Peer Review History

Original SubmissionOctober 28, 2020
Decision Letter - Gerson Cipriano Jr., Editor

PONE-D-20-33363

Predictors for one-year outcomes of cardiorespiratory fitness and cardiovascular risk factor control after cardiac rehabilitation in elderly patients: the EU-CaRE study

PLOS ONE

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Gerson Cipriano Jr., PT, MsC, Ph.D.

Academic Editor

PLOS ONE

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: No

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

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5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Interesting paper.

Abstract; at firsr glance it remains unclear how patients were selected. Which were inclusion criteria?

methods: definition of elderly should be added

methods/results>a relevant difference between patients after CABG/cardiac surgery and after PCI is present

methods: it should be added how variavles were selected

methods: primary end point and secondary end points should be added

methods: sample size calculation should be added

Reviewer #2: This is a powerful paper which contributes to expand the knowledge about cardiovascular rehabilitation in elderly patients. In this paper, the authors analyzed the effect of cardiac rehabilitation in the enhancement of traditional cardiovascular risk factors – LDL-cholesterol, blood pressure, weight, and HbA1c in patients with DM - and improvement of functional capacity (peak oxygen consumption – peak VO2).

(Also see attached document with comments)

Reviewer #3: I commend the authors on this work and after having reviewed the manuscript have the following queries:

General comments:

Please verify first expansion of all abbreviations and ensure that is done only once

Specific comments:

1. Did the sites of recruitment have an influence on your results? This could be a confounder

2. I understand the numbers of those not completing CR are small - but did you attempt to identify any factors within that group as well (if they have CPET values)?

3. Were any functional test performed in the elderly? This could be used as surrogates among those in whom CPET was not possible

**********

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Reviewer #1: Yes: Fabrizio D'Ascenzo

Reviewer #2: Yes: Alexandra Correa Gervazoni Balbuena de Lima

Reviewer #3: No

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Attachments
Attachment
Submitted filename: Review Comments.docx
Revision 1

Point-by-point responses to reviewers’ comments

We thank the reviewers for their constructive comments and hope we have addressed them accordingly. Please find below our responses to the reviewers’ comments in italic font.

Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Interesting paper.

Abstract; at firsr glance it remains unclear how patients were selected. Which were inclusion criteria?

Detailed inclusion criteria have been published previously in: Prescott E, Meindersma EP, van der Velde AE, Gonzalez-Juanatey JR, Iliou MC, Ardissino D, Zoccai GB, Zeymer U, Prins LF, Van't Hof AW, Wilhelm M, de Kluiver EP. A EUropean study on effectiveness and sustainability of current Cardiac Rehabilitation programmes in the Elderly: Design of the EU-CaRE randomised controlled trial. Eur J Prev Cardiol. 2016 Oct;23(2 suppl):27-40. And

Prescott E, Mikkelsen N, Holdgaard A, Eser P, Marcin T, Wilhelm M, et al. Cardiac rehabilitation in the elderly patient in eight rehabilitation units in Western Europe: Baseline data from the EU-CaRE multicentre observational study. European journal of preventive cardiology. 2019;26(10):1052-63.

Additionally, we have amended the following sentence on line 97, page 6, as follows: “Briefly, elderly (65+) patients participating in CR of one of the eight European centres after coronary artery bypass grafting (CABG), percutaneous coronary intervention (PCI) or without revascularization as well as after percutaneous or surgical valve replacement (HVR) were included.”

methods: definition of elderly should be added

Elderly was defined as patients aged ≥65 years (please see sentence cited above).

