Peer Review History
| Original SubmissionJune 28, 2023 |
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PONE-D-23-19758Forensic analysis of the Turkey 2023 presidential election reveals extreme vote swings in remote areasPLOS ONE Dear Dr. Klimek, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by Oct 05 2023 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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[Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: PONE-D-23-19758 Forensic analysis of the Turkey 2023 presidential election reveals extreme vote swings in remote areas This is another in a series of papers by the lead author on the forensic analysis of Turkish elections. The authors’ previous research has shown significant evidence of voting irregularities between the first and second rounds of the 2018 and now 2023 Turkish Presidential elections. Previous work has built on Benford’s Law and their own statistical tests of ‘irregular vote shifts’ between rounds of voting. In this paper, the authors offer, test and appear to confirm a novel twist and explanation for how these irregular shifts in votes occur. I would support publication of the paper with some modest revisions. Below I detail what might be addressed in a revised manuscript. Previous forensic analysis (see Mebane) of voting irregularities has been short on the mechanics with which voter fraud (i.e., ballot stuffing) and coercion occur or at least go undetected at their origin i.e., polling places. In this paper, the authors suggest that small voting locations with fewer ballot boxes are more susceptible to ballot stuffing and voter coercion. Their findings appear to support this small voting place effect on vote shifts that occurred in the 2023 Turkish Presidential election. I am not questioning the authors’ findings, but rather the brevity of their explanation and how this phenomenon is practiced. The authors suggest that coercion is easier because opponents of the Erdogen are easier to identify. How so? How might supporters of one candidate know how others might vote? Here the authors need to provide a bit more information/description and possibly citations to other supporting research (see literature on polling place voter intimidation e.g., James and Clark special issue of Policy Studies 2020). In the U.S. setting, voter intimidation and coercion follows the race and ethnicity of the voter. Even age and gender can become the basis of coercing voters. How does this operate in Turkish elections, especially in smaller/two or few ballot box locales? Similarly, ballot stuffing is explained in small polling stations as a function of fewer eyewitnesses and election observers. Is this true? Is there any evidence to support these assumptions? Are there any newspaper accounts or data from official election observers of either party that would show fewer observers et al at locations with fewer polling boxes? However, intuitive some supporting facts is needed. The 2013 Turkish case had a third place candidate endorse Erdogan which might have affected the turnout, vote shares and relationship between vote shares and turnout used to explain the vote shift between rounds of voting. The authors’ acknowledge this condition, and I assume account for it in their test/estimate of expected shifts between small and large units (see Klimek 2017;2018). I would like a further discussion of how this test accommodated this endorsement of Erdogan or at least more detail reference to the authors’ earlier work. For example, is it customary in recent Turkish elections for candidates that do not make the second round to endorse one of the candidates in the second round? Alternatively, is this issue addressed by using estimates from other countries? The authors suggest that the degree of voting irregularity specifically irregular voting shifting declined between the 2018 and 2023 election. Though this might be beyond the scope of the paper, why did this occur? At least some thoughts on this finding and what avenues of research are suggested by this finding are worthy of inclusion in a modest revision. Reviewer #2: This is a well designed, well executed, and timely research piece -- timely because this election took place recently. It takes into account, and builds on, the evolving scholarship to perform forensic analyses of election results. The authors' data is both appropriate and sufficient for these tests. The authors employ two pertinent benchmarks, namely, the results of previous presidential elections in Turkey and the results of elections in other countries, including Russia and Venezuela where the a priori suspicion of electoral fraud is significant. The statistical analysis is persuasive. As a reader, I would find it helpful if the authors were to include, very briefly, the following descriptive information: 1) Actual vote totals for each of the pertinent elections in Turkey, namely, 2023 and preceding as referred to in the mss. 2) Claims from the opposition regarding electoral fraud as well as responses from Erdogan's team to those allegations. Some assessment whether these qualitative verbal claims are approximately identical in tone, salience, and magnitude in the 2023 and previous presidential elections. That is, does the analysis of the authors -- less fraud in 2023 --match, or not, the verbal disputation between government and opposition. All of this should not take more than a couple of paragraphs. Reviewer #3: This article answers an important question for the observers of Turkish politics but also for scholars who study electoral autocracies in general. I find the current version of the article publishable after a round of minor revisions. I will list some considerations that would further contextualize the statistical findings and offer a more coherent theoretical framework. At the end of the article, the authors use the term illiberal democracy. While that might be true for Turkey in the early 2010s, scholars currently describe it as one of the three: hybrid regime, electoral autocracy, or competitive authoritarian regime. The statistical findings also suggest elections that are mostly free and disfavor the opposition. So, Turkey is clearly not a democracy but a type of authoritarian regime that keeps elections mostly free but does not allow the opposition to compete on equal ground. The authors should include at least a sentence on the Turkish opposition's attempts to ensure ballot box security. The increased attention to this issue in the runoff might explain some of the findings here. The diagnosis is important but there have been some attempts to prevent it. How does the rural-urban polarization factor into the findings? In general, the article should pay attention to the role of polarization in Turkish politics. Turkey is considered one of the most polarized countries in the world. It is definitely more polarized than the reference elections you picked, perhaps with the exception of Venezuela. It could be possible that Erdoğan did really well in heavily rural areas and small communities. What you are finding might be polarization, not fraud. Please address this potential criticism. Also, what is the role of the semi-feudal (aşiret) structure in some of the rural areas? How many of the questionable ballot boxes were in Urfa for example? Is there a regional aspect of irregularities other than the size of the ballot box? It is true that Sinan Oğan backed Erdoğan in the runoff but the Victory Party ended up supporting Kılıçdaroğlu. In the runoff, Kılıçdaroğlu narrowed the margin with Erdoğan. Large vote shifts from Kılıçdaroğlu to Erdoğan require a more detailed explanation. Could the authors provide some examples from individual ballot boxes that had a big change? This would make the article more accessible to general readers in Turkish politics as well. The authors say that 2.4 and 1.9 percent of the electoral units were affected by distortions. This could be true but does not invalidate all the votes in that ballot box? Those places would probably vote for Erdoğan anyway, with a smaller margin and turnout. In the abstract, the authors should indicate that 0.64 percent is not enough to swing the election from Erdoğan to the opposition. Erdoğan would still win the elections without the irregularities. The authors should spend more time on the declining level of electoral irregularities between 2018 and 2023. Why would this be? If the authors are going to use Turkish characters, they should spell the opposition candidate's last name as Kılıçdaroğlu. Overall, I would like to see more connections between the statistical findings and the Turkish context. The current version gives us a general view but needs "contextual information and country risk factors." ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No Reviewer #3: No ********** [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
| Revision 1 |
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Forensic analysis of the Turkey 2023 presidential election reveals extreme vote swings in remote areas PONE-D-23-19758R1 Dear Dr. Klimek, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Ali B. Mahmoud, Ph.D. Academic Editor PLOS ONE Additional Editor Comments (optional): Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #1: All comments have been addressed Reviewer #2: All comments have been addressed Reviewer #3: All comments have been addressed ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: (No Response) Reviewer #3: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: I find the authors revision of their original submission responsive to all the issues and recommendation I made in my first review. I support publication of the revised manuscript. Reviewer #2: (No Response) Reviewer #3: (No Response) ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: Yes: Robert M. Stein Reviewer #2: No Reviewer #3: No ********** |
| Formally Accepted |
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PONE-D-23-19758R1 Forensic analysis of the Turkey 2023 presidential election reveals extreme vote swings in remote areas Dear Dr. Klimek: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Ali B. Mahmoud Academic Editor PLOS ONE |
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