Skip to main content
Advertisement
  • Loading metrics

Combining branching processes and Allee effects into an integral projection model to assess invasion risk

  • James P. Peirce ,

    Contributed equally to this work with: James P. Peirce, Richard A. Erickson

    Roles Conceptualization, Formal analysis, Investigation, Methodology, Software, Visualization, Writing – original draft, Writing – review & editing

    jpeirce@uwlax.edu

    Affiliations Mathematics & Statistics Department, University of Wisconsin - La Crosse, La Crosse, Wisconsin, United States of America, River Studies Center, University of Wisconsin - La Crosse, La Crosse, Wisconsin, United States of America

  • Cynthia S. Tam ,

    Roles Conceptualization, Project administration, Validation

    ‡ JJP, GLL, MWF, AAC authors also contributed equally to this work.

    Affiliation U.S. Geological Survey, Ecosystems Mission Area, Reston, Virginia, United States of America

  • Joseph J. Parkos ,

    Roles Conceptualization, Methodology, Validation

    ‡ JJP, GLL, MWF, AAC authors also contributed equally to this work.

    Affiliation Kaskaskia Biological Station, Illinois Natural History Survey, Prairie Research Institute, University of Illinois at Urbana-Champaign, Sullivan, Illinois, United States of America

  • Grace L. Loppnow ,

    Roles Conceptualization, Methodology, Validation

    ‡ JJP, GLL, MWF, AAC authors also contributed equally to this work.

    Affiliation Minnesota Department of Natural Resources, St. Paul, Minnesota, United States of America

  • Mark W. Fritts ,

    Roles Conceptualization, Methodology, Validation

    ‡ JJP, GLL, MWF, AAC authors also contributed equally to this work.

    Affiliation U.S. Fish and Wildlife Service, La Crosse Fish and Wildlife Conservation Office, Onalaska, Wisconsin, United States of America

  • Alison A. Coulter ,

    Roles Conceptualization, Methodology, Validation

    ‡ JJP, GLL, MWF, AAC authors also contributed equally to this work.

    Affiliation Department of Natural Resource Management, South Dakota State, Brookings, South Dakota, United States of America

  • Richard A. Erickson

    Contributed equally to this work with: James P. Peirce, Richard A. Erickson

    Roles Conceptualization, Formal analysis, Funding acquisition, Methodology, Project administration, Software, Writing – original draft, Writing – review & editing

    Affiliation U.S. Geological Survey, Upper Midwest Environmental Sciences Center, La Crosse, Wisconsin, United States of America

Abstract

Invasive species threaten both ecological systems and economies. Successful establishment is governed partly by demographic stochasticity, where random individual-level variation can significantly influence invasion dynamics. A critical factor is the Allee effect, which describes reduced population growth at low densities, potentially serving as a barrier to persistence. Size-dependent growth and survival further shape outcomes based on the size distribution of individuals within the population. To address these complexities, we developed a population-level model integrating an Integral Projection Model (IPM) for the expected size distribution with an Allee effect for recruitment dynamics and a branching process to account for demographic stochasticity. We applied this framework to Silver Carp (Hypophthalmichthys molitrix), a species established in the Upper Mississippi River system that poses significant risk of expanding into the Great Lakes. Our analysis compared temporal dynamics and population-size distributions under hypothetical introduction scenarios for large adult and smaller subadult fish. In both cases, initial population size relative to the Allee threshold was a critical determinant of establishment probability, with introductions below the threshold requiring stochastic growth across a critical biomass boundary before self-sustaining dynamics could take hold. Sensitivity analysis further indicated that per-spawner recruitment played a compounding role in invasion risk: higher recruitment rates reduced the critical introduction size for establishment and compressed the time to self-sustaining population size, jointly broadening the window of invasion risk. These findings highlight the framework’s potential for invasion assessments and offer insights into how Allee effects, size structure, and recruitment rates interact to govern establishment outcomes, while underscoring the need for species-specific parameter estimates before quantitative outputs can guide management decisions.

Author summary

Invasive species can cause lasting ecological and economic damage, yet many introduced populations disappear before becoming established. Understanding why some succeed while others fail is therefore important for preventing future invasions. Small populations face particular challenges, since chance differences in survival and reproduction can determine their fate, and population growth is often difficult when too few individuals are present. We developed a model that tracks how the sizes of individuals in a population change over time while accounting for reduced growth at low population sizes and the role of chance. We applied it to silver carp, an invasive fish already established in parts of the Upper Mississippi River system and considered a potential threat to the Great Lakes. Across the scenarios we examined, the strongest predictor of establishment was whether the introduced population started above a critical population level. Populations that produced more offspring per spawner also established more easily and more quickly. Our approach may help assess invasion risk, though reliable predictions for any given species will require species-specific measurements before the results can guide management.

