Peer Review History
| Original SubmissionSeptember 7, 2020 |
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PONE-D-20-23172 Barriers to Cleaning of Shared Latrines in Addis Ababa Slums: Unconditional Logistic Regression Analysis PLOS ONE Dear Dr. Adane (PhD), Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by Nov 15 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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If you are unable to obtain permission from the original copyright holder to publish these figure under the CC BY 4.0 license or if the copyright holder’s requirements are incompatible with the CC BY 4.0 license, please either i) remove the figure or ii) supply a replacement figure that complies with the CC BY 4.0 license. Please check copyright information on all replacement figures and update the figure caption with source information. If applicable, please specify in the figure caption text when a figure is similar but not identical to the original image and is therefore for illustrative purposes only. The following resources for replacing copyrighted map figures may be helpful: USGS National Map Viewer (public domain): http://viewer.nationalmap.gov/viewer/ The Gateway to Astronaut Photography of Earth (public domain): http://eol.jsc.nasa.gov/sseop/clickmap/ Maps at the CIA (public domain): https://www.cia.gov/library/publications/the-world-factbook/index.html and https://www.cia.gov/library/publications/cia-maps-publications/index.html NASA Earth Observatory (public domain): http://earthobservatory.nasa.gov/ Landsat: http://landsat.visibleearth.nasa.gov/ USGS EROS (Earth Resources Observatory and Science (EROS) Center) (public domain): http://eros.usgs.gov/# Natural Earth (public domain): http://www.naturalearthdata.com/ Additional Editor Comments: Pls. consider and REVISE your MS particularly following REVIEWER 1 who otherwise rejected your contribution! This study uses an unmatched case-control design to assess barriers to cleaning of community latrines in Addis Ababa. Cases were those who did not clean latrines, and controls were those who did clean latrines based on self-report. Overall more information is required around how/why certain variables were selected for use in the logistic regression models (why demographic variables such as gender were not included) as well as details around recruitment methods. Finally, there is some confusion around the differences between data that were collected by observation compared to data collected in surveys, throughout the manuscript. Ideally these data should be reported an analyzed separately to reduce this confusion. My specific comments on each section of the manuscript are included below: Background In general, I find the Background section to be a bit too lengthy and I think that some content can be removed or shortened. The final paragraph should include a succinct description of the study’s purpose (lines 126-127) which includes the study design and data used. Line 70-71: “Shared facilities can reduce stress when proper maintenance and management systems are in place.” Please define what is meant by “stress” in this context. Line 96-96: “Strina et al. found that people in latrine-owning 97 households in Salvador, Brazil behaved more hygienically than those without latrine.” Is this study looking at household latrines or shared latrines? This difference is very important to the underlying purpose of the manuscript, please be explicit. Line 105-107: “Improving cleaning practices of shared latrines is a step toward achieving the United Nations’ 2030 goals for Sustainable Development, in line with achieving Target 6.2 of the Sustainable Development Goal (SDG) of universal access to sanitation as a key priority [29].” I think it may be useful to write out the exact wording of the Target and discuss how it does or does not apply to shared latrines. Methods Include a description around how study participants were recruited from the source population. How was the study introduced during the house-to-house visits, was there an IRB process? How many individuals were considered non-respondents (line 173)? Please describe what is meant by “regular monitoring by health extension workers”? Who is in charge of this monitoring and who determines which latrines are monitored? In the paragraph beginning on line 225, please further explain how “validity” was assessed. Was it based on qualitative measurements? Provide more detail here. In the description of the statistical analysis, explain how covariates were selected for the multivariable analysis. Why were certain questions included on the survey and in the model? Were there any survey questions that were not included in the final adjusted models? The authors note that they assess multi-collinearity using standard errors, although this is not the correct method. The authors should calculate the variance inflation factor (VIF) and report those values. Results Line 316: explain why the cut-off income was $55.60, how was that value chosen? Table 1: why is “divorced” the reference group in the logistic regression? The reference group is typically one of the more common groups, e.g., married or single. Same comment applies for the referent group select from the educational status and occupation variables. Why is the “household size” variable entered as a binary variable rather than a continuous number of individuals per household measure? Because you note that individuals in both the case and control group may be using the same latrines, I think what the survey is measuring is latrine perceptions rather than actual latrines data. For example, there were significant differences between cases and controls in reporting on privacy and whether the latrine had a door. If they are using the same latrines than this difference is based on their perceptions rather than actuality as there would be no difference there. Do men and women use the same latrines? If not, analyses should be stratified by male/female respondent as they would be assessing a different set of latrines. It is unclear throughout which data were collected in the surveys with participants and which data were collected using the observational checklist. This leads to a lot of confusion around whether you are talking about the latrine itself or individuals’ perceptions. These sets of data should have different samples sizes and should be reported and analyzed separately. Discussion Line 388 “This study used an unmatched case-control design and controlling of the confounders at the design stage was not possible.” Why was this not possible in this context? Also, why were no confounders (gender, age, etc) assessed during the analytic stage? Finally, the manuscript included