Peer Review History
| Original SubmissionOctober 20, 2020 |
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PONE-D-20-32967 Assessment of hospitalization costs and its determinants in young infants with sepsis at a tertiary hospital in Nepal PLOS ONE Dear Dr. Basnet, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. The reviewers have identified a number of aspects of the methodology and analysis that need considerable clarification. Please ensure that you respond thoroughly to all of the reviewers' comments when preparing your revised manuscript. Please submit your revised manuscript by Jul 23 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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Kind regards, Jamie Males Staff Editor PLOS ONE Journal Requirements: When submitting your revision, we need you to address these additional requirements. 1.Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and 2. Please ensure you have included the registration number for the clinical trial referenced in the manuscript." 3. Thank you for stating within the ethics statement "This manuscript is a secondary analysis of data collected during implementation of a clinical trial for which ethical approval was provided by the Nepal Health Research Council". Within the manuscript text please provide additional information regarding informed consent, please ensure you have also stated whether you obtained consent from parents or guardians of the minors included in the study. 4. We note that the grant information you provided in the ‘Funding Information’ and ‘Financial Disclosure’ sections do not match. When you resubmit, please ensure that you provide the correct grant numbers for the awards you received for your study in the ‘Funding Information’ section 5. We note that you have stated that you will provide repository information for your data at acceptance. Should your manuscript be accepted for publication, we will hold it until you provide the relevant accession numbers or DOIs necessary to access your data. If you wish to make changes to your Data Availability statement, please describe these changes in your cover letter and we will update your Data Availability statement to reflect the information you provide [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Partly Reviewer #3: Partly ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: No ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: In this study, the authors calculated both the direct and indirect costs of hospitalization for severe infection in young infants in Nepal and compared these costs to the maximum limit set by the Government of Nepal’s Free Newborn Care reimbursement. The study addresses an important topic and has been nicely done, and the paper is well-written. I do have some comments and questions for the authors. Main comments: 1. My primary question concerns the commingling of sepsis with “clinical severe infection.” In the abstract the authors use the term “sepsis,” but in the Methods section state that the terms “sepsis” and “clinical severe infection” are interchangeable. While all sepsis infections are clinical severe infections, all clinical severe infections are not sepsis. Only 21% of the children in the study were culture positive for sepsis. There was, however, quite a difference in the median (IQR) costs for children with and without culture positive sepsis (ll.220-222). It seems like it would be more accurate, then, to refer to these children as those with “severe infection, including sepsis” with some discussion about the infections of the 80% of children who were not culture-diagnosed with sepsis. In order to justify analyzing these two groups together, the authors should examine whether the two groups are actually similar enough (in characteristics and cost) to be lumped together or should be analyzed separately. Were children who met clinical criteria for sepsis negative by culture? If so, it bears discussing why the authors refer to all infections as “sepsis.” To inform policy guidelines, the authors should at least do a sensitivity analysis of the two groups separately, since the Government decisions about reimbursements could at some point specify higher reimbursements for culture-diagnosed sepsis and not other non-sepsis infections (even though the costs are also high). I think that a more granular presentation of the data would be the most persuasive. 2. The other confusion is with the use of the word “infants” to refer sometimes to all the children in the study (l. 183; also, both age groups are labeled “infants” in Table 1), and sometimes only to the non-neonates (ll. 164-65, l.167). Sometimes the phrase “young infants” is used. In the Results section it is confusing what group constitutes the denominator of the reported percentages. The authors should use these terms consistently throughout the paper to avoid confusion, defining two groups (e.g., specifically defining “neonates” and “infants” as representing different age groups). At times these two groups are analyzed together and at times they are analyzed separately. Again, the authors should be consistent. If the two groups are found to be different enough not to be lumped together, they should be kept separate throughout. This might actually give more precise information than simply adjusting for age in the multivariable model. If the authors feel it is better to combine the groups, they should justify this decision. Other comments: Introduction: The majority of the introduction (ll. 52-60) discusses infant deaths in general. This is interesting, but not really necessary. Discussing deaths in infants due to infection would be more relevant to the paper and make the introduction more focused. l.68. Perhaps a different word could be used than “schemes” which has a somewhat negative connotation. ll.108-113 Here the authors provide a nice and clear explanation of the calculation of indirect costs. Results • ll. 165-66 These costs are not normally distributed, so means and sds should not be reported. The correct summaries are in Table 2. • l.167 Does “with sepsis” refer to all or only those with culture-positive sepsis diagnosis? • ll.183-85 Please show the results of the analysis for the total costs. The authors’ inclusion of indirect costs (rightfully) in the analysis makes the total costs more relevant than the direct costs; not showing an analysis that includes them implies that they aren’t important (can show both if you want). • I would argue, based on the R2 values, that the authors should use Model 2 as their final adjusted model. Table 1. • Refer to age groups by different names (“neonates” and “infants”) here and consistently throughout the paper. • Education information would be more useful if parental information was combined. Two parents with above primary education are different from one parent with an above primary education and one with no education, or two with no education. I would suggest categorizing them into mutually exclusive groups: (1) neither parent has a formal education (2) one or both parents have a primary education (but no higher) and (2) one or both parents have an above primary education. Table 3. • What is the reference category for “Moderately malnourished?” (since this appears to be protective). You might want to reverse the reference group. Discussion • I am not sure where the USD 122 (l.198) comes from? • In comparisons made with other studies, the authors should only compare parallel age groups. In ll.218-220, it sounds like all children (neonates and infants) are being compared to the Sunny study which enrolled only neonates. Again, I think it would be interesting to break out the two age groups in terms of characteristics (Table 1) unless the authors have tested whether there are no differences. The comparisons with other studies made in the discussion would also be less confusing with a more rigorous and consistent delineation between “neonates” and “infants.” Overall, the authors have done a good job and address an important topic. I do feel that the paper would benefit from more granular analysis (neonates vs. infants; culture-dx sepsis vs. other infections) which might be more useful in informing Government policy. Also, I feel that it is misleading to define all infants as having sepsis, unless the hospital makes diagnoses of sepsis based on clinical diagnoses in the absence of culture-positive diagnosis. Reviewer #2: Thank you for the opportunity to review the manuscript “Assessment of hospitalization costs and its determinants in young infants with sepsis at a tertiary hospital in Nepal” . My comments are: In general, all abbreviations should be explained and the perspective of the costs should be mentioned explicitly according to the guidelines of economic evaluations. Introduction The introduction reflects the available knowledge about sepsis in the newborn and the importance of the study questions. Methods The term “caregivers” is a term of wide comprehension. For me is not clear what the authors mean: parents, relatives or even nurses? It is not clear why the authors did not make a cost benefit or cost effectiveness analysis. I assume that the intervention was not successful. If I am right, this fact should be mentioned in the manuscript. From my point of view the direct cost calculation is difficult to understand. What does is mean “investigation cost"? Lab cost, labor cost of physicians or what else? Furthermore, I am not sure that the indirect cost is calculated precisely. For example, can it be that newborns or infants were in the hospital for other reasons and sepsis occurred at any point if the hospital stay? This can lead to an overestimation of costs as well as the use of the hospital stay as a proxy for the time lost by the caregivers. Or are in the study only newborns and infants who are admitted to the hospital with diagnosis sepsis from different secondary level hospitals? I think this part of the manuscript needs some clarification for the reader. I am sorry but I am confused. Statistical analysis Statistical analysis is ok. Results For table 3 I am missing an explanation in the methods section. Furthermore, what is the rationale for using these models? Discussion In the discussion section it should be explained why the newest definition of sepsis was not used and why the medicine costs are lower than the investigation costs. That is surprisingly for me. Furthermore, the difference between charges and costs should be discussed. That ist not always the same. Overall This is interesting manuscript. Once again, that you for the opportunity to read it. Reviewer #3: The present topic assesses the treatment costs for neonatal illnesses in tertiary care setting. Undoubtedly the topic is of great interest as healthcare decisions are largely dependent on costs and cost-effectiveness of services/technologies these days. At present there are several issues in the analysis and manuscript. First, the title of the study is ‘Assessment of hospitalization costs and its determinants in young infants with sepsis at a tertiary hospital in Nepal’ which I found a bit misguiding. In classical terms, cost and expenditures are two different concepts. In some instances, expenditures are proxy of costs but more often these are different. In this study authors have done an assessment of patient expenditures on hospital treatment for neonatal sicknesses to serve the purpose of informing FNC package rate which seems incorrect to me. Second, this study does not even comprehensively capture the information on patient expenditures to inform the economic burden of neonatal illnesses though the major heads have been covered. Third, the multivariable analysis is a bit unclear especially for the choice of variables theoretically selected for regression model and missing details how regression was performed. I think there is a lot scope of improvement in the methodological and analytical part; and therefore, I recommend a major revision. Also, I suggest the authors should present this analysis as assessment of economic burden as a result of neonatal illnesses adding more data (if possible). Specific comments for each section