Peer Review History
Original SubmissionFebruary 26, 2020 |
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PONE-D-20-05580 Implementation of an Automated Scheduling Tool Improves Schedule Quality and Resident Satisfaction PLOS ONE Dear Dr Gao, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. We would appreciate receiving your revised manuscript by May 31 2020 11:59PM. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols Please include the following items when submitting your revised manuscript:
Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out. We look forward to receiving your revised manuscript. Kind regards, Yong-Hong Kuo Academic Editor PLOS ONE Journal Requirements: When submitting your revision, we need you to address these additional requirements: 1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at http://www.plosone.org/attachments/PLOSOne_formatting_sample_main_body.pdf and http://www.plosone.org/attachments/PLOSOne_formatting_sample_title_authors_affiliations.pdf 2. Your ethics statement must appear in the Methods section of your manuscript. If your ethics statement is written in any section besides the Methods, please move it to the Methods section and delete it from any other section. Please also ensure that your ethics statement is included in your manuscript, as the ethics section of your online submission will not be published alongside your manuscript. 3. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information. Additional Editor Comments (if provided): This manuscript has been reviewed by three experts in the area of staff scheduling. Their recommendations and comments tend to be positive. While physician scheduling tool has been studied extensive for many years, they appreciate that the implementation and practical issues discussed in this paper are quite interesting and will be of interested to the reader. They have provided very constructive comments and suggestions for the authors to revise the manuscript. A common comment is that the review of literature and existing work is rather short. Since there have been many studies on this topic, the authors may wish to discuss in more detail the related work. There are a few studies suggested by the reviewers to discuss. The following papers may also be useful for the authors: Damcı-Kurt, P., Zhang, M., Marentay, B., & Govind, N. (2019). Improving physician schedules by leveraging equalization: Cases from hospitals in US. Omega, 85, 182-193. Gross, C. N., Brunner, J. O., & Blobner, M. (2019). Hospital physicians can’t get no long-term satisfaction–an indicator for fairness in preference fulfillment on duty schedules. Health care management science, 22(4), 691-708. Gross, C. N., Fügener, A., & Brunner, J. O. (2018). Online rescheduling of physicians in hospitals. Flexible Services and Manufacturing Journal, 30(1-2), 296-328. Hong, Y. C., Cohn, A., Epelman, M. A., & Alpert, A. (2019). Creating resident shift schedules under multiple objectives by generating and evaluating the Pareto frontier. Operations Research for Health Care, 23, 100170. Kuo, Y. H. (2014). Integrating simulation with simulated annealing for scheduling physicians in an understaffed emergency department. HKIE Transactions, 21(4), 253-261. Schoenfelder, J., & Pfefferlen, C. (2018). Decision support for the physician scheduling process at a German hospital. Service Science, 10(3), 215-229. Tohidi, M., Kazemi Zanjani, M., & Contreras, I. (2019). Integrated physician and clinic scheduling in ambulatory polyclinics. Journal of the Operational Research Society, 70(2), 177-191. Vermuyten, H., Rosa, J. N., Marques, I., Belien, J., & Barbosa-Póvoa, A. (2018). Integrated staff scheduling at a medical emergency service: An optimisation approach. Expert Systems with Applications, 112, 62-76. Please seriously address the reviewers' concerns. Unsuccessful revision can lead to rejection of the paper. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Partly ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: No ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: This work describes the development and implementation of a heuristic-based scheduling tool applied to a large internal medicine residency program including before and after metrics. This is a pragmatic description of implementation and analysis, including the real-world accommodations made for practicality (e.g. essential elements manually entered in to AIMS tool prior to automated scheduling). The core functionality is automated sequential scheduling lottery. Qualitative and quantitative outcomes were assessed and appropriate statistical analysis was applied. In particular, the authors provide the appropriate level of detail to both understand their methodology but maintain a level of accessibility for the target audience of whom many will not be familiar with automated scheduling heuristics. In addition, inclusion of both qualitative and quantitative measures of success is of particular importance for scheduling outcomes. The supplemental materials will be a valuable resource for other programs to implement their strategy. Specifically: 1. Results: With the Jeopardy and night rotations, is there any variability in day night transitions or will a set number of night float shifts always occur for a block without potential for night coverage elsewhere? If there is any heterogeneity in this, consider including a metric of day to night transitions to compare automated to manual scheduling. 2. Lines 171-173: Discussion of wellness as it related to scheduling satisfaction is appropriate. Consider expanding this area of the discussion more as this strongly underscores the role technologic solutions may play in decreasing provider burnout and improving workplace wellness. 