Peer Review History
| Original SubmissionNovember 3, 2019 |
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PONE-D-19-30581 Impact of left ventricular assist devices and heart transplant on acute myocardial infarction and heart failure mortality and readmission measures PLOS ONE Dear Dr. Desai, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we have decided that your manuscript does not meet our criteria for publication and must therefore be rejected. Specifically, there were concerns whether this study is novel or much additive to the knowledge in the field, while the conclusions were deemed vague and the clinical implication of these results questionable. I am sorry that we cannot be more positive on this occasion, but hope that you appreciate the reasons for this decision. Yours sincerely, Vakhtang Tchantchaleishvili Academic Editor PLOS ONE Reviewers' comments: Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The authors conduct an interesting study examining the rate of risk standardized mortality rates and readmission rates in an acute myocardial infarction and heart failure population with respect to heart failure and LVAD patients. Abstract comments: In results section would specify exact number, less than or equal to 0.2% does not make sense in this context. Same with less than or equal to 0.1%. How could the number of patients be less than or equal to? Shouldn’t this be a whole integer? Would refer to semi-permanent/permanent as the indication for the LVAD, either bridge-to-transplant (semi-permanent) or destination therapy (permanent) Introduction: Drawing similarities between devices like CF-LVADs and percutaneous support devices is rather heterogeneous. The indications of these devices and devices are far too different to conflate them. May be better to state actual devices (Impella for percutaneous support, Heartmate II and III for durable devices). Later in the intro paragraph, these are again conflated. When CF-LVAD or LVAD is written, most people would default to an assumption of a durable CF-VAD. The authors should clarify the distinction between percutaneous and durable devices. Materials and methods: The inclusion of CF-LVAD and percutaneous support devices needs to be acknowledged in the limitations since they have different indications. This is partially acknowledged in the limitations section. Durable CF-LVAD patients and percutaneous support patients are not exactly similar. For the heart transplant patients, these are patients who were transplanted at this index hospitalization for heart failure? Discussion: Page 17, “supports their being difference” should be corrected to there General comments: Can the authors clarify if these were pulsatile flow LVADs or continuous-flow? Given the contemporary cohort, it would be assumed that the LVAD population is continuous flow. Given that, the authors should replace LVAD at each instance with continuous-flow LVAD or CF-LVAD. Did this population include patients who had RVAD devices placed? Were any total artificial hearts included in the cohort? Limitation: by including only medicare patients a significant number of patients are not included in the cohort some recent studies of 200 patients cite a mean age of 59. CF-LVAD patients have both a destination therapy and bridge-to-transplant indication. Did this study include both patient populations? Reviewer #3: In this retrospective analysis of Medicare free-for-service beneficiaries with primary diagnosis of acute myocardial infarction (AMI) or heart failure (HF), Brandt et al presented the effects of including LVAD and heart transplant (HT) patients on 30-day readmission and mortality measures. The authors found the including or excluding these patients of patients does not significantly impact these measures though there were more readmission and less mortality among patients implanted an LVAD or underwent HT. The authors then concluded that LVAD and HT patients are still a distinct group with different care requirements and outcomes and should be analyzed separately from other groups of patients with HF/AMI. The manuscript is well written and methods are appropriate. However, these findings are largely expected and not novel. The clinical implication is questionable as the number of patients with HT or LVAD is very small relative to the large group of patients with chronic HF or AMI. Reviewer #4: The authors of “Impact of left ventricular assist devices and heart transplant on acute myocardial infarction and heart failure mortality and readmission measures” speak to whether or not exclusion of LVAD and heart transplant patients significantly change the outcomes of CMS public reporting readmission and mortality for acute MI and heart failure patients. The statistics are done rigorously, and the manuscript is well-written in easy to understand English. The authors utilized modeling similar to past publications to calculate the risk standardized readmission rate and mortality rate for these hospitals, and ultimately compared whether or not these values changed when LVAD and HT patients were excluded from the cohort. In the abstract, the authors state that their data supports that HT and LVAD patients should be considered separately from the all-comer HF patient population, although the fact that the exclusions do not change the RSMR and RSRR does not support that conclusion. Furthermore, the data show a similar lack of change in RSMR and RSRR in the AMI, which the authors do not discuss. In the discussion of the paper, the authors state that there is a dichotomy in AMI patients vs HF patients, in that the indication for LVAD shows that the AMI patients had external LVADs placed, vs HF patients receiving durable LVAD options, and that this likely drove the decision for the CMS to exclude HT and LVAD patients from their HF data, but not AMI data. In the discussion the authors do not really state whether or not they believe that HT and LVAD patients should be excluded from the HF and AMI groups, they simply discuss what the CMS policy reflects. Overall this discussion is confusing because the abstract and discussion of the paper do not deliver a consistent message, it would be helpful for the reader if the authors discussed why they believe their findings do/do not support the CMS policy decisions. Furthermore, it is hard to believe that the exclusion of the LVAD patients and HT patients would affect the RSMR and RSRR values for the entire cohort, these exclusions make up ~1,000/1,000,000 of the HF patients (1/1000th of the cohort) and 1/500th of the AMI group. This is not discussed by the authors, it seems as though it is statistically impossible for the exclusion of such a small group to meaningfully shift the entire cohort’s mortality/morbidity. Some points for consideration -What was the purpose of stratifying LVADs into three groups and HT in to two groups? A discussion of this would be helpful to the