Peer Review History

Original SubmissionJanuary 22, 2021
Decision Letter - Tai-Heng Chen, Editor

PONE-D-21-02293

Factors associated with caring behaviors of family caregivers for patients receiving home mechanical ventilation with tracheostomy: A cross-sectional study

PLOS ONE

Dear Dr. YANG,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by May 28 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.
  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.
  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Tai-Heng Chen, M.D.

Academic Editor

PLOS ONE

Journal requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. We suggest you thoroughly copyedit your manuscript for language usage, spelling, and grammar. If you do not know anyone who can help you do this, you may wish to consider employing a professional scientific editing service.  

Whilst you may use any professional scientific editing service of your choice, PLOS has partnered with both American Journal Experts (AJE) and Editage to provide discounted services to PLOS authors. Both organizations have experience helping authors meet PLOS guidelines and can provide language editing, translation, manuscript formatting, and figure formatting to ensure your manuscript meets our submission guidelines. To take advantage of our partnership with AJE, visit the AJE website (http://learn.aje.com/plos/) for a 15% discount off AJE services. To take advantage of our partnership with Editage, visit the Editage website (www.editage.com) and enter referral code PLOSEDIT for a 15% discount off Editage services.  If the PLOS editorial team finds any language issues in text that either AJE or Editage has edited, the service provider will re-edit the text for free.

Upon resubmission, please provide the following:

  • The name of the colleague or the details of the professional service that edited your manuscript
  • A copy of your manuscript showing your changes by either highlighting them or using track changes (uploaded as a *supporting information* file)
  • A clean copy of the edited manuscript (uploaded as the new *manuscript* file)

3. Thank you for stating the following in the Acknowledgments Section of your manuscript:

'..Yong Sook Yang received a scholarship from Brain Korea 21 FOUR Project of Yonsei University College of Nursing.'

We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

a. Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:

'This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.'

b. Please include your amended statements within your cover letter; we will change the online submission form on your behalf.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: No

Reviewer #3: Yes

Reviewer #4: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: No

Reviewer #3: Yes

Reviewer #4: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: No

Reviewer #3: Yes

Reviewer #4: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for the opportunity to review this descriptive analysis investigating the factors associated with caring behaviors of family caregivers for patients receiving home mechanical ventilation with tracheostomy.

After reading this article carefully, some significant issues should be addressed.

1.This study has used several questionnaires or scales as the measurement tool, for example, the questionnaires for general characteristics of participants including care related variables (line 96-100), Knowledge of Emergency Scale (line 101-102), the ADLs (line 118-119) and the Caring Behavior Scale (line 123-128). However, I cannot find the questionnaires themselves and if the questionnaires have been validated after reading some of the references. Although the questionnaires might be published in other journals, the questionnaires might not be suitable for the participants in this study, and the reliability and validity should be mentioned in this article. For example, I am wondering how does the questionnaire ask about the “education for discharge care”. Does the answer “YES” “NO” really mean the true results that the researcher wants to measure? In addition, the rating method of ADLs seems not the same as the reference [22] mentioned.

2.How did the 100 participants been selected? Selection issue should be considered.

3.The results in line 216 to line 22 should be re-written without directly mention the beta and p-value which the reader can see in Table 5.

Reviewer #3: It is an interesting study for caring behaviors of HMV patients. The study is important for surveying caring quality for caring behaviors. There are several minors questions needed to be answered.

Question 1: 91.6% of patients did not have experience of emergency situation in the study. However, the table 5 showed the factor of experience of emergency situation positively associated with caring behavior. How could author explain the result because most of patients seem to be relative stable?

Question 2: The mean age of patients is young (38.08±26.62) for the need of HMV. The authors should state what kinds of neuromuscular and airway disease of patients.

Question 3: In line 194: “Caring behavior of ventilator management was 61.94 (±6.94) out of 50”. It seems 61.94 (±6.94) out of 70 instead of 50.