Introduction

Invasive species pose a significant threat to both the environment and the economy [1]. These non-native organisms, introduced either intentionally or accidentally into ecosystems, can disrupt local habitats, outcompete native species, and impose substantial ecological and economic expenses [24]. In order to successfully establish in a new environment, potential invaders have to overcome several challenges to avoid extinction. Small or low-density populations, in particular, are vulnerable to inverse density-dependent effects, which can arise from demographic stochasticity or limited cooperative interactions [5]. [6] first described how these factors can lead to a decline in the per-capita growth rate, a phenomenon now known as the Allee effect. In particular, an Allee effect can act as a natural barrier to establishment for some invasive species by reducing reproduction rates or increasing extinction probabilities at low population sizes [7,8]. However, species that overcome this initial hurdle often exhibit rapid population growth, leading to the potential for widespread ecological consequences [9]. While deterministic models often incorporate Allee effects by introducing an unstable equilibrium at low population levels, it is crucial to account for stochastic factors—random fluctuations inherent in natural populations—to fully understand extinction risks [10]. Models that incorporate demographic stochasticity are particularly effective in capturing the interaction between small population sizes and the Allee effect, especially during the early stages of an invasion.

Branching process models are probabilistic frameworks used to describe the growth and extinction dynamics of populations, where individuals reproduce independently according to specified probabilities [11]. In ecological and invasive species contexts, branching process models are employed to assess establishment probabilities under low-density conditions, incorporating factors such as the Allee effect and environmental stochasticity [12,13]. While there are many models that include the Allee effect for invasions and invasive species [1416], few include demographic stochasticity. Some existing models combine branching processes with Allee effects, with applications including species invasion and lake system dynamics [1720]. However, these approaches have not been extended to model establishment risk in a specific aquatic invasive species using size-structured population dynamics and a biomass-based Allee threshold.

In the model presented in this paper, we utilized a branching process to account for the stochastic nature of invasion when small population levels influence the probability of recruitment and survival. The dynamics of the expected size distribution is described by an Integral Projection Model (IPM). IPMs are particularly well-suited to studying species invasion because they bridge the gap between individual-level traits and population-level outcomes. In an IPM, future size states are predicted using size-dependent survival and growth functions of the current state, and the recruitment of new individuals from reproduction and immigration [21]. Moreover, IPMs allow for the incorporation of density-dependent processes, such as competition or the Allee effect, and can integrate environmental and demographic stochasticity. This enables users to assess their impact on both the probability of establishment and long-term population persistence which is an especially pressing concern for carp invasions in North America [22,23].

Silver Carp (Hypophthalmichthys molitrix) are native to eastern Asia and were introduced to the United States in the early 1970s to help control algae blooms in aquaculture ponds and sewage lagoons. Flooding events and accidental releases in the 1970s allowed the fish to escape into the Mississippi River and its tributaries, where they reproduced and established wild populations. Their invasion in the Upper Mississippi River region has significantly disrupted native fish populations, altered aquatic ecosystems, and posed economic challenges for commercial and recreational fisheries [24,25]. Cuddington et al. [22] investigated the probability of Silver Carp establishing in the Great Lakes following small-scale introductions using a stage- and river-structured individual-based model. Key findings indicated that establishment is highly probable (greater than 75%) in scenarios where fewer than 20 founding fish (10 males and 10 females) are introduced, particularly under conditions of early sexual maturity (before age five). The model highlighted that spatial subdivision of spawning rivers, environmental stochasticity, and the nature of containment breaches are critical factors influencing establishment risk.

In this study, we develop a size-structured stochastic modeling framework for species invasion that incorporates demographic stochasticity through a branching process and an Allee effect parameterized by population biomass, and apply this framework to Silver Carp establishment dynamics in the upper Mississippi River system. Our analysis examines the temporal population changes and size distributions of large adult and smaller subadult fish under hypothetical introduction scenarios. Through these scenarios, we evaluate the extent to which Allee effects may serve as a barrier to invasion, particularly for small founding populations, and identify key factors that influence the persistence of Silver Carp in novel environments. The scenarios were designed based on collective expertise, discussions among co-authors, and an understanding of conservation agency priorities.

Methods

Model

Set-up.

The model developed in this study formulates the expected length distribution of a female population as an IPM. In general, IPMs operate through discrete time steps, t, during which a census of individual sizes, z, in the population is recorded (for an introduction, refer to [21]). The state of the population at time t is represented by a continuous density function of the current size, n(z, t). Before the next census at t + 1, the size distribution undergoes an update, or projection, described by:

(1)

Here, is the interval of all possible sizes and is an integral kernel constructed from size-dependent functions for survival, reproduction, and growth. The survival probability function s(z) can be modeled by logistic regression as survival data are commonly binomial with a dependence on size. Size also determines the probability that an individual is mature, represented by the function m(z). A growth function maps from the current size, z, to the size at the next time step, , using normal distributions with mean determined through linear regression of size and age-based data.

In this paper, we determine the reproduction and survival dynamics of mature females using a Ricker model with an Allee effect. The Ricker model is a widely used density-dependent framework for describing spawner–recruit relationships and remains a cornerstone of fisheries science (e.g., [26,27]). The Ricker population model with an Allee effect for a population size at time t has the following form [15]:

(2)

where is the intrinsic growth rate with carrying capacity K, and 0 < C < K is the Allee threshold. In this model, the zero equilibrium is asymptotically stable when the population size is small, below the threshold C. When initial values surpass C and remain below the maximum population size, the equilibrium K is asymptotically stable. Following standard practice in stock assessment and population modeling, we apply the Ricker formulation to spawning biomass rather than spawner counts. This choice reflects that fecundity often scales strongly with body size, making biomass a more appropriate predictor of reproductive output than simple abundance [28,29].