3. Lines 174-179: These are all valuable attributes as described. In addition, given that the individual preparing the schedule is likely to be different in consecutive years, consider including reflection on the role of technological solutions to decrease the “learning curve” for schedule development. 4. Lines 180-186: Consider including reflection on how the survey instrument itself—while appropriate—was not previously validated. The authors should be commended for their enthusiasm for this topic and their desire to apply technological solutions to common training problems with scheduling. Reviewer #2: Manuscript Number: PONE-D-20-05580 Referee Report on the paper “Implementation of an Automated Scheduling Tool Improves Schedule Quality and Resident Satisfaction” submitted to PLOS One Summary and recommendation This referee report discusses an article about the quality of automating rotation schedules for residents. The authors developed a rotation scheduling tool that was implemented for the Yale New Haven Hospital Internal Medicine Residency Program. In their study, they compare the quality of schedules before and after implementation of the new tool based on objective as well as subjective perception. Even though the methodical contribution is minor (and not necessary for the journal submitted), the implementation and analysis in a working environment are quite interesting. In general, the paper is very well structured and well written. However, the paper misses a careful literature review. Additionally, the description of the tool/algorithm is only superficial. Based on the following comments, we recommend a major revision. Major comments Introduction: The authors jump directly into the topic. Even if you are somewhat familiar with the subject, essential terms should be introduced for the reader (e.g. rotation, jeopardy rotation etc.). A clear problem description might help as well. Please note that residency programs are quite different in various countries. The literature review from line 57-69 is rather short and misses some essential papers in resident scheduling literature (at least from a methodological point of view). We would recommend the literature review “State of the art in physician scheduling” by Erhard et al. (2018) as a starting point for the review. Forward and backward search might be very helpful finding relevant papers. Method: The description of the scheduling tool is lagging. The process is not entirely transparent at first glance. For instance, you could add a pseudocode to the appendix or use a flow chart for the process. We have a couple of open questions that show the ambiguity or incompleteness of the text. - What is the time horizon of your schedule? - Are the problems for residents and interns independent, i.e. you solve both independently? If not, then some explanation in the text is needed. - What do you mean by scheduling lottery? How often is this lottery performed within the time horizon? - What kind of preferences do you look at, i.e., only rotation preferences or overnight duties? - Can this lottery be manipulated, i.e., when I know that I got my first preference in the last lottery, can I change my preferences so that a lower priority might be my true first one? Or are you running the lottery for each 2-week horizon using the data collected for the whole year? It is somewhat unclear in the text. - What is the “jeopardy” pool? Please explain and add a description (see comment our comments to the introduction). - A visualization of the algorithm might be helpful. - What is the objective function of your algorithm, or do you just construct a feasible solution? We assume the latter but it is not clear in the text. - What are your objective metrics based on, i.e., expert knowledge or literature? We assume the former but again it is not clear in the text. A motivation based on literature might be valuable as well. - On page 4 you are fixing some input values. What is the effect of relaxing this assumption? We guess you achieve better schedules? But understand that e.g. external rotations are fixed. However, are you planning rotations that are external rotations for other units? Then some coordination between units is necessary. You should motivate the assumption. - On your tally, what happens if you do not grant any request? We mean: If nothing is fulfilled, then a resident/intern has 0 and is never chosen? How do you initialize the heuristic? - What happens in case you have less residents/interns available than needed? - Are you limiting the number of requests of any kind (e.g. preferences, vacations) for each resident/intern? Results: We like the comparison between the two years which can be seen as a contribution for itself. However, it might be biased. Just as an idea, you might regenerate schedules for 2017-2018 retrospective and compare the results with the realized ones. Also, it was unclear whether you base your evaluations on the planned or realized (with re-planning) schedules. We think and hope you use planned schedules. If so, the subjective assessment might be biased by re-planning as well. Please make it clear and comment on it in the text. In future, we recommend detailing the subjective questionnaire in alignment with the quality metrics. Can you say something about the savings for the chief resident? E.g. is (s)he faster on top of the quality gains? Also, will the procedure be used next year as well. If so, why? If not so, why? A short outlook might be useful for other practitioners. Just a note from methodological point of view, are you