Peer Review History
| Original SubmissionJune 13, 2023 |
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PONE-D-23-17041Intersectionality and Benefit Receipt: The Interplay between Education, Gender, Age and Migration BackgroundPLOS ONE Dear Dr. Slabbekoorn, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please read carefully the reviewers comments. Especially regarding your justification for which variables to include/exclude from the analyses. I agree with the reviewers that it is not necessary to produce new analyses, but you need to explain and clarify your methodological and theoretical decisions. Please submit your revised manuscript by Feb 16 2024 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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[Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Yes ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: No Reviewer #2: No ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: Review, Manuscript ID PONE-D-23-17041 Report on “Intersectionality and Benefit Receipt: The Interplay between Education, Gender, Age and Migration Background.” This paper examines the benefit receipt using an intersectional approach. It analyses how combinations of demographic variables and education impact advantages or disadvantages in benefit receipt. Using Dutch administrative data, the authors found that intersectional group disparities are more pronounced in social assistance than unemployment insurance. The authors argue that understanding benefit receipt requires considering the intersection of education, gender, age, and migration background factors. In general, the article holds significant potential for valuable contributions. However, several concerns need to be addressed, particularly regarding the argumentation and explanation. Below, I outline my concerns and provide suggestions to enhance the article's suitability for publication in PLOS ONE. A. Theory and argumentation 1. As stated above, my main concern relates to the argumentation and is both relevant to unemployment benefits and Social Assistance. When focusing on receiving unemployment benefits, eligibility for such allowances is contingent upon prior employment and income. Therefore, the assumption that immigrants are more likely to receive higher benefits presupposes a similar entitlement to benefits between native-born individuals and immigrants. The problem lies in our inability to differentiate between eligibility, where immigrants may have had fewer entitlements and the actual need for assistance due to unemployment. In certain countries, immigrants are less likely to qualify for unemployment-related benefits because they fail to meet the threshold requirements. , It is commendable that the study examines two types of benefits, but there is potential for further exploration. Instead of solely focusing on the receipt of benefits, exploring eligibility as a first step may be worthwhile. This could involve considering factors such as previous continuous employment spanning several months, thereby basing the analysis on a sample of eligible individuals. 2. Similarly, could different groups have higher eligibility for social assistance due to, for example, family size? In that regard, a more detailed explanation is required for the benefit eligibility. Is it family or household-based; how does the household size is taking into account? The paper read, "Social assistance benefit provides financial support to adults in households whose combined income is below the statutory social minimum and whose assets (including housing property) do not exceed a certain threshold ."This does not give enough information about entitlement. In addition, I am wondering about changes over time in the eligibility and if there were any changes in the eligibility for immigrants. 3. The paper's literature review on unemployment primarily focuses on the concept of being without a job and often overlooks the discussion of entitlement to unemployment benefits. This aspect is only mentioned concerning age, disregarding a significant portion of literature relevant to other demographics receiving unemployment benefits. This oversight limits the comprehensive understanding of the topic and should be addressed to encompass a broader range of explanations for receiving benefits. 4. The structure of the paper could benefit from a clearer organization. It might have been more effective to provide a detailed explanation of the theory of intersectionality before discussing the specific main effects, such as education, gender, age, and ethnicity. Alternatively, the paper could have included a section after the introduction that outlines how the content will be divided to enhance the overall coherence and flow of the argument. 5. The literature review presents various arguments regarding predicting the effects of key factors such as education, gender, age, and ethnicity. However, it is important to note that some of these arguments lack sufficient substantiation in the existing literature: - “Thus, it is expected that lower educated people are generally more likely to receive a benefit than higher educated people”. - "All in all, women face several disadvantages that increase their likelihood of unemployment and the risk of benefit receipt. Therefore, it is expected that women are, in general, more likely to receive a benefit than men". - "On these grounds, it is expected that people with a migration background are more likely to receive a benefit than people without a migration background. Additionally, it is expected the incidence of benefit receipt to depend on country of origin, and to be highest among first generation migrants, and lower among second generation migrants." These assumptions are not always well-founded. In many cases, they ignore entitlements, especially when talking about unemployment benefits. It is true, for example, that there is a higher chance of unemployment for certain groups, but this does not mean that they are more entitled to unemployment benefits. 