The time steps of a Ricker model are often generational, typically excluding the spawning stock from the next generation’s count. However, in an IPM, time steps are frequently smaller (e.g., days, months, years), allowing individuals to survive and be counted across multiple time steps. In addition, the biomass dynamics described by Eq 2 and the size-structured individual dynamics described by Eq 1 operate at different organizational scales, and connecting them requires a mechanism for translating population-level density dependence into per-individual reproduction. This mechanism is described below and is summarized by Fig 1.

thumbnail
Fig 1. Model Schema.

Schematic of the three-phase projection from length distribution n(z,t) to . Phase 1: total biomass is computed, the Ricker–Allee model Eq (2) predicts target biomass , and surviving biomass and potential recruit biomass are obtained from the current population. Phase 2: the spawning proportion is determined by the recruit deficit relative to potential. Phase 3: each individual contributes to the next census through one of four mutually exclusive outcomes Eq (3), yielding the expected length distribution via Eq (4).

https://doi.org/10.1371/journal.pesy.0000022.g001

Biomass and spawning

Given the current length distribution n(z,t) of the female population, the total biomass of the population at time t is

where W(z) is the weight of an individual of length z. Accounting for density-dependent effects, the Ricker–Allee model (Eq 2) predicts the target biomass at the next time step, . The target generally differs from the biomass of individuals surviving to the next census, which depends on the size-dependent survival probability s(z). The surviving biomass at time t + 1 is

and the recruit deficit, , quantifies the additional recruitment required to attain the Ricker–Allee target. When the recruit deficit is negative, the surviving biomass alone exceeds the this target; consequently, reproductive output within the IPM framework is suppressed and set to zero. Conversely, for non-negative deficits, the level of adult spawning is determined by comparing the recruit deficit to the maximum potential biomass contribution from new recruits. The maximum biomass of new recruits, , is defined as the product of the total number of mature adults, , and the aggregate biomass of k female recruits per adult,

where denotes the length distribution of age-1 individuals, with and representing the mean and standard deviation, respectively. If the recruit deficit exceeds this maximum potential, such that even universal spawning cannot bridge the gap. Consequently, all mature adults must reproduce to maximize recruitment output. When the recruit deficit is less than the maximum potential biomass (), intermediate spawning is sufficient to achieve the target. The spawning proportion, , is derived from the biomass balance equation: . Thus, for the present year, the spawning proportion is given by:

The IPM developed here tracks the female size distribution only, with males assumed present in equal numbers throughout and in sufficient abundance to ensure fertilization success at all densities. Male availability is therefore treated as non-limiting, and the Allee threshold C reflects density-dependent reductions in population growth arising from mechanisms other than mate limitation.

Branching process

To compute the length distribution at the next time step, we partitioned the length interval into m subintervals of equal width . In each subinterval (i.e., “length bin”) there are approximately a total of individuals where is a value sampled uniformly from . The value of can be separated into whole individuals and fractional individuals: and with . A branching process is used to determine an individual’s contribution through survival and reproduction to the next census. In each length subinterval, we assume that the total number of individuals is with probability or with probability . This stochastic rounding is required only for discrete-individual simulations; the deterministic kernel derived below depends only on n(z,t) and is unaffected by the partition into whole and fractional individuals.

For each individual, we define the discrete random variable to indicate whether, during the current time-step, that individual dies without reproducing (X = 0), survives but does not reproduce (X = 1), reproduces but does not survive (X = k), or survives and reproduces (X = 1 + k). The probability of each of these events at the current time are length-dependent:

(3)

Expected length distribution

Based on the outcome of the random process, the expected contribution of a female with length in subinterval to the next length distribution is

Although each individual’s contribution is a random variable, individuals in subinterval i undergo independent branching outcomes, so by the law of large numbers the total contribution converges to its expectation as the population in each bin grows. Taking refines the partition while preserving this convergence, supporting a deterministic equation for the expected length distribution at the next census. For all individuals in the subinterval, the total expected contributions are

And, for individuals of all lengths, as the subintervals become smaller (i.e., ) the expected length distribution at the next census,

Replacing the probabilities with their definitions, Eq 3, we finish with a model equation for expected length distribution,

(4)

The kernel of Eq 4 decomposes into two biologically interpretable terms. The first, , captures the survival and growth: individuals of length z survive with probability s(z) and transition to length via the growth kernel , regardless of reproductive status. The second, , accounts for recruitment: an individual of length z is mature with probability m(z), a fraction of the mature population spawns, and each spawning event contributes k recruits whose lengths follow the age-1 distribution . The two-term kernel arises because survival and reproduction are assumed independent in the branching probabilities (Eq 3).

Numerical application: Silver Carp invasion

Silver Carp are planktivorous filter feeders native to freshwater systems in eastern Asia [30]. Their establishment in the Mississippi River Basin, including the Illinois River, followed escapes from aquaculture facilities in the 1970s [30,31], and their continued expansion poses a significant threat to the Great Lakes via the hydrological connection between the Illinois River and Lake Michigan [32]. Below, we describe the application of our model in this system.