methods/results>a relevant difference between patients after CABG/cardiac surgery and after PCI is present

methods: it should be added how variavles were selected

Selection of variables is described on page 8, line 138: “Robust linear mixed models were performed for change in peak VO2 [ml/min/kg] between T0 and T2 (function rlmer from package robustlmm version 2.3). The following factors were included as predictor variables: Age, sex and peak exercise capacity at T0, comorbidities, cardiovascular risk factors and characteristics of CR, namely, lag time of CR and CR duration and self-reported physical activity level during follow-up. Centre was entered into the model as a random factor. Further factors from a list of cardiovascular risk factors and comorbidities (provided in S 1 Table) by backward selection. Non-significant variables were eliminated from the model manually by individually removing the variable with the largest p-value until any insignificant (p>0.01) parameters were removed from the model. This was done to avoid removing non-significant variables which had a large effect on other significant variables.”

methods: primary end point and secondary end points should be added

Primary and secondary end points were the predictors for the following primary and secondary outcomes (page 7, line 130): “Predictors were sought for the primary outcome, changes in CRF (T2-T0), namely change in peak VO2 [ml/kg/min]. Predictors were also sought for secondary outcomes, namely for CVRF control at T1 and T2, including the achievement of target levels according to current guidelines [15] as follows: BPsys < 140 mmHg, LDL-C < 1.8 mmol/l, BMI < 30 kg/m2 (non-obesity) or lowering body weight by ≥5%, and HbA1c in diabetic patients < 53 mmol/mol.”

methods: sample size calculation should be added

The sample size calculation for the EU-CaRE observational study is stated on page 6, line 93. “We aimed at including a total of 1760 patients equivalent of 220 patients from each site..”

Reviewer #2: This is a powerful paper which contributes to expand the knowledge about cardiovascular rehabilitation in elderly patients. In this paper, the authors analyzed the effect of cardiac rehabilitation in the enhancement of traditional cardiovascular risk factors – LDL-cholesterol, blood pressure, weight, and HbA1c in patients with DM - and improvement of functional capacity (peak oxygen consumption – peak VO2).

(Also see attached document with comments)

Reviewer #3: I commend the authors on this work and after having reviewed the manuscript have the following queries:

General comments:

Please verify first expansion of all abbreviations and ensure that is done only once

Thank you for pointing this out, we have corrected some missing or duplicated abbreviations.

Specific comments:

1. Did the sites of recruitment have an influence on your results? This could be a confounder

This is a good comment, yes, sites were a confounder, because CR programmes differed in duration and intensity from each other. Further, patient inclusion time into the programmes differed as well, with some centres starting patients in their programmes within days after interventions (stationary programmes) and several weeks or months (ambulatory programmes). However, we wanted to find predictors with regard to patient characteristics, not centre characteristics, which is why we included centres as random factors. The influence of site has been addressed in the publication of the main study results: Prescott E, Eser P, Mikkelsen N, Holdgaard A, Marcin T, Wilhelm M, Gil CP, González-Juanatey JR, Moatemri F, Iliou MC, Schneider S, Schromm E, Zeymer U, Meindersma EP, Crocamo A, Ardissino D, Kolkman EK, Prins LF, van der Velde AE, Van't Hof AW, de Kluiver EP. Cardiac rehabilitation of elderly patients in eight rehabilitation units in western Europe: Outcome data from the EU-CaRE multi-centre observational study. Eur J Prev Cardiol. 2020 Nov;27(16):1716-1729.

2. I understand the numbers of those not completing CR are small - but did you attempt to identify any factors within that group as well (if they have CPET values)?

Unfortunately, none of the centres had CPET data from patients not undergoing CR.

3. Were any functional test performed in the elderly? This could be used as surrogates among those in whom CPET was not possible

Indeed, 6-minute-walking tests were performed in patients who were too weak to perform CPETs. We have presented detailed results in:

“A CPET was performed by 1534 patients, 48 performed a 6MWT and 51 patients did not have a baseline functional test available.” We have presented these results in detail in:

Prescott E, Eser P, Mikkelsen N, Holdgaard A, Marcin T, Wilhelm M, Gil CP, González-Juanatey JR, Moatemri F, Iliou MC, Schneider S, Schromm E, Zeymer U, Meindersma EP, Crocamo A, Ardissino D, Kolkman EK, Prins LF, van der Velde AE, Van't Hof AW, de Kluiver EP. Cardiac rehabilitation of elderly patients in eight rehabilitation units in western Europe: Outcome data from the EU-CaRE multi-centre observational study. Eur J Prev Cardiol. 2020 Nov;27(16):1716-1729.