Reviewer #4: This study aimed to delineate the caring behaviors of family caregivers for patients receiving home mechanical ventilation(HMV) with tracheostomy and to identify factors associated with their caring behaviors in South Korea. This was a cross-sectional study for 95 family caregivers for patients with invasive HMV. The factors associated with care behaviors of the family caregivers were identified by multiple regression analysis, and the variables for final regression model were selected by the backward selection method. The results showed that the caring behavior of caregivers were associated with ADL of patient, knowledge on emergency care, preparedness of equipment for emergency situations, and experience of emergency situations. This indicates that a more organized discharge process is needed, including a standardized discharge program and the utilization of various teaching methods at the hospital. The author concluded that development of standardized multidisciplinary discharge education for improving the caring capacity of caregivers is required for successful and healthy application of home mechanical ventilation.

Major points:

1.The conclusion part in the page 17 is too subjective because there was no result in this study support using the simulation training with specific scenarios. I would suggest only the first sentence to be kept. Please make point-to-point reply to the results by Tables.

2.There is one measure needed to be clarified. In Table 3 (Page 11). Caring Behavior Scores of Family Caregivers regarding Ventilator management: 61.94±6.94 ( min 14 and Max 50). Why?

3.For readers, it would be interesting to understand the current caregiver training programs before discharge. Could the authors explain more about this? That would help why the score regarding rehabilitation and communication are relatively lower than other domains. And from the results, what kind of education or training program needs to be modified? Please explore more on this for implication.

4. Could the authors disclose the 12.7 items of required equipments in Table 2?

minor points:

1.This is a self-reported questionnaire to reflect the caring behavior score. I wonder if the actual caring skills of family caregivers can be measured by home visited nurses or health care workers at home.

2.This could be only applied to the patients with HMV who lived with incentive family caregivers in the big city area, because of the limited number of respondents.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #3: No

Reviewer #4: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Revision 1

We thank you and the reviewers for your thoughtful suggestions and insights. The manuscript has benefited from these insightful suggestions. The manuscript has been rechecked and the necessary changes have been made in accordance with the reviewers’ suggestions.

Reviewer #1

Comment 1: This study has used several questionnaires or scales as the measurement tool, for example, the questionnaires for general characteristics of participants including care related variables (line 96-100), Knowledge of Emergency Scale (line 101-102), the ADLs (line 118-119) and the Caring Behavior Scale (line 123-128). However, I cannot find the questionnaires themselves and if the questionnaires have been validated after reading some of the references.

Response 1: We attached the main questionnaires as supporting information. Knowledge of Emergency Scale: supplementary 1 (p.6, line 108) the ADLs: supplementary 2 (p.6, line 125), Caring Behavior Scale: supplementary 3 (p.7, line 137)

Comment 1-2: Although the questionnaires might be published in other journals, the questionnaires might not be suitable for the participants in this study, and the reliability and validity should be mentioned in this article.

Response 1-2: References which validated the questionnaires are presented accordingly in the manuscript, though mostly only Cronbach’s α was presented in the manuscript. (p.6~7)

Comment 1-3: Although the questionnaires might be published in other journals, the questionnaires might not be suitable for the participants in this study, and the reliability and validity should be mentioned in this article.

Response 1-3: References which validated the questionnaires are presented accordingly in the manuscript, though mostly only Cronbach’s α was presented in the manuscript. (p.6~7)

Comment 1-4: For example, I am wondering how does the questionnaire ask about the “education for discharge care”. Does the answer “YES” “NO” really mean the true results that the researcher wants to measure?

Response 1-4: As you pointed, “Yes” “No” questions might not be the best option for measuring. However, this questionnaire was selected as it seemed to be the most reliable among the published measures.

Comment 1-5: In addition, the rating method of ADLs seems not the same as the reference [22] mentioned.

Response 1-5: Rating method of ADLs was rechecked and confirmed. (p.6)

Comment 2: How did the 100 participants been selected? Selection issue should be considered.

Response 2: Selection criteria and process were elaborated in the manuscript. (p. 5)

Comment 3: The results in line 216 to line 22 should be re-written without directly mention the beta and p-value which the reader can see in Table 5.

Response 3: As you recommended, we rewrote the results without beta and p-value in the manuscript. (p.14)

Reviewer #3

Question 1: 91.6% of patients did not have experience of emergency situation in the study. However, the table 5 showed the factor of experience of emergency situation positively associated with caring behavior. How could author explain the result because most of patients seem to be relatively stable?