Parameterization

To apply Eq 4 to an introduced Silver Carp population, the length-dependent survival, reproduction, and growth functions required parameterization. Silver Carp and related species have been the subject of substantial research owing to their invasion potential, providing a well-developed life history literature from which to draw. We adopted the IPM framework originally developed for Grass carp [33] and subsequently applied to Silver Carp [34,35], with parameter values sourced primarily from [36]. We assumed the same parameters values and incorporated the definitions for the growth kernel , the survival function s(z), and length distribution of new recruits, provided in [35]. The probability that a fish of length z is mature was assumed to be described by the logistic sigmoid function, , where the parameters are defined in [36]. The number of female recruits, k, depends on many factors such as the number of eggs produced (which is dependent in the size of the parent), the viability of those eggs, and the probability that an age-0 fish survives to be counted at the next sampling time. In the middle Mississippi River, Silver Carp exhibited an average fecundity of 156,312 eggs per fish with a recorded range of 57,283–328,538 eggs [37]. According to [35], the egg viability and survival probability of age-0 fish were estimated to be on the order of 10−5. Consequently, a single-digit value was selected for k in the simulations. We treated k as fixed to isolate demographic stochasticity from the branching process; allowing k to vary (e.g., Poisson or negative binomial) would mix reproductive and survival variation. Incorporating such variability to capture sweepstakes reproduction is a valuable direction for future work (Table 1).

thumbnail
Table 1. A summary of model quantities and values used in the numerical experiments for Silver Carp.

https://doi.org/10.1371/journal.pesy.0000022.t001

Numerical experiments

Carp currently spread into new aquatic areas as adults, often through natural movement, but sometimes through intentional or unintentional human actions. For example, there is a documented instance of a Bighead Carp (Hypophthalmichthys nobilis) being purchased from a food market and released into local waterways as part of Buddhist mercy/life release rituals [40,41]. For large-scale release, contamination of fish purchased for stocking has led to the unintentional release of Bighead Carp into Chicago fishing lakes [42]. There is great concern that these various potential pathways may allow Silver Carp to disperse to the Great Lakes via connections to other basins, such as the Mississippi River basin [22].

Once introduced, abiotic factors such as water temperature, level, and flow may trigger spawning behavior in Silver Carp populations [43,44]. However, a key question exists as to the number of individuals required for a population to become established and for recruitment to occur. Unlike existing modeling approaches for Silver Carp [22,33], the IPM framework outlined above allows explicit representation of demographic stochasticity.

We conducted three numerical experiments to examine the effects of demographic stochasticity and Allee thresholds on Silver Carp establishment. Adult Silver Carp length was parameterized using the asymptotic length estimated for the Illinois River–Pool 26 confluence reach of the upper Mississippi River system ( = 0.867 m TL [37]), the primary invasion corridor through which Silver Carp disperse into the upper system. Age-1 subadult Silver Carp were estimated at 0.300 m TL, consistent with the average length at end of the first growing season reported for invasive populations across the Mississippi River basin [38]. At these lengths, the biomass of 10 adult fish is approximately 68 kg, equivalent in biomass to approximately 247 age-1 fish.

The Allee threshold C was examined at values corresponding to the biomass of 10, 50, and 100 adult fish as a sensitivity analysis spanning a range of founding event sizes considered plausible for accidental or incidental introductions. The lower bound is consistent with the introduction size at which [22] estimated approximately 50% establishment probability for Asian carp under favorable environmental conditions. The carrying capacity was set at the biomass 500 adult fish, chosen as a plausible and ecologically conservative upper bound relative to the Allee thresholds being considered in this study.

In the first experiment, we projected population dynamics forward from an initial condition at the Allee threshold biomass level of 10 adult fish using 1,000 replicate simulations over a 50-year horizon. This horizon was chosen to permit comparison with the asymptotic extinction probability results of [18], who demonstrate that extinction probability approaches 50% when the initial population is set at the Allee threshold. In the second and third experiments, we projected forward from initial conditions representing the arrival of Silver Carp into a lake basin across a range of Allee threshold values, estimating the probability of establishment and the time required for establishment, respectively, for introductions of adult and age-1 subadult fish, each estimated from 100 replicate simulations per introduction size. Establishment was defined as reaching a population of 1,000 adult females within 20 years, following the operational definition of [22]. The supplementary sensitivity analysis of both quantities with respect to k, the number of female recruits produced per spawning event, likewise used 100 replicate simulations per combination of introduction size and recruitment rate.

We numerically implemented the model with integral equations approximated by the Midpoint Rule, using Python (Version 3.10). Key packages include Scipy (Version 1.13.1), Numpy (Version 3.23.5), Plotnine (Version 0.14.0), and Pandas (Version 2.2.2). Model code is available at https://github.com/jppeirce [45].

Results

For the stochastic Ricker model with Allee effect,[18] demonstrated that the probability of extinction asymptotically approaches 50% when the initial population is set to the Allee threshold. Most simulations initialized at the threshold (C = 10 adult fish) maintained small population sizes for the first 10 years (Fig 2A). One sample path displayed large growth at year 15, whereas some simulations did not see large changes in size until after year 20. The probability of extinction after 50 years was . Simulated populations that did not become extinct by year t = 50 varied around the carrying capacity in a bell-shaped distribution (Fig 2B), consistent with the numerical examples in [18]: for initial biomasses close to C, there was a positive probability of extinction even when total population sizes exceeded the threshold.

thumbnail
Fig 2. Population dynamics.