are given below: Introduction • Page 3, lines 71-76: The description about the current reimbursement package under the insurance scheme is a bit unclear. Authors mention that the package is expected to cover costs such as investigations, medicines and bed charges for hospitalization and the maximum amount which can be claimed only in case of ICU which includes all A+B+C components. Is the package rate same for normal hospitalization and ICU? Is this package rate similar or differential across the public and private hospitals? Is there a scrutiny on claims raised by the hospitals? Any reflections from claims data about total claims settled under FNC package (or burn out ratio if possible)? More details would be useful to understand the context and to evaluate whether the current costing study serves the purpose of informing the required revisions in reimbursement rates of FNC package. • Page 4, lines 78-79: “Moreover, this package does not take into account the indirect out of pocket costs that caregivers of the sick neonates have to bear.” I doubt if we have any such precedence of package rates considering the indirect costs. Generally, the package rates tend to cover the treatment costs that too preferably the cost of provisioning of a particular service. In some instances, direct non-medical costs such as expenses for travel etc are covered but productivity losses are not covered as these neither fall within the scope of packages nor systems have enough resources to account for it. Methods • My main concern is authors study the patient expenses incurred for treatment of sick neonates in tertiary setting and claim that the aim of the present study is to inform the planning of budget and basis for revision in FNC package rate for neonatal care. I think the methodology employed is not appropriate to address the policy question in view of following arguments. Firstly, the patient expenditures for neonatal illnesses at one side are important to be assessed to understand the economic impact in terms of financial hardship to households but certainly not an appropriate basis for setting the prices of healthcare packages. Second, patient/household expenditures are subject to high variation and cost of medicines and diagnostics drives this variation. Even if the medicines, diagnostic services etc. were available from the hospital itself, the charges at public hospital are supposed to be subsidized and therefore, what patient pay does not adequately represent the cost of care in true economic terms. Moreover, the patients are not charged for time of human resource (Doctors, paramedical staff etc.) involved in treatment and care which accounts for around 40-70% of total cost of service and the capital resources consumed for service delivery. Third, the most appropriate way to inform such policy decisions is to estimate the value of resources consumed for delivery of a service that truly represent the cost of care. Now, this could be done employing the standard methodologies for healthcare costing (Bottom up, normative, mix methodology etc.). The normative costing approach seems to be perfect here as there are standard treatment protocols for neonatal care under IMNCI. There is some practical guidance available on the subject. (Özaltın A, Cashin C. Costing of health services for provider payment. A practical manual based on country costing challenges, trade-offs, and solutions. Arlington: Joint Learning Network for Universal Health Coverage. 2014; Translating Research to Policy: Setting Provider Payment Rates for Strategic Purchasing under India’s National Publicly Financed Health Insurance Scheme) • No information on perspective used for costing though it seems to be patients’ perspective which mismatches with policy question to be addressed. • Statistically, median as a measure of average may be justified as it is least affected with high variations compared to mean but for practical purposes mean is a better choice specifically for reimbursement decisions. We must let the average get influenced by the variation (if this is genuine variation). The literature also suggest that the use of mean is quite popular in the costing studies specifically for informing budgetary and planning decisions. • Human resource wages, cost of capital items and cost of administration/support services not accounted in estimation of costs no matter whether patients are paying for it or not if the overarching goal is to generate basis for FNC package rate. Its exclusion is only justified if authors claim the purpose of study to be assessment of patient out-of-pocket expenditures associated with neonatal treatment and care. But currently the latter argument does not hold completely true as the travel and other costs are absent. • Authors have converted the costs from Nepalese rupee to USD using the exchange rate of 2018. As we are already in 2021, so I suggest authors to consider adjusting the estimates to current period for better utility. • Page 6, lines 131-135: Authors have considered including following independent factors as determinants in multivariable regression Age of infant, gender, nutritional status, place of delivery, mother’s age, father’s age, mother’s education, father’s education, symptoms of illness (fever, lethargy, stopped feeding well), signs of clinical severe infection (severe chest indrawing, febrile or hypothermia, movement only when stimulated), signs of critical illness (grunting, nasal flaring, convulsions and no movement at all) and treatment failure. In my opinion, the independent factors (as determinants/predictors) are included in the regression based on some theoretical relevance. Now, finding the association between these factors with outcome of interest does not guarantee the presence of any causal relationship which is a prerequisite in case of determinants. I doubt if there is any theoretical relevance of including factors like age of father and mother; place of delivery (what this stands for? Seems to be place of childbirth? If yes, what are categories within it? Home deliveries within this might be