Figures
Abstract
The southern third of Africa is unusually rich in copper ore deposits. These were exploited by precolonial populations to manufacture wound-wire bangles, other forms of jewelry, and large copper ingots that were used as stores of copper or as forms of prestige. Rectangular, fishtail, and croisette ingots dating between the 5th and 20th centuries CE have been found in many locations in the Democratic Republic of the Congo (DRC), Zambia, and Zimbabwe, with isolated finds in Malawi and Mozambique. Molds for casting these ingots have been found mostly in the Central African Copperbelt, but also around the Magondi Belt copper deposits in northern Zimbabwe. For years, scholars have debated whether these ingots were exclusively made in the Copperbelt or if the molds found in Zimbabwe indicate that local copies were produced from Magondi Belt copper ore (Garlake 1970; Bisson 1976). Before the recent application of lead isotopic and chemical methods to provenance copper in central and southern Africa, there was no way to discern between these hypotheses. Rademakers et al. (2019) and Stephens et al. (2020) showed that copper artifacts from southern DRC (mostly from Upemba) and from northwestern Botswana (Tsodilo Hills) match the lead isotope ratios of ores from the Copperbelt. Building upon these previous studies, we present here the first results from a copper provenance project across the southern third of Africa, from the Copperbelt to northern South Africa. We apply lead isotopic analysis (LIA) and chemical analyses to establish the provenance of 29 croisette ingots recovered in Zimbabwe, 2 fishtail and 1 rectangular ingot recovered from sites in Zambia, and an “X” shaped ingot smelted in an experiment in Zambia in the 1970’s. Our chemistry and lead isotopic results indicate that 16 of these objects were smelted with copper from the Copperbelt, 16 objects source more specifically to the Kipushi deposit within this geological district, and only one HXR ingot sources to the Magondi Belt in Zimbabwe. Taken together, we clearly illustrate that croisette ingots were traveling significant distances to reach their eventual sites of deposition, and that there was also local production of these objects in Zimbabwe.
Citation: Stephens J, Killick D, Chirikure S (2023) Reconstructing the geological provenance and long-distance movement of rectangular, fishtail, and croisette copper ingots in Iron Age Zambia and Zimbabwe. PLoS ONE 18(3): e0282660. https://doi.org/10.1371/journal.pone.0282660
Editor: Gonca Dardeniz Arikan, Istanbul University: Istanbul Universitesi, TURKEY
Received: July 15, 2022; Accepted: February 20, 2023; Published: March 22, 2023
Copyright: © 2023 Stephens et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: All relevant data are within the paper and its Supporting Information files.
Funding: The authors JS and DK would like to acknowledge funding received for this project through the National Science Foundation (NSF BCS 1852598, https://www.nsf.gov/awardsearch/showAward?AWD_ID=1852958&HistoricalAwards=false). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Competing interests: The authors have declared that no competing interests exist.
Introduction
The southern third of Africa—from the southernmost Democratic Republic of Congo (DRC) to South Africa—is rich in copper ore deposits (Fig 1). These include the sediment-hosted deposits in the Central African Copperbelt (draped along the border between DRC and Zambia), deposits of similar type in the Magondi Belt of northern Zimbabwe, the early Precambrian metavolcanic “greenstone belts” of southern Zimbabwe, eastern Botswana and northeastern South Africa, the Limpopo Mobile Belt (mostly gneisses) parallel to the border between Zimbabwe and South Africa, and the Phalaborwa Igneous Complex (a carbonatite) in northeastern South Africa. All of these were extensively mined before 1500 CE, when Europeans first reached southern Africa [1]. Several significant studies of copper mining were undertaken between 1920 and 1975 [1–7], but there have been few archaeological investigations of mines since then [8, 9]. Archaeological evidence at and around these mines is disappearing rapidly as a result of modern mining ventures, particularly in the Copperbelt area.
For location and discussion of these mines, see Bisson [2], Chirikure [10], Evers and van der Berg [5], Friede [11], Hammel et al. [12], Herbert [1], Huffman et al. [13], Killick et al. [14], Mason [15], Miller [16], Miller and Sandelowsky [17], Molyneux and Reinecke [18], Phimster [19], Summers [6], Swan [8], Van Waarden [7]. For a geological legend to the map, see Fig C in the S1 Appendix. (Geological basemap adapted from Thiéblemont et al. [20]).
On present evidence, the earliest date for the exploitation of copper minerals in southern Africa is the 4th century cal CE at Kansanshi mine in Zambia [2], agreeing with the timing for the arrival of Bantu agriculturalists into the region [21]. Miners at these deposits used iron tools, hammerstones, and fire-setting to extract ore minerals [6, 10]. Copper minerals were either smelted near the mine, as at Kansanshi, or transported elsewhere to be reduced to copper metal, as at Kipushi where smelting sites were located on the banks of the Kafue river, tens of km from the mines [2]. Documented furnaces in the Copperbelt and further to the south show that copper was 1) tapped directly into molds, 2) allowed to solidify at the furnace bottom, or 3) later recovered and refined from prills trapped in slag [10]. It could then be worked into various forms using tools like hammers and the iron wire-drawing plates excavated from Ingombe Ilede [2, 10, 22]. Copper in the archaeological record of southern Africa typically appears in the form of wound-wire bangles or other jewelry, but also includes large copper ingots that were used as stores of copper, forms of prestige, and/or circulated as general or limited purpose currency [23]. The distribution, dates, and uses of these large ingots (Fig 2) have been well studied, however the provenance of their copper has yet to be resolved. This paper focuses on the provenance of a subset of these ingots, and our isotopic and chemical results identify three geological sources: the Central African Copperbelt, the Kipushi deposit within the Copperbelt, and the Magondi Belt.
Geological overview
Central African Copperbelt.
