Peer Review History
| Original SubmissionDecember 3, 2020 |
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PONE-D-20-37659 Changes and prognostic value of cardiopulmonary exercise testing parameters in elderly patients undergoing cardiac rehabilitation: the EU-CaRE observational study PLOS ONE Dear Dr. Marcin, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by Mar 22 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Partly ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: No ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? 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Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: PONE-D-20-37659: statistical review SUMMARY. This is a longitudinal study that (1) tests whether parameters of cardiopulmonary exercise testing (CPET) are significant predictors of major cardiovascular adverse events (MACE) in elderly patients who commence cardiac rehabilitation and (2) seeks factors that explain the greater peak VO2 improvement in surgical compared non-surgical patients. Overall, the statistical analysis seems appropriate, but the authors should describe additional details about the exploited methods (see major issues 1 and 2 below). Furthermore, model diagnostics should be provided (major issue 3). MAJOR ISSUES 1. The statistical analysis that addresses aim (1) appropriately relies on a mixed effects logistic model. However, Table 2 does not display the parameters of the random effect distribution. I was therefore unable to understand the specific random effect correlation structure that has been chosen for this analysis. The authors should add details about this correlation structure and display the estimated parameters in Table 2. 2. The analysis of the factors that explain VO2 improvements is based on "robust linear models". However, it is not clear what kind of model has been used by the authors. After all, robustness has many aspects! Robustness with respect to outliers? Robustness with respect to variance assumptions? This should be clarified. 3. It seems (last paragraph of the statistical analysis) that traditional model diagnostics have been performed, which is a good idea. However, these results are not displayed nor commented. At least, the results of the diagnostics should be summarized in a supplementary file. Reviewer #2: The study had two objectives: 1) to test the applicability of the previously suggested prognostic value of CPET to elderly cardiac rehabilitation (CR) patients. 2) to explore the underlying mechanism of the greater improvement in exercise capacity (peak oxygen consumption, VO2) after CR in surgical compared to non-surgical cardiac patients. Cardiopulmonary exercise tests (CPET) were performed at the start of CR, end of CR, and 1-year follow-up. Patients were divided into two groups. - Surgery group: after coronary artery bypass grafting, surgical valve replacement. - Non-surgery group: percutaneous coronary intervention, percutaneous valve replacement, or without revascularization. Adverse Cardiac Event (MACE) was defined as a composite endpoint of all-cause and cardiovascular mortality, acute coronary syndrome, aborted sudden cardiac death, cardiovascular intervention/surgery, hospital admission, or emergency visits between T0 and T2. Results No CPET parameter further improved the receiver operation characteristics significantly with the model, including only clinical parameters. The higher improvement in peak VO2 (25% vs. 7%) in the surgical group disappeared when adjusted for peak tidal volume and hemoglobin changes. Conclusion CPET did not improve the prediction of MACE in elderly CR patients. The more significant improvement of exercise capacity in surgery patients was mainly driven by the restoration of hemoglobin levels and improvement in respiratory function after sternotomy. My considerations about the article: It is an interesting paper about cardiovascular rehabilitation (CR) on elderly patients (age 73±5,4, 81% male), with a good number of participants (1,421 for prognostic evaluation and 1,178 for modification on CPET) and multicentric (eight centers in seven countries). 1) Although the CPET aimed a duration of 8-12 minutes, exclusion criteria excluded a protocol duration shorter than 3 minutes. Were CPET with a duration of 3 to 8 minutes included for analyses? These CPETs with short duration (mainly those with less than 5-6 minutes) may have limited the measured variables' utilization and, therefore, the prognostic value. CPET duration (mean and SD) was not shown in Figure 2 or described in the article. 