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Using oxygen 18 isotope to problematize the presence of resettled laborers in the far provinces of the Inca empire

Abstract

Resettlement, as a major imperial policy in the Inca empire, appears to have been a widespread mechanism for labor mobilization and the dismantling of rebellions. While multiple ethnohistorical references exist regarding resettlement in the central Andes, the extent of this policy in the imperial provinces is still unknown, especially in cases of economic intensification that might have required more labor force. The δ18O isotope is a good proxy for human mobility when comparing the childhood isotopic signature in the teeth enamel and the local water signature at the place of death. If applied to the study of an archaeological sequence, we can observe the expansion or reduction of a population’s displacement within a territory, if they received foreigners, and in general, how their social interaction and networks changed over time. In a marginal provincial setting of the Inca empire, such as Copiapó valley in Chile, the study of δ18O isotope can enable us to observe if the alleged economic intensification in metallurgical production implied the massive arrival of foreign populations. Significantly, the Late Horizon does not evidence a great change in terms of mobility, compared to previous periods in Copiapó valley. Thus, the isotopic evidence can more clearly illuminate the social and political dynamics of an imperial provincial setting, where economic activities demanded by the Inca state were mainly carried out by the local labor force.

Introduction

The political economy of the Inca empire was based on prestige and staple goods produced by a massive labor force. This workforce was part of a system of labor tax provided by local populations [14]. Drawing from ethno-historical documents, particularly by the chronicler Bernabé Cobo, scholars have conventionally argued that a large part of the conquered populations was mobilized for the labor requirements of the empire, which comprised up to a third of the members of each community in the Andes [5]. These resettled workers known as mitmaqkunas traveled long distances to work in the army, agriculture, road construction, mining, and in general, for any infrastructure project where the state required labor [e.g., 68]. Resettlement could also have been part of a strategy to deal with difficult populations, in order to avoid rebellions and ensure their loyalty to the state [5]. Their social status in their new settlements was not always the same as that of their places of origin, and sometimes the resettled populations might have been economically marginalized [9].

In general, mitmaqkunas were intrusive populations. Their presence implied an important reorganization of labor and modification of the landscapes that they inhabited [10]. The archaeological identification of these resettled groups is complicated, because there is no clear distinction between the introduction of external laborers and the co-optation of local populations. They might also share a similar material culture with the host population [11], and if they have stayed in a place for more than one generation, their bone chemistry might appear identical to that of the local people [10]. Despite the paucity of mitmaqkuna presence in the archaeological record, most major changes in terms of the economic intensification of production have been attributed to their presence, or to the general application of the labor tax system. This situation has been largely assumed than demonstrated, particularly in the far provinces of the empire [12].

Since the stylistic study of material culture presents important challenges to the identification of mitmaqkunas, archaeometric studies that have dealt with artifact and human provenance have provided relevant insights into human mobility across the Andes during Inca times. For example, in the Puruchuco-Huaquerones cemetery in Lima, Haun and Cock [13] have used biodistance analysis to demonstrate that women had a more diverse provenance than men, were more related to the central Andes than the coast, and likely arrived as craftworkers for the empire. Even at the capital in Cuzco, the DNA evidence reveals that important numbers of the Inca population might have come from the southern Titicaca regions, demonstrating the wide spectrum of people’s movements during that time [14]. Additionally, bone chemistry studies, particularly those using oxygen, strontium, and lead isotopes, have evidenced the presence of long distance migrants in Machu Picchu, who likely arrived as part of the policy of labor mobilization by the Inca state [15]. Neutron activation analyses in pottery have also showed that some of the imperial Inca styles in northern Chile were brought from the southern Titicaca basin. However, their actual link with migrant populations is not yet clear [16]. An exception is the case of Inca pottery from Cuzco and Titicaca regions that was carried to the southern Andes by foreign parties in the context of mountain shrine rituals or capacocha [17,18]. Nevertheless, this case only refers to a specific state ceremony, and does not imply the presence of the mitmaqkuna institution in the region.