The precise age of copper mineralization in the Copperbelt remains sharply debated (see discussion between Hitzman and Broughton [25] and Sillitoe et al. [26]). Copperbelt copper deposits are hosted in sediments that collected between the Zimbabwean and Congo Cratons prior to the assembly of Gondwana between 650 and 500Ma [27]. Later compressional forces related to the closure of this marine basin overthrust, faulted, and folded these sedimentary sequences to form the Damaran-Lufilian Arc, which runs along the coast from western South Africa, through Namibia, and up into Zambia and the southern DRC. One current metallogenic model is that main-stage mineralization may have occurred during sediment diagenesis prior to the Lufilian (Pan-African) orogeny. The other model holds that it occurred during the orogeny. Dates from Selley et al. [28, Appendix] also suggest that each of these episodes may have formed some mineralization. Whatever the timing of regional metallogenesis, the Lufilian episode almost certainly remobilized and redistributed existing mineralization [29]. The geological record also includes two uranium influx episodes at 650Ma and 530Ma [30], which contributed excess 206Pb and 207Pb to ore minerals via radioactive decay of 238U and 235U and produced broad isotopic overlap between most deposits in the Copperbelt.
Most of the Copperbelt deposits are stratiform Cu-Co(-U) deposits, with varying concentrations of Ni, U, Ag, Au, PGE, Se, Mo, V, Te, As, and Th. They are often depleted in Pb and other chalcophile elements, which occur in much higher levels in younger epigenetic vein-type deposits at Kipushi [30, 31]. Cu-Co deposits in the Copperbelt are also famous for their extremely pure malachite deposits, which fill voids and form stalactites in dolomitic karsts [32]. These large pieces of pure malachite can be smelted without fluxing agents or the formation of a slag [24, 33–35].
Kipushi.
Although Kipushi is within the Copperbelt in a geographical sense, it is geologically quite different from other Copperbelt deposits. It is younger than other deposits (dating to 450Ma), stratigraphically higher, and geochemically distinct from the Cu-Co(-U) deposits that characterize the Copperbelt. Kipushi is the largest of three Zn-Pb-Cu deposits in the Damaran-Lufilian fold belt—the others are Kabwe (Zambia) and Tsumeb (Namibia) [36]. Each of these three deposits has tightly-clustered “common lead” isotopic ratios, quite unlike the linear spread of highly radiogenic ratios that is typical of Cu-Co(-U) Copperbelt deposits, but Kipushi can be clearly differentiated through lead isotopes from Kabwe and Tsumeb [36]. The mineral assemblage at Kipushi shows substantial enrichment in Cu, Zn, As, Ag, Sb, and Pb in both hypogene sulfide ores and the supergene zone, which hosts a variety of copper arsenate, carbonate, oxide, phosphate, sulfate, vanadate, and chloride minerals that are often similar in color and density to malachite [32, 37, p. 134–135].
Magondi Belt.
The metasedimentary Magondi Belt initially formed as a backarc basin from 2.2–2.0 Ga and deformed during the Magondi Orogeny between 2.0 and 1.9 Ga. This deformation generated hot brines that scavenged copper and uranium from sediments. These were redeposited to form new copper deposits [38, 39] during the same 550 Ma Pan-African orogeny that was responsible for the formation of the Copperbelt [39]. Lead isotopic data for ore samples from the Magondi Belt are radiogenic, possibly from uraninite minerals within the Dewaras group [38], and have lead isotopic data distributed around a line on the 207Pb/204Pb vs 206Pb/204Pb plot that has a much steeper slope than that of the Copperbelt (see below). More isotopic measurements of Magondi ore samples are needed to better define this trend line, and to investigate whether individual ore deposits within this mining district can be distinguished.
Copper deposits within the Magondi Belt are mostly stratiform in type, concentrated within the Deweras and Lomagundi group rocks along the eastern margins of the belt, and range from Cu only to Cu-Ag(-Au-Pd-Pt-U). There are two exceptions to this pattern, Copper Queen and Copper King, which are unique Zn-Pb-Cu-Fe-Ag deposits located in the western margin of the Magondi Belt.
Typology and chronology of copper ingots in South-Central Africa
Archaeological interest in copper ingots in central and southern Africa began in the 1960’s with the discovery of ingots in burials at Sanga in the Upemba Depression of southern DRC [40, 41] and at Ingombe Ilede in the Zambezi Valley [22]. The earliest examples of copper ingots from central and southern Africa are small rectangular “Ia” type [42] ingots which date between the 5th and 7th centuries cal CE and have been found at sites in the Copperbelt and at Kumadzulo (Fig 2) [43, 44]. Also included in the Ia ingot type are “fishtail” style ingots which appear to be an intermediate shape between these early rectangular bars and the later croisette (“small cross”) ingots [42, 45, 46]. Only two fishtail ingots are known, one from Kamusongolwa Kopje and the other from Luano Main Site [45, 47], and the age of both ingots is poorly constrained between the 9th– 12th centuries cal CE. Most ingots dating before the 12th century CE are partial objects, and we can therefore reasonably infer that rectangular and fishtail ingots were traded or moved as raw material [45, p. 115–118].
After the 9th century cal CE there was major expansion of the production and consumption of copper, concomitant with the introduction of the new HIH ingot type [48–50]. The production of this ingot type marks the concrete starting point for the croisette ingot shape, as defined in the typology published by de Maret [42]. The HIH ingot is typically 7–20 cm in length and is H-shaped, with two pairs of arms extending outward in opposite directions from an elongated central join (Fig 2). The chronology of HIH ingot production (9th-14th century cal CE) was defined using examples exclusively from the Copperbelt and Upemba Depression [42], but HIH ingots are distributed from the Upemba Depression to Great Zimbabwe, mirroring the distribution of HIH ingot molds [46, 51]. Analysis of dated HIH depositional contexts in the Upemba Depression suggests that they were initially used as a raw material between the 9th-13th centuries cal CE but were consumed as a prestige good in the 14th century cal CE, as evidenced by finds of whole ingots in Kambabian-period burials [42, p. 143–144]. HIH ingots first appear in the archaeological record of Zimbabwe at this time as well, and all documented examples are whole ingots [51, p. 1008].
