Peer Review History

Original SubmissionDecember 20, 2021
Decision Letter - Gennady S. Cymbalyuk, Editor
Transfer Alert

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PONE-D-21-40117Artificial intelligence algorithms predict the efficacy of analgesic cocktails prescribed after orthopedic surgeryPLOS ONE

Dear Dr. Fritsch,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please, revise methods section to clarify clinical variables  and discussion to contextualize the clinical limitations of this paper as requested by the reviewer 1. 

Specific comments:

1. line 21 consider "potential" instead of "claimed" - efficacious synergy has been established.

2. line 46 - be specific about certain aspects of orthopaedic surgery - particularly the interest in "outpatient" total joints in the US, extremity trauma, and shoulder surgery (e.g. rotator cuff repair) are the most painful orthopedic surgeries. This is where pain control is most needed.

3. line 50 - This sentence requires a little more explanation. What specific efficacy are you speaking about?

4. line 57 - It would be useful to in 1 or 2 sentences explain why conventional logistic regression cannot answer this question. Those unfamiliar with ML will not understand this.

5. line 59 - the first part of this sentence is confusing. Specifically the part "to learning algorithms labelled AI (artificial intelligence); the latter". You could get rid of that and the sentence is less confusing to read for the novice. ML really comes in 3 types - supervised, unsupervised, and reinforcement learning. In general lines 59-67 don't add much to this introduction. When you talk about unsupervised neural networks it isn't clear how the "output mimics the input". For example supervised ML is more task driven problems, unsupervised is more data driven type problems. Can you give an example of how the output mimics the input.

6. line 68 - "We elaborate:" isn't common phrasing.

7. lines 70-73 - A figure or two would make this much easier to understand. If the goal of the paper is to help the clinician understand and appreciate (and believe) what ML can do for clinical medicine they will not understand this or likely take the time to try and understand it.

8. line 87 what is the "crossed" anterior ligament. Please, provide a table with the exact number of patients getting specific procedures. Because not all of these surgeries are equally as painful and pain cocktails used in spine surgery will inherently differ from those used in TJA. So this is potentially confounding.

9. was this data collected retrospectively or prospectively or a retrospective analysis of a prospective database?

10. Any study of pain medicine and the efficacy should include any preoperative narcotic or controlled substance use as this can have major effects on postoperative pain medicine utilization. Was there any attempt to quantify or control this?

11. Line 102 its about 50/50 general to regional anesthesia. Its important to note if the is neuroaxial (spinal/epidural), or peripheral nerve blocks like femoral nerve or saphenous nerve or iPACK for TKA. This is critical information along with the drugs that were used in the blocks. They all have different onset and duration times which will affect the utilization and efficacy of the scheduled pain meds and will differ between surgeries, surgeons, and anesthesiologists.

12. line 105 - please clarify points "a" what is "maximum flexing" - this sounds painful.

13. Were NRS only collected until 2pm on POD 1?

14. Table 1 - what is HDI 95%?.. Why is there so much descriptive detail about the patients' ages. Age is but just one variable in an orthopaedic study.

15. Line 195 - this just drops off, its an incomplete sentence.

16. line 235 -. Generally summarize what you found in 1 paragraph, 2nd paragraph how is it the same with what is in the literature, 3rd paragraph how is it different than what is in the literature, 4th - what other interesting variables that you found that have never been looked at before, 5th limitations, 6th conclusion.

17. Please, clarify the purpose and the implications of the autoencoder part of the analysis. Does the resultant two-dimensional representation of the input data contain any generalized knowledge or does it just directly encode the input? The encoding accuracy, e.g. the measured by the variance explained, is also not reported. It is therefore not unlikely that the clusters encode the most abundant combinations of analgesics in cocktails whereas the X and Y coordinates in the clusters encode the pre-and post-analgesia pain levels, which may be correlated. This can be tested via encoding the analgesics cocktail components without corresponding pain levels and seeing whether the five clusters are formed again. Third, there seem to be no conclusions derived from the obtained clusters. What would belonging to a certain cluster mean except for a high overlap in the list of the cocktail’s components? One way to use this embedding is to predict the pain reduction efficacy and significance for the cocktails not involved in the study via training another network on the two-dimensional embedding of the inputs. Finally, no argument is presented as to why autoencoder was used instead of simpler yet more interpretable alternatives such as CMDS, MDS, or Isomap.