A, C and E: Sample paths and the mean (+/- standard error) of the stochastic model for an initial biomass of female Silver Carp (10 adult, 247 subadult fish, 10 subadult fish) with an Allee biomass threshold of 10 adult 247 subadult fish. The stochastic mean is shown as a function of time (green dot-dashed curve), alongside five sample paths of the stochastic model (solid blue curves). The dotted red line represents the threshold. B, D, and F: Histograms approximating the frequency distribution of the stochastic model at t = 50 years, with bin widths of 200 fish.

https://doi.org/10.1371/journal.pesy.0000022.g002

When the initial distribution consisted of 247 age-1 fish of equal biomass, a strikingly different result was observed (Fig 2C and 2D). After a short transient period, age-1 fish matured to adults, increasing the likelihood of sweepstakes reproductive success. This boom-or-bust recruitment is known to occur in invasive carp [46]. Here , with most simulated population totals varying symmetrically around the carrying capacity after 20 years. When the initial number of age-1 fish was reduced to 10 individuals, the probability of extinction increased substantially to 0.784 (Fig 2E and 2F).

When investigating the dependence on the initial number of fish, a sigmoidal probability of rapid establishment resulted from an inflection point corresponding to the critical population size at the Allee threshold (Fig 3). When the threshold was small, a population biomass well above the threshold showed little to no Allee effect (demonstrated by a primarily concave-down graph). A more pronounced sigmoidal shape emerged when the initial population biomass was near the threshold. For many scenarios, the establishment probability was high for a relatively small number of introduced fish, suggesting that Allee effects were unlikely to substantially limit establishment unless the initial invasion was close to the biomass threshold for growth. Correspondingly, when the initial introduction was well above the threshold biomass, the establishment probability approached was high and the Allee effect again had little influence on outcomes. Results were similar when an equal biomass of age-1 fish was introduced.

thumbnail
Fig 3. Establishment of invasive population.

A: Probability of establishing a population of 1,000 female fish within 20 years, calculated from 100 replicate simulations, as a function of the number of adult female fish breaching containment on one occasion, for Allee thresholds set at the biomass of 10, 50, and 100 adult fish, respectively. B: Mean time (1 standard deviation) in years to establish a population of 1,000 adult female fish following a one-time containment breach, as a function of the number of introduced adult females, for Allee thresholds set at the biomass of 10, 50, and 100 adult fish.

https://doi.org/10.1371/journal.pesy.0000022.g003

Across the three Allee threshold values, mean time to establish a population of 1,000 adult females decreased as the number of introduced females increased beyond the threshold biomass (Fig 3B). Mean time to establishment increased with the Allee threshold biomass, though larger introduction sizes reduced this effect. When the threshold was set at the biomass of 100 adult fish, establishment within 10 years was unlikely for the range of introduction sizes examined. When the threshold corresponded to the biomass of 50 or fewer adult fish and the initial introduction exceeded 75 females, establishment within 10 years was probable.

Per-spawner recruitment played a compounding role in invasion risk through two distinct mechanisms (Fig 4). The inflection point in establishment probability near the Allee threshold of 50 adult fish reflected a transition between two qualitatively different regimes: introductions below the threshold had to grow stochastically across the threshold before establishment could occur, while introductions above it proceeded under largely deterministic growth dynamics. Increasing the number of female recruits per spawning event reduced the critical introduction size at which establishment probability reaches approximately 50%, from roughly 50 females when a single recruit is produced per spawning event to approximately 40 females when 5 or 10 recruits are produced. This same threshold transition explained the maximum in mean time to establishment in Fig 4B, where the longest and most variable establishment times corresponded precisely to founding populations with biomass below the Allee threshold that nonetheless succeed, having spent an extended period in the stochastic near-threshold regime. Once introduction biomass exceeds C, mean time to establishment declined sharply, further compressed by higher recruitment rates. Taken together, these results indicated that even modest increases in per-spawner recruitment broadened the window of invasion risk by lowering the threshold introduction size and reducing the time available for detection and management response.

thumbnail
Fig 4. Sensitivity of establishment outcomes on the number of female recruits per spawning event.

A: Probability of establishing a population of 1,000 female fish within 20 years, calculated from 100 replicate simulations, as a function of the number of female recruits. The number of female (k) recruits set as 1, 5, and 10 per spawning event, respectively. B: Mean time (1 standard deviation) in years to establish a population of 1,000 adult female fish following a one-time containment breach, as a function of the number of females recruits, for 1, 5, and 10 female recruits per spawning period.

https://doi.org/10.1371/journal.pesy.0000022.g004

Discussion

Integral Projection Models (IPMs) are well suited for studying invasion establishment as they link individual traits (e.g., length, age, reproductive condition) to population‐level processes such as survival and reproduction [21]. They also support evaluation of management actions by simulating how targeted removal, barriers, or habitat modifications propagate through these processes [35,47]. In this study, we integrate density-dependent processes, such as the Allee effect, into the IPM framework while using a branching process to account for stochastic reproduction inherent in low-density spawning situations. Our model explicitly accounts for size-dependent demographic pathways that are critical for predicting invasion risk.