reader - Table 3B has incredibly small sample size for hospitals with more than 1 transplant. All data regarding heart transplant on AMI patients is based on an incredibly small sample size. It is unlikely that these data hold up across all hospitals in the united states or abroad considering that there are only three hospitals that are doing transplant in this cohort. Also, the clinical track to receiving a transplant in the setting of an acute MI is not entirely clear. - In table 3a, 3b, 4a and 4b Why are the N values for hospitals with hospitals with and without HT/LVAD patients different in terms of mortality and readmissions? Shouldn’t the N value for these hospitals be equal in terms of hospitals that had heart failure patients, that were considered for readmission/mortality data? Were hospitals that have no deaths and no readmissions excluded from the reported N? For example, there is a discrepancy of over 100 hospitals between mortality and readmission hospitals with no transplants. -The authors state that “Hospitals caring for >6 patients with LVAD or >1 HT had lower RSMRs but higher RSRRs on average.” It would be helpful to know what confidence intervals there are for this methodology. Most of the differences are less than 1% (one is equal, in fact), are we confident the modeling can say that these are truly different? -It is worth adding a discussion regarding the shortcomings of using the database from 2010 to 2013. This data is being derived from the previous generation of LVADs (at least from a durable LVAD perspective). The authors should acknowledge that all of the data presented in this paper regarding devices are not commonly being used at this time (Impellas have been redesigned, Heartmate 3, and HVAD have been approved since the study period). Overall, it is not clear why the authors chose to use the CMS data from 2010-2013, when they feasibly could have used 2013-2016 (up until the date that the CMS changed their reporting guidelines). It would be helpful to know why the authors chose these dates; at face value it does not seem like these are the most recent data available to the authors. The fact that all most LVADs that are used today are a newer generation from what is being studied in this paper should be discussed by the authors. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.] - - - - - For journal use only: PONEDEC3 |
| Revision 1 |
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PONE-D-19-30581R1 Impact of left ventricular assist devices and heart transplant on acute myocardial infarction and heart failure mortality and readmission measures PLOS ONE Dear Dr. Desai, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. This manuscript has been evaluated by two academic editors and two external reviewers (different from the initial reviewers). We are in agreement with the Reviewer's request for major revisions based on the feedback received. We would appreciate receiving your revised manuscript by Mar 21 2020 11:59PM. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols Please include the following items when submitting your revised manuscript:
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Competing interests can arise in relationship to an organization or another person. Please follow this link to our website for more details on competing interests: http://journals.plos.org/plosone/s/competing-interests Additional Editor Comments (if provided): The authors intended to assess the impact of LVAD and HTx, a subgroup, on some outcome measures. These surgical cases were a small minority and stat. insig changed those rates. In epidemiology, it is always better to enhance homogeneity to reduce selection bias. So it was not a bad idea to exclude those cases. But since their existence did not affect the rates significantly by statistical testing, why not just keep them to reflect the reality in clinical scenario? The authors needed to clarify the purpose of those outcome measures. Is there any benefit to exclude LVAD and HTx, such as for cost management, admin, insurance, etc? Please revise to reflect the motivation of the manuscript. LVAD and HTx, as a small minority, did not affect the outcome measures. Their non-exclusion did not violate homogeneity but also reflect the diversity of clinical reality. The authors need to provide a stronger reason to exclude them [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #5: (No Response) Reviewer #6: (No Response) ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #5: Partly Reviewer #6: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #5: Yes Reviewer #6: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #5: Yes Reviewer #6: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #5: Yes Reviewer #6: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #5: PONE-D-19-30581_R1 The authors of “Impact of left ventricular assist devices and heart transplantation on acute myocardial infarction and heart failure mortality and readmission measures” sought to understand the frequency of deaths and readmissions in patients supported on advanced heart failure therapies as a component of Medicare population-based metrics to determine if inclusion of such patients unduly affects the Medicare-based assessment of those hospitals performance with respect to those measures. Certainly, these data are important to have available for consideration, but the way in which some of the data and conclusions are presented could be misleading and in the interest of disseminating this information, authors should seek to clarify this for potential authors who would cite these data. Major Comments: 1. What was the authors’ intent with including temporary/external? LVADs? I would suggest that the authors completely exclude external or temporary LVADs (and why do the authors indicate in the limitations that they could not distinguish between percutaneous LVADs vs. durable VADs?). The authors ultimately argue that LVAD patients should be considered separately, but I am unsure if patients supported on temporary LVADs should be excluded given the controversy of using these devices (i.e. Impella) routinely. Protected PCI may be another indication during AMI admission for use of an “LVAD” which further complicates the data. Additionally, the controversy with respect to the HRRP primarily surrounds the HF admission indication and the observation of the disparate mortality and readmission data (as the authors also observed) perhaps unduly affecting high quality centers. I believe these data are of much more relevance wherein the proportion of durable LVADs is much higher. 2. However if the authors cannot readily separate temporary and durable device and so choose to proceed with inclusion of temporary LVADS, in the first methods paragraph, I would provide examples of the external or temporary LVAD versus semi-permanent or permanent LVADs for clarity for the reader to emphasize throughout the idea that markedly different LVAD devices with markedly different indications are lumped into his cohort. 