2) Existing cut-off values (peak VO2 <18 ml/kg/min, OUES <1550, VE/CO2 slope >31.5) were used to compare the risk of MACE between patients with and without impaired CPET characteristics at the start of CR. [Ref. 16] [16] Coeckelberghs E, Buys R, Goetschalckx K, Cornelissen VA, Vanhees L. Prognostic value of the oxygen uptake efficiency slope and other exercise variables in patients with coronary artery disease. European journal of preventive cardiology 2016;23(3):237–44. These cut-offs values were determined by a previous study with a younger population (60,7±9,9 years), all patients with CAD, and a higher peak VO2 (19,5±5,6 ml/kg/min), compared to the surgery group of the presented manuscript (15,3±4,0 ml/kg/min). Peak RER were also higher than surgery or non-surgery group (1,20±0,11 versus 1,07±0,13 or 1,08±0,11). It is expected that these cut-off values would not apply to the present study due to the study population's characteristic differences and a higher proportion of submaximal CPET. As shown in Table 2, more than half of the patients were below the cut-off values, especially the peak VO2 values. peak VO2 <18ml/kg/min 75,9% of patients OUES <1550 57,4% of patients VE/CO2 slope >31.5 63,1% of patients This limitation is described in the Discussion: present study were older and most likely weaker than in the study from Coeckelberghs et al.[16] Hence, the cut-offs were probably not appropriate and the predictive value correspondingly underestimated. So, the present article should focus on new cut-off values and not the previous. Prognostic cut-off values are always linked to population characteristics. . The cut-offs with 95% CI derived from the study population for the non-surgery and surgery group were as follow: peak VO2, 15.7 [11.8 – 18.1] ml/kg/min and 12.5 [9.8 – 15.7]; OUES, 1.75 [1.2 – 2.1] and 1.35 [0.58 –2.26]; VE/CO2-slope, 50.1 [27.4 – 58.6] and 34.2 [31.5 – 38.2]. The cut-off values were different from the previous study and between the study groups (surgery or non-surgery).” “The 95% CI of our own cut-offs were wide and may therefore not be applicable for other cohorts.” Agree. A limited submaximal CPET might have influenced it at T0 for some patients. 3) On the abstract, there is information that CPET was performed at the start of CR (T0), end of CR (T1), and 1-year follow-up (T2), but analyses included only T0 and T2 time points. No results were available for T1. Why? Analysis should be performed within the 3 CPET groups (T0, T1, and T2). When treating patients with more severe disease or after procedures, an initial submaximal CPET is expected, so a second CPET (first maximal) is necessary to evaluate these patients better. Carvalho T, Milani M, Ferraz AS, Silveira AD, Herdy AH, Hossri CAC, et al. Brazilian Cardiovascular Rehabilitation Guideline – 2020. Arq Bras Cardiol. 2020;114(5):943-987.https://doi.org/10.36660/abc.20200407. Therefore, logistic regression models should include T1 results, besides or instead of T0 results. 4) Table 1 presents an age average of 72.5 (5.3), while the abstract is 73±5.4. Could you please explain its difference? 5) Table 1 has only the baseline characteristics of the overall group. It should also include group characteristics (and possible differences) among surgery and non-surgery groups. It would be even better if patients’ characteristics were described for each procedure: PCI, No revascularization; Percutaneous valve replacement, surgical valve replacement, and CABG. Possible doubts and bias: - Had the surgery group patients more diabetes or lower ejection fraction? - Had PCI patients more acute coronary syndrome? - Were percutaneous valve replacement patients older? - Had percutaneous valve replacement patients more COPD? Or were patients older? -What exactly is a "No revascularization patient? Stable CAD? Heart failure? Acute coronary syndrome patient not suitable for revascularization? This is not clear in the article. 6) In the article: “ Mixed logistic regression models adjusted for age, sex, PCI, time between index event and the start of CR as fixed, centre as random factor and baseline CPET parameters added individually to the model were performed to determine the associations of CPET characteristics with MACE.” Why was the only PCI included in the regression model? Why were not other procedures included? Why was acute coronary syndrome not included? As described in Table 1: PCI 653 (55%); No revascularization 78 (7%); Percutaneous valve replacement 101 (2%); Surgical valve replacement 79 (7%); CABG 344 (29%). The manuscript states that "PCI as an indication for CR was associated with MACE (Odds ratio ≈ 1.7)”. This is because of PCI, or those patients were mainly the ones with the acute coronary syndrome and, consequently, had a higher probability of short-term MACE? This can be a critical bias of the analysis, and this information needs to be more precise. Possibly there is a requirement to modify and reanalyze the logistic regression models. 