A large proportion of patients with COVID-19 develop acute kidney injury (AKI). While the most severe of these cases require renal replacement therapy (RRT), little is known about their clinical course.
We describe the clinical characteristics of COVID-19 patients in the ICU with AKI requiring RRT at an academic medical center in New York City and followed patients for outcomes of death and renal recovery using time-to-event analyses.
Our cohort of 115 patients represented 23% of all ICU admissions at our center, with a peak prevalence of 29%. Patients were followed for a median of 29 days (2542 total patient-RRT-days; median 54 days for survivors). Mechanical ventilation and vasopressor use were common (99% and 84%, respectively), and the median Sequential Organ Function Assessment (SOFA) score was 14. By the end of follow-up 51% died, 41% recovered kidney function (84% of survivors), and 8% still needed RRT (survival probability at 60 days: 0.46 [95% CI: 0.36–0.56])). In an adjusted Cox model, coronary artery disease and chronic obstructive pulmonary disease were associated with increased mortality (HRs: 3.99 [95% CI 1.46–10.90] and 3.10 [95% CI 1.25–7.66]) as were angiotensin-converting-enzyme inhibitors (HR 2.33 [95% CI 1.21–4.47]) and a SOFA score >15 (HR 3.46 [95% CI 1.65–7.25).
Citation: Stevens JS, King KL, Robbins-Juarez SY, Khairallah P, Toma K, Alvarado Verduzco H, et al. (2020) High rate of renal recovery in survivors of COVID-19 associated acute renal failure requiring renal replacement therapy. PLoS ONE 15(12): e0244131. https://doi.org/10.1371/journal.pone.0244131
Editor: Felipe Dal Pizzol, Universidade do Extremo Sul Catarinense, BRAZIL
Received: August 8, 2020; Accepted: December 3, 2020; Published: December 28, 2020
Copyright: © 2020 Stevens et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: The full dataset cannot be shared publicly because of the risk of identification of patients and their protected health information (PHI). Given the relatively specific patient sample, geographic constraints (single-site) with granular data on dates of death, the full dataset will be provided upon reasonable request following approval from The Columbia University IRB Human Research Protections Office (phone: 212.305.5883, email: email@example.com).
Funding: JB is supported by 1U54DK104309, 2R01DK073462, UG3 DK114926, and a Columbia Precision Medicine Pilot Award. AGG is supported by a research grant from the Renal Research Institute. SAH is supported by the National Center for Advancing Translational Sciences (KL2 TR001874). SM is supported by NIDDK grants R01-DK114893, R01-MD014161 and U01-DK116066.
Competing interests: The authors declare that they have no financial conflicts of interest to disclose. MRO and MJC are both investigators for Remdesivir (sponsored by Gilead) and convalescent plasma (sponsored by Amazon). This does not alter our adherence to PLOS ONE policies on sharing data and materials.
The emergence of severe acute respiratory syndrome-associated coronavirus 2 (SARS-CoV-2) as a novel pathogen causing COVID-19 with global infection rates on a pandemic scale has taken many lives and stressed healthcare systems. While the recognition of acute respiratory distress syndrome (ARDS) and the obligate need for resource planning for ventilatory support was widespread, the extent of severe acute kidney injury (AKI) necessitating renal replacement therapy (RRT) and the associated prognosis for these individuals remains poorly defined given the lack of adequate phenotyping and the limited follow up in early reports.
Among patients with ARDS from all causes, 24–44% develop AKI [1,2], including 10–14% who develop AKI severe enough to require RRT . AKI is an independent predictor of mortality among patients with ARDS of all causes  and appears to be associated with poor outcomes among patients with COVID-19 [5,6]. However, there remains uncertainty about this effect given that early cohort descriptions often did not include any kidney outcomes or RRT requirements in their ICU cohorts [7–9], and those that did indicated a wide range of incident AKI of any severity: 2–37% for all hospitalized patients [5,6,10–14], 8–75% among critically ill patients, and 5–31% with AKI requiring RRT in the ICU [12,15–21].
Early in the course of the pandemic, New York City became the disease epicenter in the United States. A surge of critically ill patients with COVID-19 requiring intensive care, created unprecedented challenges for resources while raising important questions about the clinical course and prognosis for these patients. Additionally, understanding the burden of complications, particularly those that are associated with intense resource needs such as RRT is critical for resource planning, especially as hospitals experience acute, critical shortages of related supplies, equipment, and personnel. Providers, patients, and their families who are faced with important clinical decisions about the care of these patients need to be better informed about the prognosis (both mortality and kidney recovery) of these patients in order to participate in shared-decision. We describe the detailed clinical phenotype and outcomes of mortality and kidney recovery of 115 critically ill patients infected with SARS-CoV-2 who developed severe AKI requiring RRT from a large, quaternary care academic hospital in NYC.
