Peer Review History

Original SubmissionJanuary 6, 2025
Decision Letter - Satoshi Higuchi, Editor

PONE-D-24-54347Eligibility and GDMT up-titration success in heart failure.

A real-world assessmentPLOS ONE

Dear Dr. Hülsmann,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by Apr 16 2025 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org . When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.
  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.
  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols . Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols .

We look forward to receiving your revised manuscript.

Kind regards,

Satoshi Higuchi

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at 

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and 

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. PLOS requires an ORCID iD for the corresponding author in Editorial Manager on papers submitted after December 6th, 2016. Please ensure that you have an ORCID iD and that it is validated in Editorial Manager. To do this, go to ‘Update my Information’ (in the upper left-hand corner of the main menu), and click on the Fetch/Validate link next to the ORCID field. This will take you to the ORCID site and allow you to create a new iD or authenticate a pre-existing iD in Editorial Manager.

3. We note that you have indicated that there are restrictions to data sharing for this study. For studies involving human research participant data or other sensitive data, we encourage authors to share de-identified or anonymized data. However, when data cannot be publicly shared for ethical reasons, we allow authors to make their data sets available upon request. For information on unacceptable data access restrictions, please see http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions. 

Before we proceed with your manuscript, please address the following prompts:

a) If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially identifying or sensitive patient information, data are owned by a third-party organization, etc.) and who has imposed them (e.g., a Research Ethics Committee or Institutional Review Board, etc.). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent.

b) If there are no restrictions, please upload the minimal anonymized data set necessary to replicate your study findings to a stable, public repository and provide us with the relevant URLs, DOIs, or accession numbers. Please see http://www.bmj.com/content/340/bmj.c181.long for guidelines on how to de-identify and prepare clinical data for publication. For a list of recommended repositories, please see https://journals.plos.org/plosone/s/recommended-repositories. You also have the option of uploading the data as Supporting Information files, but we would recommend depositing data directly to a data repository if possible.

Please update your Data Availability statement in the submission form accordingly.

4. Please include your full ethics statement in the ‘Methods’ section of your manuscript file. In your statement, please include the full name of the IRB or ethics committee who approved or waived your study, as well as whether or not you obtained informed written or verbal consent. If consent was waived for your study, please include this information in your statement as well.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: No

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The study investigates the presence of limiting factors in the gradual titration of GDMT in patients with advanced HFrEF in real clinical settings and its impact on the establishment of optimal pharmacotherapy. It presents very interesting findings.

However, I feel that several revisions are needed for the manuscript, as detailed below.

1. The cohort in this study is derived from a single tertiary medical center. How much do the results differ from those in a more general population of HFrEF patients? To what extent are the findings generalizable?

2. There is no clear mention of the limitations of the study.

3. In the Supplementary Methods (Section 1), it is stated that for AF, resting HF is categorized as 60-70 and >60. Is this correct?

4. Was the actual adjustment of medications based on the cut-off values for the GDMT titration limiting factors as specified in this study, or was it left to the discretion of the attending physicians? For instance, is it possible that RASI medications were up-titrated even when the eGFR was less than 30?

5. In the first paragraph of page 12, it is written: "v) the HFA profiles need to be adapted, as all patients defined by the HFA profiles can be successfully up-titrated while the most severe patients are missed by the classification and, thereby require specific treatment recommendations." In the position paper, however, it states: "Of course, physicians will recognize patients cannot always be characterized accurately by simple demographics, so that advice may need to be sought by comparison and combinations of the advice for one or more profiles." The statement in the manuscript feels somewhat assertive. Can you propose a new classification to identify high-risk patients who are not included in the HFA profiles?

Reviewer #2: Overall, the authors present work detailing real world experiences with GDMT use in patients with HFrEF. The author should be commended for completing this important work, as this problem remains central to continued poor outcomes among those with HFrEF. There are grammatical errors throughout the text that should be fixed. Additionally, there are a few language syntax errors that could be improved to better portray the message of the authors.

-------

Introduction – Please abbreviate GDMT in the first instance. Additionally, it would be valuable to mention HFrEF in the first sentence to set the stage for the rest of the paper, especially given the lack of substantial class I indicated medications for other types of HF.

In the second paragraph, the sentence starting with “Other Data” should be referenced so the reader can refer to the data highlighted by the authors. Additionally, the second sentence on page 5 “This study has used different” is confusing and unclear what point is being made. Was it the Greene study that utilized different cut-offs? Did the study just demonstrate the different cutoffs used in standard practice? Does GWTG data record why people did not receive medications?

Was the aim of the paper just to look at uptitration of GDMT or was it to evaluate the HFA phenotypes impact or association with uptitration?

