Peer Review History
| Original SubmissionApril 21, 2021 |
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PONE-D-21-13023 A Multi-Center, International, Randomized, 2-year, Parallel-group Study to Assess the Superiority of IVUS-Guided PCI Versus Qualitative Angio-Guided PCI in Unprotected Left Main Coronary Artery (LMCA) Disease: Study Protocol for OPTIMAL Trial PLOS ONE Dear Dr. Banning, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by Oct 29 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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Kind regards, Giuseppe Gargiulo, MD, PhD Academic Editor PLOS ONE Additional Editor Comments (if provided): This is the design paper of the OPTIMAL randomized trial, a large multicentre international investigator-initiated trial which is well designed and addressing a clinically relevant clinical question performed by a well known group of experts in the field. Methods described are appropriate, the trial was properly registered on clinicaltrials.gov, supported by the well known ECRI, including independent CRO (Cardialysis) with monitoring, independent CEC for adjudication of clinical events based on standard definitions. Sample size is properly described. Funding are properly disclosed. The authors also provide as appendix the full protocol approved. The authors should be commended for running such an important trial with so rigorous methodology. I have few comments to be considered in addition to those by the reviewers: Please include as appendix if available the statistical analysis plan. Please clarify which is the primary MI definition (SCAI or 4th UDMI?). Please clarify in the text which software was used for sample size calculation based on the assumptions reported. Please include more details on randomization (are there any blocks? How stratification is managed? Etc.). Please update dates and number of patients enrolled. I would suggest to include a small final section for a brief discussion and expected results (what is expected? How the study can advance the field? Are there similar ongoing trials? Etc.) Journal Requirements: When submitting your revision, we need you to address these additional requirements. 1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and 2. Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice. 3. Thank you for stating the following financial disclosure: "Yes. This is an Investigator-initiated study under the umbrella of the ECRI. Research grants have been provided by Boston Scientific and Philips Volcano to fund this study. ECRI maintains clinical trial insurance coverage for study participants in the event of trial-related injuries, if applicable and in accordance with the applicable laws and regulations of the country in which the study is performed. Also, according to the applicable regulatory requirement(s), ECRI provides insurance or indemnity (legal and financial coverage) to the Investigator/the Institution against claims arising from the trial, except for claims that arise from malpractice and/or negligence. " Please state what role the funders took in the study. If the funders had no role, please state: "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript." If this statement is not correct you must amend it as needed. Please include this amended Role of Funder statement in your cover letter; we will change the online submission form on your behalf. 4. Thank you for stating the following in the Competing Interests section: "Dr De Maria reports speaker fees from Miracor Medical SA. Dr Testa reports fees as medical proctor for Boston Scientific, Meril, Concept Medical, Abbott, Philips and advisory board member and/or speaker fees and/or institutional research grant from Boston Scientific, Philips, Abbott, Medtronic, Terumo, Concept Medical. Dr de la Torre Hernandez reports receipt of grants/research supports from Abbott Medical, Biosensors, Bristol Myers Squibb, Amgen and receipt of honoraria or consultation fees from Boston Scientific, Medtronic, Biotronik, Astra Zeneca, Daiichi-Sankyo. Dr Bedogni reports fees as medical proctor for BSCI, Meril, Medtronic, Terumo and advisory board member and/or speaker fees and/or institutional research grant from Boston Scientific, Philips, Abbott, Medtronic, Terumo, Concept Medical. Prof Banning reports institutional grant for fellowship form Boston and speaker fees Boston, Phillips and Miracor Medical SA. Dr Scarsini, Dr Terentes-Printzios, Dr Emfietzoglou, and Dr Spitzer have no conflict of interest to declare." We note that you received funding from a commercial source: Boston Scientific Corporation (US)and Philips. Please provide an amended Competing Interests Statement that explicitly states this commercial funder, along with any other relevant declarations relating to employment, consultancy, patents, products in development, marketed products, etc. Within this Competing Interests Statement, please confirm that this does not alter your adherence to all PLOS ONE policies on sharing data and materials by including the following statement: "This does not alter our adherence to PLOS ONE policies on sharing data and materials.” (as detailed online in our guide for authors http://journals.plos.org/plosone/s/competing-interests). If there are restrictions on sharing of data and/or materials, please state these. Please note that we cannot proceed with consideration of your article until this information has been declared. Please include your amended Competing Interests Statement within your cover letter. We will change the online submission form on your behalf. 