The 14th century CE also saw the development of two separate ingot circulation spheres. Small HX and HH croisette ingots (0.5-7cm; Fig 2) and molds have been found only in the western Copperbelt and in the Upemba Depression. The much larger HXR croisette ingots (20–30 cm in length and 3.0–5.5 kg; Fig 2) are found in the eastern Copperbelt, at Ingombe Ilede in the Zambezi Valley, in northern Zimbabwe, and in a single hoard of 8 ingots in the Dedza area of Malawi [46, Fig 3]. Molds for HXR ingots are almost exclusively found in the eastern Copperbelt, including at Kipushi [2, 46], but a single HXR mold was recovered from northern Zimbabwe [51]. These HXR ingots are shaped like an X, with four arms radiating outward from a center join, a raised flange running along the outer edge of the entire ingot, and a patterned center marking (see S2 Appendix; [42, Fig 8, 51, Fig 1]). HXR ingots have not been reported anywhere in the DRC.
HXR ingots became a focus of archaeological attention with the discovery of the rich burials at Ingombe Ilede [22], which included eight HXR ingots, followed by the excavation of two additional HXR ingots at Chedzurgwe [52] (Fig 3). Based on these discoveries, Garlake set out to document finds of croisette and other copper ingots within northern Zimbabwe. He listed 62 examples of croisette ingots from 31 locations within northern Zimbabwe, the majority of which fell within the distribution zone of Ingombe Ilede type ceramics [52]; all of these were surface finds. While documenting these ingots, Garlake and J.D. White also recorded oral histories related to a group known as the Va-Mbara, who were remembered as renowned metal workers from the Urungwe area and who traded copper to the Mutapa state [52, 53]. Sixteenth century descriptions of the Mobara people by Portuguese explorer Antonio Fernandes are strikingly similar to the Va-Mbara and are recorded to have come from the land of “Ambar” to trade aspas de cobre (copper crosses) to the Mutapa state [52].
Geological basemap adapted from Thiéblemont et al. [20].
The provenance of these copper crosses, now thought to be the HXR ingots, has been debated ever since. Fernandes believed these ingots were produced near the “copper” rivers of “Manyconguo,” likely a reference to the Niari basin ore deposits near the mouth of the Congo River that were exploited by the Kongo State and its ruler ManiKongo [54], while Garlake hypothesized that these ingots were made locally at the Magondi Belt copper mines in Zimbabwe. The theory of Fernandes can be dismissed because the Niari deposits are 2100 km in a straight line from the upper Zambezi, but the hypothesis put forth by Garlake was a distinct possibility, as was the suggestion by Bisson [2] that these ingots likely source to the Copperbelt. Swan [8, 51] also argued that the HXR ingots in northern Zimbabwe were made of copper from the Magondi Belt. Until recently there was no way to decide between these hypotheses.
There are few dates for the larger HXR ingots, but on present archaeological and historical evidence they are thought to have been manufactured between the 14th and 18th centuries CE [42, 46]. The distribution of these ingots in northern Zimbabwe mostly matches the distribution of Ingombe Ilede style ceramics, though some have been found in areas associated with Musengezi and Mutapa culture sites [51, 52]. Like the HX and HH ingots, the HXR ingot type was clearly used as a prestige good and form of currency, as evidenced both by the 16th century CE Portuguese descriptions of “copper aspas” trade and their deposition in burials at Ingombe Ilede [22, 46, 51, 52]. The recovery of partial HXR ingots also suggests that they were sometimes used as raw material to produce smaller copper artifacts.
The HX, HH, and HXR ingot types appear to have fallen out of favor at some point in the 18th century and were replaced by the flat, un-flanged, X-shaped handa ingot, and by the “I” shaped Ib and Ic ingots, which weighed up to 30 kg [42, 46] (Fig 2). Both were frequently described by nineteenth-century European explorers in what are now Malawi, Zambia, and DRC, but they have not been recorded on the Zimbabwean plateau.
Other copper ingot types from southern Africa include the lerale and musuku ingot types from South Africa, nail head ingots, and more informal bun and bar ingots [55–57]. These other ingot types date between the 12th and 20th century CE and are more common in parts of Zimbabwe and South Africa. Provenance of ingots within these types will be discussed in a future publication.
Lead isotope analysis
All copper ores contain trace amounts of lead, whose isotopic ratios are not altered by smelting and vary depending on the age, type, and other geological characteristics of the deposit. Lead isotopic analysis (LIA) has been a popular approach in Europe and the Mediterranean since the 1980’s to infer the geological sources of copper artifacts [58, 59]. A pioneering attempt to use LIA in southern Africa was made in 2005 by Suzanne Young, who used low-resolution quadrupole inductively coupled mass spectrometry (Q-ICP-MS) to measure 207Pb/206Pb ratios on ores and artifacts from Namibia [60]. The first use of high-resolution multi-collector mass spectrometry (MC-ICP-MS) for LIA in southern African archaeology was in 2008 on tin ingots from South Africa and bronze from Botswana [61]. The use of high-resolution MC-ICP-MS instrumentation for LIA is now standard because it allows for the simultaneous collection of multiple isotopes, produces data equivalent in precision to TIMS with double or triple spiking, and can correct for mass fractionation during measurement by thallium spiking [62–65].
Samples and methods
A total of 34 samples were analyzed at the University of Arizona using ICP-MS instrumentation for lead isotopes and chemistry, 33 of which were archaeological samples collected from the Museum of Human Sciences in Harare, Zimbabwe and the Livingstone Museum in Livingstone, Zambia in 2019 (Table 1; Fig 3). These ingots are representative of the diversity of Copperbelt ingots in de Maret’s [42] typology that were distributed south to Zambia and Zimbabwe, and are roughly a third of the total number of these ingots documented in Zambia and Zimbabwe [42, 46, 51, 53]. All necessary permits were obtained for the described study, which complied with all relevant regulations (see S1 Appendix). Additional information regarding the ethical, cultural, and scientific considerations specific to inclusivity in global research is included in the S4 Appendix.