We retrospectively identified all patients with a positive test result for SARS-CoV-2 from either a nasopharyngeal or oropharyngeal swab PCR who were admitted to an ICU and received RRT (defined as hemodialysis, continuous renal replacement therapy (CRRT), or acute peritoneal dialysis) for AKI between March 1st and April 18th, 2020 at New York Presbyterian-Columbia University Irving Medical Center and The Allen Pavilion. Patients with end stage kidney disease (ESKD) on RRT prior to admission were excluded from the study. This study protocol was approved by the Institutional Review Board of Columbia University Irving Medical Center and the requirement for informed consent was waived.
Clinical characteristics and outcomes
Details of the patients’ hospital course, demographics, clinical data, laboratory data and clinical outcomes were obtained using a combination of manual chart review of the electronic medical record and laboratory data extraction from the clinical data warehouse (charts accessed up until June 7, 2020). Baseline serum creatinine (SCr) was determined by using the median SCr from 365 to 7 days before presentation when available or by the nadir in the 7 days before presentation. If neither were available, then the patient was considered to have an unknown baseline (70% of patients). Medical records were queried for orders for RRT and patients with ESRD were excluded in order to define our cohort of patients with severe AKI (defined as KDIGO Stage 3 AKI requiring RRT). Sequential organ function assessment (SOFA) scores  were calculated for the first 24 hours of ICU admission and again for the 24 hours prior to RRT initiation. For the neurologic component, the Glasgow coma scale (GCS) score was used when available, but in the 35 patients without a documented GCS in those timeframes, their Richmond Agitation-Sedation Score was converted into an equivalent SOFA neurologic component score . Clinical data were insufficient to calculate SOFA scores for 14 patients (12%).
Laboratory values were obtained for two specific time points during hospitalization: the first value that was obtained within 24 hours following ICU admission, and the most recent value in the 24-hour window preceding RRT initiation. Minimum and maximum laboratory values were calculated from all values across the patient's hospital admission. Laboratory results reported to be above or below the limit of detection were converted into a continuous value one unit above or below the threshold (S1 Table).
Patients were classified into three groups based on the outcome at the end of follow up: (1) death, (2) recovery of kidney function (off RRT at the end of thefollow-up), or (3) RRT still indicated. For mortality outcome assessments, patients were censored on hospital discharge or at the end of study follow-up (June 7, 2020).
Descriptive statistics were calculated for patient demographics, comorbidities, medications, COVID-19 disease presentation, laboratory values, and hospital course for each patient event group and are presented as median (interquartile range) for continuous values or counts (column percentage) for categorical values.
Patient mortality from the time of RRT initiation was examined using Kaplan-Meier curves, as well as unadjusted and adjusted Cox regression models. Patient demographic characteristics, past medical history, medications, selected laboratory and clinical parameters including urine output, and SOFA score tertiles as a measure of disease severity were examined in bivariable analyses and considered for inclusion in the multivariable model based on clinical judgement and evidence of effect in the univariable analyses. An alpha of 0.05 was considered statistically significant. Analyses were conducted in Stata/MP 15.1 (StataCorp, College Station, TX).
During the study period a total of 510 patients with COVID19 were admitted to the ICU, among whom 115 (23%) received RRT for AKI (Table 1) and were followed for a median of 30 days (IQR: 11–58) from RRT initiation (Table 2). Of the patients alive at the end of follow-up, the median duration of follow-up was 57 days for patients who recovered and 54 days for patients with persistent RRT indications (Table 2, Fig 1A). By the end of our follow-up period, 59 (51%) patients died (survival probability at 60 days: 0.46 [95% CI: 0.36–0.56]), 47 patients (41%) had evidence of kidney recovery, and the remaining 9 patients (8%) had continued indications for RRT (Table 1, Figs 1A & 2A, S1 Fig). Of these 9 patients with persistent RRT indications, 7 remained hospitalized at the end of the study follow-up period, while 1 had chosen to withdraw RRT support and was still hospitalized, and 2 were discharged with dialysis-dependent AKI. Of the 47 patients who survived and had kidney recovery, the median Cr and eGFR by CKD-EPI at the time of discharge or end of follow-up were 1.25mg/dL [0.86–2.13] and 61mL/min/1.73m2 [29–92], respectively. At the height of the surge, the peak prevalence of AKI requiring RRT in the ICU was 29% (67/231).
(A) Relative composition of the cohort showing the proportion of patients who have died (gray), recovered (bright blue), remained on renal replacement therapy (dark blue) or reached the end of follow-up over time (yellow). (B) Cumulative incidence plots of time to initiation of renal replacement therapy from: Symptom onset (red), hospital admission (blue), intubation (yellow) and ICU admission (black).
(A) Kaplan Meier curve for patient survival over time from the time of initiation of renal replacement therapy for all patients and (B) stratified by tertiles of SOFA scores.