5. Please amend the manuscript submission data (via Edit Submission) to include author Jose M de la Torre Hernandez MD, PhD. 6. Your ethics statement should only appear in the Methods section of your manuscript. If your ethics statement is written in any section besides the Methods, please move it to the Methods section and delete it from any other section. Please ensure that your ethics statement is included in your manuscript, as the ethics statement entered into the online submission form will not be published alongside your manuscript. 7. We note you have included a table to which you do not refer in the text of your manuscript. Please ensure that you refer to Table 1 & 5 in your text; if accepted, production will need this reference to link the reader to the Table. 8. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions
Comments to the Author 1. Does the manuscript provide a valid rationale for the proposed study, with clearly identified and justified research questions? The research question outlined is expected to address a valid academic problem or topic and contribute to the base of knowledge in the field. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 2. Is the protocol technically sound and planned in a manner that will lead to a meaningful outcome and allow testing the stated hypotheses? The manuscript should describe the methods in sufficient detail to prevent undisclosed flexibility in the experimental procedure or analysis pipeline, including sufficient outcome-neutral conditions (e.g. necessary controls, absence of floor or ceiling effects) to test the proposed hypotheses and a statistical power analysis where applicable. As there may be aspects of the methodology and analysis which can only be refined once the work is undertaken, authors should outline potential assumptions and explicitly describe what aspects of the proposed analyses, if any, are exploratory. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 3. Is the methodology feasible and described in sufficient detail to allow the work to be replicable? Descriptions of methods and materials in the protocol should be reported in sufficient detail for another researcher to reproduce all experiments and analyses. The protocol should describe the appropriate controls, sample size calculations, and replication needed to ensure that the data are robust and reproducible. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 4. Have the authors described where all data underlying the findings will be made available when the study is complete? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception, at the time of publication. The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: No Reviewer #2: Yes Reviewer #3: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above and, if applicable, provide comments about issues authors must address before this protocol can be accepted for publication. You may also include additional comments for the author, including concerns about research or publication ethics. You may also provide optional suggestions and comments to authors that they might find helpful in planning their study. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: Authors described a study protocol paper for the OPTIMAL trial. The OPTIMAL trial is a multi-center, international, randomized study to assess the superiority of IVUS-guided PCI versus qualitative angio-guided PCI in unprotected left main coronary artery disease. The manuscript is very well written. I have only one comment for authors. Comment 1. In sample size, authors described that “The cross-over rate from angio-guidance to IVUS guidance is assumed to be 4%, and the cross-over rate from IVUS guidance to angio-guidance 3%.” I understand that the cross-over from angio-guidance to IVUS guidance would occur in some cases because of safety. However, I cannot understand why the cross-over from IVUS-guidance to angio-guidance would occur. Authors should explain why the cross-over from IVUS-guidance to angio-guidance occur in this study. Reviewer #2: A Multi-Center, International, Randomized, 2-year, Parallel-group Study to Assess the Superiority of IVUS-Guided PCI Versus Qualitative Angio-Guided PCI in Unprotected Left Main Coronary Artery (LMCA) Disease: Study Protocol for OPTIMAL Trial Summary This is a methods paper of a recruiting open-label randomised controlled trial investigating the use of intravascular ultrasound (IVUS) to guide left main stem (LMS) percutaneous coronary intervention (PCI) versus using angiography alone. The rationale and hypothesis are clearly stated, the research question is an important one, is novel and if completed (as one would expect) the results are likely to be highly impactful. There is now evidence of improved outcomes (in terms of reduced target vessel failure) if IVUS is used for PCI compared to angiographic guidance alone. Evidence specifically in left main stem PCI is limited to observational studies, in which there appears to be a benefit of the use of IVUS in improving long-term outcomes. Uptake in the use of IVUS in these cases remains limited though, even in major trials such as EXCEL1 and NOBLE2 where it was recommended. This is a much-anticipated trial which is likely to be practice changing. Inclusion and exclusion criteria are clearly stated. The study intervention is use of a diagnostic device (intravascular ultrasound (IVUS)) to guide PCI, which would not be a therapeutic intervention if not acted upon. Importantly, the authors clearly state the (relatively conservative) minimal stented areas which should be aimed for in the IVUS guided group which would allow replication. Outcomes (both primary and secondary) are clearly defined, as are planned statistical methods. The authors have included a completed SPIRIT checklist and have addressed all relevant aspects of it. Overall, this is a comprehensive methods paper for an important and what appears to be rigorous, open-label randomised controlled trial comparing the use of IVUS to guide PCI. Whilst importance/impact may not be the journal’s priority, it is worth saying that this trial is likely to be important to the practice of coronary intervention. More specifically related to the Journal’s publication criteria, this is a detailed and rigorous trial protocol. It complies with/satisfies all of PLOS ONE’s submission guidelines and recommended considerations for study protocols. I just have one specific comment/question to the authors: 1) The authors state that they will assess angina status prior to PCI and at follow-up, but do not specify how they intend to do this. I would suggest that this is specified in the manuscript. References: 1. Stone GW, Sabik JF, Serruys PW, et al. Everolimus-Eluting Stents or Bypass Surgery for Left Main Coronary Artery Disease. N Engl J Med. 2016;375(23):2223-2235. 2. Mäkikallio T, Holm NR, Lindsay M, et al. Percutaneous coronary angioplasty versus coronary artery bypass grafting in treatment of unprotected left main stenosis (NOBLE): a prospective, randomised, open-label, non-inferiority trial. Lancet. 2016;388(10061):2743-2752. Reviewer #3: The article proposes that IVUS-Guided PCI is superior to qualitative angio-Guided PCI in unprotected Left Main Coronary Artery disease in terms of reducing MACE during 2 years follow-up. To demonstrate this, they will include 800 patients with unprotected left main coronary artery disease in a randomized multicenter, international study. Patients will be randomized to IVUS-guided PCI or angio guided PCI. Although one might think that it is unethical to randomize patients to undergo LMCA revascularization guided by IVUS or by angiography at present time, the fact is that clinical practice guidelines give IVUS a IIB recommendation in this setting, on the basis that there are few short randomized single-center series evaluating this issue and that most of the information has been extracted from meta-analysis of non-randomized studies. A large study including 1670 patients with left-main lesions treated with DES, (propensity score-matched analyses) showed that IVUS guidance was associated with reduced MACE within 3 years. However, MACE reduction was driven by all-cause mortality without a reduction in MI or TLR, thus leaving open the question regarding the mechanism of the observed survival benefit. Similarly, in the observational MAIN-COMPARE study, a trend for lower mortality was demonstrated, yet again without a difference in MI or TLR. In these series and meta-analysis, a repetitive reduction in mortality has been observed without a reduction of infarcts or TLR, which suggests confounding factors, since there is no mechanistic explanation for this decrease in mortality. Moreover, in daily clinical practice IVUS after LMCA PCI is not performed in a great percentage of procedures. Even in studies like Noble, where IVUS was strongly recommended, it was performed only in 70% of procedures. Thus, it is not uncommon that IVUS is not performed for guiding LMCA PCI, probably related to a class IIB recommendation, which perhaps is of not enough strength for a significant number of operators. For these reasons, this reviewer considers it appropriate to carry out this randomized study, since it will definitely demonstrate without doubts whether guiding LMCA PCI by IVUS reduces MACE or not in follow-up. Major comments Regarding Angiography-Guided Optimization, line 319. I find authors make much more emphasis in obtaining a good immediate result in IVUS guided patients than in angio guided patients. The criteria for IVUS guided optimization are quite long. However, there are only 3 lines explaining the criteria for optimal PCI of LMCA in the angio-guided. This protocol difference could account for better results in the IVUS guided group. Similarly, there are no instructions for LMCA PCI when it doesn’t involve bifurcation. POT is mandatory in bifurcation technique. But there is no recommendation of