Further details for each sample are presented in the S2 Appendix.
We removed the superficial corrosion layer from each of the 34 copper ingot samples using a Dremel® rotary tool, with a new carbide cut-off wheel for each sample. We then removed approximately 0.1–0.3 g of sample, using a jewelers saw with a new steel blade for each sample. These samples were weighed on a mass balance and dissolved in a solution of 8 mL 8 mol L-1 (or M) HNO3 + 0.5 mL 29 mol L-1 HF to minimize precipitation or volatilization of Fe, Zn, As, Ag, Sn, and Sb, typically via complexation with chloride ions [66, 67], and refluxed overnight at 140°C. All acid dilutions were prepared from double-distilled HNO3, HCl, and HF, and ultrapure Milli-Q water. Once cooled, a pipetted 1 mL solution of each sample was weighed to determine sample density. The total volume of each sample was then transferred to a 12 mL FalconTM tube and each Savillex vial was rinsed with 2 mL of 8 mol L-1 HNO3 to ensure total recovery of sample solution. This was then added to the Falcon tube and the total weight of each sample solution was recorded. This quantitative transfer procedure allows for the accurate calculation of total sample volume and is used to ensure the precise measurement of elemental concentrations during ICP-MS analysis. A 0.1 mL aliquot of each solution was then taken and used to prepare a series of 100x, 1000x, and 100,000x dilutions for trace element analysis at the Arizona Laboratory for Emerging Contaminants (ALEC) laboratory ICP-MS at the University of Arizona. Cr, Fe, Co, Ni, Cu, Zn, As, Se, Mo, Ag, Cd, Sn, Sb, and Pb were measured by Dr. Mary-Kay Amistadi on an Elan DRC-II ICP-MS instrument, and values are reported in μg g-1 (ppm). The method detection limit values for these 15 elements are also reported in Table 2, however these values are reported in μg L-1. All values below detection limits were culled prior to converting the sample data to μg g-1. A custom-made solution from High Purity Standard and Claritas PPT® Grade ICP-MS Instrument Calibration Standard 2 from Spex CirtiPrep were run with every batch for quality control. A full discussion of our choices for multivariate statistical analysis of chemical data can be found in the S1 Appendix.
All values are reported in μg g-1. Detection limits are included in the second row, however these values are reported in μg L-1 of dissolved sample in solution. Thus, all values below detection limits were culled prior to converting the sample data to μg kg-1 (ppb), μg g-1 (ppm), and wt% in the solid sample. <D.L = less than detection limits.
The remaining sample was then re-transferred to its Savillex vial and evaporated to dryness at 150°C. Once evaporated and cooled, samples were re-dissolved in 2 mL of 8 mol L-1 HNO3 and allowed to reflux overnight at 120°C. This solution was then separated using Bio-Rad disposable anion exchange columns loaded with Eichrom Sr-spec resin and eluted with various concentrations of twice distilled HCl and HNO3 to isolate the lead portion of each solution [68, 69]. The resulting solution was then evaporated to dryness and 1 mL of 2% HNO3 was added to each sample vial refluxed on a hotplate at 120°C overnight. Samples were then analyzed on the GV Instruments IsoProbe multi-collector inductively coupled plasma mass spectrometer (MC-ICP-MS) housed in the Department of Geosciences and the University of Arizona (Table 3). Data was corrected based on published values for the standard NBS981 [70] and all samples were empirically normalized with a thallium (Tl) spike using the exponential law correction [63]. A mercury (204Hg) correction is also typically applied to correct for interference on the 204Pb signal, however Hg contents of the carrier gas were typically very low. Only the HIH sample Zim-ZMHS-18 required a mercury correction in this study. Procedural blanks were also measured, and all contained <250 pg of lead.
Results
Lead isotopes
Rectangular and fishtail ingots (type “Ia”).
Lead isotopic data for the three rectangular and fishtail ingots (Table 3) range in 206Pb/204Pb from 19.81 to 24.84, in 207Pb/204Pb from 15.78 to 16.09, and in 208Pb/204Pb from 38.31 to 39.14. The rectangular ingot from Kumadzulo and the fishtail ingot from Luano have nearly identical lead isotopic data, with only slight differences in the 208Pb/204Pb ratio. The Kamusongolwa fishtail ingot has a similar 208Pb/204Pb ratio to the Luano fishtail ingot but has much higher 206Pb/204Pb and 207Pb/204Pb values. These ingots form a linear array on the 206Pb/204Pb vs 207Pb/204Pb plot, and isochron analysis produces an age of 584.5 ± 15.9 Ma, with a mean square of weighted deviates (MSWD) of 21. Rademakers et al. [24] also analyzed one rectangular ingot, and the isochron age is only slightly changed to 589 ± 15.4 Ma with an improved MSWD of 11 if this sample is included (Fig 4). The pattern of radiogenic lead isotopic data on the 206Pb/204Pb and 207Pb/204Pb ratios, a 208Pb/204Pb ratio ranging from 37–42, and an isochron age in the range of 650–550 Ma is typical of many ore deposits in the Copperbelt and was observed by both Rademakers et al. [24] and Stephens et al. [33]. There is broad isotopic agreement between these three samples and Copperbelt ores in our LIA database [59] (expanded subsequently by Stephens in the S3 Appendix) (Fig 5), but it is currently impossible to assign these samples to particular mines within the Copperbelt.