Although there is some basis to argue for the presence of mitmaqkuna colonies in the central Andes, it is still unclear if and to what extent this institutional practice was implemented in the imperial Inca provinces, specifically in the southern cone of the Americas. For example, there are some ethno-historical references for northwestern Argentina [7,19], but we have no such records for the northern Chilean territory. To understand how extensive the mitmaqkuna practice was, in this paper, we explore the case of Copiapó valley, which was a marginal provincial setting located at the southern end of the Atacama desert in Chile. As in other parts of northern Chile, important changes took place during the Late Horizon here, such as the intensification of mining activities by the state, particularly copper exploitation [2022]. Around 1400 AD, Copiapó valley was incorporated into the Inca empire, which transformed its settlement pattern and economic activities. There were new administrative centers built in the Inca architectural style, with plazas and square-shaped buildings [23,24]. The valley was integrated with the rest of the empire by two branches of the Inca Road, one through the desert and the other across the Andes via Argentina [25,26]. The incorporation of new subjects to the empire was a selective process, where some communities experienced more intervention than others. Furthermore, there is some evidence of the use of mechanisms of ideological violence to ensure compliance and avoid rebellions [27].

The few ethnohistorical references available regarding this region do not mention the presence of mitmaqkunas or any other foreign group. However, it has been argued that the Inca administration in Copiapó valley was managed by culturally different polities from the southern valleys, known as the Diaguitas [2830]. This argument is based on the fact that there are no Diaguita pottery styles before the Late Horizon in Copiapó valley, and that such styles only became ubiquitous during the time of the Inca expansion. Nevertheless, it is still unclear if the Diaguita arrived in significant numbers, or if their pottery style had simply spread among local Copiapó people as a prestige good.

In economic terms, it has been traditionally interpreted that one of the main Inca interventions in Copiapó valley was the intensification of mining and metallurgical activities, as evidenced by the large foundry of Viña del Cerro, which comprises of 26 smelters, a plaza, and square-shaped rooms [23,31]. However, it remains unclear what kind of metallurgical production was carried out at this foundry, including its yield, if alloys were produced, or if finished artifacts were manufactured. On the one hand, if Viña del Cerro represents an effort to intensify the regional mining and metallurgical production, it is relevant to question if there was a massive arrival of foreign groups or if most of the labor was carried out by local people. On the other hand, it is also necessary to determine the possible presence of intermediate groups, such as the Diaguita, that might have played an important role in the Inca administration of the territory. Therefore, in this paper, we examine if there was a significant presence of foreign individuals during the Late Horizon, and if that situation differs from previous archaeological periods in Copiapó valley. This analysis is based on oxygen 18 isotopic data from teeth enamel and AMS radiocarbon dating, using 31 samples from the Formative, Middle, Late Intermediate and Late Horizon periods.

Materials and methods

To understand the impact of human mobility on the archaeological sequence of Copiapó valley, we compared the oxygen isotope data of a sample of 31 individuals that range from the Formative to the Late Horizon periods (Table 1). All sample data was obtained by our team with the exception of individuals 14 and 16 from the Ramadillas site [32]. For the rest of the samples, we obtained radiocarbon dates for all, except for case 23, who shared the burial with individual 24. All of the samples correspond to individuals above 16 years old, with exception of individuals 15 (9 years old), 23 (5 years old), 25 (7 years old) and 26 (13 years old). We included these younger individuals because of the possibility that they could have traveled with their parents from other regions. All the samples came from burials located within the middle and upper course of the Copiapó river. No coastal samples were available for this study. We assigned individuals to period based on their radiocarbon dates and by analyzing the associated material culture. Unfortunately, the Late Intermediate period is the least represented in this sample, with only 3 available samples. Thus, most of our comparisons were done between the Late Horizon and the Middle period. The archaeological human bone samples were obtained from and authorized by public museums in Chile (Museo Regional de Atacama and Museo Nacional de Historia Natural). All necessary permits for sending the samples abroad for radiocarbon and isotopic analyses were issued by the National Council of Monuments (Consejo de Monumentos Nacionales), Ministry of Culture, which complied with all relevant regulations.