6. Much of the theoretical explanation focuses on labor market integration rather than eligibility or the utilization of allowances. This is particularly evident when comparing immigrants and natives. Therefore, it is valuable to explore further studies in the field of social work that specifically concentrate on these distinct groups. Such an approach would provide a more comprehensive understanding of the literature review. B. Methods, Data and Sample 1. I am not an expert on the MAIHDA research method for examining intersectionality, but I wonder if this method may overlook specific contextual factors relevant to the case under investigation. The study seems to lack control over variables such as marital status or the number of children within the sample. Since eligibility for benefits is contingent upon these family contexts, the absence of such controls may lead to unequal comparisons. For instance, immigrant families are often larger, and eligibility for benefits could be influenced by family size. Similarly, if women are less likely to work due to accompanying their partners, they would have reduced eligibility for unemployment benefits. Considering these differences in the characteristics of different groups, I am curious about how the models account for and address these variations. 2. Immigrants from Eastern and Central Europe are categorized together. It would be beneficial to explore how countries that have joined the EU in recent years are classified. This is due to the potential association between EU membership and eligibility for benefits. 3. There needs to be clarity regarding including individuals over 60 in the sample. The sample description initially states that only individuals under 60 are included (page 15), but the results include people up to 69. It's possible that it was meant that people under 60 were included if they were under the age of 60 in the first year, but clarity on this matter is required. C. Results 1. Based on the results presented in Evens et al.'s (2018) article, creating a graph that provides more detailed information about the intersectional groups would be beneficial. The current findings are solely described in tables, limiting our understanding of the specific groups involved. It would be interesting to visualize these groups divided by gender, ethnic group, and education, showing additional advantages or disadvantages beyond what the additive model predicts. This graph would offer a clearer picture of the dynamics at play and what is presented in Figure 3. 2. Table 2 does not include young people (25-34), and why they are omitted from the table is unclear. D. Conclusion and discussion 1. In the conclusion section, the article emphasizes the application of this method to assess its relevance to the context rather than delving into comprehensive explanations for the obtained results. While the data indicates the presence of strata that experience either adversity or advantages through intersectionality, there is a lack of clarity regarding the specific identities of these groups and the underlying reasons for their circumstances. As a result, the article leaves readers with limited knowledge about the individuals affected and the factors contributing to their situations. 2. Furthermore, the section discussing the study's limitations in the conclusions appears to be quite formulaic. While it is crucial to acknowledge and address limitations, the specific limitations highlighted, such as the levels of measurement and the challenges in measuring variables, seem somewhat arbitrary. In the context of immigration, it would be more pertinent to explore factors like the duration since immigration or the age at which individuals immigrated. Additionally, it is essential to clarify that the article primarily aims to present cases of intersectionality rather than delve into the underlying causes of such cases. Overall, the paper is very interesting and has an important promotional contribution to the literature. I believe that the paper could have done more in explaining the underlying cases that are more common to enjoy or suffer from intersectional and not limiting its contribution to the exploratory study of intersectional inequalities in benefit receipt. Additional references that could be included in the paper: Renema, J. A., & Lubbers, M. (2019). Welfare-based income among immigrants in the Netherlands: Differences in social and human capital. Journal of Immigrant & Refugee Studies, 17(2), 128-151. Yu, Y. C. (2023). Precarious welfare‐to‐work transitions in a segmented labour market: Evidence from the Netherlands. International Journal of Social Welfare. Strockmeijer, A., de Beer, P., & Dagevos, J. (2020). Explaining differences in unemployment benefit takeup between labour migrants and Dutch native workers. International Social Security Review, 73(2), 75-99. Reviewer #2: I have enjoyed reading the paper "Intersectionality and Benefit Receipt: The Interplay between Education, Gender, Age and Migration Background" and found the analysis carefully conducted and well drafted up. I feel that the paper is probably close to being publishable in its current form, though I would like to draw the authors' attention to the following points, which may still need to be addressed: 1) Construction of the dependent variable: I am having some doubts about how the authors constructed the two benefit receipt variables given their sample selection criteria. From what I understand, the two benefit receipt variables, which are the dependent variables in their model, measure whether an individual received benefits at least once for three consecutive months at any time during the observation period (Subsection 2.2.1). The observation period varies across individuals: it