Minor comments:

Please change “ML statistics” to “statistics”, and “AI” to “ML”.

Explain the choice of parameters for DBSCAN. For example, it seems reasonable to split cluster #2 into two clusters and to merge clusters #5 and #6 into one cluster.

Captions for Fig.1 and Fig. 2 appear swapped.

Contrary to the claim in the paper, cocktail choices are not a random (as in: i.i.d.) variable.

Please explain why the abundance of common ingredients in the same clusters deems surprising.

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We look forward to receiving your revised manuscript.

Kind regards,

Gennady S. Cymbalyuk, Ph.D.

Academic Editor

PLOS ONE

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[We thank Ernst Reitbichler and the anesthesia nursing-team at the TZW Lorenz Boehler for their contribution in collecting data and Christopher Lockie, MD for language editing. The authors declare they have no conflicts of interest.

This study was enabled by financial support of the AUVA medical head office.]

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Please include your amended statements within your cover letter; we will change the online submission form on your behalf.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

Reviewer #2: Yes

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3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: No

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4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: I congratulate the authors on what appears to be a technically heavy use of ML in an orthopaedic patient population. I am primarily a clinician (orthopedist) who has written about AI/ML but am by no means an expert. Any critiques I make regarding the TECHNOLOGY aspects of AI/ML are coming from someone with an intermediate fund of knowledge with the novice reader in mind.

I agree with the authors final statement that "For the patient, on the other hand, the ML

probability and its CI is of marginal importance". In other words, I don't know how this will change clinical practice - this is not a clinically impactful paper. But that may not be the authors' intent and shouldn't necessarily take away from what they did. This paper certainly had a feel of "here's how you COULD use ML to try and solve a clinical problem" as if it were written by somebody getting an advanced degree in AI/ML and this is their capstone project. And if that was the authors intention then I think there may be strength to publishing this paper. Because it is difficult for me to really ascertain the clinical impact of what was done here based on the clinical weaknesses. This very well could be a groundbreaking approach to analyzing a complex medical/pharmaceutical problem with ML but I have no way of knowing that.

There are many clinical variables to consider and are unanswered in the methods section. 1. many of these drugs I am not familiar with as they are not available in the US where I practice so I am uncertain of their efficacy. I recently sat on the American Association of Orthopaedic Surgeons CPG for "Pharmacologic, Physical, and Cognitive Pain Alleviation for Musculoskeletal Extremity/Pelvis Surgery" available at https://www.aaos.org/globalassets/quality-and-practice-resources/dod/painalleviationcpg.pdf. I had to look them up the drugs the authors listed that are unavailable in the US include Metamizole (NSAID), Dexibuprofen (NSAID), Piritramide (opioid). Furthermore it would appear that some patients received more than one type of opioid and/or NSAID - it is not common for patients in the US to receive more than one dose of 2 different types of NSAIDs - they may get celecoxib preoperatively and toradol postoperatively in the first 24 hours but I can't tell what was done here. 2. NSAIDs are the backbone of any multimodal pain pathway for orthopaedic surgery. I'm not aware that any one type of NSAID is superior to another NSAID. Infact in the AAOS CPG only Cox-2 inhibitors had enough high quality evidence to even qualify for inclusion in our review. 3. Probably most importantly the primary outcome (pain NRS) is becoming less emphasized in the US. We are fast tracking many orthopaedic surgeries (especially TJA) to discharge in less than 24 hours. I can't remember the last time I asked a patient to put a pain number on the knee or hip that I just effectively split or stretched tendons, sawed the bone, and jammed metal into. Our attitudes regarding pain have changed from "the fifth vital sign" with the recent US opioid epidemic. I think we have a pain control (pain expectation) problem in the US and shouldn't be emphasizing pain scores. MUCH more useful metrics include morphine equivalent dosing (MED), time to ambulation, distance ambulation, time to discharge, rescue pain medication use, etc. and must be taken at time points beyond the first 23 hours. Additionally a pain regimes ability to reduce NRS is only as important as its ability to avoid nausea/vomiting (opioid side effect), GI complications beyond N/V (gastric bleeding), decreased renal function (NSAID side effect), ability to use NSAIDs in cardiac, GI, renal patients, sedation, delirium, etc. Sedated and over-narcotized patients frequently will report less pain right before they have a hypoxic event.