7) What was the period between the index event and the CR start? This data was not described in the article. CPET completed at a short period after the surgical intervention has limited clinical use and, even more, limited prognostic utility. There can be a risk of complications (bleeding, infection) related to the procedure and not related to baseline diseases. Esternal pain, exercise discomfort, or even fear to exercise can lead to a submaximal evaluation. The mean peak RER was 1,07 at T0 on the surgery group. So, more than half of the initial CPET were submaximal. Also, as shown by the actual and previous article, lower hemoglobin levels and limited ventilation response can impact peak VO2 at initial CPET (T0). That is why I missed the information of CPET at T1, after the end of CR. A CPET performed 6 to 8 or 12 weeks after the event or procedure could better predict prognosis than an initial limited submaximal CPET in some patients, as previously discussed. 8) What was the duration of CR? There is no information about it. CR duration affected prognosis. Was it evaluated? 9) MACE reported: 195 patients (14%) within a mean (SD) follow-up time of 340 (112) days. 14 (1%) allcause-mortality, 11 (1%) CV-mortality 1 (0%) aborted sudden cardiac death. 26 (2%) acute coronary syndromes 121 (9%) CV hospitalizations 107 (8%) CV emergency visits 123 (9%) CV interventions. I missed a visual graphic of MACE versus time on both study groups. (Kaplan-Meier). Follow-up was short, as written in Discussion. “In our study, the follow-up period may have been too short, and the definition of MACE too wide to obtain a valuable prediction of MACE.” Agree. Maybe longer follow-up can provide better results. Hospitalizations, emergency visits, and interventions could be higher in short-term follow-ups of surgical patients and after acute coronary syndrome. There is a need for more detailed information about MACE reported. 10) “Mean improvement in peak VO2 was 0.25 l/min higher in surgery patients compared to non-surgery patients. However, the difference declined when adjusting for ΔHb, ΔVT1, or ΔHR reserve was more than halved when adjusted for Δpeak TV and disappeared almost completely when adjusted for ΔHb and Δpeak TV variables (Figure 3).” Was the Δpeak RER adjust performed? Peak RER was different between T0 e T2. A submaximal CPET at T0 might have been compared with a maximal CPET at T2 in the same cases. This could have influenced differences in peak VO2. 15) Using our own cut-offs did not significantly improve the prediction of MACE (AUC = 66.99, specificity = 52.86, sensitivity = 73.84) compared to the established cut-offs (Table 4) Table 4 was not available in the document for Review. Conclusions: It is promising but needs to be clearly described and provide more detailed information, as described previously. Maybe it is necessary to change the logistic regression models. A longer follow-up may be necessary. The definition of MACE was too broad and may include short term procedure complications. Focus on new cut-off values may be better than using previous values derived from a different population. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". 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| Revision 1 |
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Changes and prognostic value of cardiopulmonary exercise testing parameters in elderly patients undergoing cardiac rehabilitation: the EU-CaRE observational study PONE-D-20-37659R1 Dear Dr. Marcin, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. 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If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #1: All comments have been addressed Reviewer #2: All comments have been addressed ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: (No Response) Reviewer #2: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: (No Response) Reviewer #2: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: (No Response) Reviewer #2: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: (No Response) Reviewer #2: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: (No Response) Reviewer #2: I enjoyed the new version of the manuscript and several aspects that were previously commented were addressed, and modifications or justifications were made. The research still has several limitations that reduces external validation, but they were reported in the appropriate section. Congratulations for the research and my final recommendation was approval for publication. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No |
| Formally Accepted |
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PONE-D-20-37659R1 Changes and prognostic value of cardiopulmonary exercise testing parameters in elderly patients undergoing cardiac rehabilitation: the EU-CaRE observational study Dear Dr. Marcin: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Professor Gerson Cipriano Jr. Academic Editor PLOS ONE |
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