Peer Review History
| Original SubmissionFebruary 3, 2020 |
|---|
|
PONE-D-20-03141 The Organizational Production of Earnings Inequalities, Germany 1995-2010 PLOS ONE Dear Dr. Tomaskovic-Devey, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. We have received detailed reports from two expert reviewers. As you'll see in their reports, their recommendations split: Reviewer 2 recommends rejection, while Reviewer 1 is more positive. After carefully reading your paper and the reports of the reviewers, I decided to give you a chance to address the reviewers' comments and criticism. I would like to emphasize that invitation for resubmission at this stage does not guarantee eventual publication. We would appreciate receiving your revised manuscript by May 10 2020 11:59PM. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols Please include the following items when submitting your revised manuscript:
Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out. We look forward to receiving your revised manuscript. Kind regards, Semih Tumen, PhD Academic Editor PLOS ONE Journal Requirements: When submitting your revision, we need you to address these additional requirements. 1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at http://www.journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and http://www.journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf 2. Please clarify if the data were analyzed anonymously and provide further detail on how data were accessed and when and how the necessary permissions were obtained 3. We note that you have indicated that data from this study are available upon request. PLOS only allows data to be available upon request if there are legal or ethical restrictions on sharing data publicly. For more information on unacceptable data access restrictions, please see http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions. In your revised cover letter, please address the following prompts: a) If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially sensitive information, data are owned by a third-party organization, etc.) and who has imposed them (e.g., an ethics committee). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent. b) If there are no restrictions, please upload the minimal anonymized data set necessary to replicate your study findings as either Supporting Information files or to a stable, public repository and provide us with the relevant URLs, DOIs, or accession numbers. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories. We will update your Data Availability statement on your behalf to reflect the information you provide. 4. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Partly Reviewer #2: No ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: No ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: No ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: Review: The Organization Production of Earnings Inequalities, Germany 1995-2010 PLOS ONE This study explores between- and within-firm components of rising income inequality in Germany. The data used are perfect for the task, and paper engages with appropriate literature in the framing and motivation of the study. I believe this will be a valuable contribution. There are a few issues I believe the authors should consider in revisions. 1) I’m not confident that model 1 in Table 2 is actually predicting between-firm inequality via the dependent variable of mean logged workplace earnings. It seems to me that it’s predicting change in mean earnings within-organizations. This is because the models include a fixed effect for workplaces, so remaining variation in the dependent variable is that that pertaining to within- and not between-workplaces. It is not uncommon (albeit imperfect) for research to use mean wages as a measure of productivity, but here it is used as a measure of between-organization inequality. This is not inherently problematic, but given that the estimation strategy is focused on within-variation rather than between-variance, I think it may be missing the mark. I am open to the authors’ arguments on why this approach is justifiable, but I also want to provide a couple suggestions that they may consider. Since between-firm income inequality is largely contingent on having stratified local labor markets, the researchers may wish to leverage geospatial variation to construct a measure of between-firm wage variability (sd) measured across local labor markets (metros, commuting zones, etc…) and use this as their dependent variable. This more closely measures between-firm variation in wages, using the same logic that the authors presently employ in their measure of within-firm variation. In essence, focusing on within-geography between-firm variability more closely captures the dynamic the authors describe on page 28, where the manufacturing firm outsources the cleaning and cafeteria work to other firms, presumably located in the same local labor market. Another potential solution is to better leverage the hierarchical structure of the data with HLM or, to retain some of the fixed effects, a within-between hybrid model. Predicting individual-level workers’ logged wages and decompressing the error term into individual-level and work-place variance is another way to more closely observe the role of between workplace inequality. Examining how the addition of focal covariates affects the between-workplace error variance could be used to test the related hypotheses. Whichever strategy the authors’ decide (particularly if they choose to continue with the present approach), I advise them to add more justification as to how, specifically, their dependent variable measures between-organization inequality. 