Peer Review History

Original SubmissionApril 7, 2020
Decision Letter - Lidia Adriana Braunstein, Editor

PONE-D-20-09888

Data-Driven Study of the COVID-19 Pandemic via Age-Structured Modelling and Prediction of the Health System Failure in Brazil amid Diverse Intervention Strategies

PLOS ONE

Dear Dr. Canabarro,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Mainly by one of the referees who decided to reject the paper

Please submit your revised manuscript by Jul 12 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.
  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.
  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Lidia Adriana Braunstein, Phd in Physics

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. We note that you have indicated that data from this study are available upon request. PLOS only allows data to be available upon request if there are legal or ethical restrictions on sharing data publicly. For more information on unacceptable data access restrictions, please see http://journals.plos.org/plosone/s/data-availability#loc-unacceptable-data-access-restrictions.

In your revised cover letter, please address the following prompts:

a) If there are ethical or legal restrictions on sharing a de-identified data set, please explain them in detail (e.g., data contain potentially sensitive information, data are owned by a third-party organization, etc.) and who has imposed them (e.g., an ethics committee). Please also provide contact information for a data access committee, ethics committee, or other institutional body to which data requests may be sent.

b) If there are no restrictions, please upload the minimal anonymized data set necessary to replicate your study findings as either Supporting Information files or to a stable, public repository and provide us with the relevant URLs, DOIs, or accession numbers. For a list of acceptable repositories, please see http://journals.plos.org/plosone/s/data-availability#loc-recommended-repositories.

We will update your Data Availability statement on your behalf to reflect the information you provide.

3. Thank you for stating the following in the Acknowledgments Section of your manuscript:

We acknowledge the John Templeton Foundation via the Grant Q-CAUSAL No. 61084,

the Serrapilheira Institute (Grant No. Serra-1708-15763), the Brazilian National Council

for Scienti c and Technological Development (CNPq) via the National Institute for Science

and Technology on Quantum Information (INCT-IQ) and Grants No. 307172/2017-1 and

No. 406574/2018-9 and No 423713/2016-7, the Brazilian agencies MCTIC and MEC. AC

also acknowledges UFAL for a paid license for scienti c cooperation at UFRN .

We note that you have provided funding information that is not currently declared in your Funding Statement. However, funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:

The author(s) received no specific funding for this work.

4. We note you have included a table to which you do not refer in the text of your manuscript. Please ensure that you refer to Table IV in your text; if accepted, production will need this reference to link the reader to the Table.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: No

Reviewer #2: Yes

Reviewer #3: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: Yes

Reviewer #3: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The work "Data-Driven Study of the COVID-19 Pandemic via Age-Structured

Modelling and Prediction of the Health System Failure in Brazil amid Diverse

Intervention Strategies" presents a model built by coupling SIR models for

different ages, thus introducing an age structure.

The true variables of the model are fractions of populations (s=S/N, r=R/N,...)

where N is the population of Brazil, more than 200 million people. The

age-populations are coupled by a matrix of contagious contacts which originally

is a multiple of matrix with all ones, 1, in its entries, but later is modified

to accommodate what the authors speculate is the translation into parameters of

the non pharmaceutical interventions (NPI).

There is no support in the biomedical literature for the original (before

interventions) contact matrix, actually mild cases are expected to be less

contagious than severe cases (at e very primitive level, think that a good

number of mild cases do not present cough, one of the predominant mechanisms

for contagious). The immunological system is also expected to wear off with age in

average. Thus, the contagious contact matrix the authors use as a first step is

not supported by present knowledge of SARS-CoV-2. The same can be said for

recovery times.

The authors leave aside that the SIR model does not represent a proper

progression of contagiousness.

Furthermore, the homogeneous mixing implicitly assumed of the population is known

to be a problematic assumption to results in exaggerated number of contagious.