Response 1: Though the percentage of patients who had experienced an emergency situation in the past was small and most of the patients seemed stable as you commented, we analyzed this variable as it had been pointed as an important factor in a previous study. We included this point in Discussion section with reference. (p.18)

Question 2: The mean age of patients is young (38.08±26.62) for the need of HMV. The authors should state what kinds of neuromuscular and airway disease of patients.

Response 2: The mean age of patients is young as the patients included children. Disease of patients were described in the manuscripts. (p.10)

Question 3: In line 194: “Caring behavior of ventilator management was 61.94 (±6.94) out of 50”. It seems 61.94 (±6.94) out of 70 instead of 50.

Response 3: The values range was corrected both in the manuscript and table 3. (p.12)

Reviewer #4

<Major points>

Comment 1: The conclusion part in the page 17 is too subjective because there was no result in this study support using the simulation training with specific scenarios. I would suggest only the first sentence to be kept. Please make point-to-point reply to the results by Tables.

Response 1: Thanks for the suggestion. We decided to keep the first sentence only as the reviewer suggested. (p.18)

Comment 2: There is one measure needed to be clarified. In Table 3 (Page 11). Caring Behavior Scores of Family Caregivers regarding Ventilator management: 61.94±6.94 (min 14 and Max 50). Why?

Response 2: The values range was corrected both in the manuscript and table 3. (p.12)

Comment 3: For readers, it would be interesting to understand the current caregiver training programs before discharge. Could the authors explain more about this? That would help why the score regarding rehabilitation and communication are relatively lower than other domains. And from the results, what kind of education or training program needs to be modified? Please explore more on this for implication.

Response 3: The current caregiver training programs before discharge were explained in Introduction (p.4). Needs for a specified education were included in Conclusion (p.18).

Comment 4: Could the authors disclose the 12.7 items of required equipment in Table 2?

Response 4: The 12.7 items were added in the manuscript. (p.10)

<Minor points>

Comment 1: This is a self-reported questionnaire to reflect the caring behavior score. I wonder if the actual caring skills of family caregivers can be measured by home visited nurses or health care workers at home.

Response 1: The actual caring skills of family caregivers were not measured by home visited nurses or health care workers at home. We added this point in discussion according to your comment.

Comment 2: This could be only applied to the patients with HMV who lived with incentive family caregivers in the big city area, because of the limited number of respondents.

Response 2: Discussion was modified as the results could be applied for family caregivers in the big city area as the reviewer commented. (p.18)

Attachments
Attachment
Submitted filename: Response to Reviewers_0611.docx
Decision Letter - Tai-Heng Chen, Editor

Factors associated with caring behaviors of family caregivers for patients receiving home mechanical ventilation with tracheostomy: A cross-sectional study

PONE-D-21-02293R1

Dear Dr. YANG,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Tai-Heng Chen, M.D.

Academic Editor

PLOS ONE

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #3: All comments have been addressed

Reviewer #4: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for the opportunity to review this descriptive analysis investigating the factors associated with caring behaviors of family caregivers for patients receiving home mechanical ventilation with tracheostomy. AND congratulation to your work. The issues I have mentioned have been addressed. Please make sure that all supporting information has been uploaded as the supplementary carefully.

Reviewer #3: (No Response)

Reviewer #4: The authors replied my concerns one by one clearly. It looked sound after revision. I have no more question.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #3: No

Reviewer #4: No

Formally Accepted
Acceptance Letter - Tai-Heng Chen, Editor

PONE-D-21-02293R1

Factors associated with caring behaviors of family caregivers for patients receiving home mechanical ventilation with tracheostomy: A cross-sectional study

Dear Dr. Yang:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Tai-Heng Chen

Academic Editor

PLOS ONE

Open letter on the publication of peer review reports

PLOS recognizes the benefits of transparency in the peer review process. Therefore, we enable the publication of all of the content of peer review and author responses alongside final, published articles. Reviewers remain anonymous, unless they choose to reveal their names.

We encourage other journals to join us in this initiative. We hope that our action inspires the community, including researchers, research funders, and research institutions, to recognize the benefits of published peer review reports for all parts of the research system.

Learn more at ASAPbio .