2) The testing of H1 with Figure 2 was a bit vague. It is unclear if the model is specified similarly as in the Equation on page 18, or if there are no covariates in the model. Relatedly, Figure 2 is difficult to interpret because it appears that the industry explained between-firm variance is greater than the total between-firm variance. This is because the y-axis has a different meaning for each measure. I suggest removing Figure 2 and including Appendix Table 1 in the main text. Also, I believe adding more detail to the methods’ section on how these are estimated would be useful. Presently, stating “yearly fixed effects for three-digit industry codes” is unclear and could be better stated along the lines of “we predicted workplace mean logged earnings with fixed effects for industry using independent models across each year of data.” 3) Relatedly to point 2, I think the authors might be inferring a lot from the industry fixed effects than what is actually possible given the data. Between-industry fixed effects on firm wages may be related to bargaining and unions, but it could also reflect varying sector productivity and a host of other unobservables. One way to better isolate the effects of declining worker power is to focus on comparative industries, one where unions have declined and another where they’ve remained strong. The authors state on page 7 that low-wage service sectors and export-oriented manufacturing are some respective examples. Perhaps comparing wages between workplaces in retail and tech manufacturing would be advantageous as a valuable robustness test. Or, aligning with the example on page 28, food service and export-intensive manufacturing. 4) starting the introduction with Figure 1 left me with more questions about how the figure was calculated than it did motivate the study. Positioning the paper with the literature does a fine job of motivating the study, I don’t think Figure 1 is necessary (perhaps after introducing the data and methods). If the authors feel strongly otherwise, including extensive footnotes to the figure or directing readers to the methods section would be useful. I prefer the former. Minor issues: There are a couple of spelling/grammar errors throughout. Table 2 could use more descriptive labels for r2 and r2_a. The authors may wish to consider fixed effects for region to control for economic spatial agglomeration that affects firm productivity. Not totally necessary to revise, but if the authors intend for the article to be accessible to non-academics (a benefit of publishing with an open-access journal) they may wish to revise the writing to remove jargon. Reviewer #2: Many thanks for the possibility to review the paper The Organizational Production of Earnings Inequalities, Germany 1995-2010. In it, the authors investigate how institutional changes, namely the outsourcing of low and middle income occupations explains the observed increase in within- and between-workplace earnings inequality in Germany. As the authors claim, their contribution consists of evaluating how workplaces generate rising earnings inequalities, assessing the relative importance of a series of organizational factors. The paper makes strong arguments and claims but it largely fails to address them adequately. In this regard, I have several concerns: 1. A mismatch between theory and analysis. The authors present human capital and relational inequality as two theories to explain the observed patterns of rising earnings inequality. While the presentation is theoretically sound, they fail to demonstrate how to assess the claims made by the theories in the empirical section. While this is certainly also due to the data used, they nevertheless make little effort to attribute observed associations to the different theoretical arguments. This is especially prominent in the conclusion section, where linkages to the theoretical claims are largely absent. Likewise, there are many instances where it is unclear how the two theoretical approaches can be distinguished in the analyses (e.g., in lines 200-205: Rising variance in the occupational division of labor could also be explained by changing human capital differences between low- and high-skilled workers). More substantially, from the outsourcing argument follows, as the authors state in lines 565ff., that a lower within-workplace inequality and a larger between-workplace inequality should be observed which is, as they show, not the case. 2. As the authors state themselves, the core argument, the outsourcing of low-skilled, low-payed workers cannot be assessed directly with the data. While the authors present compelling arguments how they should find this pattern in their data, a more critically discussion of this limitation is needed in the conclusion section. 3. There are several methodological aspects that need adjustments. While some limitations regarding potential omitted variable bias are directly addressed by the authors, others are not. For example, the authors state that the fixed effects model should control for the likely effects of the rise of new, non-unionized firms in the time period under study. This is most certainly not the case if this is indeed a time varying, unobserved influence! Regarding sample selection: The lack of self-employed and ceiling the inclusion probability at 0.3 (although I quite understand the reason for this) might hamper the generalization of the results. One could argue that especially large firms outsource low-skilled jobs. At the same time, one would at least need some information about the extent of self-employment in Germany and to discuss these limitations again critically in the conclusion section. Although I understand why you want to impute missing values, you should adjust for the additional uncertainty when doing so, either by means of a probabilistic imputation method or by adding additional uncertainty, for example by random draws from the corresponding error distribution. Likewise, controlling for missing information in some status characteristics by means of an indicator variable likely also biases results (see, for example, Allison 2001) and setting the corresponding correlations to 0 likely influences results. Minor comments: • Part-time effect: Is it possible that this (unexpected) effect could be explained by labor market segments? That is, that part-time is especially prominent in some sectors, where a large share of the employees works part-time, low-payed jobs? • The notation in the fixed effects model and its discussion in lines 387ff. is inconsistent (I guess there should only be two subscripts, w and t, and j equals w). • Maybe provide some information when you first introduce the part-time hypotheses why you do not use fixed-term contracts (as you do in a later part of the manuscript). • Maybe also briefly justify the use of (log) variances as the main measures rather than something like gini to assess inequality. • Proofread the whole thing! All in all, I am convinced that this manuscript has great potential but at the current state I do not perceive it as ready for publication. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org. Please note that Supporting Information files do not need this step. |