I think the authors really need to re-frame this paper with the extreme clinical limitations in mind - this is not a clinical paper. I would frame this paper in the introduction as "here's how you could solve a complex medical challenge with ML", because it doesn't answer the question. But you would need to give a better explanation as THAT being the reason for performing this study and be honest up front that in no way is ML going to answer the question of "which of the 61 pain cocktails is most efficacious in 750 variable orthopaedic patients". And its possible that's what you did do but it was a technically difficult paper to read and not for the clinical orthopedist and you need to contextualize the clinical limitations of this paper.

Specific comments:

1. line 21 consider "potential" instead of "claimed" - efficacious synergy has been established.

2. line 46 - I would be specific about certain aspects of orthopaedic surgery - particularly the interest in "outpatient" total joints in the US, extremity trauma, and shoulder surgery (e.g. rotator cuff repair) are the most painful orthopedic surgeries. This is where pain control is most needed.

3. line 50 - I'm thinking in very clinically practical terms. I feel like this sentence requires a little more explanation. In the US we are frequently using toradol, oxycontin, NSAIDS, tylenol, etc. all together and we know that using them together is better than using any one of these drugs. What specific efficacy are you speaking about? Are you saying to what specific pain score or patient related outcome measure?

4. line 57 - I think it would be useful to in 1 or 2 sentences explain why conventional logistic regression cannot answer this question. Those unfamiliar with ML will not understand this.

5. line 59 - the first part of this sentence is confusing. Specifically the part "to learning algorithms labelled AI (artificial intelligence); the latter". I think you could get rid of that and the sentence is less confusing to read for the novice. ML really comes in 3 types - supervised, unsupervised, and reinforcement learning. In general lines 59-67 don't add much to this introduction. When you talk about unsupervised neural networks it isn't clear how the "output mimics the input". For example supervised ML is more task driven problems, unsupervised is more data driven type problems. Can you give an example of how the output mimics the input.

6. line 68 - "We elaborate:" isn't common phrasing.

7. lines 70-73 - I think a figure or two would make this much easier to understand. If the goal of the paper is to help the clinician understand and appreciate (and believe) what ML can do for clinical medicine they will not understand this or likely take the time to try and understand it. This is a major hurdle we need to overcome in order to bring AI to clinical medicine.

8. line 87 what is the "crossed" anterior ligament. There are 2 bundles in the ACL and 2 bundles in the PCL. The ACL and PCL together are known as the cruciate ligaments. While it is common to have an ACL reconstruction a ACL and PCL reconstruction in the same surgery (outside of a traumatic multi-ligament/knee dislocation) is very rare. Also what defines "complex reconstructive procedures". Are these revision TKAs and THAs or some sort of crushed extremity or other trauma. I think what will be helpful here is a table with the exact number of patients getting whatever procedures. For example TKA n = 68, ACL n = 45, ACL & MCL = 13, spine fusion (note if it was cervical or lumbar at a minimum) n = 45. Because not all of these surgeries are equally as painful and pain cocktails used in spine surgery will inherently differ from those used in TJA. So this is potentially confounding. I don't know how the vast number of cocktails (61) in a relatively small number of patients (750) is going to generate enough sampling for the ML.

9. was this data collected retrospectively or prospectively or a retrospective analysis of a prospective database?

10. Any study of pain medicine and the efficacy should include any preoperative narcotic or controlled substance use as this can have major effects on postoperative pain medicine utilization. Was there any attempt to quantify or control this?

11. Line 102 its about 50/50 general to regional anesthesia. Its important to note if the is neuroaxial (spinal/epidural), or peripheral nerve blocks like femoral nerve or saphenous nerve or iPACK for TKA. This is critical information along with the drugs that were used in the blocks. They all have different onset and duration times which will affect the utilization and efficacy of the scheduled pain meds and will differ between surgeries, surgeons, and anesthesiologists.

12. line 105 - please clarify points "a" what is "maximum flexing" - this sounds painful.

13. Were NRS only collected until 2pm on POD 1?

14. Table 1 - what is HDI 95%?..its clear I don't understand what is going on but why is there so much descriptive detail about the patients' ages. Age is but just one variable in an orthopaedic study.

15. Line 195 - this just drops off, its an incomplete sentence.

16. line 235 - I wouldn't open up the discussion with a question. Generally summarize what you found in 1 paragraph, 2nd paragraph how is it the same with what is in the literature, 3rd paragraph how is it different than what is in the literature, 4th - what other interesting variables that you found that have never been looked at before, 5th limitations, 6th conclusion.