Produced from fishtail ingots from Kamusongolwa and Luano, the rectangular ingot from Kumadzulo, and the Luano ingot sample from Rademakers et al. [24]. 0.0177 is the 100(1- α)% confidence interval for the 207Pb/204Pb intercept. 0.1283 is the studentised 100(1-α)% confidence interval for u with overdispersion. The gray band around the regression line represents the confidence interval. MSWD is Mean Square of the Weighted Deviates, and gives an indication of the mean distance of points from the line. Isochron calculated using the IsoplotR “three Ratio” option for Pb-Pb isochrons [71].
Ingot data is compared to geological ore data from the Central African Copperbelt. The geological data is comprised of ore samples from the Domes Region, Kafue Syncline, Katanga Core, Katanga Copperbelt, Kundelungu Plateau, and Zambian Copperbelt–all of which are genetically related. Ore data in the S3 Appendix from compilation of Killick et al. [59] and data produced by Stephens in 2020.
Croisette (HIH, HXR, and experimental “X”) ingots.
Lead isotopic data for the 29 croisette ingots from Ingombe Ilede and northern Zimbabwe and the experimental “X” ingot range in 206Pb/204Pb from 18.04 to 34.28, in 207Pb/204Pb from 15.63 to 16.76, and in 208Pb/204Pb from 37.43 to 40.61 (Table 3). The croisette ingots form two distinct groups within this range. The first group—composed of eight HIH ingots, four HXR ingots, and the experimental “X” ingot—matches previously produced data by Rademakers et al. [24], Stephens et al. [33], and the three rectangular and fishtail ingots from Zambia (Fig 6). These 13 samples form a linear distribution on the 206Pb/204Pb vs 207Pb/204Pb plot and have 208Pb/204Pb values between 38.08–40.61. The regression line fitted to these points gives a calculated isochron age of 627.25 ± 3.57 Ma, with an MSWD of 580 (Fig 7). This is within the range of ages inferred for ore formation in the Copperbelt, as noted above. There is also good agreement between isotopic values for this group and the values for Copperbelt ores (Fig 8). As noted above, it is currently impossible to determine a more specific provenance for these samples.
Ia (rectangular and fishtail) and croisette ingot data from this study compared to ingot data from Rademakers et al. [24] on Ia (rectangular) and croisette ingots from the Upemba Depression. Results from these two projects agree well with one another and clearly illustrate that the Kent Estates HXR ingot was produced from a different geological source.
Produced from ingots with radiogenic lead isotopic data (206Pb/204Pb > 18.700. 207Pb/204Pb > 15.628). The Kent Estates ingot and ingots matching the Kipushi deposit were excluded from this calculation. 0.0039 is the 100(1- α)% confidence interval for the 207Pb/204Pb intercept. 0.1055 is the studentised 100(1-α)% confidence interval for u with overdispersion. The gray band around the regression line represents the confidence interval. MSWD is the Mean Square of the Weighted Deviates, and gives an indication of the mean distance of points from the line. Isochron calculated using the IsoplotR “three Ratio” option for Pb-Pb isochrons [71].
Comparison of HIH and HXR ingot LIA data to geological ore LIA data from the Central African Copperbelt and Magondi belt. Ore data in the S3 Appendix from compilation of Killick et al. [59] and data produced by Stephens in 2020. The Kent Estates HXR ingot clearly diverges from the dominant trend in Copperbelt LIA values and is a better match for the Magondi belt. However, more isotopic measurements of Magondi belt ore samples are needed to better define this trend line, and to investigate whether individual ore deposits within this mining district can be distinguished.
The second group in this assemblage of croisette ingots is composed of three HIH and 13 HXR ingots whose lead isotope data forms a tight cluster of non-radiogenic values centered around 18.05 in 206Pb/204Pb, 15.64 in 207Pb/204Pb, and 37.64 in 208Pb/204Pb. Three large HH ingots (Fe-29, K-1, K-7) analyzed by Rademakers et al. [24] from the Upemba Depression are also members of this cluster. These samples all match geological ore samples from the Kipushi deposit in the Copperbelt, which cluster around the mean values of 18.03 in 206Pb/204Pb, 15.61 in 207Pb/204Pb, and 37.67 in 208Pb/204Pb (Fig 9).
A zoomed-in perspective of the highlighted box from Fig 8 shows the highly clustered group of HIH and HXR ingot samples which match to LIA data from the Zn-Pb-Cu Kipushi deposit. Note that the scale is drastically different from Fig 8. Included in this plot are one copper casting spill and one fragment of malachite recovered from smelting sites near Kipushi. Present in this narrow window are 30 datapoints from ore samples from the Kipushi deposit, and 9 datapoints from 7 other deposits within the Copperbelt that are closest to the Kipushi cluster. Ore data in the S3 Appendix from compilation of Killick et al. [59] and data produced by Stephens in 2020.
One HXR ingot (from Kent estates, Zimbabwe) is an outlier and does not fit with either Copperbelt or Kipushi ores. The lead isotopic data for this sample is radiogenic but has a much higher 207Pb/204Pb ratio and lower 208Pb/204Pb ratio than Copperbelt ores (Figs 6 and 8). The lead isotopic data for this sample matches best with the distribution of ore data from the Magondi Belt, though we acknowledge that more isotopic data from ores in the Magondi Belt are needed.
Chemistry
The concentrations of 13 elements in each of the 34 ingots are reported in Table 2. We applied hierarchical cluster analysis to assess patterns in chemical similarity for our entire southern African copper ingot database (n = 46), which also includes bar, bun, lerale, musuku, and nail head ingot samples from South Africa and Zimbabwe. Based on results from the fviz_nbclust function in the factoextra R package, we can divide the samples into six compositional groupings. These are: 1) “Copperbelt group 1”, 2) “Phalaborwa and Magondi Belt”, 3) “Copperbelt group 2”, 4) “Kipushi”, 5) “Phalaborwa and Copper Queen”, and 6) “Phalaborwa and other”. Compositional groups were then inspected by PCA to assess variabilities within the hierarchical cluster analysis relating to source attribution, technology, and deposit geochemistry. For more detail on hierarchical cluster analysis and PCA methods, results, and cluster assignments, see discussion in the S1 Appendix.
