Peer Review History
| Original SubmissionJanuary 10, 2020 |
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PONE-D-20-00918 Does dispositional optimism predict counterfactual direction of comparison? PLOS ONE Dear Dr. Gamlin, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. We would appreciate receiving your revised manuscript by May 18 2020 11:59PM. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols Please include the following items when submitting your revised manuscript:
Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out. We look forward to receiving your revised manuscript. Kind regards, Peter Karl Jonason Academic Editor PLOS ONE Journal requirements: When submitting your revision, we need you to address these additional requirements: 1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at http://www.plosone.org/attachments/PLOSOne_formatting_sample_main_body.pdf and http://www.plosone.org/attachments/PLOSOne_formatting_sample_title_authors_affiliations.pdf 2. Please consider changing the title so as to meet our title format requirement (https://journals.plos.org/plosone/s/submission-guidelines). In particular, the title should be "Specific, descriptive, concise, and comprehensible to readers outside the field" and in this case it is not informative and specific about your study's scope and methodology. 3. Please provide additional details regarding participant consent. In the ethics statement in the Methods and online submission information, please ensure that you have specified whether consent was informed. 4. Thank you for stating the following financial disclosure: "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript." At this time, please address the following queries: a) Please clarify the sources of funding (financial or material support) for your study. List the grants or organizations that supported your study, including funding received from your institution. b) State what role the funders took in the study. If the funders had no role in your study, please state: “The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.” c) If any authors received a salary from any of your funders, please state which authors and which funders. d) If you did not receive any funding for this study, please state: “The authors received no specific funding for this work.” Please include your amended statements within your cover letter; we will change the online submission form on your behalf. 5. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Partly Reviewer #2: Partly ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: No Reviewer #2: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The authors present a large-scale study, as pilot studies, aiming to assess the relation between trait optimism and counterfactual thinking focusing on upward vs. downward comparisons. This is clearly a considerable research effort, testing many participants over time, which should hence be published to be available to interested researchers. However, I have several major concerns regarding the methods and statistics, which question the appropriateness and relevance of the conclusions. The questions with the methods used, and the apparent very small size of the effect of interest seems to significantly question the relevance, generalizability, and replicability of such effects. The authors should recognise and discuss this clearly in the article, and further considering and discussing how it fits more broadly in the literature would increase the contribution of this work to the field. - The statistical analyses across the paper are confusing, often insufficiently described, and/or can seem inappropriate. The variability in the statistical analyses (i.e. regressions, correlations) used within and across studies to test the same hypothesis is confusing, and hinders an overall understanding of the strength of evidence and estimating effect sizes for the hypotheses of interest. - Power calculation – the rationale for this is not clear, and does not seem appropriate. It was calculated for a t-test, based on an unspecified and unjustified effect size estimate, without clarifying what hypothesis that would concern. More importantly, this is not related to the actual statistical tests used to assess the relevant hypotheses, i.e. regression models, nor the reported effect sizes. Hence, it is not pertinent to assessing the power of the analyses actually used (and standard power calculators do offer the possibility to calculate power for a regression model or a correlation). This is a common issue, and the past cannot be changed, and clearly the most important is that some method was used to estimate a target sample size in advance of analysis. Nonetheless, the authors should be clear about what they actually did and what was their rationale, as well as account for the divergence in the analyses. - The description of the “single-factor” regression and “mixed regression” models (p.11-12) is insufficient. What software and methods more exactly were used to estimate the models and the reported parameters (e.g. CIs, degrees of freedom, p-values)? What is the rationale and meaning of inconsistently reporting different effect sizes across, e.g. eta squared, d… Unclear whether the predictor optimism was mean centred, which is recommended so the remaining parameters are estimated at that average level. It’s unclear why the authors run a single-factor, and then mixed regression. If the other predictors are plausible modulators, that single-factor model seems pretty meaningless, and it is also not serving the purpose of replicating a similar analysis from other studies, since later correlations are used. It’s also unclear to me how the “mixed regression model” was specified. The authors state their DV is the ratings across 3 questions, so if that average was used in the model, and all other effects are between subjects, then it’s unclear what data would be nested within “subject” (hence why use mixed regression). If they include the 3 measurements separately for each participant (which would be best), then in fact the role of the question itself should be modelled as crossed design, a separate “random” effect (e.g. often called “item” effects, cf. Baayen et al 2008; Bates et al 2015; Barr et al 2013). The full results table of the tested models should also be included in the article. [Note that, to avoid the inconsistency in tests within and across studies, could use mixed effects models for a meta-analysis of all the data, using the study as a higher-level, nesting factor. There obviously can be good reasons for choosing other methods, but might be worth thinking about whether the relevant tests and statistics should focus on correlations or on regression.] - In fact, I’m not clear on the rationale for averaging across the 3 questions about counterfactuals that concern different issues. Whether trait optimism is related to beliefs about counterfactual thinking vs. actual behaviour while engaging in it are actually two different questions. But currently the subjective ratings to the 3 questions posed currently confuse those two aspects. The authors could in fact analyse that separately. The authors also did not comment on whether the counterfactuals produced by the participants, if rated by an external observed, would indeed be in line with the subjective reports. In other words, the trait vs. state production of counterfactuals seems confused by the design and the measurements, and the article doesn’t clearly address that point. - Looking at the reported meta-analysis does not yield much confidence in the overall conclusions, since only the final large study would seem to robustly show the hypothesised effect. While the much larger sample in the final study obviously yields more reliable evidence, hence likely yielding an overall effect, this also seems to question what the relevance of such a small effect is, if it can’t be easily reproduced, even when the previous studies had relatively large samples (N>200). - The authors highlight throughout how one’s goals are key mediators