can reach 14 years (2006-2019), but is shorter for individuals who either age into or out of the sample (e.g. turn 25 or 60 during the observation period) or who enter or leave the sample for other reasons (e.g. presumably migration, death). If this is correct, benefit receipt probabilities will be biased downwards for groups with systematically shorter observation periods (young people, old people, migrants, etc) because it is less likely – ceteris paribus – that these people will be observed as receiving benefits during the observation period. For example, the cohort of young people who turned 25 in late 2016 (and are therefore just observed for the required minimum of three years) should by construction have lower receipt probabilities than the cohorts who turned 25 in earlier years and are therefore observed for longer. It seems that a simple solution to this problem would be to construct the sample (and the dependent variables) from a balanced panel, e.g. to restrict the sample to people who have been observed for, say, at least 5 years (60 months) and then restrict the observation period to the first 60 months that are observed. 2) Motivation: The authors motivate the paper by stating that “Prior research on benefit receipt has typically relied on the implicit assumption that the advantages and disadvantages from various social dimensions are independent of one another” (Introduction, para #2). I don’t think this assessment is fair. For example, in papers on state dependence in social assistance benefit receipt, some of which the authors cite in their paper, it is common practice to estimate separate models for migrants and natives (notably in the papers on Sweden) and for men and women. Many of these models also include interaction terms between different individual characteristics. The reason for why such specifications have been chosen is precisely to permit for differences in the association between benefit receipt and education or age by gender and migrant status. The same comment applies to the statement in the Conclusion that earlier studies “assume that disadvantage or advantage accumulates in an additive manner” and have therefore over-/underestimated benefit receipt rates. 3) Added value of the model: it seems like the easiest and most intuitive way of exploring the intersectionality of different personal characteristics and their relationship to benefit receipt would to be simply calculate and compare benefit receipt rates for different subgroups from the raw data. Put differently: it is not entirely obvious what the value is of predicting the incidence of benefit receipt, as done in Figure 2; these receipt rates can be easily just calculated from the data to illustrate the importance of intersectionality. It seems to me that the added value of the model over such simple cross-tabulations is that it allows exploring in a more systematic way the nature and types of intersectionality. But it would be useful if authors could be more explicit on what additional insights the model brings over and above calculating simple subgroup-specific receipt rates, and maybe even how the model estimates compare to those empirical rates (maybe they could be included in Figure 2 for comparison)? It appears that to reach the conclusion given at the very end of the paper, namely that “to understand inequality in benefit receipt, it is important to consider the interrelatedness of various social characteristics individuals might have”, a simple descriptive comparison of empirical receipt rates across subgroups defined based on the same variables would have been sufficient. 4) Other drivers / correlates of benefit receipt: besides the four dimensions that the authors use to define their strata (sex, age, migrant background, education), a number of other personal and household characteristics are known to be closely associated with the probability of receiving income support benefits, including household type and the number of kids (notably for social assistance), location of residence, and health status. At least the two former variables can probably be identified in the data, and they are often included when modelling income support benefits. It would be useful if the authors could expand on whether it would be possible to account for these variables in the analysis. I imagine that including additional strata would greatly complexify the analysis (though maybe the number of migration-related outcomes could be reduced). But how does the analysis in its current form account for these variables? Or else, does the variable for age or migrant status partly pick up differences in household type (single / couple, with or without kids) for people of different ages / between migrants and natives? I think this aspect merits discussion. Some additional minor comments: 1) Page 3, para #2: the authors point to the scientific relevance of their results in contributing to a better understanding of social inequalities. Maybe it would be worth including also a sentence on the potential relevance for policy making: to the extent that intersectionality matters, the effectiveness of support policies can be increased by targeting them not just at broader population groups (e.g. young people or migrants) but much more specific subgroups (e.g. young people who are also migrants, have low educational attainment or reduced work capacity). 2) Throughout the paper, the authors seem to use “unemployed” as a synonym for being out of work / jobless, which is not correct. Unemployed people are only those who are available and actively looking for work. In that sense, the reference in Section 1.1.2. to women who are “voluntarily unemployed and live in a traditional household where the man is the sole breadwinner” is not correct. Most of these women are probably economically inactive, not unemployed, because they likely do not look for work. Similarly, in the same paragraph, it is not clear that women face a larger risk of unemployment. They are more likely to be out of work / jobless. I would suggest revising the terminology here and possibly in other parts of the paper. 