several grammatic mistakes throughout which should be addressed. For example: - In Abstract: “barriers to keeping shared latrines cleaning” - Line 138-139: “80% of Addis Ababa was slums” - Line 371: “not regularly monitoring of the latrine” [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: No Reviewer #2: Partly ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: No Reviewer #2: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: No Reviewer #2: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: No Reviewer #2: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The authors investigated the barriers to cleaning shared latrines in Addis Ababa, Ethiopia. The authors conducted a rigorous household survey and attempt to explain their findings in the manuscript. I commend the authors for the substantial improvements to the manuscript. In particular, the manuscript is substantially improved in its engagement with the broader literature and the writing is improved. As with the previous manuscript, the study appears well designed and the data sound, but I still find the manuscript unsuitable for publication in its current form. Another round of substantial revisions are needed. The manuscript is very repetitive, there are too many details in the abstract, the writing unclear at certain points, there are numerous grammatical mistakes, the statistical analysis is incomplete and unclear, there is little discussion on the limitations, and the some of the recommendations are generic. Further, I would suggest you make use of the supplemental information to make the manuscript more concise. Main Comments 1. There are too many details in the abstract. Line 30-37 is too much detail. Line 46-50 is a repetition of the previous sentence. 2. Line 35. Here and throughout you never mention what covariates you used in your adjusted analysis 3. Line 50-54: These recommendations are too generic. This manuscript offers an opportunity to make credible suggestions to an interested audience. Increasing household income is a noble aim but is not a feasible recommendation from this data. 4. The introduction is insufficiently focused and should not be a mini-review of the broader field. 5. Line 145: How were study participants selected? Was it every member of District 05 (line 152)? This is unclear to me. 6. Again on Line 168. Did you visit every household? 7. Lines 218-223: Is this the only data that you collected? Or are you only reporting the statistically significant data? It seems like you ran a lot of models, and to avoid accusations of p-hacking, you should adjust your analysis for multiple comparisons. 8. Line 253. This citation is not sufficient here. You need to explain what covariates you used in your adjusted models. 9. Line 316: You calculated odds ratios, not risk ratios. Please make sure the language you use accurately explains your results. As written, this is incorrect. 10. You calculated odds ratios, which are a measure of association, not causation. The discussion section needs to reflect this. 11. Line 334: All the associations you observed could be explain by poverty. If you did not adequately adjust for household wealth or income in your analysis, these finding may be spurious. 12. Line 388: Further discussion of the limitations of this study are needed. What potential sources of bias may have influenced your results? 13. The language in the conclusion needs to better reflect that you found associations, not causation 14. This manuscript may be more suited for a more specialized journal, such as the Journal of Water, Sanitation, and Hygiene for Development Minor Comments 1. Line 25: As currently written, you are implying there currently is a comprehensive sanitation program in this setting? Is that true? 2. Line 42-46. Why do you use 1 significant figure for some values and 2 significant figures for others? 3. Line 65: All countries are developing. I would suggest you refer to these countries as low- and middle-income (LMIC) 4. Line 69: How common are shared latrines? Can you cite a specific number? (See Berendes et al. 2017 10.1021/acs.est.6b06019) 5. Line 70: Substitute “may” for “can” 6. Line 78: The rainy season where? Or are you referencing rainy seasons in general? 7. Line 84-85: You mentioned the number of users here, but don’t discuss this later in the manuscript. Do you have this data? This seems like an important gap missing from you manuscript 8. Line 86-87: You mention users working collectively here. Did you collect any data on how users work together to clean their systems? 9. Lines 95-103: This reads like a list of studies rather than a concise introduction 10. Line 107-109: repetitive 11. Line 113: Disease and infection are not the same. 12. Line 140-141: You define public latrines later, so at the point it is unclear whether public latrines and shared latrines are the same thing 13. Line 172-173. Here you talk about non-respondents, but later you say you had 0 non-responses (Line 276). Which is it? 14. Line 173-177: This level of detail can go in the supplemental 15. Line 180: I would suggest you work these definitions into the manuscript naturally and can include these full definitions in the supplemental 16. Line 203: People may be illegally occupying land, but the people themselves are not illegal. I would suggest revising this definition 17. Line 212: too much detail 18. Line 276: What do you mean you “employed” study participants? Did you pay them? 19. Line 277: As you had a different number of cases and control I find it very confusing that you report your results as number(percentage). At minimum you need to included the denominator to these values. Since the sample size is different, it is much easier to compare the percentages than the raw values. 20. Line 300: Why may have some households been visited more often than others by the health extension workers? I expected to see this in the discussion 21. Line 306: Why may some households have better water access than others? Did you include household wealth or income as a covariate? I would assume wealthier households had better water access 22. Line 316: Can you provide a citation for why choose to compare income above and below the mean? I would have expected this to be quartiles or quintiles. 23. Line 319: You say “less likely” but the AOR is greater than 1. This data should be reported saying something like “Households who reported feeling privacy in their latrine had X times the odds of reporting to clean their latrine in the previous week compared to …” 24. Line 348: But was privacy associated with household income? Perhaps only high-income households could afford to build a private latrine. 