There is great potential for the use of δ18O stable isotope to contribute to the study of human mobility, because its value is related to the specific sources of water that a person consumed during childhood. Oxygen isotope values in human body tissue are proportionally related to the composition of drinking water, and to a lesser extent, oxygen in air and food sources. The δ18O in body water equilibrates with the δ18O in hydroxyapatite during its formation, and dental enamel isotope values become fixed during the permanent teeth development stage [3339]. Considering that the isotopic composition of ground water varies according to latitude, altitude, aridity, seasonal temperature change, and rainfall, those variations make δ18O a relevant geographical marker for the assessment of people’s mobility [35,4042]. Nevertheless, a proper interpretation of the relationship between isotope values and human mobility is not possible without an adequate knowledge of the variation and distribution of water sources in the area under study.

For this research, we obtained the δ18O values and AMS dates from dental enamel bioapatite carbonate (Table 1). In some cases, the radiocarbon dates were obtained from collagen from other bones of the same individual. All the samples were analyzed at the Center for Applied Isotope Studies (CAIS) from the University of Georgia, which uses a NEC 500KV tandem Pelletron accelerator achieving precisions of 0.35% for radiocarbon dates. For the specific measurement of the stable isotope ratios of oxygen, CAIS uses a Thermo 253 Isotope Ratio Mass Spectrometer. To estimate the geographic relationship between the individuals from Copiapó valley, the original VPDB δ18O dental enamel carbonate values were converted into SMOW values by using the formula 1.03092*(VPDB value)+30.92. The next step, which is to correlate the enamel carbonate signature with water sources can generate an important error ranging from 1 to 3.5‰ in the δ18O isotope value, depending on what formula is used as determined by Pollard [43]. We used the formula by Chenery et. al. [33] because it works directly with enamel carbonate values with an error estimate of 1‰ (95% CI), which is at the lower end of the estimate given by Pollard [42]. Most of the other formulas use δ18O phosphate values, which would require an extra step for the conversion of our data. Thus, our data was converted into “drinking water” values by using the following formula: δ18O DW = 1.786* δ18Ocap– 54.005 [33]. We then compared the location of the sample individuals with the hydrological isoscape of Copiapó valley.

Oxygen 18 isoscape in Copiapó valley

The δ18O stable isotope analysis is useful in hydrological studies to determine mechanisms of evaporation and recharge in a watershed [35,43]. In most of the western slope of the southern Andes there is a common pattern of increasing of δ18O values when approaching the Pacific Ocean coast, a situation that is also affected by the latitudinal difference in precipitations [42]. Rain and snow occur generally at high altitudes, refilling the rivers and underground water sources. To correlate our data with a geographical origin, we used 160 georeferenced water sample points from Copiapó river, obtained from a survey commissioned by the National Geological Service (Sernageomin) between 1996 to 2010 [44,45]. Collected data included surface and groundwater. The main source of water in Copiapó comes from snow with very low δ18O values at high mountain elevations. These values increase as altitude declines due to evaporation on its way downstream [46]. In the Andes and other regions of the world, the wide variety of water sources, the differential amount of precipitation, and cultural practices of alcoholic beverage consumption can be problematic for a clear distinction of δ18O regions [35,47,48]. However, in the case of Copiapó river, its location within the Atacama desert makes rainfall almost nonexistent. In this regard, the lack of lower altitude precipitations makes the oxygen isotopic values more stable, with a gradual east-west variation from the mountains to the coast. The estimation of the provenance of human remains is more reliable under these conditions, since Copiapó river’s δ18O values are not affected by seasonal variation in precipitation, and all the water comes from a common source in the mountains.

