Peer Review History
| Original SubmissionApril 6, 2020 |
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PONE-D-20-09874 The facet atlas: Using network analysis to describe the blends, cores, and peripheries of personality structure PLOS ONE Dear Dr. Schwaba, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by Aug 01 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and 2. Please upload a copy of Figure 1-5, to which you refer in your text on page 19. If the figure is no longer to be included as part of the submission please remove all reference to it within the text. Additional Editor Comments (if provided): Please take time to think which suggestions when implemented in what why will improve the article. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Partly Reviewer #4: Partly ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes Reviewer #4: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes Reviewer #4: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes Reviewer #4: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The authors present a practical tool for personality psychology and a concise study justifying it. Their walkthrough of exploring impulsivity facets was especially helpful in showcasing the utility of their online app. I have one primary concern and two requests for additional information to be added to supplemental materials. 1. My biggest concern is that node strength is not an especially informative metric. As far as I have been able to discern from Figures 6-10, for a given domain, a facet’s strength only indicates whether it falls into one of two categories: strong or weak. This information is better than nothing. To give the figure more context, it would be helpful to at least add to each figure the maximum allowable strength for facets within the domain. It appears as if between-domain facets differ in their strength (e.g., the strongest Neuroticism facets are stronger than the strongest Conscientiousness facets), but upon closer inspection (which a non-reviewer may not bother with), it is apparent that these differences are due to the number of facets in each domain (e.g., 107 facets in Neuroticism [and thus a max strength of 106?], vs. 70 facets in Conscientiousness [and thus a max strength of 69?]) Even with the above modification, node strength is not an effect size that is interpretable in and of itself, nor is it comparable across domains or studies; a new, similar study will mostly likely use a different number of within-domain facets than this current one. You should strongly consider an alternative (or additional) metric to node strength—the average of absolute correlations, as opposed to the sum. An average correlation may be found by converting each correlation into a Z value, taking the mean of the Z values for a given facet, and back-transforming the mean Z value into a correlation (see Corey, Dunlap and Burke, 1998 as to why this method is preferred over simply taking the linear mean of correlations). Within a domain, the order of strongest-to-weakest facets should remain largely the same, if not identical, for the average vs. the sum of absolute correlations. However, an average correlation will be an interpretable effect size that is comparable across domains and studies. You should be able to find the confidence intervals of the correlations with a similar bootstrapping method that you used for your node strength intervals. 2. I am sympathetic to the fact that a full correlation matrix would take 30 sheets of paper to display, and I agree that it’s not appropriate to show in the manuscript, but a full matrix would only require one .CSV file in the supplemental materials. Having the full correlation matrix (raw below the diagonal, corrected for attenuation above, as in Table 3) is useful for transparency and replication. For example, without the full correlation matrix, a reader would not be able to replicate your analysis of the four impulsivity facets; they would not be able to reconstruct Table 3. Also, they would not be able to construct a new correlation table of supposedly-similar facets. For performing future analyses, a full correlation matrix is probably as critical as the facet atlas. Please add it (e.g., a .CSV or R data file) to the supplemental materials. I don’t think you need to go to the effort of marking whether each correlation is significant (in fact, it’s better if the matrix doesn’t contain anything besides variable names and correlation values, so it can be easily read by programs like R). You could just make a general statement about significance (e.g., to be conservative, use the minimum N to determine the smallest absolute correlation that would be statistically significant (p<.05). 3.“Before visualizing the facet atlas, we first organized all 268 ESCS facets into the Big Five domains using exploratory factor analysis with oblimin rotation” (p. 10). So you created an aggregated Big Five on which to load all facets. I am curious how, for a given aggregated domain, different measures of that domain load onto it. It is probably the case, for example, that there is variability in how strongly different measures of Conscientiousness load onto your aggregated Conscientiousness factor. This information would also be useful to researchers, and may provide context as to why a facet is peripheral (e.g., its domain is also peripheral to other domain measures or has low loadings on the corresponding aggregated domain), although I acknowledge that this is a bit of a tangent from your paper, so it is my least pressing request for supplemental material. 4. “All facets with factor loadings greater than |.25| were included in that domain.” Just to double-check, were there any facets that did not load onto any of the five domains? If so, these facets should be named. 