25. Line 371: I find this interesting. Who are the health extension workers? How often do they typically visit? Why did they only visit some households? 26. Line 380: What was the water availability? Did all participants get their water from the same source? Additional context is needed in the results to contextualize this finding Reviewer #2: This study uses an unmatched case-control design to assess barriers to cleaning of community latrines in Addis Ababa. Cases were those who did not clean latrines, and controls were those who did clean latrines based on self-report. Overall more information is required around how/why certain variables were selected for use in the logistic regression models (why demographic variables such as gender were not included) as well as details around recruitment methods. Finally, there is some confusion around the differences between data that were collected by observation compared to data collected in surveys, throughout the manuscript. Ideally these data should be reported an analyzed separately to reduce this confusion. My specific comments on each section of the manuscript are included below: Background In general, I find the Background section to be a bit too lengthy and I think that some content can be removed or shortened. The final paragraph should include a succinct description of the study’s purpose (lines 126-127) which includes the study design and data used. Line 70-71: “Shared facilities can reduce stress when proper maintenance and management systems are in place.” Please define what is meant by “stress” in this context. Line 96-96: “Strina et al. found that people in latrine-owning 97 households in Salvador, Brazil behaved more hygienically than those without latrine.” Is this study looking at household latrines or shared latrines? This difference is very important to the underlying purpose of the manuscript, please be explicit. Line 105-107: “Improving cleaning practices of shared latrines is a step toward achieving the United Nations’ 2030 goals for Sustainable Development, in line with achieving Target 6.2 of the Sustainable Development Goal (SDG) of universal access to sanitation as a key priority [29].” I think it may be useful to write out the exact wording of the Target and discuss how it does or does not apply to shared latrines. Methods Include a description around how study participants were recruited from the source population. How was the study introduced during the house-to-house visits, was there an IRB process? How many individuals were considered non-respondents (line 173)? Please describe what is meant by “regular monitoring by health extension workers”? Who is in charge of this monitoring and who determines which latrines are monitored? In the paragraph beginning on line 225, please further explain how “validity” was assessed. Was it based on qualitative measurements? Provide more detail here. In the description of the statistical analysis, explain how covariates were selected for the multivariable analysis. Why were certain questions included on the survey and in the model? Were there any survey questions that were not included in the final adjusted models? The authors note that they assess multi-collinearity using standard errors, although this is not the correct method. The authors should calculate the variance inflation factor (VIF) and report those values. Results Line 316: explain why the cut-off income was $55.60, how was that value chosen? Table 1: why is “divorced” the reference group in the logistic regression? The reference group is typically one of the more common groups, e.g., married or single. Same comment applies for the referent group select from the educational status and occupation variables. Why is the “household size” variable entered as a binary variable rather than a continuous number of individuals per household measure? Because you note that individuals in both the case and control group may be using the same latrines, I think what the survey is measuring is latrine perceptions rather than actual latrines data. For example, there were significant differences between cases and controls in reporting on privacy and whether the latrine had a door. If they are using the same latrines than this difference is based on their perceptions rather than actuality as there would be no difference there. Do men and women use the same latrines? If not, analyses should be stratified by male/female respondent as they would be assessing a different set of latrines. It is unclear throughout which data were collected in the surveys with participants and which data were collected using the observational checklist. This leads to a lot of confusion around whether you are talking about the latrine itself or individuals’ perceptions. These sets of data should have different samples sizes and should be reported and analyzed separately. Discussion Line 388 “This study used an unmatched case-control design and controlling of the confounders at the design stage was not possible.” Why was this not possible in this context? Also, why were no confounders (gender, age, etc) assessed during the analytic stage? Finally, the manuscript included several grammatic mistakes throughout which should be addressed. For example: - In Abstract: “barriers to keeping shared latrines cleaning” - Line 138-139: “80% of Addis Ababa was slums” - Line 371: “not regularly monitoring of the latrine” ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
| Revision 1 |
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Barriers to Cleaning of Shared Latrines in Slums of Addis Ababa, Ethiopia PONE-D-20-23172R1 Dear Dr. Adane, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Hans-Uwe Dahms, Ph.D. Academic Editor PLOS ONE Additional Editor Comments (optional): On the 12th October 12, 2020 I decided on major revision of this contribution. The authors then addressed 67 questions/comments raised by the journal office staff, myself and two reviews. The MS was now revised by modifying the abstract, introduction, methods, results, discussion and other sections, based on the comments made by the reviewers and using the journal guidelines. The authors agreed with most of the comments/questions raised by the reviewers and provided justification for disagreeing with some of them. The additional author Zewdie Aderaw Alemu is accepted considering his contribution during the research work and during the revision of the manuscript.END Reviewers' comments: |
| Formally Accepted |
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PONE-D-20-23172R1 Barriers to cleaning of shared latrines in slums of Addis Ababa, Ethiopia Dear Dr. Adane: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Hans-Uwe Dahms Academic Editor PLOS ONE |
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