage of acceptance rates rather than the counts so that the bars can be easily compared across regions.

- Figure 4 is a little blurry - could a higher resolution figure be provided?

**********

what does this mean? ). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy

Reviewer #1: No

Reviewer #2: Yes:  Jennifer Toth Harris

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/ . PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org

Revision 1

Please see responses to reviewer comments below. These were also included in our cover letter for your review. Thank you for the opportunity to improve our manuscript!

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

--Done

2. Please amend your manuscript to include your abstract after the title page.

--Done

3. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more: http://journals.plos.org/plosone/s/supporting-information. Caption included for Supplemental Table 1 and cited in the text.

--Done

4. Please include a caption for table 1 and 2.

--Captions for Tables 1 and 2 are including in on the documents.

5. Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

--We did not find any retracted references.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: No

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The authors address a key research question that highlights the disparities in Medicaid and Medicare reimbursements for ophthalmic procedures. The findings of the study have major health policy implications in terms of differences that exist for the same procedure being incentivized differently by Medicaid and Medicare as well as the differential acceptance rate for patients covered under one over the other health insurance.

See a few of my comments and questions below:

Methods:

1. Please provide additional information on what was the data source? Cite if possible. Is it directly from CMS?

--Supplemental Table 1 includes the data sources for both Medicare and Medicaid. The Medicare data comes directly from CMS. The Medicaid comes from each state.

2. Does this data also cover Medicare managed care (Part C) and Medicaid managed care patients?

--The reimbursement rates included in this study represent “straight” Medicare and Medicaid rates. The managed care reimbursement rates, on average, are comparable to standard plan rates.

3. How were dual-eligible patients (Medicaid and Medicare eligible) captured?

--This study does not include patients or patient coverage, but instead explores the differences between the two insurance types’ physician reimbursement rates.

Discussion:

1. Based on the findings, what could be the reason for the large variation in CV especially for intravitreal injection administration across different states? Typically intravitreal injections are given for conditions such as diabetic retinopathy and age-related macular degeneration. Is there a possibility that in some of the states the rate of reimbursement is low due to a skewed population with lower proportion of patients having these conditions in comparison to the national average?

--Thank you for this question. It is difficult to know why and how states come to a decision regarding reimbursement rates for various procedures. If we look at diabetes for example, the national prevalence diabetes varies from approximately 7% to 14% across the U.S. However, these prevalence rates do not appear to correlate with reimbursement rates.

2. Some states have a higher proportion of Medicaid-eligible population than other states, similarly this variation can exist at a more granular level within a county. Due to a higher Medicaid population in certain regions, the ophthalmologists could be highly disincentivized to provide care to Medicaid especially if Medicaid reimbursement is low. Is there a negative correlation between (a) Medicaid population geographic distribution and rate of Medicaid reimbursement and (b) Medicaid population geographic distribution and rate of acceptance of Medicaid?

--Thank you for this insightful question. We hope to explore these variations at a more granular level in a future publication. The following is included in the Discussion section: “While our data do not allow us to demonstrate a statistically significant correlation, we do find that acceptance rates of Medicaid vary by region and appear to correlate with reimbursement rates. Regions with lower Medicaid acceptance rates also have greater dollar difference in Medicaid and Medicare reimbursement. In the Midwest region, the Medicaid acceptance rate is relatively higher, and we notice the reimbursement difference between Medicaid and Medicare is lowest in that region, meaning the Medicaid reimbursement is higher (closer to that of Medicare).”

3. Many of the procedures/surgeries selected in your study are typically performed on an elderly population. Having said that, Medicaid population is on average younger than Medicare population. In this case, if an elderly individual qualifying for Medicaid and Medicare may preferentially get treated for the same condition with the same procedure with the clinician leveraging the patient’s Medicare status to secure a higher reimbursement rate. Is this a possibility? If yes, are there state-specific regulations on managing dual-eligible individuals or is it purely on the discretion of the clinician?

--We imagine this is possible. In most cases, for patients that are dually insured by Medicare and Medicaid, Medicare pays first, then Medicaid provides supplemental coverage as needed.

4. Since individual states determine Medicaid reimbursements while CMS determines Medicare reimbursement. Does individual state Medicaid perceive the same procedure differently than CMS from a complexity and effort standpoint or is the reimbursement also associated with the state Medicaid limited budget allocation?

--Thank you for this question. It is difficult to know why and how states come to a decision regarding reimbursement rates for various procedures and that information was not readily available to use. This is certainly a question that would be helpful to explore, particularly from an advocacy/policy standpoint. It is outside of the scope of this paper, but something to consider in future publications looking at the data more granularly.

