Peer Review History
| Original SubmissionApril 14, 2022 |
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PONE-D-22-10734Survey mode and nonresponse bias: a meta-analysis based on the data from ISSP 1996–2018 and ESS rounds 1 to 9PLOS ONE Dear Dr. Rybak, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. We thank authors for their manuscript on a very important topic of biases. The current version of manuscript, however, have several issues requiring a major revision. First, a more theoretical foundation should be provided; second, more clarification on models and in interpretation is needed. We encourage authors to incorporate reviews' suggestions, corrections, and feedback. Please submit your revised manuscript by Aug 07 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter. If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols. We look forward to receiving your revised manuscript. Kind regards, Olga Scrivner, PhD Academic Editor PLOS ONE Journal Requirements: When submitting your revision, we need you to address these additional requirements. 1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Partly Reviewer #3: No ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: No Reviewer #2: No Reviewer #3: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: This study should include the following discussion on nonresponse bias (Halbesleben & Whitman, 2013): 1. Comparison of the sample population 2. Follow-up analysis 3. Wave analysis 4. Passive/Active nonresponse analysis (focus groups) 5. Interest level analysis 6. Benchmarking 7. Replication This study utilizes the following as suggested by Johnson and Wislar (2012): 1. Analysis using data in sampling frame 2. Comparisons with survey from other sources 3. Analysis using external data sources 4. Analysis of paradata The inclusion of a technological survey using computer audio (non-video) should be explored. Reviewer #2: The author analyses nonresponse bias approached by the “internal criteria of representativeness”. The nonresponse bias indicator (NBI) is given by the difference between the surveys proportion of females in two-person households from 0.5. The author analysis the effect of mode on NBI controlling for the sampling frame, interaction of sampling frame with mode, year of fieldwork, survey experience in a country, and an indicator for ESS surveys. The analysis includes two-level random intercept models and eight different models for the metaanalysis. Here, the definition of the third level is varied, and the models include and exclude RR6. The author finds significant mode effects. The topic is highly relevant. But I have some concerns about the method that should be addressed in a revised version of the manuscript. 1. As NBI, the share of women in two-person households is considered, which according to the theory should be 50%. An expectation of 50% only makes sense if two-person households are exclusively heterosexual couples. This is not plausible because there are many living arrangements. The assumption that there are equal numbers of homosexual female and male couples is made here in a side note, but is essential. This needs to be emphasized more. It would also help to explain how the mode comparisons are affected if this assumption is not met. 2. Page 5: you state that Kohler argues that the internal criterion of representativeness is not affected by item nonresponse. This is surprising and I would like to see some explanation of the rationale in the manuscript. 3. The article explicitly considers only nonresponse and excludes other sources of error. However, measurement errors can be very relevant here and can never be excluded when it comes to survey data. And these can be related to the mode and bias the analysis. For example, Felderer, Kirchner, and Kreuter (2019) find measurement error even for sociodemographic characteristics. The surveys have all been different and questionnaire effects cannot be ruled out either. This should be discussed more in the limitations. 4. I’m not sure about the expression of the standard error of the NBI. Intuitively I would think that the SE is \\sqrt{prop_fem*/1-prop_fem/n}. Why is it not? Please add a reference or derivation. I’m not sure where the SE is used in the manuscript anyway. 5. The ESS is only conducted face-to-face and only in Europe. To what extent does it help to add the ESS data here? ESS, mode and country are highly correlated. Is it not possible that the ESS variable picks up parts of the mode effect (directly and indirectly being correlated with country? I would like to see the analysis without controlling for ESS. 6. To understand the data better, I would like to see the face-to-face columns split by ESS and ISSP in table 1. 7. The values of NBI are somewhere between 0 and 0.5. How is this reflected in the model? In my opinion, there are too many models presented. I would prefer presenting either the clustering of countries by the gdp or region, not both. I am not clear what the random intercept two-level model looks like. Is it in columns 4 and 8 in the table? Why is it needed here? What is the added value of figures 2 and 3, which if I understand correctly are based on the model? Why is this presented if the meta-analysis is superior? Please either elaborate the added value or delete parts of the analysis. The meta-models are surprisingly robust when RR6 is added. But this is itself significant. How can this be even though the variables in the model explain RR6? Knowing whether gender is correctly represented in the group of two-person households is certainly helpful. But what does it teach us about the survey as a whole? It may be that two-person households are completely misrepresented or that other variables are affected by nonresponse bias. This should be discussed more in the limitations. Minor To argue with changes due to the covid pandemic in the abstract is misleading. The data were collected before the pandemic. Changes in fieldwork by Covid 19 prove the importance of the study, but should rather be part of the introduction than the abstract. Page 2, line 28: implementation of the survey Page 4, line 67: the abbreviation NB needs to be introduced Page 13. Line 273: I find this confusing. Please clarify when to use fixed and random effect models and add a reference ESS: on page 4 you state that it is fully face-to-fact while later you claim that it is Reviewer #3: In his work, the author analyzes the effect of survey characteristics, especially the survey mode, on nonresponse bias. For this purpose, different waves of the ISSP and the ESS are analyzed and quantified to an overall estimate of the mode effect. The study concludes that mail and mixed-mode surveys are superior to interviewer-administered face-to-face data collection in regards to a reduction of nonresponse bias. This paper is well written and deals with a highly relevant research question (possible effects of