Peer Review History

Original SubmissionSeptember 12, 2022
Decision Letter - Bernardo Lanza Queiroz, Editor

PONE-D-22-25276Another doubling of excess mortality in the United States relative to its European peers between 2017 and 2021PLOS ONE

Dear Dr. Heuveline,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Based on the reviewers comments and my own reading, I believe the paper needs minor adjustments. One important issue: the paper needs to make clear the contribution in relation to yours PNAS (2022) paper. There are novel findings here, but it would be helpful to make it clear. The comments agree that the methodology could be revised to become more detailed and clear, some parts of it are not very clear and might be confusing. This leads to some difficult in reading the results.  Please, see also the detailed and careful comments by the reviewers. 

Please submit your revised manuscript by Jan 09 2023 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.
  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.
  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.
If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Bernardo Lanza Queiroz, Ph.D

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. Please change "female” or "male" to "woman” or "man" as appropriate, when used as a noun (see for instance https://apastyle.apa.org/style-grammar-guidelines/bias-free-language/gender).

3. Thank you for stating the following financial disclosure:

 “No. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.”

At this time, please address the following queries:

a)        Please clarify the sources of funding (financial or material support) for your study. List the grants or organizations that supported your study, including funding received from your institution.

b)        State what role the funders took in the study. If the funders had no role in your study, please state: “The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.”

c)        If any authors received a salary from any of your funders, please state which authors and which funders.

d)        If you did not receive any funding for this study, please state: “The authors received no specific funding for this work.”

Please include your amended statements within your cover letter; we will change the online submission form on your behalf.

4. In your Data Availability statement, you have not specified where the minimal data set underlying the results described in your manuscript can be found. PLOS defines a study's minimal data set as the underlying data used to reach the conclusions drawn in the manuscript and any additional data required to replicate the reported study findings in their entirety. All PLOS journals require that the minimal data set be made fully available. For more information about our data policy, please see http://journals.plos.org/plosone/s/data-availability.

Upon re-submitting your revised manuscript, please upload your study’s minimal underlying data set as either Supporting Information files or to a stable, public repository and include the relevant URLs, DOIs, or accession numbers within your revised cover letter. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories. Any potentially identifying patient information must be fully anonymized.

Important: If there are ethical or legal restrictions to sharing your data publicly, please explain these restrictions in detail. Please see our guidelines for more information on what we consider unacceptable restrictions to publicly sharing data: http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions. Note that it is not acceptable for the authors to be the sole named individuals responsible for ensuring data access.

We will update your Data Availability statement to reflect the information you provide in your cover letter.

5. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information.

6. Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Review of Another doubling of excess mortality in the United States relative to its European peers between 2017 and 2021

This is a short and interesting paper demonstrates the very concerning large increase in excess mortality in the US compared with the average of the 5 largest European countries in recent years. The analysis is mostly sound however I have a few queries about the choice of some of the measurements used,

The title of the paper and a major finding is that the annual number of excess deaths in the US versus the 5 European countries doubled between 2017 and 2021. This finding is based on the total number of excess deaths in the first row of Table 1 – which increased from 442,267 in 2017 to 892,491 in 2021. However, that measure includes the contribution of population change to the excess deaths of 42,317 (shown lower down in Table 1). Population change should be standardised for in analysis of trends in the number of excess deaths because it does not measure changes in population health but rather demographic trends (i.e. relative increase of the population). It would be more appropriate to compare the 442,267 figure in 2017 to 850,174 in 2021 that was standardised with the 2017 population – that is, the number of excess deaths did not double, but still increased substantially. The title and main findings of the paper should be adjusted to use the population-standardised excess mortality figures. Also, the “share of change in excess deaths” and other calculations in the manuscript should also be calculated based on population-standardised excess mortality.

The calculation of the excess deaths % is confusing. Conventionally, the excess mortality % is = (number deaths pop A – number deaths pop B) / number deaths pop B. However this paper divides excess deaths by the number of deaths in population A. It would be more insightful – and would also better demonstrate the large differences in mortality – if the former more conventional calculation were used. For example, the excess deaths in 2021 of 25.8% would instead be 25.8%/(100%-25.8%) = 34.8%, which is a more intuitive figure that shows that death rates in the US in 2021 were 35% higher than for 5 European countries. For ages 15-64 in Table 2, it would show that death rates in the US are almost double that in the 5 European countries.