| Revision 1 |
|
PONE-D-20-03141R1 The Organizational Production of Earnings Inequalities, Germany 1995-2010 PLOS ONE Dear Dr. Tomaskovic-Devey, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by Sep 06 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter. If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols We look forward to receiving your revised manuscript. Kind regards, Semih Tumen, PhD Academic Editor PLOS ONE [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #1: All comments have been addressed Reviewer #2: (No Response) ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The revised paper more clearly illustrates the factors contributing to growing within- and between- workplace inequality. I particularly enjoyed the use of hybrid modelling. I believe this method is underused in the social sciences, and the authors have done a great job discussing the principles behind it and reporting the results in a clear way. In addition, I found the findings regarding skill complexity, mean wages, and gender to be quite interesting. The surprising findings regarding the non-linear relationship of mean-wages to workplace inequality suggests that any changes in mean wages essentially increase inequality – likely representing the tendency for wage premiums to be experienced by high-earners (during growth) and wage cuts to be experienced by low-earners (during decline). Theoretically speaking, this is likely evident of the decline of labor power, which the authors cannot empirically demonstrate but speak to in their discussion. There is certainly more to glean from the relationship of skill complexity and gender to workplace inequality. I encourage the authors to pursue this in their future research. As previous studies have focused on the deskilling of feminized occupations (e.g. Levanon, England, and Allison 2009), the authors have found some preliminary evidence of similar dynamics going on at the firm level. This is, of course, beyond the scope of the present paper. But I am excited for its future possibilities. My only remaining recommendation for the present study is to revise the abstract. Stating that the authors “develop a set of hypotheses” and “model these hypothesized processes” without stating those hypotheses makes it difficult to really know the aims of the study by just reading the abstract (which, for many scholars, will be the only thing they read unless their interest is piqued). Some of the language in the introduction could be incorporated into the abstract to replace the focus on “hypotheses.” Something along the lines of “We explore a set of organizational explanations for rising between and within workplace inequality focusing on the role of employment dualization, skill segregation/complexity, and firm fissuring.” Then briefly state the method used and proceed to the key findings, “We find that rising …” In addition, I think a more descriptive statement than “establishment level internal simplifications” could be used on page 4. If this is referring to occupational skill, than stating that more directly would be helpful. Reviewer #2: Many thanks for the possibility to re-review the paper The Organizational Production of Earnings Inequalities, Germany 1995-2010. I congratulate the authors for improving their manuscript greatly since the original submission and I am convinced that it will make an important contribution. The manuscript follows a coherent logic, clearly outlines its aims and assumptions, and empirically tests them with adequate methods. I am especially grateful for the authors’ critical discussion of their main assumptions and potential selection and omitted variable issues as well as the descriptive analyses. This said I have only one minor comment left from my first review (which, retrospectively, was somewhat too critical – my apologies for that): • I read through the imputation strategy for the top-censored income in the supplementary information. All in all its convincing. My only request is concerned with the resulting uncertainty of imputed values: Do you adjust for the fact that these values are imputed, for example by adding uncertainty by means of random draws from the corresponding error distribution? If not, I would at least critically mention this in the main text. Finally, some minor issues that I found were: • In the footnotes of Tables 3 and 4, you still state the rho value and the corresponding standard deviations of the multilevel models (for the first model, I guess), which are no longer needed since you include this information at the bottom in the main tables. • You include year fixed effects in all the models but do not interpret them. What do they tell us? For the models of mean full-time earnings: Do they just reflect inflation? Or are earnings inflation adjusted? More substantially for the models regarding within-firm inequality: What do the significant and steadily increasing coefficients imply there? Maybe you could elaborate one or two sentences on that. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: Yes: Christoph Zangger [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
| Revision 2 |
|
The Organizational Production of Earnings Inequalities, Germany 1995-2010 PONE-D-20-03141R2 Dear Dr. Tomaskovic-Devey, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Semih Tumen, PhD Academic Editor PLOS ONE |
| Formally Accepted |
|
PONE-D-20-03141R2 The Organizational Production of Earnings Inequalities, Germany 1995-2010 Dear Dr. Tomaskovic-Devey: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Professor Semih Tumen Academic Editor PLOS ONE |
Open letter on the publication of peer review reports
PLOS recognizes the benefits of transparency in the peer review process. Therefore, we enable the publication of all of the content of peer review and author responses alongside final, published articles. Reviewers remain anonymous, unless they choose to reveal their names.
We encourage other journals to join us in this initiative. We hope that our action inspires the community, including researchers, research funders, and research institutions, to recognize the benefits of published peer review reports for all parts of the research system.
Learn more at ASAPbio .