5. There were a number of punctuation typos scattered throughout the manuscript (e.g., on page 17: “Researchers interested in studying impulsiveness may benefit from considering these components separately or in tandem [60]. and from paying close attention to the scales used in past research on impulsiveness”). The draft was well-written, but you should re-read the draft carefully to find these mistakes. Reviewer #2: I had mixed reactions to this manuscript. On the whole, I think this is a very useful contribution, and the atlas may be very useful for the personality field. However, I had some methodological questions as I went through it, and I struggled to make the online version of the atlas work in any stable way. One of the questions I had, was why the title and introduction were framed by network analyses, when so much of the methods were based on factor analysis. To me it seemed like the study couldn't be completed without the factor analyses, and indeed much of the findings rested on decisions for the factor analysis. To me it seems like this atlas was at least as strongly based on factor analytic findings as it was on network findings. So, I'm not sure I think the title accurately reflects what the methods the manuscript relies on. Another question I had was how much the network incremented or gave different results to what might be gleaned from the factor analytic findings. In other words, is there anything we are learning beyond what we could have learned by looking at the factor loadings in the exploratory factor analysis that the authors ran to decide what facets to include in the network analyses? Given how overlapping these methods are, is one just a visual depiction of the results of the other? I'd really like to know if there are any meaningful differences between the strength centrality estimates for one domain and the factor loadings for the same domain. In simulation work cited by the authors (Hallquist et al., in press), the correlation between factor loadings and strength centrality is > .90. And, if there are any meaningful differences why do the authors think those come about and what is their meaning? For instance, are they perhaps due to secondary factors that are not explicitly modeled in the network analysis? Like, are centrality estimates meaningfully impacted by how much secondary content is in a network in a domain? Or how many scales from a particular measure are included? Simulations suggest that additional shared data generating mechanisms (e.g., methods, secondary content) will increase strength centrality estimates. Maybe these are minor relative to the full domain, but that would be interesting to know. A virtue of factor analysis is the ability to partition variance explicitly, but that seems to be something that network analysis can't do or struggles to do. I don't know the answer to these questions vis-a-vis these particular analyses, but I found myself wondering about them as I read the paper. I guess one direct implication is that the authors might want to do a better job of highlighting what the unique contribution of each method is to arriving at these conclusions. I also struggled with the user interface for the online resources. To be clear, I think this is a very useful and exciting contribution, but it wasn't clear to me how to use it, and without the manuscript it wouldn't be useful as a stand alone app. So I think they authors should spend some time on providing documentation there. Additionally, I was kicked off the server basically every time I tried to change a parameter and play around with it. In the intro I thought there were some places that presented somewhat caricatured descriptions of factor and network analysis. At other times, in the discussion, it would seem that some of the statements seemed too strong (e.g., like how the network provides a 'stringent test' of whether aspect scales are maximally distinct, but then this was followed by what sounded like an impressionistic statement of distance looking at the graph). In sum, I think providing this sort of summary atlas of the structure of many different personality scales is a very useful contribution to the field. I think there is some room in clarifying what the methods used in the study are incrementally adding to each other, but this should be relatively easy for the authors to address in a revision. In particular, I think quite a few readers will likely be interested to know whether there are discrepancies between the findings used across methods, or whether the networks are just visually depicting what the factor analyses already revealed. I hope these comments are helpful in strengthening the presentation of this interesting work. Sincerely, Aidan Wright, PhD Associate Professor University of Pittsburgh Reviewer #3: I'm glad for the chance to review this work. The manuscript is very well done, and I think it stands to make an important contribution to measurement in personality psychology. This is not trivial, in my opinion, for measurement issues are closely tied to one of the central missions of personality: to defensibly account for the full breadth of psychological individual differences. In fact, I think this project has already succeeded in this respect, as many researchers working in this area are already familiar with it (and like it!). This last comment is somewhat unusual, coming from a reviewer, so I want to begin by detailing my familiarity and knowledge of this paper. I hope the editor and the authors will take this prior knowledge into account when weighing my review. I also think it means the authors would benefit from feedback from multiple other reviewers, if at all possible. I reviewed this manuscript for another journal last year. Before that I was made aware of the proposed work due to my involvement with a special issue at another journal. Separate from these experiences, two other researchers have contacted me to ask my opinion of this work since submitting my last review. Before accepting this current review assignment, I sent an inquiry to the action editor regarding the possibility of posting an open review alongside the manuscript. I did not hear back, but I would be interested in that option if all parties are amenable. I think this work should be published because it uses novel statistical methods and a unique, large, publicly-available dataset. I also think it could be made better with some revision. It does not appear that the manuscript has been altered since my last review, at least not substantially, so I will attach that review to this one for the authors' consideration. I retract point 4 from that review because I now see that it is well-addressed in the main text (previously