In turn, the reduction factors associated to the NPI are rather arbitrary and

more likely than over-optimistic. The effectiveness of a quarantine is related

to the social structure and is going to be rather heterogeneous. It is almost

impossible to prevent contact to families living together and is almost

impossible to restrain to their home to those which leave under precarious

conditions. I am thinking of shanty towns (Favelas), Com-unitary isolation is

more likely to happen in such social conditions. As a consequence, results such

as those in Figure 3 are truly fabulated.

I fail to see a reason to recommend to PLOS' readership the present manuscript.

Reviewer #2: In this work the authors propose a data-driven age-structured census-based SIRD-like epidemiological model capable of forecasting the spread of COVID-19 in Brazil. They model the current scenario of closed schools and universities, social distancing of individuals above sixty years old and voluntary home quarantine, and show that it led to a considerable reduction in the number of infections as compared with a scenario without any control measures. However, the authors predicts that the current measures are not enough to avoid overloading the health system, since the demand for intensive care units will soon surpass the number available and that an urgent intense quarantine might be the only solution to avoid this scenario and, consequently, minimize the number of severe cases and deaths.

The paper is well written and clear and I recommend that the manuscript be published. However, I have a few comments that I believe may improve the ms.

1. In page 4, after the reproduction number R_0 is definited, the same magnitud is named as R_n . At least I have missing something I think the authors are talking about the same magnitud.

2. In page 7, line 3 from the bottom, the phrase “The third column of Table II is the unit minus the values in the third column of Table I” it is wrong. I think that the third column of Table II is the unit minus the values in the fourth column of Table I. Please check this.

3. Coronavirus report given by the World Health Organization (WHO) indicates that the total number of infected in Brasil by May 1st is of 78162 confirmed cases, less than 10^5 (“https://www.who.int/emergencies/diseases/novel-coronavirus-2019/situation-reports”). This value is very different from the one estimated by the model (showed in Fig. 3a), which is over the 10^6 cases. Can the authors explain this huge difference?

Reviewer #3: The manuscript is technically solid. The data used in the analysis is available at Johns Hopkins University COVID-19 database. The method used is well known and has been used in similar articles. The article has been published in a preprint version, including the legend that has not been peer-reviewed.

I suggest that the authors should take into account the contact matrix in the analysis, because the present analysis shows the direct effect of the NPI interventions. If the contact matrix are incorporated the authors can include the indirect effects generated from contacts between different age groups.

The title of Table IV should be reviewed, since it should mention the case fatality rate, instead of mortality.

Table V should specify whether the information on those infected is until the entire population finishes infecting or until a certain date.

In the results, it would be of interest for health system planning policies that the demand for UTI beds be presented in each scenario.

The conclusions are well developed and conform to those presented in the introduction.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Revision 1

We have uploaded a complete response letter to all reviewers' questions.

Attachments
Attachment
Submitted filename: Response to Reviewers.pdf
Decision Letter - Lidia Adriana Braunstein, Editor

Data-Driven Study of the COVID-19 Pandemic via Age-Structured Modelling and Prediction of the Health System Failure in Brazil amid Diverse Intervention Strategies

PONE-D-20-09888R1

Dear Dr. Canabarro,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Lidia Adriana Braunstein, Phd in Physics

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #3: The authors have adequately addressed my comments raised in the previous round of review and I feel that this manuscript is now acceptable for publication

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #3: Yes: Laura Soledad Lamfre

Formally Accepted
Acceptance Letter - Lidia Adriana Braunstein, Editor

PONE-D-20-09888R1

Data-Driven Study of the COVID-19 Pandemic via Age-Structured Modelling and Prediction of the Health System Failure in Brazil amid Diverse Intervention Strategies

Dear Dr. Canabarro:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Lidia Adriana Braunstein

Academic Editor

PLOS ONE

Open letter on the publication of peer review reports

PLOS recognizes the benefits of transparency in the peer review process. Therefore, we enable the publication of all of the content of peer review and author responses alongside final, published articles. Reviewers remain anonymous, unless they choose to reveal their names.

We encourage other journals to join us in this initiative. We hope that our action inspires the community, including researchers, research funders, and research institutions, to recognize the benefits of published peer review reports for all parts of the research system.

Learn more at ASAPbio .