of greater importance). Also, there are too many syndromic variables. Why not to combine these and could be used as dummy variables. Otherwise, there will be a singularity issue in the regression even if the authors have taken care of multicollinearity issues. • Page 6, lines 139-140: Please explain manual stepwise approach. I guess author meant guided stepwise regression. If yes, do we include or exclude the variables in regression at every step? Is it done for a single variable every time? Results • Page 8, Table 2: How come the average of independent components of costs i.e., bed charges, investigations and medicines not equal to average of total direct costs? • I am not sure how the independent variables were introduced into the regression model. Some of variables seems to be on continuous scale whereas some of the variables are of nominal or ordinal nature such as place of delivery, education of parents, signs and symptoms etc. Use of dummy variables is generally recommended for multivariable regression in case of categorical variables. Please clarify. • I think authors should have given the breakdown within each section i.e., medicines and investigations as it is important to understand what are the major drivers of costs within each subhead. For example, if a particular drug or a diagnostic test is predominantly determining the cost in respective subheads then there is a clear direction for policy makers for targeted action needed. This particular evidence will highlight the urge for strategic purchasing focusing on value-based pricing. Discussion The discussion part starts very well but losses the focus in between with too much comparison with other studies. I suggest the authors should curtail this part with most relevant comparisons. Also, the discussion should be revised in view of methodological comments given in the previous sections and should add a focused para on policy implications which should cover all the aspects suggested in previous comments. Minor comments • In the references 3, 6, 9 etc. the access date would be more relevant instead of date of citation. • References 11, 12, 19 and 22 are Government reports, so the weblink and access date should also be provided. • The WHO reference after reference 19 had not been numbered. Please check the in text citations also for consistency. ********** 6. 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| Revision 1 |
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PONE-D-20-32967R1Assessment of hospitalization costs and its determinants in infants with clinical severe infection at a tertiary hospital in NepalPLOS ONE Dear Dr. Basnet, Thank you for submitting your revised manuscript to PLOS ONE. After careful consideration, we feel that the revised manuscript has improved significantly but still there are points which needs to be addressed. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. The additional comments are given below. Please submit your revised manuscript by Oct 23 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols. We look forward to receiving your revised manuscript. Kind regards, Pankaj Bahuguna, Ph.D. Academic Editor PLOS ONE Journal Requirements: Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice. Additional Editor Comments (if provided): Additional Comments on Revised Manuscript 1. Based on previous comments to enhance clarity on sepsis and clinical severe infection, the authors may need to add more details for relation between sepsis and clinical severe infection as the abstract starts with sepsis (line 26) and in the aims of the study mentions estimation of costs of clinical severe infection (line 30). Same holds for first para in introduction. 2. The title should include public sector tertiary hospital if this was the case as mentioned in line 44. 3. Lines 121 to 123 mention about various cost centres that are directly involved in provision of care to infants/neonates. It would be useful to have granular details of unit cost by these cost centres in the supplement file since 74% of the recruited patients were in paying wards and private cabins. 4. Line 160-161: It would be useful to know the average length of stay in different cost centres-wards, paying wards, private cabins, ICU settings for reimbursement rates purpose to arrive at per bed day cost in these settings. This could be added in the supplement file. 5. Line 266 could be rephrased to direct medical costs as authors did not collect information of direct non-medical costs. 6. Supplementary table S3 with geometric means can be excluded. This is too much information for readers which will confuse them. Moreover, authors have already provided median estimates in the main manuscript and I assume median and GM to be close. 7. Table 2, page 8: I suggest the 4 and 5 digits median cost estimates should not be shown in decimals. It is better if the cost estimates upto 3 digits are shown in decimals (that also only upto one decimal place). Same suggested for figure 2. Also, give the full form of IQR under the table 2. 8. The font size of text varies at several places such as reference 20 and; page 3 and 4. Also, there seems to be inconsistency in text spacing. The manuscript should be read carefully to check the same. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
| Revision 2 |
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Assessment of hospitalization costs and its determinants in infants with clinical severe infection at a public tertiary hospital in Nepal PONE-D-20-32967R2 Dear Dr. Basnet, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Pankaj Bahuguna, Ph.D. Guest Editor PLOS ONE Additional Editor Comments (optional): Reviewers' comments: |
| Formally Accepted |
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PONE-D-20-32967R2 Assessment of hospitalization costs and its determinants in infants with clinical severe infection at a public tertiary hospital in Nepal Dear Dr. Basnet: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr Pankaj Bahuguna Guest Editor PLOS ONE |
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