Peer Review History

Original SubmissionSeptember 18, 2022
Decision Letter - Peter F. Biehl, Editor

PONE-D-22-25920New evidence for rice harvesting in the early Neolithic Lower Yangtze River, ChinaPLOS ONE

Dear Dr. Wang,

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Academic Editor

PLOS ONE

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Additional Editor Comments:

Please address the minor revisions indicated by the reviewers and re-submit.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: I Don't Know

Reviewer #3: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

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5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This is a delightful paper on harvesting techniques and their biological implications in the lower Yangtze River, based on use-wear and phytolith evidence from 52 flaked stone tools from Shangshan and Hehuashan cultural sites, dating between 10k and 7k BP. It demonstrates a clear and interesting trend in shifting traditions from using finger-knife to cut plant panicles to sickle harvesting at relatively lower positions of the plants. It relates the former with the asynchronous nature of wild rice ripening and the necessity of multiple episodes of harvesting events and the latter with the selective advantage of non-shattering grains. The discussion of the implication of the slower process of rice domestication and consciousness towards the end of the paper is excellent and constitutes a significant contribution. Additional consideration of the consequences of lower harvesting (sickle) to weed taxonomy in archaeobotanical assemblage will add additional value (cf. G. Jones 1984, originally and subsequent literature). This article contributes substantively to a series of research concerning crop processing in East Asia, additional reference to Liu et al. 2017 on social context underlining harvesting/processing techniques will be helpful. I think this should be published.

JONES, G.E.M. 1984. Interpretation of plant remains: ethnographic models from Greece, in W. VAN ZEIST & W.A. CASPARIE (eds.) Plants and Ancient Man, Studies in Palaeoethnobotany: proceedings of the 6th symposium of the international work group for palaeoethnobotany: 43-61. Groningen: A. A. Balkema.

LIU, X., ZHAO, Z. & JONES, M.K. 2017. From people's commune to household responsibility: Ethnoarchaeological perspectives of millet production in prehistoric northeast China. Archaeological Research in Asia 11: 51-57.

Reviewer #2: Overall review

• Conceptually I think the paper is very interesting, the integration of use-wear data (which is treated with the interpretative care that we alas often do not see), and phytolith analyses producing very convincing, and thoughtful claims and discussion.

General comments

• My background in microwear analysis makes me strongly request that the word ‘diagnostic’ in line 59, is replaced with ‘distinctive’ (there are other silica rich plants aside from cereals that will produce lustrous surfaces, e.g., materials for basketry).

• For the general reader, I think the paper would benefit from a figure, or table that sketches out neatly the culture groups, chronology, and position within the rice cultivation spectrum.

• Line 107 – can you state what magnification you were using the DinoLite microscope for the sampling process.

• I am very happy with how the use-wear study has been dealt with; the authors are to be applauded for their interpretative honesty, i.e., that the some of the ‘polishes’ relate to silica-rich plant use (though ‘plants’, not ‘lants’ in line 154), which could be rice, matting, basketry etc. (the common use wear patterns of exploiting silica rich plants (Poaceae) that they have investigated experimentally). It is only with the integration of the phytolith data, that they suggest that the use-wear relates to harvesting rice – bravo!

• Honestly, having read so many use-wear papers where practitioners claim to recognise media-specific polishes, this paper makes me very happy as it shows how we can – and should – productively use this form of analysis.

Reviewer #3: This is a very interesting paper! The authors were able to reveal the functionalities of the stone tools from two early farming societies in southern China, providing valuable information to understand the early technological choices for harvesting rice. Here I propose two opinions that the authors may consider. Firstly, as suggested by the use-wear analysis, some of the stone tools were not only associated with rice harvesting but also involved in processing animal tissues and wood. These findings support the multifunctional roles of these stone assemblages. However, this point has not been discussed or mentioned in the text much. Secondly, the statement starting from line 34-“Most studies….” seems to contradict the following sentences starting from line 38- “Harvesting functions….”. Apart from these two minor issues, I barely have any other suggestions for this article and thus recommend “Minor Revision” for it.