Rectangular and fishtail ingots (type “Ia”).
The three rectangular and fishtail ingots are extraordinarily pure (Table 2), with concentrations of Cr, Se, Mo, Ag, Cd, Sn, Sb, and Pb all less than 5 μg g-1, and concentrations of Ni, Zn, and As not exceeding 50 μg g-1. Cobalt and iron are by far the most concentrated elements in these samples, yet still only range between 5–204 μg g-1 for Co, and 27–71 μg g-1 for Fe. This elemental patterning, and most importantly the extremely low concentrations of Pb, was also observed in most archaeological copper samples analyzed by Rademakers et al. [24] from DRC and by Stephens et al. [33] from northern Botswana (Fig 10). As noted above (Fig 4) all three of these samples have radiogenic lead isotope ratios that match ores from the Copperbelt. Unfortunately, there are more than 150 Cu-Co(-U) deposits in the Copperbelt, and extensive overlaps in lead isotope ratios and trace element concentrations make it impossible at present to assign archaeological samples to individual mines. The hierarchical cluster analysis assigns these three ingots to the “Copperbelt group 1” or “Copperbelt group 2” clusters because they are depleted in chalcophile elements (see Figs A and B in the S1 Appendix).
Logged concentrations of chalcophile (A) and siderophile (B) elements from samples in this paper, Rademakers et al. [24], and Stephens et al. [33]. Ingots are grouped by their determined isotopic provenance, and the experimental “X” ingot is represented by the “Kansanshi” category since we know its specific provenance.
Croisette (HIH, HXR, and experimental “X”) ingots.
Our lead isotopic results for sampled HIH and HXR ingots, and the experimental “X” ingot split mostly into two distinct groups, whose chemical characteristics (Table 2) support the lead isotopic designations discussed above.
- The first group is comprised of 13 ingots which almost all have Cr, Zn, Se, Mo, Cd, Sn, Sb and Pb concentrations under 5 μg g-1, Ag concentrations under 20 μg g-1, Ni concentrations between 5–42 μg g-1, and Fe values under 50 μg g-1. Co values, conversely, range between 2–144 μg g-1, with a mean of 72 μg g-1. All 13 of these ingots match Copperbelt ores on lead isotope ratios (Table 3, Fig 8) and their chemical compositions match those of other archaeological samples who also match Copperbelt ores on lead isotope ratios (Fig 10). These include the three rectangular and fishtail ingots, as well as the majority of samples from Rademakers et al. [24] and Stephens et al. [33]. Stephens et al. [33] also linked Co:Ni trends to different generations of Cu-Co mineralization in the Copperbelt (based on Cailteaux et al. [31]). Ingots in this first group have similar variation in their Co:Ni ratio and suggest use of ore from both first (in the Menda and Luishia facies) and second generation Cu-Co deposits. Three samples also have Ag values between 90–177 μg g-1, higher than the 8 μg g-1 average for the other 10 samples in this category. Silver has been recorded at sub-economic concentrations in the supergene zone of several Cu-Co(-U) deposits [31]. Variations in Ag concentration and Co:Ni ratio therefore hints at the exploitation of several different Cu-Co(-U) deposits to produce these ingots. While the chemistry results support our lead isotopic provenance assignments, they do little to further isolate exactly where within the Copperbelt these samples originate. The experimental “X” ingot is chemically included in this group, even though we know it was smelted using copper ore mined from the Iron Oxide Copper Gold (IOCG) Kansanshi deposit. This further illustrates the difficulty of discriminating between ore deposits in northern Zambia and the DRC, except for Kipushi (see below). The hierarchical cluster analysis assigns all ingots within this group to the “Copperbelt group 1” and “Copperbelt group 2” clusters because they are depleted in chalcophile elements (see Figs A and B in the S1 Appendix), once again reaffirming our lead isotopic and descriptive chemistry conclusions. We do not yet have a compelling geological explanation for the separation of “Copperbelt group 1” and “Copperbelt group 2”.
- A second group of 16 ingots all contain much higher concentrations of Zn (13–146 μg g-1, mean of 61 μg g-1), As (240–2515 μg g-1, mean of 869 μg g-1), Ag (88–1966 μg g-1, mean of 1254 μg g-1), Sb (2–111 μg g-1, mean of 29 μg g-1), and Pb (14–1465 μg g-1, mean of 378 μg g-1), and most have concentrations of Co, Ni, Se, Mo, Cd, and Sn concentrations below 5 μg g-1. These 16 ingots all have lead isotope ratios that match those of ore samples from the Kipushi deposit, as do the three large HH ingot samples from Rademakers et al. [24] that have very similar chemistry to this group of ingots (Fig 10). The enriched chalcophile elements (Zn, As, Ag, Sb, and Pb) in these samples could have either substituted for the Cu2+ ion in malachite or been introduced to the smelt through the accidental addition of other supergene copper minerals which are similar in color and density to malachite [32, 37, p. 134–135]. In our multivariate statistical analysis, this group of 16 Kipushi ingots forms an extremely tight cluster (the “Kipushi” cluster), that separates clearly from the two Copperbelt clusters (see Figs A and B in the S1 Appendix).
The HXR ingot from Kent Estates is the lone outlier and presents a distinctly different chemical composition than the other two croisette groups (Fig 10). This sample contains Cr, Co, Zn, As, Mo, Cd, Sn, Sb, and Pb at a concentration of less than 10 μg g-1, and Ni and Pb at a concentration of less than 30 μg g-1. Fe (490 μg g-1), Se (145 μg g-1), and Ag (1572 μg g-1) are significantly higher in this sample than in the other two groups. This pattern of depletion in most elements but enrichment in Se and Ag seemingly aligns with the reported mineral assemblages of Cu-Ag deposits formed within the Deweras group of the Magondi Belt [38, 72], including the modern mines at Mhangura (formerly Mangula) and Norah. The Mhangura and Norah deposits appear to be the leading candidates because they 1) host uranium minerals, which could contribute to a radiogenic lead isotope signature, 2) have economic silver mineralization, and 3) have economic concentrations of selenium [72, p. 126]. The hierarchical cluster analysis supports our hypothesis based on lead isotopes and chemistry by placing the Kent Estates HXR ingot in a distinct cluster (the “Phalaborwa and Magondi Belt” cluster) because of the amount of Se and Ag in this sample (see Figs A and B in the S1 Appendix).