postdilation in the rest of LMCA lesions. In order to achieve the best LMCA PCI results not only in the IVUS group (which will be postdilated if needed after IVUS final interrogation) but also in the angio group, it should be mandatory to postdilate with non-compliant balloons after stent implant (to avoid stent under-expansion or malaposition which could remain unnoticed in the angio group provided IVUS won’t be done in this group) Line 250: All patients, including those already on chronic therapy with aspirin, will be preloaded with aspirin (300-325 mg) more than 2 hours prior to PCI. Pre-loading is also mandatory for all patients with a second antiplatelet agent (Clopidogrel 600 mg or Prasugrel 60 mg or Ticagrelor 180 mg) more than 2 hours prior to PCI (including patients already on chronic therapy with either of these agents). • In the opinion of this reviewer this is not routine clinical practice and has no clinical justification. Moreover, it can impose a risk of bleeding in a patient if he/she receives a high loading dose of aspirin/ticagrelor/prasugrel while being chronically on this treatment According to table 2 in page 6: Silent ischemia, stable angina, unstable angina or recent non-ST-segment elevation MI are inclusion criteria. However, ongoing myocardial infarction or recent myocardial infarction with rising cardiac biomarker levels are exclusion criteria. • This two sentences may be confusing. A patient with recent non-ST-segment elevation MI may have rising cardiac biomarker levels. Regarding the same aspect, in table 4 page 16 the sentence changes a bit: Ongoing myocardial infarction or recent MI with still evidence of rising cardiac biomarker levels. • Please modify this sentence in table 2 in order it is clearly understood that a patient with recent non-ST-segment elevation MI can be included only if cardiac markers are already decreasing. In table 2 page 7, according to point 5, this is an exclusion criteria: “Previous history of CABG with patent graft to the LAD and/or patent graft to the LCX” However, in table 4 page 16, according to point 5 the exclusion criteria is: “Previous history of CABG with patent grafts to both LAD and LCx.” • Please clarify this aspect, ¿can a patient be included if he/she has patent one graft to the LAD/LCX provided the other is occluded? According to lines 218-220 and according to table 4 it is possible, although according to table 2 page 7 it isn’t. Regarding the stenting technique in LMCA-bifurcation PCI: Page 19. Line 304: Double stenting technique as bail-out after failed provisional stenting should be considered if side branch presents either 1) Angiographic DS% > 75%; 2) impaired TIMI flow (TIMI < 3); 3) ostial dissection; 4) FFR ≤ 0.80 or iFR < 0.90 or RFR < 0.90; or 5) Ostium MLA ≤ 4 mm2, with plaque burden > 50% at post-stenting IVUS on side branch (in IVUS-guided arm, only) • Does this mean that IVUS cannot be used in the angio-guided arm to decide if it is necessary double stent technique as bail-out? This decision must be taken only based on angiography or functional assessment though iFR, RFR or FFR in the angio-guided arm? • If it is like this, it should be stated that use of IVUS for this purpose in the angio-guided arm is not allowed. Minor comments There is a little change between DoCE and VoCE definitions 1) Device-oriented Composite Endpoint (DoCE) is defined as the composite of cardiovascular death, target-vessel MI, clinically indicated repeat revascularization of the target lesion 2) Vessel-oriented Composite Endpoint (VoCE) is defined as the composite of cardiovascular death, target vessel MI, repeat revascularization of the target vessel • The words “clinically indicated” may be confusing. What is important is if there was a repeat revascularization of the target lesion, not if it was clinically indicated. That words may make investigators think that if the repeat revascularization was not clinically indicated it should not be recorded. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No Reviewer #3: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
| Revision 1 |
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A multi-center, international, randomized, 2-year, parallel-group study to assess the superiority of IVUS-guided PCI versus qualitative angio-guided PCI in unprotected left main coronary artery (ULMCA) disease: Study protocol for OPTIMAL trial PONE-D-21-13023R1 Dear Dr. Banning, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Giuseppe Gargiulo, MD, PhD Academic Editor PLOS ONE Additional Editor Comments (optional): The authors have properly addressed all minor requests and the paper is improved. Reviewers' comments: |
| Formally Accepted |
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PONE-D-21-13023R1 A multi-center, international, randomized, 2-year, parallel-group study to assess the superiority of IVUS-guided PCI versus qualitative angio-guided PCI in unprotected left main coronary artery (ULMCA) disease: Study protocol for OPTIMAL trial Dear Dr. Banning: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Giuseppe Gargiulo Academic Editor PLOS ONE |
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