3) Page 7, bottom paragraph: Young people are a priority group for ALMPs in all EU countries (not just the Netherlands) under the EU Youth Guarantee scheme, which is implemented by the member states. 4) Page 10, note to Figure 1: “disadvantaged social characteristics” should probably rather be “disadvantageous social characteristics” 5) Page 14, Section 2.2.1: I think it would be useful to point out that the benefit receipt variable, as constructed in the paper, ignores any information on the duration (or frequency) of benefit receipt over the observation period. In other words, it looks at the incidence of benefit receipt, not at its intensity. In this sense, the analysis differs from those in other studies of unemployment benefit / social assistance dynamics, in which the duration of benefit receipt, and possible repeated spells, are key outcome of interest. 6) Page 14, Section 2.2.1: unemployment benefits are individual-level benefits, but social assistance is usually household level. Maybe the authors could clarify whether / how for social assistance the individual-level benefit variable was constructed from household-level information on benefit receipt. 7) P. 18, last paragraph: typo – “calculated” should be “calculate” 8) P.22, note to Figure 2: I don’t find the figure fully self-explanatory. “Rank” presumably gives the rank of a specific stratum when strata are sorted by the predicted benefit receipt rate in ascending order? Maybe worth clarifying. 9) I believe Figure 3 was missing from the document shared with the referees for review. 10) Page 23. In the discussion of the average marginal effects, maybe it would be useful to compare the size of these effects to the average benefit receipt rate, or the simple differences in receipt rates between broader groups, to give readers a sense of the magnitude. 11) Page 26, bottom paragraph: the term “long-term unemployment insurance benefits” is not clear. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No ********** [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. 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| Revision 1 |
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Intersectionality and Benefit Receipt: The Interplay between Education, Gender, Age and Migration Background PONE-D-23-17041R1 Dear Dr. Slabbekoorn, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice will be generated when your article is formally accepted. Please note, if your institution has a publishing partnership with PLOS and your article meets the relevant criteria, all or part of your publication costs will be covered. Please make sure your user information is up-to-date by logging into Editorial Manager at Editorial Manager® and clicking the ‘Update My Information' link at the top of the page. 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If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #1: All comments have been addressed Reviewer #3: All comments have been addressed ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #3: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #3: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #3: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #3: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The authors have diligently addressed all the comments and suggestions provided by both myself and the other reviewer. I am confident that the paper has undergone significant improvements and is now well-prepared for publication. Furthermore, I believe that the paper will be of great interest to the readership of the journal. Reviewer #3: The authors have provided comprehensive and thorough responses to the reviews they received, addressing all points raised in considerable detail. Their explanation regarding the limitations of addressing benefit eligibility is both reasonable and understandable, given the scope of their research and the constraints involved. They have demonstrated a clear understanding of the issues presented and have carefully adjusted their work to align with the reviewers' feedback where appropriate. After reviewing their responses and revisions, it is my impression that the paper now meets the necessary standards and is suitable for publication in PLOS ONE. The quality of their work is commendable. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: Yes: Debora Pricila Birgier Reviewer #3: No ********** |
| Formally Accepted |
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PONE-D-23-17041R1 PLOS ONE Dear Dr. Slabbekoorn, I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now being handed over to our production team. At this stage, our production department will prepare your paper for publication. This includes ensuring the following: * All references, tables, and figures are properly cited * All relevant supporting information is included in the manuscript submission, * There are no issues that prevent the paper from being properly typeset If revisions are needed, the production department will contact you directly to resolve them. If no revisions are needed, you will receive an email when the publication date has been set. At this time, we do not offer pre-publication proofs to authors during production of the accepted work. Please keep in mind that we are working through a large volume of accepted articles, so please give us a few weeks to review your paper and let you know the next and final steps. Lastly, if your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. If we can help with anything else, please email us at customercare@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Eyal Bar-Haim Academic Editor PLOS ONE |
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