Reviewer #2: In the paper, the authors investigate the highly important question of the efficacy of analgesics cocktails. Whereas their data is of high quality and the statistics on it are correct, the other part of the work which involves the low-dimensional embedding of the data remains inconclusive. I, therefore, recommend a revision. Please find the details below.

In this work, the authors predict the efficacy of various analgesic cocktails in reducing pain levels. To this end, the authors have collected a large-scale dataset of the patients’ reported pain levels before and after the use of analgesia. They used an autoencoder to obtain a two-dimensional embedding of the “cocktail components – pain levels” data points and used DBSCAN to cluster this embedding. The authors then have identified the most efficient cocktails via computing the statistics of whether pain levels were significantly decreased.

The goal of this work is highly important, and so is the collected dataset, as the data and analysis performed here help identify the more efficient analgesia.

The statistical analysis, to my understanding, is correct. The strength of the work is that the authors were able to identify analgesia with the most pronounced and statistically significant effect on reducing pain levels. These results can be readily used in clinical practice.

I am a bit less convinced of the purpose and the implications of the autoencoder part of the analysis. First – unless I am missing something here – it is unrelated to the rest of the analysis. Second, there is no argument presented as to whether the resultant two-dimensional representation of the input data contains any generalized knowledge or just directly encodes the input. The encoding accuracy, e.g. the measured by the variance explained, is also not reported. It is therefore not unlikely that the clusters encode the most abundant combinations of analgesics in cocktails whereas the X and Y coordinates in the clusters encode the pre-and post-analgesia pain levels, which may be correlated. This can be tested via encoding the analgesics cocktail components without corresponding pain levels and seeing whether the five clusters are formed again. Third, there seem to be no conclusions derived from the obtained clusters. What would belonging to a certain cluster mean except for a high overlap in the list of the cocktail’s components? One way to use this embedding is to predict the pain reduction efficacy and significance for the cocktails not involved in the study via training another network on the two-dimensional embedding of the inputs. Finally, no argument is presented as to why autoencoder was used instead of simpler yet more interpretable alternatives such as CMDS, MDS, or Isomap.

Minor comments:

Please change “ML statistics” to “statistics”, and “AI” to “ML”.

Explain the choice of parameters for DBSCAN. For example, it seems reasonable to split cluster #2 into two clusters and to merge clusters #5 and #6 into one cluster.

Captions for Fig.1 and Fig. 2 appear swapped.

Contrary to the claim in the paper, cocktail choices are not a random (as in: i.i.d.) variable.

Please explain why the abundance of common ingredients in the same clusters deems surprising.

Overall, I found the study interesting and relevant. The dataset on the effects of analgesics cocktails and the statistics on this dataset is ready for publication. The embedding part needs more clarity to be conclusive – along the lines mentioned above. I, therefore, recommend a revision.

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Reviewer #1: Yes: Thomas Myers, MD, MPT

Reviewer #2: No

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Revision 1

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Decision Letter - Gennady S. Cymbalyuk, Editor

PONE-D-21-40117R1Artificial intelligence algorithms predict the efficacy of analgesic cocktails prescribed after orthopedic surgeryPLOS ONE

Dear Dr. Fritsch,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please, edit the discussion to emphasize the technical side of the study and mitigate the strong conclusions claiming this manuscript to be a clinically relevant study. Please, acknowledge the limitations listed by the reviewers. Please, edit the statements in lines 350-352. Please, provide your responses with specific line number additions and bolded text so the changes could be easily seen in the manuscript. 

Please submit your revised manuscript by Sep 02 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.
  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.
  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.
If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Gennady S. Cymbalyuk, Ph.D.

Academic Editor

PLOS ONE

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Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: (No Response)

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2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: I appreciate the effort the authors undertook to produce this manuscript. Its is difficult to tell if my previous comments were incorporated as there isn't a line by line response that I was able to find. I am going to suggest this be required in the future for any reviews to make this process easier for both parties.