Figure 1 would be more intuitive for the reader if simply the results were shown as a % as the quarterly results shown, rather than rolling annual figures presented.

The discussion of findings is quite limited and could point in the direction of future research to better understand why there has been a dramatic increase mortality in the US versus Western Europe – for example, measurement of the contribution of specific causes of death to the increase in excess mortality (in addition to Covid). It would also be good to describe some of the comorbidities of Covid mentioned in the 2nd paragraph of the Discussion, as well as mention differences in testing of Covid that might affect Covid death rates.

Some other comments:

- In the Abstract, it states “Applying average mortality rates…” – should this be “population-weighted average mortality rates…”?

- There should be a section title for the Introduction

- The first sentence “… is well documented” should have reference(s).

- Delete “so” from “the annual number of excess deaths estimated so nearly doubled from…”

- I had trouble finding the data for “Relatively stable until mid-2021 (from 34.6% for 2020 to 37.2% for the mid-2020 to mid-2021 period), that fraction decreased to 29.2% in the 12-month period ending on October 1st, 2021, before bouncing back to 48.2% for the calendar year 2021.”

- Suggest choosing another word other that “impressive” to describe the increase in excess deaths – e.g. “substantial”

Reviewer #2: This concise report provides estimates of excess deaths, defined as excess mortality of the U.S. relative to average of five W European countries, for the 2017-2021 period. The methodological approach is straightforward drawing from standard demographic analyses. A nice contribution is the decomposition of the excess deaths into those attributable to population composition change, COVID-19, and other-cause mortality. One main concern is that the report should be more explicit in the unique contribution of this analysis over the Heuveline (2022) PNAS paper. A few sentences in the Introduction would suffice. The methodology should also be made more explicit. Specific comments:

1. The gap in mortality between the U.S. and Europe has been long-standing, albeit growing. I don’t think “emergence” is the appropriate term as it implies that the gap emerged in the years leading up to the pandemic.

2. It might be useful to add a row for “Total Deaths” to Table 1 since percentage excess deaths are based on total recorded deaths.

3. The terms “ratio” and “share” are used in Table 1 – but percentages are shown in the Table. It may be helpful to use “Percent Excess Deaths” or “Percent Contribution…” as appropriate.

4. COVID-19 deaths: Were these measured by counting deaths with COVID-19 on the death certificate or calculations of excess deaths attributable to COVID-19? The method should be made clearer in this regard.

5. What is the explicand for the cause of death contributions? Is it the increase in excess deaths between each year and 2017? Is it the excess deaths for a given year? It is also not clear if the contributions are calculated with respect to the age-sex standardized excess deaths (or change in excess deaths).

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Tim Adair

Reviewer #2: No

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Revision 1

See rebuttal letter in separate file labeled "Response to Reviewers"

Attachments
Attachment
Submitted filename: Response to Reviewers.docx
Decision Letter - Bernardo Lanza Queiroz, Editor

The Covid-19 pandemic and the expansion of the mortality gap between the United States and its European peers

PONE-D-22-25276R1

Dear Dr. Heuveline,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Bernardo Lanza Queiroz, Ph.D

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Tim Adair

**********

Formally Accepted
Acceptance Letter - Bernardo Lanza Queiroz, Editor

PONE-D-22-25276R1

The Covid-19 pandemic and the expansion of the mortality gap between the United States and its European peers

Dear Dr. Heuveline:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Bernardo Lanza Queiroz

Academic Editor

PLOS ONE

Open letter on the publication of peer review reports

PLOS recognizes the benefits of transparency in the peer review process. Therefore, we enable the publication of all of the content of peer review and author responses alongside final, published articles. Reviewers remain anonymous, unless they choose to reveal their names.

We encourage other journals to join us in this initiative. We hope that our action inspires the community, including researchers, research funders, and research institutions, to recognize the benefits of published peer review reports for all parts of the research system.

Learn more at ASAPbio .