We used Copiapó river isotopic data to create an interpolated surface raster of one square kilometer per pixel using empirical Bayesian kriging in ArcGis 10.5 software. This method of interpolation uses the principle of spatial autocorrelation to model spatial patterns, but more importantly, it is capable of measuring the statistical uncertainty associated with a predicted value. Moreover, the empirical Bayesian kriging does not assume a tendency toward an overall mean, including an intrinsic random function that corrects for trends in the data [49,50]. This interpolation corresponds to the expected local isotopic water values for each location in the valley, creating a δ18O continuous isoscape of the region (Fig 1). We also added two other layers that reflect the standard error of the Bayesian kriging at a 95% confidence level, considering the upper and lower ranges of that estimation. We then extracted δ18O values from the interpolated surface every 1 kilometer from the coast to the mountains within Copiapó valley, taking into consideration the previously obtained upper and lower standard error. This data formed the basis for the analysis of provenance, comparing these results with the isotope values from the human samples, to determine if they are likely or not to have come from Copiapó valley.

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Fig 1. Copiapó valley isoscape.

It includes the location of the main archaeological sites cited in the study.

https://doi.org/10.1371/journal.pone.0237532.g001

Results

We analyzed our data in two different ways. First, we examined the internal spread of δ18O values per period, and second, we compared our sample with the local isotopic values from Copiapó valley. These allowed us to observe if the Late Horizon evidenced any significant changes compared to previous periods, and if there were individuals who did not match the local isotopic signal. In general, two main patterns emerged. On the one hand, there was no constant variation in terms of mobility through time, and on the other, the Late Horizon did not correlate with a higher increase in the presence of foreign population.

In the box plot (Fig 2), we observe the distribution and spread of δ18O values per period. The graph shows that the data splits in two groups: one that comprises the Formative and Middle period, and a second one that includes the Late Intermediate period and Late Horizon. This means that the provenance of people buried during the Formative and Middle periods came from a wider range of locations than the Late Horizon. The Middle period represents the larger spread of δ18O isotope values, where after that, there is a reduction in the diversity of people’s provenance.

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Fig 2. δ18O isotope values by period.

Box plot graph showing the distribution of δ18O isotope values by period in Copiapó valley.

https://doi.org/10.1371/journal.pone.0237532.g002

The decrease in human mobility during the Late Horizon likely reflects some changes in previous long-distance networks, which constrained people’s movements within the valley. This might be part of a pattern starting from the Late Intermediate period. From the 16 analyzed individuals of the Late Horizon, most people seemed to share a similar isotopic signature, except for one far outlier that might signal the presence of foreign arrivals.

To compare our data with the local isoscape, we created a graph that shows the profile of δ18O values from Copiapó valley (Fig 3). Data for the graph was taken from the interpolated isoscape that we created, extracting δ18O values every kilometer in a west-east direction to represent the valley extending from the coast to the Andes mountains. The graph was plotted with two parallel lines that form a “tunnel”, representing the upper and lower error range of δ18O values at 95% confidence level. Above and below this “tunnel” are two dotted straight lines that represent the maximum and minimum range of δ18O values in Copiapó valley. In between the lines, we plotted the tooth enamel values by period as points, converted into SMOW or “drinking water” values by using Chenery et al.’s formula [33].

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Fig 3. Geographic dispersion of δ18O values in Copiapó valley.

East-west dispersion of δ18O values of prehispanic individuals from Copiapó valley (points), compared to the water values at 95% confidence level (solid lines). The straight dotted lines represent the maximum and minimum δ18O values considering the total valley area. The X axis represents east UTM coordinates (WGS 84, zone 19).

https://doi.org/10.1371/journal.pone.0237532.g003

The data for the Formative period reveals that people moved across the lower and upper valleys, since their δ18O values from childhood do not coincide with the local water of their places of burial. Considering that in this region, this is the period of transition from hunter gathering to agriculture, it was likely that there were more traffic circuits as compared to more consolidated agriculturalist societies. However, the Middle period does not show a reduction in mobility, but on the contrary, a wider distribution of δ18O values. There are even two individuals that differ from the local regional values, one higher and one lower in δ18O. That data suggests that the people buried in the main mound cemetery of this time, La Puerta, came from various places in the surrounding territory, signaling the presence of communities in the desert outside the valley. In contrast, the Late Horizon and the small sample that we have for the Late Intermediate period show a change in that regard, where people tended to coincide more frequently with the local water values.

