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Fig 1.

The flowchart of the proposed deep learning framework for financial time series.

D(j) is the detailed signal at the j-level. S(J) is the coarsest signal at level J. I(t) and O(t) denote the denoised feature and the one-step-ahead output at time step t, respectively. N is the number of delays of LSTM.

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Fig 1 Expand

Fig 2.

The flowchart of the single layer autoencoder.

The model learns a hidden feature a(x) from input x by reconstructing it on x'. Here,W1 and W2 are the weight of t he hidden layer and the reconstruction layer, respectively. b1 and b2 are the bias of the hidden layer and the reconstruction layer, respectively.

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Fig 2 Expand

Fig 3.

Instance of a stacked autoencoders with 5 layers that is trained by 4 autoencoders.

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Fig 3 Expand

Fig 4.

A recurrent neural network and the unfolding architecture.

U, V and W are the weights of the hidden layer, the output layer and the hidden state, respectively.xt and ot are the input vector and output result at time t, respectively.

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Fig 4 Expand

Fig 5.

The architecture of an LSTM memory cell.

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Fig 5 Expand

Fig 6.

The repeating module in an LSTM.

Here,xt and ht are the input vector and output result to the memory cell at time t, respectively. ht is the value of the memory cell. it, ft and ot are values of the input gate, the forget gate and the output gate at time t, respectively. are values of the the candidate state of the memory cell at time t.

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Fig 6 Expand

Table 1.

Description of the input variables.

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Table 1 Expand

Fig 7.

Continuous dataset arrangement for training, validating and testing during the whole sample period.

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Fig 7 Expand

Table 2.

Time interval of the six prediction years.

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Table 2 Expand

Fig 8.

Displays the actual data and the predicted data from the four models for each stock index in Year 1 from 2010.10.01 to 2011.09.30.

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Fig 8 Expand

Table 3.

Predictive accuracy in developing markets.

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Table 3 Expand

Table 4.

Predictive accuracy in relatively developed markets.

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Table 4 Expand

Table 5.

Predictive accuracy in developed markets.

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Table 5 Expand

Table 6.

Profitability performance of each model.

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Table 6 Expand