Discussion
The results from our lead isotopic and chemical analysis of 33 rectangular, fishtail, and croisette ingots from southern Africa establishes that there were three centers of croisette ingot production: the Central African Copperbelt, the Kipushi deposit, and the Magondi Belt (Fig 11). Object chemistry and isotopic data for these samples generally agree with deposit geochemistry and isotopic range, and suggest either that recycling was not a common practice in the production of large copper ingots, or that recycling activities were not based on mixing copper from various sources. Rademakers et al. [24] also concluded this in their study of croisette ingots from the Upemba Depression and western Copperbelt.
Provenance results indicate that objects travelled significant distances to reach certain destinations and that interactions between the Copperbelt and areas further south can be traced back to the 6th-7th century CE. Geological basemap adapted from Thiéblemont et al. [20].
Archaeological evidence: Central African Copperbelt
Sixteen samples exhibit characteristics that allow us to establish a provenance match to Cu-Co(-U) deposits within the Copperbelt. These samples are similar to copper samples from the Upemba Depression [24] and Botswana [33] which have previously been attributed to Copperbelt ores, and almost all have radiogenic lead isotopic data which forms a linear distribution on the 206Pb/204Pb vs 207Pb/204Pb plot that matches both the isochron age and overall patterning for Cu-Co(-U) Copperbelt ore samples (Fig 8). Furthermore, these samples have 208Pb/204Pb ratios that fall between 37 and 42, agreeing with the range exhibited by Copperbelt ore samples. Samples assigned to this provenance match in this study, from the Upemba Depression [24], and from the Tsodilo Hills [33] are also depleted in chalcophile elements but show relative enrichment in the siderophile elements Co and Ni, matching the overall geochemical profile of Cu-Co(-U) deposits in the Copperbelt. Unfortunately, the geochemical homogeneity of Cu-Co(-U) deposits in the Copperbelt precludes a more specific provenance assessment at this time.
To date, no molds for rectangular or fishtail ingots have been recorded on the Copperbelt, but many croisette ingot molds have been recovered in this area, along with extensive evidence for precolonial mining [42, 46]. Over 100 precolonial mines were documented in Katanga and Zambia by 1906. Most were in the Katangan Copperbelt (DRC) in an arc from Kolwezi to Kipushi [1, 2], but others were in the Zambian Copperbelt, the Kafue Hook, and the Domes region [1, 2].
The 16 samples reported here include all three recorded rectangular and fishtail ingots from Zambia (all dating before the 12th century), an HIH ingot from the Harare tradition site of Graniteside, a 15th-17th century cal CE HXR ingot from burial 8 of Ingombe Ilede, 10 HIH and HXR ingots from farms and towns in northern Zimbabwe, and the experimental “X” ingot. Our results illustrate that these ingots traveled significant distances from the Copperbelt to their sites of deposition (Fig 11). The Kumadzulo ingot (6th or 7th century) moved at least 600 km. HIH and HXR croisette ingots with Copperbelt lead isotopic and chemical signatures were found as far south as Harare, about the same distance from the Copperbelt. Their distribution implies a direct connection between Ingombe Ilede and the Copperbelt, as well as a connection between the Ingombe Ilede culture and sites of the contemporary Harare and Musengezi traditions of northern Zimbabwe.
Archaeological evidence: Kipushi
The 16 ingots matched to the Zn-Pb-Cu deposit at Kipushi all have lead isotopic ratios tightly clustered around 18.05 in 206Pb/204Pb, 15.64 in 207Pb/204Pb, and 37.64 in 208Pb/204Pb. Although lead isotopic ratios on geological ores from Kipushi are tightly clustered and non-radiogenic [36, 73, 74] (Fig 9), the ratios of these ingots cluster even more tightly within the isotopic space of Kipushi ore samples (Fig 8). We assume that this subcluster represents the isotopic space of the precolonial mine in the oxidized surface deposits. One fragment of a casting spill excavated from furnaces beside the Kafue River, just across the border in Zambia, and one fragment of malachite recovered from the surface near these furnaces [2], also fall within this isotopic sub-cluster (Fig 9).
These ingots and smelted copper are highly enriched in Zn, As, Ag, Sb, and Pb when compared to the Copperbelt cluster, as is clearly seen in the boxplot in Fig 10. This plot also shows that these samples have lower concentrations of Co+Ni than samples attributed to the Copperbelt group (see above). The five chalcophile elements Zn, As, Ag, Sb, and Pb are known to be abundant at Kipushi, either as impurities substituted into the mineral lattice of malachite or in a range of copper arsenate, carbonate, oxide, phosphate, sulfate, vanadate, and chloride minerals that form in the supergene zone of this deposit [32, 37, p. 134–135]. The 16 ingots matching Kipushi also have strikingly similar chemical and isotopic data to three large HH ingots from the Upemba Depression that were analyzed by Rakemakers et al. [24]; these too clearly derive from Kipushi ores.
Archaeological sites in the vicinity of the Kipushi deposit include at least 57 discrete smelting sites with slag heaps, two large habitation sites, one campsite, and 71 individual croisette molds (for both HIH and HXR ingots). All were found on the Zambian side of the border with DRC [2]. Radiocarbon samples from Bisson’s excavations show activity at this mine as early as the 9th century cal CE and may suggest an increase in production around the 14th century cal CE [2], corresponding with the first appearance of HIH ingots in cemeteries of the Upemba Depression and in the archaeological record of Zimbabwe [51].