The graph evidences that for most individuals from the Late Horizon, their locations of childhood and death correspond to Copiapó valley. There is only one individual from the Late Horizon that falls completely outside of the regional isotopic values; this person might have come from either northwestern Argentina or farther north because of the higher δ18O values, which are related to a climate with more water evaporation. Interestingly, the wider dispersion of δ18O values in the Late Horizon happens at Iglesia Colorada, a site located at the upper course of the river, while individuals from the middle course matched better with the expected values for their geographical location. These results make sense considering that Iglesia Colorada is the largest Inca settlement in the valley and is located near to the routes that connect with Argentina [23,27].

Discussion

During the archaeological sequence in Copiapó valley, two main patterns are visible in terms of mobility: 1) a reduction in provenance variation after the Middle period, and 2) a low presence of the foreign population in nearly all of the sequence analyzed. This illuminates some of the extent of Inca influence in Copiapó valley, considering that the Late Horizon does not evidence relevant changes compared to the rest of the archaeological sequence of this region. Regarding the characteristics of pre-Inca times in Copiapó, during the Formative period known as the “Molle Culture” (circa 2000 BP), the first villages associated with the transition from a hunter gatherer economy to early agriculture are present, including the first evidence of pottery in the region [51]. Most sites are composed of scattered clusters of circular stone structures that possibly reflect the presence of a few extended households. Their burial pattern consisted of funerary mounds filled with dirt and stones, generally located near dwelling areas. As an identity marker, the use of lip piercing or “tembetá” was widespread, just as smoking pipes were used for ritual practices [52]. Around 1500 BP, there is a change in material culture that gives rise to the Middle period, which is characterized by the “Animas Culture”. Here we can see the introduction of painted pottery, rock art paintings, and the disappearance of the tembetá and smoking pipes [53]. The practice of burial mounds continued, but they were concentrated at particular cemeteries that were large, possibly reflecting the presence of supralocal communities. Both periods indicate a wide range of people’s provenance, which is possibly related to the dispersal in the Atacama desert of small-scale, household-based mining camps, which produced turquoise beads and red iron oxide pigments for exchange [25]. This phenomenon can be also explained by the establishment of larger social networks with neighboring regions in Chile and northwestern Argentina, as suggested by the presence of foreign metal artifacts and pottery styles such as Aguada and Sanagasta [54,55]. Because of the remoteness of this region, there was no influence from Tiwanaku, but there was certainly a common contact with Argentina, as evidenced in the local material culture.

In contrast, the Late Horizon shows a reduction in human mobility, which probably started during the Late Intermediate period. The Late Intermediate period between 800–600 BP represents the development of Copiapó culture with a distinctive black on red pottery decoration style. Apart from a change in material culture, the practice of mound burials disappears during this period, and there is presence of at least two small hilltop fortifications, Punta Brava and Manflas, which follow a common pattern of conflict and territoriality in the Andes [23,5659]. At the same time, the small villages comprising of clusters of circular stone structures remained the same since the beginning of sedentary life in the valley, and there is no evidence of a hierarchical settlement pattern. This coincides with the existence of a decentralized political power as witnessed in the Spanish chronicles from the 16th century [60]. As mentioned earlier, during the Late Horizon the Incas intervened in some local villages, but the main evidence for economic intervention is the expansion of metallurgical activities, as suggested by the Viña del Cerro foundry and the variety of Inca style bronze artifacts that have been found in the region [23,24,61,62]. Although more data is needed regarding the specific labor mechanisms used by the Incas to intensify mining and metallurgical production, the mobilization of large amounts of foreign population is unlikely in this scenario.

