Peer Review History
| Original SubmissionMarch 2, 2023 |
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PONE-D-23-06208Donor activity is associated with US legislators’ attention to political issuesPLOS ONE Dear Dr. Goel, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please address reviewers' and academic editor's comments and suggestions accordingly. Please submit your revised manuscript by Jun 08 2023 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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Kind regards, Yongjun Zhang Academic Editor PLOS ONE Journal requirements: When submitting your revision, we need you to address these additional requirements. 1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and 2. Thank you for stating the following in the Acknowledgments Section of your manuscript: “We thank Alexander Hoyle, Stefan McCabe, Jon Green, Dallas Card, Sarah Shugars, David Lazer, Jillian Rothschild, Patrick Wohlfarth, the participants of the University of Maryland’s American Politics workshop, and the members of the University of Maryland’s Computational Linguistics and Information Processing Laboratory for their helpful comments. P.G., S.W.G., K.M., and P.R. were supported by the National Science Foundation (NSF) under Grant 2008761. P.G. and P.R. were also supported by the NSF Grant 2031736 and by Amazon. P.G. was additionally supported by an internship at Microsoft Research.” We note that you have provided funding information that is currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form. Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. 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In the figure caption of the copyrighted figure, please include the following text: “Reprinted from [ref] under a CC BY license, with permission from [name of publisher], original copyright [original copyright year].” b.If you are unable to obtain permission from the original copyright holder to publish these figures under the CC BY 4.0 license or if the copyright holder’s requirements are incompatible with the CC BY 4.0 license, please either i) remove the figure or ii) supply a replacement figure that complies with the CC BY 4.0 license. Please check copyright information on all replacement figures and update the figure caption with source information. If applicable, please specify in the figure caption text when a figure is similar but not identical to the original image and is therefore for illustrative purposes only. Additional Editor Comments: After carefully reading your paper in consultation with two reviewer's comments, I am happy to extend a Major Revision. Please address those two reviewers' comments accordingly. Also, related to topic modeling, reviewer 1 mentioned several alternative ways on top of LDA. I would love to see the robustness checks using STM or BERTopic. Regarding machine learning experimental framework, I was wondering if you can do some robustness checking using word embedding approach. For instance, you can have a set of "issues"- a dictionary of words or n-grams representing a concept and then you measure the distance or similarity between the concept and speech. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Yes ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: This article is quite interesting and well formulated. The use of NLP methods to connect congressional ideology to donor information is novel. Analyzing the content of congressional speeches in this effort is appropriate. The article, as written, is quite easy to follow by a generalist audience. The contribution is strong. There are a few issues that I would recommend that the authors take care of. Thus I recommend that this article receive a minor revision as I really only have quibbles with the topic modeling procedure. - On pgs. 3-4 the authors repeat a variation of the phrase "includes information about legislators, such as their state, party affiliation, and committee assignments..." etc. three times. Simply introduce the type of metadata that the authors include one time. - On pg. 5 there is a link to Navient's wikipedia page that seems erroneous. I suspect that this is a footnote gone wrong using LaTeX. - The authors use LDA topic modeling procedures to identify the underlying themes, but as it stands now, the justification for this is simply insufficient. LDA can be useful, particularly in a comparative context for standardizing estimation across different corpuses. However, there are other topic modeling procedures that have been developed, specifically to include metadata in the extraction process (Structural Topic Models (STM)), or to reduce dimensionality (Negative Matrix Factorization (NMF)). One of the problems with LDA is that the order of the training dataset biases the output. The authors provide no information about how the training data was ordered which is important for interpreting whether LDA finds anything meaningful. One could think of many feasible ways to do this which complicate this methodological choice. This could be done by year, by order of delivery on the floor, within and between parties etc. The authors need to justify this decision, and to be honest, I think a robustness check with NMF is in order if LDA is settled upon as the appropriate technique after working through this puzzle. LDA might be the preferred model by practitioners, but that may have a lot to do with the fact that prior to recent computational advances, LDA was really the only model used by practitioners. This is not the case now and readers of PLOS One will expect a more cogent argument for this selection. None of this information is provided in the existing appendices. - How do the authors select the number of topics? This seems especially important since the posterior distribution is averaged across speeches to generate a measure of issue-attention. Some topic modeling procedures have built in methods (e.g., SearchK function in STM) but with LDA you have to demonstrate that the number of topics that you select balance coherence against exclusivity through some set of researcher generated procedures. The authors provide little in the way of this information. None of this information is provided in the existing appendices. - I'm not an expert in ML optimization techniques so I will defer to the other reviewers on this subject. Reviewer #2: This is an interesting and creative paper that uses a variety of new computational methods to detect an association between PAC contributions and congressional floor speech. The authors find that legislators’ “issue attention” is strongly predicted by which PACs contributed to that legislator, even net of other legislator attributes. This is surely an important finding for social scientists and will be of interest to a broad range of scholars. My major concerns are with the framing of the paper and the authors’ claims to novelty: • First, the introduction contains a few mischaracterizations that will raise the hackles of scholars of campaign finance. The authors state: “Most US-based corporations, unions, and interest groups organize a Political Action Committee (PAC) to raise funds…” In a well-known article, Ansolabehere et al. (2003) find that about 60% of Fortune 500 companies (i.e., large, publicly traded corporations) have PACs. If we expand the universe to all U.S.