in a footnote I had overlooked). Of course, I do not think all the points in my review need to be incorporated into the manuscript. There is one point however that I think must be addressed, and this is the reason why I accepted this review assignment. The sample is 98.4% white. These are basically all white middle-aged homeowners from a small rural area in Oregon. The sample has been used widely among personality psychologists over the last 20 years in order to develop public-domain alternatives of proprietary personality scales. But, there is no solid data showing that the structure of personality based on these data is generalizable. I understand the rationale for calling this tool "The Facet Atlas" based on analogous work(s) from genetics, but the analogy is far from perfect. To suggest that this is *the* structure of facets is more than just a theoretical discussion about the required scope of cross-validation. I believe it has real, detrimental consequences for the field. I don't feel it would reduce the impact of the manuscript to make this issue a central theme. Currently, it is addressed in passing on line 170 and in more detail on lines 420 to 423. As a digression, please note on lines 422-423 that it is, sadly, a dramatic understatement to say that "the structure of personality does not generalize perfectly across cultures." Not even the Big Five generalizes (see de Raad et al., 2010 and the large related literature on this issue); there is little expectation that the facet- or item-level structure generalizes even moderately across cultures. But that is not a failing of this paper! It is the expected reality of phrased personality items (containing contextualized content) when administered to a diverse range of cultures and sub-cultures. As I write this review, protestors across the U.S. and beyond are rallying in condemnation of pervasive, systemic racism. My field (personality), my institution, and even my own research program contribute to this persistently, if only on the margins and without intention. One way that diversity and inclusivity can be addressed is to re-evaluate whether the consequences of our claims do more harm than good. I would be remiss if I did not point out (again) that this paper is an opportunity to describe these widely-used data as deeply flawed, and then frame the work as a methodological advancement, ready for application to additional data sets, if/when they become available in the future. And maybe to also call for the urgent need to collect such data! Several research teams are working on this. Regards, David Condon Reviewer #4: I’ll note my identity at the outset as Doug Samuel as this is relevant in terms of possible Conflicts of Interest. Primarily in that I have collaborated with some of these authors recently. I have also worked with Dr. Hopwood on numerous projects in the past and consider him a friend. I also note that my graduate student (Meredith Bucher) and I have been doing somewhat related work in terms of trying to organize facet scales. We have done so using the AB5C framework explicitly (Bucher & Samuel, 2018 in Journal of Personality Assessment; and other Bucher & Samuel that was just accepted pending revisions at Journal of Research in Personality). I don’t see either of our papers as competing with the present effort, but do want to be upfront about an possible COIs as I suggest references below. This is a paper that uses the Eugene Springfield Community Sample (ESCS) to conduct a network analysis of 268 lower-order scales, across 13 personality measures to determine how closely the relate to each other and arrive at an estimate of which content was most common across the different measures. This led to an interesting product of a web-based app that would allow this information to be adapted and used by researchers or clinicians. I found this paper to be clear and easy to read. It had a number of older citations that showed a good command of seminal literature. That said, the authors unfortunately missed some very relevant citations that are key to this paper, including a major one that undertook very similar analyses in this same dataset. Woods and Anderson (2016) also used the ESCS to examine the degree of overlap of facet scales with the ultimate goal of creating a “periodic table of personality” (Woods, S. A., & Anderson, N. R. (2016). Toward a periodic table of personality: Mapping personality scales between the Five-Factor Model and the circumplex model. Journal of Applied Psychology, 101, 582–604.). This Woods and Anderson paper covers much of the same ground as the present paper and as such it simply must be incorporated into the background. My opinion is that there is sufficient differences in method, as well as product that it does not suggest this current paper shouldn’t be published, but it will need to be contextualized in terms of what has already been done and compared to those results. I think this becomes most tricky in terms of the wording. That paper aimed to provide a “periodic table of personality” and this one aims for a “personality atlas.” IMO, there may be differences there, but they are subtle and the present authors will need to take great care to explain how this is different and/or the same. Additionally, the authors should consider citing a 2016 editorial by Ziegler & Backstrom that appeared in European Journal of Psychological Assessment (issue 32, pages 105-110) that also took a look at trying to sort through various facets. Another work to consider that is aimed at a similar goal is by David Condon and Bill Revelle. I am honestly not sure what is the best citation for it, but this one might be it (https://openpsychologydata.metajnl.com/articles/10.5334/jopd.32/). My understanding was that they were aiming to create an omnibus measure that represented a consensus list of facets across many inventories. As I mentioned, Meredith Bucher and I have published one paper that created a short form of the AB5C and then used new data to sort major faceted inventories (HEXACO and NEO) into the that context. The AB5C specifically is very relevant to the present paper as the authors repeatedly focus on the circumplex tradition and the promise it holds for understanding facets (page 4 of the present