correcting multiple hypotheses testing, or are you just performing single tests in your analysis? For the latter, some of your results might not be significant anymore. You might use a step-wise procedure and most of your findings should be the same. Minor comments - The authors introduce some abbreviations twice, i.e., AIMS and ACGME. You might don’t want to use abbreviations in the abstract. - The conclusion is very short. You might want to address aspects you have not considered but are from interest. We hope the authors regard our feedback as helpful for improving the paper. Furthermore, we suggest extending your team by a researcher more familiar with operations research to improve your scheduling part. We are pretty sure that some qualified persons exist at your university (maybe in industrial engineering or business). The report can be found in the attachment as well. Reviewer #3: The paper describes the implementation of a resident scheduling algorithm at a large hospital. While this is not really new, I really liked the link to a survey that demonstrates an increase in satisfaction after the new software. I think the paper should be published, but ask for two things: 1) Literature: I think you should discuss a little what has been done. There is a relatively recent literature review on physician scheduling (Erhard et al. 2018) that you should have a look at, and probably refer your readers to. I am personally aware of some related papers discussing new approaches in physician scheduling along a real-life implementation and comparison of results, such as Bowers et al. 2016 comparing an equital and a preferences-orientated scheduling, or Fügener et al. 2015 who include both fairness concerns and individual preferences in physician scheduling. Erhard et al. 2018 provide a list of papers with respect to, e.g., residents, fairness, preferences. Again, there is no need to write an extensive literature review, but at least show what comparable studies exist, and maybe refer to the review paper. 2) Algorithm: You should discuss more clearly how your approach works - it could be an appendix if it takes too much space. I am happy to review a revised version. References: Bowers, M. R., Noon, C. E., Wu, W., & Bass, J. K. (2016). Neonatal physician scheduling at the University of Tennessee Medical Center. Interfaces, 46(2), 168-182. Erhard, M., Schoenfelder, J., Fügener, A., & Brunner, J. O. (2018). State of the art in physician scheduling. European Journal of Operational Research, 265(1), 1-18. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: Yes: Stefanie J. Hollenbach, M.D., M.S. Reviewer #2: Yes: Jens O. Brunner Reviewer #3: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. 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Revision 1 |
PONE-D-20-05580R1 Implementation of an Automated Scheduling Tool Improves Schedule Quality and Resident Satisfaction PLOS ONE Dear Dr. Gao, Thank you for submitting your manuscript to PLOS ONE. The revision has been reviewed by two reviewers from the last round. They are satisfied with the revision and have favourable recommendations. There are some minor suggestions for the authors to consider for the final manuscript. Please submit your revised manuscript by Aug 27 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter. If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols We look forward to receiving your revised manuscript. Kind regards, Yong-Hong Kuo Academic Editor PLOS ONE [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #2: All comments have been addressed Reviewer #3: All comments have been addressed ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #2: Yes Reviewer #3: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #2: Yes Reviewer #3: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #2: Yes Reviewer #3: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #2: Yes Reviewer #3: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #2: We think the authors revised their paper very well. Our comments have all been taken into account. The revision of the literature has been very successful, and the paper can now generally be read more smoothly. So in our view, there is nothing to be said against accepting the paper for publication. Minor comments - p. 5, line 89: You should use “constraints” rather than “restraints”. - p. 6, line 103: You might want to use “trainee” rather than “learner”. Reviewer #3: The autors improved the manuscript. I like the revision, and have only a minor comment. I would rather have the reference within the sentence it belongs to, e.g., "...pathway to independent practive [1]." instead of "...independent practive. [1]". However, please leave a space before the reference (unlike e.g., on page 9, references [20] and [9]. Thanks for the opportunity to review your paper! ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #2: Yes: Jens O. Brunner Reviewer #3: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
Revision 2 |
Implementation of an Automated Scheduling Tool Improves Schedule Quality and Resident Satisfaction PONE-D-20-05580R2 Dear Dr. Gao, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Yong-Hong Kuo Academic Editor PLOS ONE Additional Editor Comments (optional): The authors have successfully addressed the reviewers' concerns. Thus, I recommend acceptance of the work. Reviewers' comments: |
Formally Accepted |
PONE-D-20-05580R2 Implementation of an Automated Scheduling Tool Improves Schedule Quality and Resident Satisfaction Dear Dr. Gao: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Yong-Hong Kuo Academic Editor PLOS ONE |
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