-based corporations (including public and private?), the percentage is likely much, much lower. I have never seen a precise estimate of the proportion of unions/interest groups (what kind of interest groups?) that have PACs. The authors should revise/clarify/qualify this statement to correspond to what we actually know about PACs, i.e. a majority of publicly-traded corporations have PACs, but the percentage is far from “all” corporations and not exactly “most.” Ansolabehere, S., De Figueiredo, J. M., & Snyder Jr, J. M. (2003). Why is there so little money in US politics?. Journal of Economic perspectives, 17(1), 105-130. • Second, the authors assert: “Research has found a generally positive correlation between donor activity [what kind?] and PAC influence [defined how?] on roll call voting for specific policy initiatives.” The authors then say: “broadly there is conflicting evidence of whether contributions influence roll call votes” (2). Could the authors clarify what they mean by these seemingly contradictory statements? In my reading of the literature, the former statement is not correct. Much of the literature is a debate between scholars who find such an association and those who find no such association. Stratmann (2005) provides a helpful review: Stratmann, T. (2005). Some talk: Money in politics. A (partial) review of the literature. Policy challenges and political responses: Public choice perspectives on the post-9/11 world, 135-156. • I do think the authors are making an important and novel contribution to the literature, but the findings should be better contextualized vis-à-vis recent work. In this way, the manuscript is adding to other recent efforts to “move beyond the focus on votes.” For instance, Hertel-Fernandez has shown that policymakers include verbatim sections of model bills authored by interest groups in draft legislation: Hertel-Fernandez, A. (2019). State capture: how conservative activists, big businesses, and wealthy donors reshaped the American states--and the nation. Oxford University Press, USA. Finally, I appreciated the authors’ humility vis-à-vis causality by explicitly referring to their estimates as ones of association. However, I have a few comments/suggestions for the methods section to make this paper more relevant to past literature: • The authors only observe one portion of the agenda-setting process by modeling floor speech. However, scholars have long been concerned with what is *not* said as much as what is said. In other words, the authors are modeling legislators’ issue attention conditional on speaking, but could the authors say something about the “selection” / first stage in this two-step process? That is, what would we find if we tried to model / include the 0s for legislators who simply do not engage in floor speech? • Political action committees are a very wide category of political committee that contains two separable types of organizations: 1) separate segregated funds/connected and 2) nonconnected. The former category generally includes corporate, trade, and labor PACs while the latter mainly includes ideological groups. I understand the authors are “controlling” for the actual PAC in their models, but I wonder if it would be more interesting to parse some of this variation by including greater granularity vis-à-vis PAC characteristics. For instance, the authors could include “PAC type” in addition to industry / category (or at least explain how this broadly recognized classification relates to their coding). • Similarly, it might be helpful to include legislator control variables such as: years in Congress, party leadership, marginal district, etc. • The authors discuss the possibility of reverse causality in the conclusion, but the estimates are vulnerable to other forms of endogeneity like omitted variable bias. How would including variables such as those mentioned above likely impact their estimates? ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No ********** [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
| Revision 1 |
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PONE-D-23-06208R1Donor activity is associated with US legislators’ attention to political issues PLOS ONE Dear Dr. Goel, Thank you for submitting your manuscript to PLOS ONE. I have been assigned as the new editor to handle your manuscript. After careful consideration, I see that you have successfully revised the manuscript and that it is almost ready to be accepted. However, I would ask you to consider a minor change: You are very careful to talk about identified associations and not effects between PCA donations and speeches. Please abstain from causal language in point a) and b) at the beginning of your discussion. I know that you are not asking these questions as your research questions and rather questions one may generally wonder about, but putting them like this at the beginning of your discussion might invoke the idea that these are the questions you are answering (and thereby provide evidence for causality). I invite you to submit a revised version of the manuscript that addresses this point. Given that this is a very minor change, I hope you can update a revised version very quickly but latest by Oct 01 2023 11:59PM. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. There is no need to provide a response letter or track changes. Below, the standard letter continues. If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter. If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols. We look forward to receiving your revised manuscript. Kind regards, Mike Farjam Academic Editor PLOS ONE Journal Requirements: Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #1: All comments have been addressed ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The authors should be commended for their rigorous revision. All of my previous reservations about the manuscript have been addressed through the new robustness checks. There is also reasonable support for the decision to use LDA modeling to conduct the particular type of study that they carry out in the methods section currently. Well done. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No ********** [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
| Revision 2 |
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Donor activity is associated with US legislators’ attention to political issues PONE-D-23-06208R2 Dear Dr. Goel, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Mike Farjam Academic Editor PLOS ONE |
| Formally Accepted |
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PONE-D-23-06208R2 Donor activity is associated with US legislators’ attention to political issues Dear Dr. Goel: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Mike Farjam Academic Editor PLOS ONE |
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