Methods – What does an “all-comer” clinic mean? Who gets referred there? People after a hospitalization or people from the community? Is the clinic staffed by cardiologists or heart failure trained cardiologists? APPs? Does the definition offered in the patient description actually represent “advanced” HF? A low ejection fraction and elevated BNP just means they have HFrEF, not necessarily “advanced” HF, which is usually represented by persistent symptoms despite adequate therapy.

In the introduction, the authors introduce the strong-HF exclusion criteria as a source of confusion regarding uptitration success but then cite the same paper in their methodology for developing the “limiting factors” component. Maybe in the introduction, they could reword this reference to something along the lines of, “Implementation trials, like STRONG-HF, use established cutoffs for up titration of medication, and these present challenges to providing adequate therapy.” This could help introduce the commonly help “cut-offs” that will ultimately be used for this analysis.

How did the authors determine target doses? Is this from the trial data for each of the medication classes?

Analysis – Were KM curves done for each individual limiting factor, or whether a participant had ANY limiting factor vs. NONE. “GDMT at 6 months was calculated in comparison to all patients with data at 6 months” is unclear and the reader may have a hard time understanding what comparison was done here.

Results – the phrase “clearly eligible” should be defined. Does this mean having no limiting factors?

The HFA profiles/phenotypes/etc language throughout the manuscript is confusing. It would be helpful to refer to these profiles with one common name as to not confuse the reader. In the intro, it is introduced as a 9 profile system, but in the results, there are 108 different profiles? It would be helpful to spend the time explaining this concept in the methods given that it is a major part of the analysis plan introduced by the authors. Additionally, how useful is the criteria when >60% of participants are not defined?

Discussion – It would be helpful for the authors to better clarify why the population studied was “advanced” HF. The criteria presented earlier was not a strong representation of advanced disease, but if there is other evidence that the definition proposed by the authors is reasonable, then it would be helpful to cite.

On page 13 of the discussion, the authors reference the “treating physician’s dedication and patients’ compliance,” as the contributing factors to lack of titration given the broad eligibility of the patients studied. This point could be strengthened if the authors add greater detail to the patient mix. Are these patients post-hospitalization? Are they from ambulatory clinics? Are these new HF patients or do they have prevalent disease?

What does the final sentence mean in the conclusion? Do the other 25% of patients have alternating limiting factors between time points? How are they not tied to the patient journey? Does journey mean worsening outcomes?

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean? ). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy .

Reviewer #1: No

Reviewer #2: No

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/ . PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org . Please note that Supporting Information files do not need this step.

Revision 1

see attached file

Attachments
Attachment
Submitted filename: Plos_One_Review.docx
Decision Letter - Satoshi Higuchi, Editor

Eligibility and GDMT up-titration success in heart failure.

A real-world assessment

PONE-D-24-54347R1

Dear Dr. Hülsmann,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice will be generated when your article is formally accepted. Please note, if your institution has a publishing partnership with PLOS and your article meets the relevant criteria, all or part of your publication costs will be covered. Please make sure your user information is up-to-date by logging into Editorial Manager at Editorial Manager®  and clicking the ‘Update My Information' link at the top of the page. If you have any questions relating to publication charges, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Satoshi Higuchi

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #2: Authors addressed and responded to each comment adequately. Specifically, they addressed the major components that could result in confusion regarding their findings. Great work.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean? ). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy .

Reviewer #1: No

Reviewer #2: No

**********

Formally Accepted
Acceptance Letter - Satoshi Higuchi, Editor

PONE-D-24-54347R1

PLOS ONE

Dear Dr. Hülsmann,

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now being handed over to our production team.

At this stage, our production department will prepare your paper for publication. This includes ensuring the following:

* All references, tables, and figures are properly cited

* All relevant supporting information is included in the manuscript submission,

* There are no issues that prevent the paper from being properly typeset

You will receive further instructions from the production team, including instructions on how to review your proof when it is ready. Please keep in mind that we are working through a large volume of accepted articles, so please give us a few days to review your paper and let you know the next and final steps.

Lastly, if your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

If we can help with anything else, please email us at customercare@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Satoshi Higuchi

Academic Editor

PLOS ONE

Open letter on the publication of peer review reports

PLOS recognizes the benefits of transparency in the peer review process. Therefore, we enable the publication of all of the content of peer review and author responses alongside final, published articles. Reviewers remain anonymous, unless they choose to reveal their names.

We encourage other journals to join us in this initiative. We hope that our action inspires the community, including researchers, research funders, and research institutions, to recognize the benefits of published peer review reports for all parts of the research system.

Learn more at ASAPbio .