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Reviewer #1: No

Reviewer #2: Yes: Tristan Carter

Reviewer #3: No

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Attachments
Attachment
Submitted filename: Review of Wang et al PLOS One 2022.docx
Revision 1

Reviewers' comments:

Reviewer #1: This is a delightful paper on harvesting techniques and their biological implications in the lower Yangtze River, based on use-wear and phytolith evidence from 52 flaked stone tools from Shangshan and Hehuashan cultural sites, dating between 10k and 7k BP. It demonstrates a clear and interesting trend in shifting traditions from using finger-knife to cut plant panicles to sickle harvesting at relatively lower positions of the plants. It relates the former with the asynchronous nature of wild rice ripening and the necessity of multiple episodes of harvesting events and the latter with the selective advantage of non-shattering grains. The discussion of the implication of the slower process of rice domestication and consciousness towards the end of the paper is excellent and constitutes a significant contribution. Additional consideration of the consequences of lower harvesting (sickle) to weed taxonomy in archaeobotanical assemblage will add additional value (cf. G. Jones 1984, originally and subsequent literature). This article contributes substantively to a series of research concerning crop processing in East Asia, additional reference to Liu et al. 2017 on social context underlining harvesting/processing techniques will be helpful. I think this should be published.

JONES, G.E.M. 1984. Interpretation of plant remains: ethnographic models from Greece, in W. VAN ZEIST & W.A. CASPARIE (eds.) Plants and Ancient Man, Studies in Palaeoethnobotany: proceedings of the 6th symposium of the international work group for palaeoethnobotany: 43-61. Groningen: A. A. Balkema.

LIU, X., ZHAO, Z. & JONES, M.K. 2017. From people's commune to household responsibility: Ethnoarchaeological perspectives of millet production in prehistoric northeast China. Archaeological Research in Asia 11: 51-57.

Response:

Thank you for your comments. We have added your recommended reference and related discussions.

Reviewer #2: Overall review

• Conceptually I think the paper is very interesting, the integration of use-wear data (which is treated with the interpretative care that we alas often do not see), and phytolith analyses producing very convincing, and thoughtful claims and discussion.

General comments

• My background in microwear analysis makes me strongly request that the word ‘diagnostic’ in line 59, is replaced with ‘distinctive’ (there are other silica rich plants aside from cereals that will produce lustrous surfaces, e.g., materials for basketry).

Response:

Thanks for your suggestion – we have replaced “diagnostic” with “distinctive”.

• For the general reader, I think the paper would benefit from a figure, or table that sketches out neatly the culture groups, chronology, and position within the rice cultivation spectrum.

Response:

We have added a graph in Figure 1 to show the chronology, cultural groups, and rice domestication process in the study region.

• Line 107 – can you state what magnification you were using the DinoLite microscope for the sampling process.

Response:

The magnification is 10× to 50×, and we have added the information in the revised manuscript.

• I am very happy with how the use-wear study has been dealt with; the authors are to be applauded for their interpretative honesty, i.e., that the some of the ‘polishes’ relate to silica-rich plant use (though ‘plants’, not ‘lants’ in line 154), which could be rice, matting, basketry etc. (the common use wear patterns of exploiting silica rich plants (Poaceae) that they have investigated experimentally). It is only with the integration of the phytolith data, that they suggest that the use-wear relates to harvesting rice – bravo!

Response:

Thank you. We have corrected the error in line 154.

• Honestly, having read so many use-wear papers where practitioners claim to recognise media-specific polishes, this paper makes me very happy as it shows how we can – and should – productively use this form of analysis.

Response: Thank you!

Reviewer #3: This is a very interesting paper! The authors were able to reveal the functionalities of the stone tools from two early farming societies in southern China, providing valuable information to understand the early technological choices for harvesting rice. Here I propose two opinions that the authors may consider. Firstly, as suggested by the use-wear analysis, some of the stone tools were not only associated with rice harvesting but also involved in processing animal tissues and wood. These findings support the multifunctional roles of these stone assemblages. However, this point has not been discussed or mentioned in the text much.

Response:

Thank you for your suggestion. We have added a paragraph to discuss multifunctional use of tools.

Secondly, the statement starting from line 34-“Most studies….” seems to contradict the following sentences starting from line 38- “Harvesting functions….”. Apart from these two minor issues, I barely have any other suggestions for this article and thus recommend “Minor Revision” for it.

Response:

Thank you for your comments. We have revised the first statement to clarify the logical connection. Now the first statement reads as:

Most previous studies have focused on analyzing morphological changes of rice remains to trace the timeline of rice domestication, whereas few scholars have paid attention to the cultivation practices that gave rise to domesticated forms.

Attachments
Attachment
Submitted filename: Response to reviewers.docx
Decision Letter - Peter F. Biehl, Editor

New evidence for rice harvesting in the early Neolithic Lower Yangtze River, China

PONE-D-22-25920R1

Dear Dr. Wang,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Peter F. Biehl, PhD

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Formally Accepted
Acceptance Letter - Peter F. Biehl, Editor

PONE-D-22-25920R1

New evidence for rice harvesting in the early Neolithic Lower Yangtze River, China

Dear Dr. Wang:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Peter F. Biehl

Academic Editor

PLOS ONE

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