Our simulations demonstrate that invasion risk for Silver Carp depends strongly on whether arrivals consist of adults or age-1 subadults. A small number of age-1 fish has a low probability of establishing a population (Fig 3A), whereas the introduction of a few adults or several hundred age-1 subadults of equivalent biomass substantially increases establishment risk (Fig 3). These findings provide managers with length-specific invasion thresholds that can inform surveillance and rapid-response strategies. For example, prioritizing measures that reduce adult dispersal or prevent large pulses of subadults could disproportionately lower establishment risk. In the Great Lakes context, ongoing efforts to maintain low densities near the electric barrier between the Illinois River and Lake Michigan [48] can be evaluated more precisely by translating length-specific propagule pressure and size composition into establishment probability using our framework.

Propagule pressure remains a central driver of establishment for aquatic invaders [49,50], including Silver Carp in the Great Lakes [22]. Movement models (e.g.,[51]) can provide system-specific estimates of propagule pressure and length composition, which our model can then map to establishment risk. However, translating these estimates to precise establishment probabilities requires an empirical estimate of the Allee threshold C for Silver Carp, which remains poorly constrained. As Fig 3 illustrates, establishment probability is sensitive to the magnitude of C, particularly for introduction sizes near the threshold, making empirical characterization of the Allee effect strength a critical data need for applied use of this framework. Such estimates could be derived from controlled introductions in mesocosms, field observations of founding populations, or retrospective analysis of documented invasion events. Coupled with tools that aim to reduce propagule pressure, such as targeted removals and engineering controls [52,53], a well-constrained estimate of C would allow these risk estimates to guide resource allocation and intervention timing with greater confidence.

The IPM developed here tracks the female size distribution only, with males assumed present in equal numbers and in sufficient abundance to ensure fertilization success at all densities. At very low founding densities, coordinated spawning failure and mate-finding limitation are recognized mechanisms of Allee effects in fishes and could act as additional barriers to establishment beyond those captured by C, suggesting the model may conservatively underestimate true establishment thresholds. Incorporating sex-structured dynamics and explicit mate-finding functions would be a natural extension of this framework.

Conclusion

While invasion or accidental introduction of small age-1 fish are still unlikely to include enough individuals for establishment, stochastic natural dispersal or intentional stocking of adults would likely increase the probability of successful recruitment. Relative to previous establishment models [13,18,54,55], our approach uniquely combines (i) length-based vital rates within an IPM, (ii) explicit Allee effects in a biomass-based Ricker formulation, and (iii) demographic stochasticity via a branching process tailored to low-density reproduction. This advances earlier Silver Carp risk assessments that focused on environmental stochasticity and counts of arriving females [22] by explicitly representing demographic stochasticity and size dependence. Although demographic heterogeneity among individuals is not yet included, this source of uncertainty can be important in small introductions [56] and represents a natural extension, particularly given evidence of life-history variation in Silver Carp across invaded systems [57,58].

Future work should focus on (i) embedding the model within a meta-population framework to estimate site-specific establishment risk across connected waterways [22], (ii) conducting uncertainty quantification and global sensitivity analyses to identify key parameters [59], (iii) validating the presence and strength of Allee effects in Silver Carp populations, and (iv) performing robustness checks comparing biomass- and number-based stock–recruit formulations. The scenarios analyzed in this study are hypothetical, designed to illustrate how length structure and the Allee threshold jointly shape establishment dynamics within our framework; translating these qualitative patterns into system-specific risk estimates will require empirical constraints on the parameters identified above. These extensions may enhance the applicability of our framework for decision-making and improve its predictive reliability.

Acknowledgments

Any use of trade, firm, or product names is for descriptive purposes only and does not imply endorsement by the U.S. Government.

