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Interventions to help coral reefs under global change—A complex decision challenge

Interventions to help coral reefs under global change—A complex decision challenge

  • Kenneth R. N. Anthony, 
  • Kate J. Helmstedt, 
  • Line K. Bay, 
  • Pedro Fidelman, 
  • Karen E. Hussey, 
  • Petra Lundgren, 
  • David Mead, 
  • Ian M. McLeod, 
  • Peter J. Mumby, 
  • Maxine Newlands
PLOS
x

Abstract

Climate change is impacting coral reefs now. Recent pan-tropical bleaching events driven by unprecedented global heat waves have shifted the playing field for coral reef management and policy. While best-practice conventional management remains essential, it may no longer be enough to sustain coral reefs under continued climate change. Nor will climate change mitigation be sufficient on its own. Committed warming and projected reef decline means solutions must involve a portfolio of mitigation, best-practice conventional management and coordinated restoration and adaptation measures involving new and perhaps radical interventions, including local and regional cooling and shading, assisted coral evolution, assisted gene flow, and measures to support and enhance coral recruitment. We propose that proactive research and development to expand the reef management toolbox fast but safely, combined with expedient trialling of promising interventions is now urgently needed, whatever emissions trajectory the world follows. We discuss the challenges and opportunities of embracing new interventions in a race against time, including their risks and uncertainties. Ultimately, solutions to the climate challenge for coral reefs will require consideration of what society wants, what can be achieved technically and economically, and what opportunities we have for action in a rapidly closing window. Finding solutions that work for coral reefs and people will require exceptional levels of coordination of science, management and policy, and open engagement with society. It will also require compromise, because reefs will change under climate change despite our best interventions. We argue that being clear about society’s priorities, and understanding both the opportunities and risks that come with an expanded toolset, can help us make the most of a challenging situation. We offer a conceptual model to help reef managers frame decision problems and objectives, and to guide effective strategy choices in the face of complexity and uncertainty.

Introduction

Climate change is impacting tropical coral reefs globally. Solutions are needed urgently to help reefs cope—and for three reasons. First, coral reefs are biologically the richest ecosystem in the world’s oceans [1,2]. Second, they provide ecosystem services that support livelihoods, recreation and economic activities worth hundreds of billions of dollars annually [36]. Third, coral reefs are among the most climate-sensitive ecosystems on Earth [7,8].

The recent marine heat wave exacerbated by the 2015/16 El Niño event led to extensive episodes of coral bleaching [9,10]. On Australia’s Great Barrier Reef, back-to-back bleaching in 2016 and 2017 led to unprecedented loss of coral cover [11,12]. While corals, the reef ecosystem engineers, can recover from severe disturbances [13], the projected shortening of interludes between increasingly severe bleaching events under even optimistic climate futures [14,15] will diminish the scope for net reef recovery. Growing pressure from ocean acidification, a chemical consequence of carbon emissions, will further diminish this scope [16].

Reducing greenhouse gas emissions will be necessary to sustain coral reefs in the long term. However, global emissions increased in 2017, 2018 and 2019 [17,18]. Current unconditional climate-mitigation pledges would see the world warm by 2.9 to 3.4°C above pre-industrial levels this century [19]. Even if global warming could be kept below 1.5°C–currently with less than 1% chance given pledges [20]–the surface waters of tropical oceans would warm another 0.3°C in coming decades [16]. Even such minimal continued warming would damage the sensitive coral species [21] that drive reef recovery [22] and form critical habitats [23]. Thus, as it currently stands, the Paris Accord will not protect coral reefs.