Attachments
Attachment
Submitted filename: Responses to reviewers.docx
Decision Letter - Gerson Cipriano Jr., Editor

PONE-D-20-33363R1

Predictors for one-year outcomes of cardiorespiratory fitness and cardiovascular risk factor control after cardiac rehabilitation in elderly patients: the EU-CaRE study

PLOS ONE

Dear Dr. ESER,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Although the authors have adequately responded to all reviewers' comments, a complete proofreading review is required.

Please submit your revised manuscript by Jul 16 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.
  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.
  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Gerson Cipriano Jr., PT, MsC, Ph.D.

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

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Revision 2

Responses to reviewer 2

Thank you very much for your supportive comments. Please find below our responses to your comments and questions. We hope that we have addressed them according to your expectations.

Questions

Line 92. “We aimed at including a total of 1760 patients equivalent of 220 patients from each site”.

How was the sample size calculated? In the design paper of the study - A EUropean study on effectiveness and sustainability of current Cardiac Rehabilitation programmes in the Elderly: Design of the EU-CaRE randomised controlled trial. European journal of preventive cardiology. 2016;23(2 suppl):27-40 – it is described the sample size of the Eu-Care RCT (randomised controlled trial) based on the improvement of peak O2 consumption, but not from the observational study.

The EU-CaRE study consisted of an observational study and an RCT. For the observational study, sample size was based on number of expected eldery patients seen each year and consisted of 220 patients per centre. In the methods section on p. 6 it reads: We aimed at including a total of 1760 patients equivalent of 220 patients from each site. The CR program offered at each site has been described previously [12].

Ref. 12 (see above) refers to the description of the CR program only, not to the sample size calculation.

Suggestion of citation

Kim KH, Jang YC, Song MK, Park HK, Choi IS, Han JY in the recent paper “Changes in Aerobic Capacity Over Time in Elderly Patients with Acute Myocardial Infarction During Cardiac Rehabilitation. Ann Rehabil Med. 2020 Feb;44(1):77-84. doi: 10.5535/arm.2020.44.1.77. Epub 2020 Feb 29. PMID: 32130841; PMCID: PMC7056327” found a similar no improvement in functional capacity in elderly patients in CR.

Thank you for pointing out this reference, we have included it in the Discussion section.

Suggestion of limitation

Almost 50% of CR participants are older adults (>65 years), many of whom are frail or deconditioned. We need to start looking for frailty in elderly patients entering CR programmes and become more familiar with the tools to recognize and evaluate the severity of this condition. Furthermore, we need to better understand whether exercise-based cardiac rehabilitation may change the course and the prognosis of frailty in cardiovascular patients. The benefits of CR are well-suited to counteract the deficits of frailty such as sarcopenia, inactivity, fatigue, cognitive decline, and depression.

We couldn’t agree more!

Attachments
Attachment
Submitted filename: Responses to Review Comments_2.docx
Decision Letter - Gerson Cipriano Jr., Editor

Predictors for one-year outcomes of cardiorespiratory fitness and cardiovascular risk factor control after cardiac rehabilitation in elderly patients: the EU-CaRE study

PONE-D-20-33363R2

Dear Dr. ESER,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Gerson Cipriano Jr., PT, MsC, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Formally Accepted
Acceptance Letter - Gerson Cipriano Jr., Editor

PONE-D-20-33363R2

Predictors for one-year outcomes of cardiorespiratory fitness and cardiovascular risk factor control after cardiac rehabilitation in elderly patients: the EU-CaRE study

Dear Dr. Wilhelm:

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