3. Previous reviewers have criticized the manuscript for the statistical inability to generate differences between cohorts after removing LVAD and transplant patients. While I agree with the essence of these comments, I disagree about the resultant lack of importance of the manuscript. The manuscript, as I interpret it, is designed to provide a neutral assessment of the data in the CMS calculations. In that regard, the authors have done well in not applying a statistical test of significance. However, I would clarify that objective within the introduction and discussion. For example, rather than stating in the introduction that they “sought to examine the impact of …” I would suggest that the authors indicate that they sought to quantify the available data on LVAD and HTx mortality and readmissions as it relates to the CMS decision. Similarly, in the limitations, in the limitations, I would suggest that the authors indicate that due to very small numbers of patients in the cohorts of interest in a large administrative database, the study was not powered to detect differences and thus no statistical tests of significance were used. Minor comment: 1. In the 3rd to last sentence of the first Methods paragraph, I believe the authors mean HTx cohort rather than HF cohort. Reviewer #6: Brandt et al. have evaluated mortality and readmission measures of acute myocardial infarction and heart failure patients while assessing the impact of including patients receiving LVAD and heart transplants on these measures. The authors provide a revision of their manuscript along with responses to prior reviewer comments. The manuscript is well-written and presented in an intelligent fashion. The statistical methodology appears adequate although further description of the same in the methods section would be ideal. The authors have addressed most of the concerns raised in a reasonable manner. Most importantly it is apparent that they are limited by the data available to them with respect to providing granularity on this topic. Although I am inclined towards the author’s suggestion that these are important findings given their importance in policy making, I do have a few comments for the authors’ consideration, Firstly, the choice of using data from 2010 to 2013 is surprising. The authors have addressed this concern in response to prior comments citing availability of data as an issue. However, as previously pointed out most devices part of this study are no longer in use and as such do not reflect current clinical practice. Given the authors primary objective was to provide basis for the CMS decision to exclude LVAD and heart transplant patients, I would urge them to include data up until 2016 as suggested earlier. I am not entirely convinced with the conclusion that “Hospitals caring for >6 patients with LVAD or >1 HT typically had lower RSMRs but higher RSRRs” given the differences are less than 1% and the small cohort sizes (LVAD and heart transplant groups). Although the authors suggest that they are referring to this in a non-statistical manner, I would suggest saying “Hospitals caring for >6 patients with LVAD or >1 HT typically had a trend toward lower RSMRs but higher RSRRs”. The authors acknowledge that their findings are expected and reiterate the importance of the findings to stake holders and decision makers. However, given the limitations of the database, the unavailability of data on types of LVAD, indications for use and the small number of patients receiving LVAD and heart transplant, it is hard to establish clinical precedence for this manuscript. Having said that, I would certainly urge the editor to consider this for publication provided the authors are able to add data up until 2016 when CMS made the policy change to provide more comprehensive findings representing that decision. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #5: No Reviewer #6: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. 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| Revision 2 |
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Impact of left ventricular assist devices and heart transplant on acute myocardial infarction and heart failure mortality and readmission measures PONE-D-19-30581R2 Dear Dr. Desai, We are pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it complies with all outstanding technical requirements. Within one week, you will receive an e-mail containing information on the amendments required prior to publication. When all required modifications have been addressed, you will receive a formal acceptance letter and your manuscript will proceed to our production department and be scheduled for publication. Shortly after the formal acceptance letter is sent, an invoice for payment will follow. To ensure an efficient production and billing process, please log into Editorial Manager at https://www.editorialmanager.com/pone/, click the "Update My Information" link at the top of the page, and update your user information. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, you must inform our press team as soon as possible and no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. With kind regards, Saraschandra Vallabhajosyula, MD FACP Academic Editor PLOS ONE Additional Editor Comments (optional): Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #5: All comments have been addressed Reviewer #6: All comments have been addressed ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #5: Yes Reviewer #6: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #5: Yes Reviewer #6: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #5: Yes Reviewer #6: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #5: Yes Reviewer #6: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #5: The authors have addressed all concerns of this reviewer. The authors appropriately recognize the limitations of their dataset in the manuscript and the conclusions are not overstated. The manuscript continues to be well-written. Reviewer #6: (No Response) ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #5: No Reviewer #6: No |
| Formally Accepted |
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PONE-D-19-30581R2 Impact of left ventricular assist devices and heart transplants on acute myocardial infarction and heart failure mortality and readmission measures Dear Dr. Desai: I am pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please notify them about your upcoming paper at this point, to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. For any other questions or concerns, please email plosone@plos.org. Thank you for submitting your work to PLOS ONE. With kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Saraschandra Vallabhajosyula Academic Editor PLOS ONE |
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