Finally, it is important to consider some possible cultural factors that can affect the accuracy of the δ18O measurements. Breast-feeding can increase the δ18O values in teeth enamel [39,63], affecting the first stages of permanent teeth development. In our sample, the cases in which enamel formation is under 2–3 years old, might have somewhat higher δ18O values due to that factor; however, only part of the teeth enamel is formed during the breast-feeding period. After weaning, the δ18O value decreases, and averages out with the consumption of solid food and local drinking water [39,64]. Cooking and fermenting practices can also affect water isotope values, increasing individuals’ δ18O values [35,65]. The brewing of the fermented beverage known as Chicha was commonplace in the Andes during the Late Horizon, and its consumption may affect the oxygen isotopic signal of people [66]. However, this would only affect the teeth enamel if chicha was consumed during childhood, which is unlikely. Since Late Horizon individuals in Copiapó do not show higher δ18O values when compared to those of previous periods, chicha consumption might have been moderate or only relevant to the working adult population during the time of the Inca occupation. Inter-laboratory sample treatment procedures can also produce significant variability of results in the δ18O measurements of hydroxyapatite [67]. In our case, we sought to reduce that source of error by analyzing all of our samples in a single laboratory in the University of Georgia.

Conclusion

Did the Incas introduce large numbers of foreign population to Copiapó valley as administrators or workers? The use of oxygen 18 isotope data suggests that there was no significant presence of foreign populations in practically all of the analyzed archaeological sequence of Copiapó valley. This leads us to propose that the social and economic transformations introduced by the Incas in this region relied mainly on tribute from the local population, and the Incas did not employ the strategy of resettling large populations of workers from external communities. Although our sample is small, a wider dispersion of δ18O values would have been necessary to argue for a significant number of foreign arrivals and presence during the Late Horizon.

In general, the evidence suggests that in Copiapó valley, people might have reduced their inter-regional interaction and movement at some point after the Middle period, possibly due to the larger changes of decentralization and conflict experienced in the Central Andes during the Late Intermediate Period. The arrival of the Inca Empire did not mark a big change to this tendency, which indicates that the transformations in settlement pattern and intensification in mining mainly involved the local population in the valley. Another possible interpretation of this study’s findings is that the Incas had brought in seasonal laborers who then returned to their main residences after completing their work period. However, we believe that this scenario is unlikely because we would expect, in this case, to find a higher degree of foreign material culture in the local sites where such seasonal laborers resided. Furthermore, the distance between Copiapó and other populated places might not have favored short-term stays, so if there were large numbers of foreigners, their presence would have been noticeable in the settlement pattern and artifact styles. Regarding the question of whether the mitmaqkuna system was ever used in Copiapó, our data only demonstrates that there is no evidence of the significant arrival of foreign individuals. Our analysis does not permit us to determine if people migrated from Copiapó to work elsewhere in the empire. In future research, we expect to analyze larger samples and explore other isotope signals, such as strontium, in order to obtain independent evidence for people’s provenance.

On a broader scale, this study’s findings illuminate some mechanisms that articulated the political economy of the Inca empire, demonstrating the limitations of state power in the provinces to enforce more powerful means of labor reorganization. At the same time, the use of the scarce local labor to intensify mining production might have limited the output of these activities, influencing particular dynamics of coercion and local agency, which contributed to the creation of either more negotiated or violent political relations in the imperial margins [12,27]. More studies in different provincial territories would enable us to better understand how extensive the Inca resettlement policy actually was outside of the imperial core, with all the political and economic consequences that this implies.

Acknowledgments

We acknowledge the sponsorship of the Museo Regional de Atacama and Museo Nacional de Historia Natural in Chile. We also acknowledge the work of Dr. Alexander Cherkinsky, who was in charge of the AMS and isotope analysis of the samples presented in this paper, and the work of the reviewers that helped improving this paper. Finally, we thank Pilar Rivas and Pablo Díaz for providing us with the data of individuals 14 and 16.

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