paper)…which is of course the entire idea behind the AB5C, so it would be helpful to cite as support here. In our 2018 paper (JPA; issue 101:1, 16-24) we found that some domain blends were less well-represented than others, so this is quite relevant to current discussion. In particular, our 2nd paper is specifically looked at those facets of the AB5C that weren’t performing quite as expected in terms of primary and secondary loadings to see if new items (from the IPIP) would improve this. Interestingly, we find that the specific facet that blends high agreeableness and low conscientiousness was not able to be measured well. We interpret this as being an area of personality space that may well be less populated. We don’t go so far as to say its vacant, but the combination of findings across studies suggest there are few, if any, words in the lexicon that map into this space and we couldn’t not locate suitable items to measure that combination. In short, it seems to be an area of the personality space that seems to have been uncommon (or unimportant) that it was not encoded into language or common measures. We hope to have this accepted soon, but I’d be happy to share the version informally. As it pertains here, I’d appreciate the authors digging more into those less populated facets in their writing. As I noted above, the creation of the app was really a nice feature of this paper and I do think it has the possibility to be useful to the field. That, combined with the network analyses are likely sufficiently novel to be a meaningful extension to the literature. The authors would do well to say more about specifically how the network models are different from what was reported in Woods & Anderson (2016). The authors do a reasonable job of noting the strengths and weaknesses of the ESCS. The demographics are less than ideal, but it has a great set of measures (that is thorough, but not comprehensive). That said, more needed to be said about the complications of correlating measures that were administered up to a decade apart from each other. This is important as it relies upon the input to dictate the output. These are more “consensus” than completeness (e.g., it won’t “resolve” anything”). A key limitation is that the “items in some scales were administered over a period of multiple years” as noted on page 9. Some scales you are correlating are measured a decade apart. What impact might this have? It was also not clear how big the sample was for the network analyses. It is not clear, but I would understand based on the variability in Table 3 that some sort of deletion was used for given correlations. But when this was for the entire collection of measures, did you also use listwise deletion? If so what was the final sample size? Or were missing data imputed? I also encourage the authors to clearly define what they mean by “core.” Given the method, it means here that is the most common within the measures used here. It is NOT the lexical core or mean to be the “center” of the domain. I personally would prefer a term like “consensus” or the “common denominator” as this more clearly reflects what it means. This has important implications for the discussion in particular as the authors wrote “Network theory suggests that change to a network’s central nodes may cascade through the rest of the network [32]. This idea is appealing to intervention researchers who seek to use focal interventions to enact relatively far-reaching personality change [66]. Figures 1-5 provide some guidance about which facets are more or less core, and thus may represent better or worse targets for domain wide change efforts.” IMO, this is not necessarily correct. These analyses tell us what is most commonly included among these 13 measures. That doesn’t mean they are at the center of the lexical factor, nor that it is causally core in the way that is implied by the above example. We would need more data to make that comparison; ideally longitudinal data. Similarly, what you call periphery doesn’t mean it is “less relevant” (although it might), but here it only means it is less common across these measures. For all we know, a very uncommonly assessed facet might turn out to the be the most “central” or “core” of a domain. Minor points: 1. I was not certain of the point of the BFAS-specific focus in the discussion. Why single out the BFAS over any of the other measures? 2. I was surprised to see the authors correct using Cronbach’s alpha. Of course, as the authors know, alpha is not an index of true reliability. Les Morey’s address at SPA in San Francisco a few years ago provided a number of examples of how alpha was not a measure of reliability and why correcting using that could lead to skewed estimates of this. Test-retest dependability would be a much stronger correction. In the absence of test-retest over a short period (Watson, 2004), I would encourage the authors to just abandon corrections at all. I realize that may sound extreme so I’d also be content if they simply provided the uncorrected results as well. 3. On page ?? you say with regard to blended traits that “basic and applied personality researchers seem reluctant to incorporate this complex, blended reality into personality assessment and theory.” Can you give an example of the relucatance? I don’t personally see such a reluctance, but maybe I’m not clear on what is being communicated. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: Yes: Lorien G. Elleman Reviewer #2: No Reviewer #3: Yes: David M Condon Reviewer #4: Yes: Douglas B. Samuel [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
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A facet atlas: visualizing networks that describe the blends, cores, and peripheries of personality structure PONE-D-20-09874R1 Dear Dr. Schwaba, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Frantisek Sudzina Academic Editor PLOS ONE |
| Formally Accepted |
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PONE-D-20-09874R1 A facet atlas: visualizing networks that describe the blends, cores, and peripheries of personality structure Dear Dr. Schwaba: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Frantisek Sudzina Academic Editor PLOS ONE |
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