The demographics of our cohort are outlined in Table 1. The median age was 63 years (IQR 53–71), 73% were male, 32% were black, 23% were white and approximately half (52%) identified as Hispanic. The median body mass index (BMI) of our cohort was 31 kg/m2 (IQR 26–35, n = 114) with 55% classified as obese (BMI > 30; Table 1). The most common comorbidities included hypertension (70%), diabetes (50%), chronic kidney disease stages 3–5 (25%) and asthma or chronic obstructive lung disease (COPD; 17%). Outpatient medication use included 25% of patients on angiotensin converting enzyme inhibitors (ACEi), 15% on angiotensin receptor blockers (ARB), 10% on non-steroidal anti-inflammatory drugs (NSAIDs), 6% on immunosuppressants, 7% on azithromycin, and 5% on hydroxychloroquine (Table 1).
The vast majority of our patients presented with symptoms characteristic of COVID-19 infection (n = 111, 97%; S2 Table). The median time from symptom onset to presentation was 6 days (IQR 3–9; n = 94 patients with available date of symptom onset) while the median time to RRT initiation was: 12 days (IQR 9–16) from symptom onset (n = 94 patients with a known date of symptom onset), 5 days (IQR 2–8) from hospital admission, and 2 days (IQR 1–5) from ICU admission (Table 2, Fig 1B).
Consistent with hospital protocols at the time 98% of patients received treatment targeting SARS-CoV-2 including hydroxychloroquine (89%) and azithromycin (83%; S2 Table) and 99% percent of our cohort required mechanical ventilation with a median nadir PaO2:FiO2 ratio <200 at ICU admission (Table 2). The median SOFA score at ICU admission and RRT initiation was 14 (Table 2). The majority of patients were on mechanical ventilation (99%) and required vasopressor agents (84%) at the time of RRT initiation. CRRT was the initial RRT modality for 91% of patients, and the majority were oligo-anuric (24-hour urine output <0.5L) in the 24 hours leading up to RRT initiation and had multiple indications for RRT (Table 2).
Fifty-one patients (44%) had a urinalysis performed during their first 24h in the ICU, of which 50 (98%) had evidence of proteinuria and 35 (69%) had evidence of hematuria (S3 Table). While markers of inflammation, anaerobic metabolism and degradation products/cell turnover were elevated in all patients, they were highest in the group that died (S3 and S4 Tables).
Variables associated with increased mortality in univariate analysis included increasing age, COPD, outpatient ACEi use, urine output in the 24 hours preceding RRT initiation and higher SOFA scores at the time of RRT initiation (Table 3). Patients with a SOFA score 6–13 experienced similar mortality as those patients with a score of 14–15, but significantly better survival than those with a score > 15 (Table 3, Fig 2B). With the exception of COPD, on univariate analysis comorbidities (including hypertension and diabetes) were not associated with increased mortality, nor were markers of inflammation (Table 3). In a multivariable Cox proportional hazards model that included age, sex, race and other significant clinical factors from the univariate analysis, we found that CAD and COPD were both associated with increased mortality (HR 3.99 [95% CI 1.46–10.90] and 3.10 [95% CI 1.25–7.66] respectively), as was the prior use of ACEi (HR 2.33 [95% CI 1.21–4.47]) and SOFA scores > 15 (HR 3.46 [95% CI 1.65–7.25]; Table 3). Age and sex were not associated with increased mortality in this model. Given the small proportion of patients with coronary artery disease (10%) and COPD (7%), we also considered a second multivariable model that did not include comorbidities. In the second model, associations with mortality from the primary model remained unchanged.
The median length of stay (LOS) was 36 days (IQR 19–63) for hospital admission and 25 days (IQR 13–44) for ICU admission. The median duration of RRT for the entire cohort was 19 days (IQR 8–35), representing a total of 2542 patient RRT days. Days on RRT represented 57% of total hospital days and 77% of ICU days (Table 2).
Our analysis provides a detailed characterization of a cohort of 115 critically ill patients with COVID-19 who develop severe AKI requiring RRT, representing almost one quarter of all patients admitted to the ICU at a large, urban, academic, quaternary medical center during the COVID pandemic. Importantly, although approximately half of these patients died, the majority (84%) of those who survived had sufficient recovery of kidney function to allow RRT cessation. This detailed assessment with extended follow up provides important new understanding of the prognosis for patients with severe COVID-19 who require both mechanical ventilation for ARDS and RRT for severe AKI.
The overwhelming majority of the patients with COVID-19 admitted to the ICU at our institution required invasive mechanical ventilation and most required pressor support, reflective of the high thresholds for ICU admission during the surge. As a result, SOFA scores for our cohort are significantly higher than severity scores from other large ICU cohort studies that included small proportion of individuals with COVID-19 needing mechanical ventilation (42–82%) or vasopressors (30–67%) [15,17–19,21].