Of the 16 ingots matching the Kipushi ores, three are undated HIH ingots from northern Zimbabwe, two are 15th-17th century cal CE HXR ingots from Ingombe Ilede (one from burial 2 and one from burial 8), two are HXR ingots from the 16th century cal CE site of Chedzurgwe, and nine are surface HXR ingot finds distributed across northern Zimbabwe. These ingots were transported 500 km from Kipushi to Ingombe Ilede, and as much as 780 km for finds near Harare, Zimbabwe (Fig 11).
One interesting trend also observed in this dataset is the distinct change in copper source for HXR ingots as compared to the HIH ingot assemblage. 15 of 18 HIH ingots source to the Copperbelt while only 3 source to Kipushi. For HXR ingots 4 of 18 source to the Copperbelt and 13 of 18 to Kipushi. Taken together with Bisson’s [2] evidence for an increase in the exploitation of the Kipushi deposit in the 14th century and the higher volume of HXR ingot mold fragments, it appears that Kipushi became a major hub for croisette ingot production around this time, though our understanding of who was exploiting the Kipushi deposit in the 14th century is poor. We will further consider the archaeological implications of these data in a companion article.
Archaeological evidence: Magondi Belt
One HXR ingot (from Kent Estates) does not match the Copperbelt or Kipushi in either lead isotopes or chemistry. The best match at present on lead isotope ratios is to ores of the Magondi Belt. We acknowledge that we require more lead isotopic data on ores from this district, but on present evidence there appears to be a trend line that is distinct from the Copperbelt ore data (Fig 8). Multivariate analysis of trace elements also places this ingot in a different group (the “Phalaborwa and Magondi Belt” cluster), distinct from the Kipushi ingots (the “Kipushi” cluster) and Copperbelt ingots (the “Copperbelt group 1” and “Copperbelt group 2” clusters) (Figs A and B in the S1 Appendix). It is also enriched in Ag and Se, both of which occur in economic concentrations in the Mhangura and Norah deposits [38, 72] in the Magondi Belt.
Evidence for precolonial mining in the Magondi Belt is substantial, particularly at the Alaska, Angwa, Mhangura, Norah, and Silverside mines [1, 3, 6] but has not received much archaeological attention. An HXR ingot mold was recovered from Golden Mile Mine, roughly 20 km away from the Mhangura mine in Zimbabwe. All of these lines of evidence suggest that the Kent Estates HXR ingot has a form copied from an ingot made on the Copperbelt or at Kipushi, but that the copper was mined locally somewhere within the Magondi Belt.
Conclusion
Dozens of HIH and HXR copper ingots have been found in the Zambezi Valley and across the Zambezi plateau [51]. Since many of these finds are close to the copper deposits of the Magondi Belt of Northern Zimbabwe, Garlake [52] argued that most were made there. Subsequent excavations at Kipushi by Bisson [2] found and dated molds for both these ingot types, and more molds have been found at several other locations along the Copperbelt [46, Figs 2 and 3]. The alternative is therefore that these ingots were made along the border of Zambia and the DRC and traded from there to the Zambezi Valley and the Zimbabwe plateau.
We have analyzed 29 of the approximately 94 reported HIH and HXR ingots from Zambia and Zimbabwe and conclude that 28 of 29 derive from the Copperbelt, including 16 from the distinct Kipushi deposit within the Copperbelt (Fig 11). This work and our previous study [33] show that Copperbelt copper was transported to southwest Zambia (Kumadzulo) by the sixth or seventh century cal CE and to northwest Botswana by the eighth century cal CE. By the fourteenth century cal CE the flow of Copperbelt copper appears to have moved east to the middle Zambezi Valley (Ingombe Ilede) and the Urungwe District of northwest Zimbabwe, where sites like Chedzugwe have Ingombe Ilede pottery [52]. No HIH or HXR ingots have yet been reported from Botswana. The Kent Estates HXR ingot also demonstrates that there was at least some production of HXR ingots from Zimbabwe copper deposits (Fig 11).
This project is part of a larger ongoing study focused on the provenance of copper and copper-alloys in southern Africa. The samples presented in this paper represent 34 of the 277 copper, bronze, and brass samples that we were able to analyze from museums and institutions in southern Africa in 2019, and future works will continue to shed light on the hidden dynamics of interaction, migration, and exchange of copper and tin in southern Africa.
Supporting information
S1 Appendix. Additional sample selection and method details.
https://doi.org/10.1371/journal.pone.0282660.s001
(DOCX)
S3 Appendix. Excel lead isotope database of relevant geological ore deposits.
https://doi.org/10.1371/journal.pone.0282660.s003
(XLSX)
S4 Appendix. Inclusivity in global research questionnaire.
https://doi.org/10.1371/journal.pone.0282660.s004
(DOCX)
Acknowledgments
We thank the Livingstone Museum and Museum of Human Sciences for granting access to their collections, and the National Heritage Conservation Committee in Zambia and the National Museums and Monuments board of Zimbabwe for permits issued for export and destructive analysis of these samples. We are similarly thankful to the extremely dedicated work by Livingstone Museum and Museum of Human Sciences staff to preserve these archaeological collections for researchers. In particular, we would like to thank Maggie Katongo, Fortune Munetsi, Rutendo Komborayi, and Nyararai Mundopa for their assistance in these collections. In Arizona, we are thankful to Dr. Joaquin Ruiz for access to his laboratory, Dr. Mark Baker and Dr. Jason Kirk for their invaluable help in the lab and assistance in running the MC-ICP-MS. We thank Dr. Mary Kay Amistadi for her invaluable help and measurement of the trace element concentrations. We thank Stephanie Martin for her work in ArcGis to produce the map figures. We thank ARMI-MBH Analytical for providing materials to evaluate our dissolution procedure. We also thank the three reviewers for their time and comments.
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