I feel that this is a a technically sophisticated study and worth publishing based on the pretense that this is what someone *may* use AI/ML for in orthopaedics. I think it has major inherent weaknesses due to the breath of included orthopaedic surgeries each with their own type of patient population and I would caution the authors in making too strong of conclusions. For example a clinically relevant study would be looking at the combination of pain cocktails and nerve blocks (femoral, saphenous, iPACK, etc.) around only a TKA population. Including pediatric "knee surgery", athletic ACL, TKA, knee fractures is a very different type of study with many different surgeries. We would also need to knw if patients received general vs. neuroaxial blocks (e.g. spinals and how good is the clinician providing the spinal). Furthermore, there was no ability for the authors to control for a number of patient level confounding factors such as previous narcotic use, previous drugs of abuse, fear avoidance behaviors (kinesiophobia s/p surgery), depression/anxiety, fibromylagia, etc. Finally, you have to base your outcomes on more than numerical pain scores. There needs to be some quantification of patient reported outcomes, morphine equivalent doses of rescue med taken, etc.

Therefore, I would frame the discussion in this light and you must acknowledge these limitations. AI/ML is not going to compensate for a strong study design accounting for the the issues that I've previously mentioned - I would strongly disagree with the statements in lines 350-352 if that is what the authors are implying.

Any future edits need to incorporate these suggestions with specific line number additions and bolded text so I can see what has changed in the manuscript. Thanks you for your efforts!

Reviewer #2: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

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Reviewer #1: Yes: Thomas Myers, MD, MPT

Reviewer #2: No

**********

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Revision 2

the answers on the comments of the reviewers are attached in the rebuttal letter attached to the manuscript

Decision Letter - Gennady S. Cymbalyuk, Editor

PONE-D-21-40117R2Artificial intelligence algorithms predict the efficacy of analgesic cocktails prescribed after orthopedic surgeryPLOS ONE

Dear Dr. Fritsch,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Could you address the concerns of the reviewer by accepting that the list of factors requested by the reviewer are important and could be included in future applications?

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We look forward to receiving your revised manuscript.

Kind regards,

Gennady S. Cymbalyuk, Ph.D.

Academic Editor

PLOS ONE

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Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: No

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

Reviewer #2: N/A

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: No

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: I read the manuscript starting on page 45 because it was label "revised manuscript with track changes". That being said the only text with red font was in 351 - 356, and another section after this.

I haven't changed my thoughts on this paper since my last set of comments. Overall I feel that this paper speaks to the techniques of machine learning as much as it does sound clinical science. I think this paper's strength and publication worthiness is based on the fact that this is what someone *may* use machine learning for in orthopaedics/anesthesia. It DOES NOT show which pain medications are best to use for any specific (subspecialty) orthopaedic surgery.

I don't think this study answers the clinical questions of what pain regimens are best after orthopedic surgery. I have copy and pasted my previous comment below for the editors (in quotations). Thank you for your efforts.

"I feel that this is a a technically sophisticated study and worth publishing based on the pretense that this is what someone *may* use AI/ML for in orthopaedics. I think it has major inherent weaknesses due to the breath of included orthopaedic surgeries each with their own type of patient population and I would caution the authors in making too strong of conclusions. For example a clinically relevant study would be looking at the combination of pain cocktails and nerve blocks (femoral, saphenous, iPACK, etc.) around only a TKA population. Including pediatric "knee surgery", athletic ACL, TKA, knee fractures is a very different type of study with many different surgeries. We would also need to know if patients received general vs. neuroaxial blocks (e.g. spinals and how good is the clinician providing the spinal). Furthermore, there was no ability for the authors to control for a number of patient level confounding factors such as previous narcotic use, previous drugs of abuse, fear avoidance behaviors (kinesiophobia s/p surgery), depression/anxiety, fibromylagia, etc. Finally, you have to base your outcomes on more than numerical pain scores. There needs to be some quantification of patient reported outcomes, morphine equivalent doses of rescue med taken, etc."

Reviewer #2: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Revision 3

Please find our comments within the rebuttal letter attached

Attachments
Attachment
Submitted filename: PONE-D-21-40117R3_response_to_reviewers.pdf
Decision Letter - Gennady S. Cymbalyuk, Editor

Artificial intelligence algorithms predict the efficacy of analgesic cocktails prescribed after orthopedic surgery

PONE-D-21-40117R3

Dear Dr. Fritsch,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Gennady S. Cymbalyuk, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: nothing further to add i would refer to my previous comments. I would leave the publication of this paper up to the editors.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Thomas Myers

**********

Formally Accepted
Acceptance Letter - Gennady S. Cymbalyuk, Editor

PONE-D-21-40117R3

Artificial intelligence algorithms predict the efficacy of analgesic cocktails prescribed after orthopedic surgery

Dear Dr. Fritsch:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Gennady S. Cymbalyuk

Academic Editor

PLOS ONE

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