Consistent with prior reports, increasing age was associated with increased mortality in unadjusted analyses. In addition, we noted increased mortality associated with the presence of comorbidities of CAD and COPD, the prior use of ACEi and increasing SOFA scores (Table 3). Notably we did not find an association with hypertension, diabetes, or chronic kidney disease–which may be a function of the high prevalence of these in our cohort. Similarly, over half the cohort was obese but obesity was not associated with increased mortality in this cohort. Traditional markers of inflammation at the time of ICU admission were not associated with mortality. The association of the prior use of ACEi and higher SOFA scores > 15 (Table 3) persisted in our multivariable analysis while the associations with age and urine output did not. The exact role renin-angiotensin-aldosterone system agents have on both infection rates and mortality remains controversial, and the consequences of their subsequent discontinuation in the hospital setting in COVID-19 remain unclear. [24–26], this has not been seen consistently in other cohorts and likely requires further study [27,28]. Notably, despite lower severity of illness, prior ICU cohorts reported mortality rates of 75–89% for patients with COVID-19 requiring RRT with shorter follow up [12,17,19]. The reasons for the differences in mortality are unclear. The majority of our patient cohort was oligoanuric at the time of initiation of RRT and most patients were treated with CRRT soon after ICU admission. Given prior evidence on the role of the timing of dialysis initiation, it is unlikely that the prompt initiation of RRT was protective [29–31].
While the exact mechanisms of kidney injury in patients with COVID-19 remain to be fully understood , there are additional concerns about AKI that results from associated hemodynamic instability and/or volume depletion occurring in the management of ARDS. As a result, different clinical phenotypes may be associated with divergent prognoses, but accurately differentiating these phenotypes is challenging. Heterogeneous mortality rates across different ICU cohorts may result from varied thresholds for the initiation of RRT and likely reflect resource constraints and the existing clinical practice or from differences in illness severity that are not adequately captured by the SOFA score [33,34].
Our analysis provides a detailed characterization of patients with severe COVID-19 infection on mechanical ventilation, vasopressors and in need of RRT for severe AKI. Although the mortality rate for patients in our cohort were high, the high rates of kidney recovery in those patients who survived is particularly encouraging. The impact on the overall burden of CKD in survivors of COVID-19 associated AKI remains to be determined, but the immediate burden of dialysis-dependent AKI appears to be small and the overwhelming majority of those who have kidney recovery will experience this prior to discharge, consistent with prior reports on the recovery of dialysis-dependent AKI . These findings are urgently needed to help clinicians make more reliable prognostic estimates for individual patients who develop COVID-19 associated AKI and should inform the shared decision making discussions for critically ill patients and their families. On a systems level, our findings inform the need for hospitals to consider and plan for RRT needs in the midst of the pandemic, and for healthcare systems to consider the long-term implications of an increase in dialysis-dependent AKI that are likely to outlast the pandemic.
While our description details the clinical outcomes of critically ill patients requiring RRT, our analysis may not be generalizable to critically ill patients at other centers. Given that 95% of our cohort was mechanically ventilated and 84% required vasopressors at the time of RRT initiation, our results may not be directly applicable in ICUs with lower rates of mechanical ventilation and vasopressor use. In addition, despite our lengthy follow-up (median >54 days from RRT initiation for survivors), a small proportion of patients were still hospitalized, and their final disposition is therefore indeterminable. Finally, many patients presenting with COVID-19 had no prior medical records available, creating a challenge when trying to determine their baseline kidney function. While some cohorts have had as few as 15% of patients with a prior SCr , our cohort was marginally better with 30% of patients having a pre-hospitalization SCr available for baseline SCr assessment. This in turn may result in the underestimation of the burden of pre-existing chronic kidney disease in our cohort as well as its influence on the overall prognosis.
In conclusion, our study demonstrates a high incidence (23%) and peak prevalence (29%) of severe AKI requiringRRT among critically ill patients at the epicenter of the COVID-19 pandemic in the United States, which highlights this important and often overlooked need during disaster resource planning. While we identify the grim prognosis of COVID-19 associated severe AKI occurring in patients requiring mechanical ventilation with a 51% mortality rate, our results also demonstrate a high rate of recovery of kidney function among survivors (84%). These results fill in an important gap in our understanding of the prognosis of the sickest patients and will inform shared decision-making discussions between patients, their family members, and providers regarding life-sustaining interventions in the face of COVID-19.
S1 Fig. Flowchart demonstrating patient accounting by outcomes.
S1 Table. Transformations of categorical lab values.
S2 Table. Details of patients’ COVID-19 presentation and treatment.
S3 Table. Clinical laboratory values at the time of ICU admission and at the time of RRT initiation stratified by patient status at the end of follow-up.
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