References

  1. 1. Pimental D. Environmental and economic costs of vertebrate species invasion in to the United States. Managing Vertebrate Invasive Species. 2007. p. 286–303.
  2. 2. Ricciardi A, MacIsaac HJ. Impacts of biological invasions on freshwater ecosystems. Fifty years of invasion ecology: the legacy of Charles Elton. 2011. p. 211–24. https://doi.org/10.1002/9781444329988
  3. 3. Lovell SJ, Stone SF, Fernandez L. The Economic Impacts of Aquatic Invasive Species: A Review of the Literature. Agric resour econ rev. 2006;35(1):195–208.
  4. 4. Pejchar L, Mooney HA. Invasive species, ecosystem services and human well-being. Trends Ecol Evol. 2009;24(9):497–504. pmid:19577817
  5. 5. Courchamp F, Clutton-Brock T, Grenfell B. Inverse density dependence and the Allee effect. Trends Ecol Evol. 1999;14(10):405–10. pmid:10481205
  6. 6. Allee W. Animal aggregations, a study in general sociology. Chicago, IL, USA: The University of Chicago Press. 1931. https://doi.org/10.5962/bhl.title.7313
  7. 7. Taylor CM, Hastings A. Allee effects in biological invasions. Ecology Letters. 2005;8(8):895–908.
  8. 8. Camacho-Cervantes M, Keller RP, Vilà M. Could non-native species boost their chances of invasion success by socializing with natives? Philosophical Transactions of the Royal Society B. 2023;378(1878):20220106.
  9. 9. Lockwood JL, Hoopes MF, Marchetti MP. Invasion ecology. John Wiley & Sons. 2013.
  10. 10. Dennis B. Allee effects in stochastic populations. Oikos. 2002;96(3):389–401.
  11. 11. Harris TE. The theory of branching processes. Springer Berlin. 1963.
  12. 12. Courchamp F, Berec L, Gascoigne J. Allee effects in ecology and conservation. OUP Oxford. 2008.
  13. 13. Haccou P, Iwasa Y. Establishment probability in fluctuating environments: a branching process model. Theor Popul Biol. 1996;50(3):254–80. pmid:9000490
  14. 14. Veit RR, Lewis MA. Dispersal, Population Growth, and the Allee Effect: Dynamics of the House Finch Invasion of Eastern North America. The American Naturalist. 1996;148(2):255–74.
  15. 15. Liebhold A, Bascompte J. The Allee effect, stochastic dynamics and the eradication of alien species. Ecology Letters. 2003;6(2):133–40.
  16. 16. Davis HG, Taylor CM, Civille JC, Strong DR. An Allee effect at the front of a plant invasion: Spartina in a Pacific estuary. Journal of Ecology. 2004;92(2):321–7.
  17. 17. Petrovskii SV, Morozov AY, Venturino E. Allee effect makes possible patchy invasion in a predator–prey system. Ecology Letters. 2002;5(3):345–52.
  18. 18. Allen LJS, Fagan JF, Högnäs G, Fagerholm H. Population extinction in discrete-time stochastic population models with an Allee effect. Journal of Difference Equations and Applications. 2005;11(4–5):273–93.
  19. 19. Ackleh AS, Allen LJS, Carter J. Establishing a beachhead: a stochastic population model with an Allee effect applied to species invasion. Theor Popul Biol. 2007;71(3):290–300. pmid:17292932
  20. 20. Potapov AB, Lewis MA. Allee effect and control of lake system invasion. Bull Math Biol. 2008;70(5):1371–97. pmid:18317845
  21. 21. Ellner SP, Childs DZ, Rees M, et al. Data-driven modeling of structured populations. A practical guide to the Integral Projection Model Cham: Springer. 2016.
  22. 22. Cuddington K, Currie W, Koops M. Could an Asian carp population establish in the Great Lakes from a small introduction?. Biological Invasions. 2014;16(4):903–17.
  23. 23. Ivan LN, Mason DM, Zhang H, Rutherford ES, Hunter T, Sable S, et al. Potential establishment and ecological effects of bighead and Silver Carp in a productive embayment of the Laurentian Great Lakes. Biol Invasions. 2020;22(8):2473–95. pmid:32624679
  24. 24. Chick JH, Gibson-Reinemer DK, Soeken-Gittinger L, Casper AF. Invasive Silver Carp is empirically linked to declines of native sport fish in the Upper Mississippi River System. Biol Invasions. 2019;22(2):723–34.
  25. 25. Koel T, Irons K, Ratcliff E. Asian Carp Invasion of the Upper Mississippi River System; Project Status Report 2000-05. La Crosse, WI, USA: US Geological Survey, Upper Midwest Environmental Sciences Center. 2000.
  26. 26. Myers R. Stock and recruitment: generalizations about maximum reproductive rate, density dependence, and variability using meta-analytic approaches. ICES Journal of Marine Science. 2001;58(5):937–51.
  27. 27. Shelton AO, Munch SB, Keith D, Mangel M. Maternal age, fecundity, egg quality, and recruitment: linking stock structure to recruitment using an age-structured Ricker model. Can J Fish Aquat Sci. 2012;69(10):1631–41.
  28. 28. Hilborn R, Walters CJ. Quantitative fisheries stock assessment: Choice, dynamics and uncertainty. Boston, MA, USA: Springer US. 1992. https://doi.org/10.1007/978-1-4615-3598-0_8
  29. 29. Quinn TJ, Deriso RB. Quantitative fish dynamics. Oxford University Press. 1999.
  30. 30. Robison HW, Buchanan TM. Fishes of Arkansas. University of Arkansas Press. 2020.
  31. 31. Lohmeyer AM, Garvey JE. Placing the North American invasion of Asian carp in a spatially explicit context. Biol Invasions. 2008;11(4):905–16.
  32. 32. Cudmore B, Mandrak NE, Dettmers JM, Chapman DC, Kolar CS. Binational ecological risk assessment of bigheaded carps (Hypophthalmichthys spp.) for the Great Lakes Basin. Ottawa, ON, Canada: Department of Fisheries and Oceans. 2012.