Reviewer #2: Summary:

The authors quantify the differences between Medicare and Medicaid reimbursement for specific ophthalmic procedures and by different states. This study also correlates the ophthalmologist acceptance of Medicaid patients with these reimbursement differences by region. Overall, Medicaid reimbursement was found to have more variability and be less than Medicare reimbursement with a few exceptions. I think this study adds to the literature on disparities between Medicare and Medicaid in ophthalmology and lays the foundation for future work of studying outcomes related to these disparities. Thank you for the opportunity to review this article. I enjoyed reading it. I have a few comments and suggestions.

Major Points

- I think an independent t-test would be more appropriate over a paired t-test since I would consider Medicare and Medicaid samples to be independent from each other. Whereas a paired t-test would be used to compare reimbursements in Medicaid between 2023 and 2024, for example.

--Thank for this suggestion. Our rationale for using a paired t-test in these analyses is as follows: In this study we have focused on comparing the difference between the Medicare and Medicaid reimbursement payments across states. Since the unit of study is state, and we have tested the null hypothesis that the differences between the two reimbursements are equal across the states in the country, it is appropriate to use the paired t-test. These data are paired by state, and our results show that there is evidence of a statistically significant difference in these payments across the states for specific ophthalmic procedures. We have reviewed your insightful question with our biostatisticians and believe that the appropriate analyses were conducted given the research questions posed.

- Was any formal correlation calculated for the association between Medicaid reimbursement and physician acceptance of Medicaid patients?

--Yes, we did conduct analyses to identify any correlation between Medicaid reimbursement rates and acceptance. These analyses were not statistically significant. We include the following in the discussion section: “While our data do not allow us to demonstrate a statistically significant correlation, we do find that acceptance rates of Medicaid vary by region and appear to correlate with reimbursement rates. Regions with lower Medicaid acceptance rates also have greater dollar difference in Medicaid and Medicare reimbursement. In the Midwest region, the Medicaid acceptance rate is relatively higher, and we notice the reimbursement difference between Medicaid and Medicare is lowest in that region, meaning the Medicaid reimbursement is higher (closer to that of Medicare).”

Minor Points

- In the last sentence in the first introduction paragraph, low income is mentioned twice.

-- Thank you. We have updated the sentence to read “…provides medical coverage primarily to low-income individuals, children, and people with disabilities.”

- “in New Jersey with Medicaid paying $998.78 less then Medicare” – then should be than

--Correction made. Thank you.

- I think the figures are helpful in visualizing the data. I would suggest that figures 3 and 4 plot the percentage of acceptance rates rather than the counts so that the bars can be easily compared across regions.

--Great suggestion, thank you. Initially we included counts for transparency, but appreciate your suggestion and have updated the figures to plot percentages and include counts in the notes.

- Figure 4 is a little blurry - could a higher resolution figure be provided?

--Thank you for pointing this out. As mentioned above, we have updated Figures 3 and 4.

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: Yes: Jennifer Toth Harris

Decision Letter - Swarnali Goswami, Editor

Disparities in Medicaid and Medicare Physician Reimbursements for Ophthalmic Procedures

PONE-D-24-11096R1

Dear Dr. Elam,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice will be generated when your article is formally accepted. Please note, if your institution has a publishing partnership with PLOS and your article meets the relevant criteria, all or part of your publication costs will be covered. Please make sure your user information is up-to-date by logging into Editorial Manager at Editorial Manager®  and clicking the ‘Update My Information' link at the top of the page. If you have any questions relating to publication charges, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Swarnali Goswami

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Formally Accepted
Acceptance Letter - Swarnali Goswami, Editor

PONE-D-24-11096R1

PLOS ONE

Dear Dr. Elam,

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now being handed over to our production team.

At this stage, our production department will prepare your paper for publication. This includes ensuring the following:

* All references, tables, and figures are properly cited

* All relevant supporting information is included in the manuscript submission,

* There are no issues that prevent the paper from being properly typeset

You will receive further instructions from the production team, including instructions on how to review your proof when it is ready. Please keep in mind that we are working through a large volume of accepted articles, so please give us a few days to review your paper and let you know the next and final steps.

Lastly, if your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

If we can help with anything else, please email us at customercare@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Swarnali Goswami

Academic Editor

PLOS ONE

Open letter on the publication of peer review reports

PLOS recognizes the benefits of transparency in the peer review process. Therefore, we enable the publication of all of the content of peer review and author responses alongside final, published articles. Reviewers remain anonymous, unless they choose to reveal their names.

We encourage other journals to join us in this initiative. We hope that our action inspires the community, including researchers, research funders, and research institutions, to recognize the benefits of published peer review reports for all parts of the research system.

Learn more at ASAPbio .