the data collection mode on nonresponse bias). Although the article is well written, there are some serious problems in regards to the research design and the theoretical foundation of the statistical models: First, the research design of the present study is not suitable for ruling out alternative explanations of the variation of the dependent variable. This is because, the meta-analysis presented here summarizes non-experimental data sets. The original intention of “meta-analysis” is to increase the sample size and statistical efficiency by compiling and quantifying a series of (experimental) studies using very similar research designs and measures of key variables. However, in this study there is confounding of survey study (ESS versus ISSP; European Countries versus countries from all continents) and survey mode (face-to-face versus mixed mode designs). Therefore, the causal effect of the data collection mode on nonresponse bias cannot be identified because alternative hypotheses cannot be ruled out with the current research design. Second, main theoretical terms and concepts are not consistently and correctly used. Especially, “survey representativeness” or “sample quality” is equated to “nonresponse bias” (see introduction or discussion part of the paper). Undoubtedly, nonresponse bias threatens the representativeness of a survey. However, “representativeness” is a multidimensional concept that is also influenced by other systematic error sources, such as coverage error or sampling bias. Therefore, the terms should not be used synonymously. Furthermore, the measure of nonresponse bias used in this study is very limited and focuses only on one variable (see page 10). However, nonresponse bias is strongly topic or variable specific. Besides the gender ratio, nonresponse bias of other variables of interest should have been explored and limitations of the indicator used in this work should have been discussed (such as possible reporting error that could bias the indicator used). Third, I think that the paper needs a stronger theoretical foundation instead of giving a descriptive report of empirical results. Most covariates in the regression models are lacking a clear theoretical foundation (see Table 2). I cannot see a clear theoretical motivation for the choice of the moderator variables that are included in the statistical models. Are these variables confounders, mediators or collider variables? In the later case, it would not be advisable to control these variables. In an observational study aiming at estimation of the causal effect of a treatment variable (survey mode) on an outcome (nonresponse bias), the underlying causal model should be made explicit in order to decide which variables should be controlled for and which not. For example, how is the “survey frame” or the “year of the survey” related to the treatment variable and how is it supposed to affect nonresponse bias? I recommend to elaborate the theoretical part and derive clear hypotheses how the variables in the regression model affect the “survey mode – nonresponse bias” link. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No Reviewer #3: No ********** [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.
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| Revision 1 |
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PONE-D-22-10734R1Survey mode and nonresponse bias: a meta-analysis based on the data from ISSP 1996–2018 and ESS rounds 1 to 9PLOS ONE Dear Dr. Rybak, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by Mar 06 2023 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter. If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols. We look forward to receiving your revised manuscript. Kind regards, Olga Scrivner, PhD Academic Editor PLOS ONE Additional Editor Comments: The manuscript has been improved since its initial submission. However, there are some major shortcomings pointed out by the reviewers that the author is encouraged to address. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #2: (No Response) Reviewer #4: (No Response) ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #2: Yes Reviewer #4: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #2: I Don't Know Reviewer #4: I Don't Know ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #2: Yes Reviewer #4: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #2: Yes Reviewer #4: No ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #2: The authors are overall responsive to my comments and suggestions. I still see some issues that need to be solved: The standard error of the effect size does still not convince me. The effect size is given as the absolute value of the difference between the observed proportion and the true proportion of 0.5. The equation in the paper is just the standard error of a proportion of 0.5. It does only depend on n but not on the observed proportion in the survey at all. How can that be the standard error of the effect size? Page 17, line 356: must be NBI instead of NDI What is shown in figure 3? As I understand, these are the RR6 for the different modes. How can you conclude from looking at figure 2 and figure 3 that there is a “connection between realization and bias”? Table 2: only the results for model 1 are shown Page 24, lines 508 and 509: You can not interpret the significant of a main effect if there are interaction terms including this effect in the model Reviewer #4: Please see uploaded document. The main issue with this paper is to clean up the writing. I pointed out some ideas for how this can be addressed. Generally, fewer acronyms would be good. The transition between the literature review and the results section is the area that needs the most work. But a few good transition sentences should suffice and I don't need to see it again. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #2: No Reviewer #4: No ********** [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.
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| Revision 2 |
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Survey mode and nonresponse bias: a meta-analysis based on the data from the International Social Survey Programme waves 1996–2018 and the European Social Survey rounds 1 to 9 PONE-D-22-10734R2 Dear Dr. Rybak, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Olga Scrivner, PhD Academic Editor PLOS ONE Additional Editor Comments (optional): Thank you for addressing comments and updating your manuscript. |
| Formally Accepted |
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PONE-D-22-10734R2 Survey mode and nonresponse bias: a meta-analysis based on the data from the International Social Survey Programme waves 1996–2018 and the European Social Survey rounds 1 to 9 Dear Mr. Rybak: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Olga Scrivner Academic Editor PLOS ONE |
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