  33. 33. Erickson RA, Eager EA, Kocovsky PM, Glover DC, Kallis JL, Long KR. A spatially discrete, integral projection model and its application to invasive carp. Ecological Modelling. 2018;387:163–71.
  34. 34. Erickson RA, Peirce JP, Sandland GJ, Thompson HM, Coulter AA, Glover DC. MetaIPM: Placing integral projection models into a metapopulation framework. Methods Ecol Evol. 2023;14(9):2243–9.
  35. 35. Coles C, Balas E, Peirce J, Sandland G, Erickson R. Using integral projection models to explore management strategies for Silver Carp (Hypophthalmichthys molitrix). Spora: A Journal of Biomathematics. 2023;9(1):37–48.
  36. 36. Erickson RA, Kallis JL, Coulter AA, Coulter DP, MacNamara R, Lamer JT, et al. Demographic Rate Variability of Bighead and Silver Carps Along an Invasion Gradient. Journal of Fish and Wildlife Management. 2021;12(2):338–53.
  37. 37. Garvey JE, DeGrandchamp KL, Williamson CJ. Life history attributes of Asian carps in the upper Mississippi River system. US Army Engineer Research and Development Center. 2007.
  38. 38. Miranda LE. Growth patterns of invasive Silver Carp in the Mississippi River basin. Fisheries. 2025;50(9):391–8.
  39. 39. Lorenzen K. A simple von Bertalanffy model for density-dependent growth in extensive aquaculture, with an application to common carp (Cyprinus carpio). Aquaculture. 1996;142(3–4):191–205.
  40. 40. Everard M, Pinder AC, Raghavan R, Kataria G. Are well-intended Buddhist practices an under-appreciated threat to global aquatic biodiversity?. Aquatic Conservation: Marine and Freshwater Ecosystems. 2019;29(1):136–41.
  41. 41. Campbell T, Shaw B, Hammond E, Bao L, Yang S, Jurich P, et al. Qualitative interviews of practitioners of Buddhist life release rituals residing in the United States: implications for reducing invasion risk. MBI. 2021;12(1):178–92.
  42. 42. Love SA, Lederman NJ, Widloe T, Whitledge GW. Sources of Bighead Carp and Silver Carp Found in Chicago Urban Fishing Program Ponds. Trans Am Fish Soc. 2019;148(2):417–25.
  43. 43. Killgore KJ, George SG. Observation of Silver Carp spawning in a Mississippi River tributary. ERDC/TN ANSRP-21-1. Vicksburg, MS: US Army Engineer Research and Development Center. 2021.
  44. 44. Werner JP, Dean QJ, Pegg MA, Hamel MJ. Spatial Variability of Silver Carp Population Demographics in a Large Tributary River. North American Journal of Fisheries Management. 2022;42(4):882–92.
  45. 45. Peirce JL, Erickson RA. Individual-based Integral Projection Model with Allee effect. Version 1.0. U.S. Geological Survey software release. Reston, Va. 2026. https://doi.org/10.5066/P14BDOPM
  46. 46. Marchetti MP, Moyle PB, Levine R. Alien Fishes In California Watersheds: Characteristics Of Successful And Failed Invaders. Ecological Applications. 2004;14(2):587–96.
  47. 47. Erickson RA, Eager EA, Brey MK, Hansen MJ, Kocovsky PM. An integral projection model with YY-males and application to evaluating grass carp control. Ecological Modelling. 2017;361:14–25.
  48. 48. Invasive Carp Regional Coordinating Committee. Invasive Carp Action Plan for Fiscal Year 2022. 2022. https://www.fws.gov/sites/carp/files/2023-12/2022-Invasive-Carp-Action-Plan.pdf
  49. 49. Copp GH, Vilizzi L, Gozlan RE. The demography of introduction pathways, propagule pressure and occurrences of non‐native freshwater fish in England. Aquatic Conservation. 2010;20(5):595–601.
  50. 50. Smyth ERB, Drake DAR. The role of propagule pressure and environmental factors on the establishment of a large invasive cyprinid: black carp in the Laurentian Great Lakes basin. Can J Fish Aquat Sci. 2022;79(1):6–20.
  51. 51. Coulter AA, Brey MK, Lubejko M, Kallis JL, Coulter DP, Glover DC, et al. Multistate models of bigheaded carps in the Illinois River reveal spatial dynamics of invasive species. Biol Invasions. 2018;20(11):3255–70.
  52. 52. Cupp AR, Brey MK, Calfee RD, Chapman DC, Erickson R, Fischer J, et al. Emerging control strategies for integrated pest management of invasive carps. Journal of Vertebrate Biology. 2021;70(4).
  53. 53. Schoolmaster DR Jr, Coulter AA, Kallis JL, Glover DC, Dettmers JM, Erickson RA. Analysis of per capita contributions from a spatial model provides strategies for controlling spread of invasive carp. Ecosphere. 2022;13(12).
  54. 54. Haccou P, Vatutin V. Establishment success and extinction risk in autocorrelated environments. Theor Popul Biol. 2003;64(3):303–14. pmid:14522171
  55. 55. Iwasa Y, Michor F, Nowak MA. Evolutionary dynamics of invasion and escape. J Theor Biol. 2004;226(2):205–14. pmid:14643190
  56. 56. Kendall BE, Fox GA, Fujiwara M, Nogeire TM. Demographic heterogeneity, cohort selection, and population growth. Ecology. 2011;92(10):1985–93. pmid:22073789
  57. 57. Coulter AA, Keller D, Amberg JJ, Bailey EJ, Goforth RR. Phenotypic plasticity in the spawning traits of bigheaded carp (Hypophthalmichthys spp.) in novel ecosystems. Freshwater Biology. 2013;58(5):1029–37.
  58. 58. Lenaerts AW, Coulter AA, Irons KS, Lamer JT. Examination of Bigheaded Carp Ovaries Indicates Batch Spawning. North American Journal of Fisheries Management. 2021;43(1):25–34.
  59. 59. Cariboni J, Gatelli D, Liska R, Saltelli A. The role of sensitivity analysis in ecological modelling. Ecological Modelling. 2007;203(1–2):167–82.