of whether up/downward counterfactuals will be produced, but their main analyses do not actually address that moderator. The predictions about the role of goals also seem to predict interactions in quite opposing directions, e.g. more upwards counterfactual if aiming to improve performance + have opportunity to change future outcomes, but downward counterfactuals to regulate mood when there’s nothing you can do about it. While they find that opportunity is related to higher ratings (more likely upward) than “no opportunity”, both are quite clearly in upward side of the scale. As the interaction with outcome valence is described, one might predict that is likely because they chose to only use scenarios with negative outcomes, but then that seems to limit the scope of the conclusions about the relation between optimisms and counterfactuals, if the scenarios are already likely to yield upwards comparisons? - The supplemental materials describing the previous studies should be improved to more clearly summarise the information of what was varied across the studies and what the various results would be (maybe akin to the Appendix table, but more relevant to summarising the relevant points). Including figures/tables summarising the effects in the regression models would also help the reader. - Appendix – Should clarify the methods involved in collecting this list, the meaning of the columns, etc, and its purpose here… How were the sample size estimates obtained? Is there actually no info on the N per group in any of the studies? Were all manipulations are always done between participants? - The authors vaguely state that there has been controversy in the literature, and that there are flaws and limitations in the previous work, which is understandably a good argument for make a robust new study. But they could more clearly address what that should actually imply for how to interpret the previous literature, and where/whether there might be reasonable methodological differences, e.g. related to the moderators mentioned, or whether the measures target beliefs vs. behaviour, which could explain opposing patterns of relations with optimism. Such a more detailed discussion could well be moved to the appendix, which could currently be mostly puzzling for someone who might not already be familiar with the details of that work. - The 4th paragraph seems to basically repeat what was said in the 2nd, while possibly expanding on some points, but this should be combined to avoid repetition. Reviewer #2: The manuscript explores and interesting question about the relationship between dispostional optimism and the direction of comparison of counterfactual thoughts. I find the topic very important, bcause the forms of counterfactual thoughts might have consequences for emotion regulation. The introduction is generally well-written and the justification of the study is sufficient. However, I do not understand why the authors decided to report fully only one study out of seven? I believe the article can make much stronger contribution if the authors would decide to develop it into a full paper. I present my concerns below. p. 9. Method - I am not sure for what kind of analysis the sample size has been determined? Is this sample to detect an effect of .08 in t-test comparison? Unfortunately, the content of the part "Statistical summary of studies" is unclear. First, this should presented before their main study, because these are "preliminary" studies as the authors wrote. Second, I am not sure what is actually presented here. What do the authors mean that they try to "avoid file drawer issues"? As I understand, the authors conducted six other studies before the one reporting here. In this case I would encourage them to report them in the current manuscript. In the current version it is really confusing what are all those effects etc. This would strenghten their main finding. At least, I would suggest to present the summary of previous studies more clearly and earlier in the manuscript. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org. Please note that Supporting Information files do not need this step. |
| Revision 1 |
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PONE-D-20-00918R1 Dispositional optimism weakly predicts upward, rather than downward, counterfactual thinking: A prospective correlational study using episodic recall. PLOS ONE Dear Dr. Gamlin, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. As you will read below, you will see that both reviewers were in favor of your paper being published, congratulations. Despite this, there is room for improvement that I hope you can address easily and quickly to get your paper published in PLOS 1. Some areas of concern are (1) clarifying the power calculations, (2) ensuring the OSF site is populated and prepared properly, (3) and better highlighting the importance of this study. After addressing these issues, I suspect the paper will be ready to be accepted. Please submit your revised manuscript by Aug 30 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter. If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols We look forward to receiving your revised manuscript. Kind regards, Academic Editor PLOS ONE [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #1: (No Response) Reviewer #2: All comments have been addressed ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: No Reviewer #2: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The authors have made a clear effort to address the reviewers’ comments, which I believe has greatly improved the manuscript. But I believe the following minor points should be revised before publication. The information provided for the power calculation is very vague to allow others to replicate (e.g. “weak effect”?). There’s still much debate concerning how to calculate power for mixed effects models, plus mentioning “paths” when running MEMs (and not SEMs) seems quite confusing. As the authors linked to their OSF page, despite the unclear labelling of document names, I found that the justification provided there in “Sample Size 2.rtf" is more precise, and clarifies that was run for a t-test. Since that’s probably the actual basis for their sample size, I suggest they copy that text to the manuscript, but acknowledge/explain that is not the power of the statistics actually used. I’d think that’s a plausible way for deciding on sample size, given challenges with assessing power for MEMs, and MEMs should actually be more sensitive and robust than t-tests. I just think it’s important to be accurate and transparent about what was/is done. The OSF page linked currently doesn’t show any files in the “dataset” folder. There also seems to be some things that imply there was a 7th study, and the current main study would be number 8. Adding some clarification notes on OSF on the data/studies included there and pointing people to the relevant files would help to avoid confusion. Regarding the MEMs analysis/results, the authors should report the method used for calculating degrees of freedom, and those should be reported with the remaining test statistics (i.e. the associated p values). Reviewer #2: All comment have been addressed. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
| Revision 2 |
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Dispositional optimism weakly predicts upward, rather than downward, counterfactual thinking: A prospective correlational study using episodic recall. PONE-D-20-00918R2 Dear Dr. Gamlin, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Peter Karl Jonason Academic Editor PLOS ONE Additional Editor Comments (optional): Reviewers' comments: |
| Formally Accepted |
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PONE-D-20-00918R2 Dispositional optimism weakly predicts upward, rather than downward, counterfactual thinking: A prospective correlational study using episodic recall. Dear Dr. Gamlin: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Peter Karl Jonason Academic Editor PLOS ONE |
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