Another avenue is to build ecosystem resilience by further improving conventional management interventions and their governance [6]. Reducing nutrient pollution [24,25], limiting herbivore overfishing [26] and removing coral predators [27] can support resilience by enhancing coral growth and survival. This is so because (i) sediments have direct negative effects on coral recruitment and growth [28,29], and (ii) nutrient run-off in combination with herbivore overfishing reduce coral resilience by favouring the growth and survival of algae which prevent coral recruitment [30,31]. Reducing nutrient run-off may also reduce bleaching risks [3234] and dampen outbreak risks of coral-eating crown-of-thorns starfish [35]. A problem, however, is that climate change—in addition to causing increased mortality via bleaching events [11] and storms [36]—erodes two key biological processes that underpin coral resilience: growth rate [37,38] and recruitment rate [39,40]. Thus, increasing conventional management action cannot compensate for the climate-driven decline in coral survival, growth and recruitment of many coral species in many places [16,22,41,42]. The situation is analogous to that of a cancer patient: good care helps, but it is only a solution when combined with a cure.

Both climate mitigation and intensified conventional management are indispensible to sustaining healthy coral reefs into the future. But more is needed. While natural processes of physiological acclimation may improve coral heat tolerance [43,44] genetic adaptation generally acts on longer timescales [45]. Warm-adapted traits may not spread fast enough in most coral species to keep up with the rate of global warming, even under strong carbon mitigation [14,4648].

To build the biological resilience required to tolerate and recover from the projected escalation of marine heat waves [49] and increasing pressure from ocean acidification [50], high rates of coral adaptation will be needed. Active interventions to assist adaptation include ways to enhance coral performance including thermal tolerance [5153] and/or lowering the exposure of corals to bleaching conditions–i.e. dampening heat waves locally and shading against strong solar radiation. A recent review by the National Academy of Sciences, Engineering and Medicine identified 23 candidate interventions with varying scope to become effective, feasible and safe [54]. While such measures are often referred to as restoration, they go beyond classical restoration techniques by altering biological and ecological resilience or stress exposure, or both. A similar review completed for the Australian Government’s Reef Restoration and Adaptation program (RRAP) examined 160 such interventions across a range of scales (from a few square metres to hundreds of reefs), concluding that 43 warranted more research and development (Box 1) and that the possibilities for positive impact overall were promising enough to warrant further investment [55].

Box 1. Categories of intervention based on functional objective as used in the Reef Restoration and Adaptation Program (RRAP) on the Great Barrier Reef [55]

The questions are then: what new interventions should be developed and added to the management toolbox for coral reefs? And once developed, when and where should they be deployed? How should performance expectations, risks and uncertainties be managed? We argue that an expanded intervention toolbox, as an adaptation strategy, presents at least three core challenges for reef managers, policy-makers and regulators: (1) framing the problem and setting the right objectives, (2) managing risks and uncertainties given the urgency, and (3) assessing and making necessary trade-offs (Fig 1). Here we address each of these challenges. We close with a discussion of how fast and effective research and development (R&D) strategies provide options in a time of crisis and how the governance of on-reef intervention will face unprecendented challenges of coordination and integration. We conclude that the sooner we step up to this challenge, the closer we will be to producing solutions.

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Fig 1. Structured decision-making framework applied to the coral reef crisis under climate change.

The framework is centred on an adaptive management cycle of intervention research and development (R&D), stakeholder and regulatory consultation, and governance. Two-way arrows indicate that steps in the structured decision-making framework form adaptive links with R&D, consultation and the governance of how resources are allocated and actions implemented given updated information. Adapted from: [5658].

https://doi.org/10.1371/journal.pone.0236399.g001

Challenge 1: Setting the right objectives to solve the right problem

Pristine coral reefs are no more [59,60]. Even under best-case emissions trajectories, coral reefs will likely be transformed by climate change [11], so striving to retain or recreate historical levels of biodiversity and richness in a warming world may be futile. The most a conservation program may hope to deliver are sustained, yet altered, ecosystem services and priority values. And the results of any program will ultimately depend on how successful emission reductions become. These considerations affect our problem framing and the objectives we can achieve (Fig 1A). For example, is the objective to stem the decline in reef biodiversity, is it to sustain ecosystem services, or perhaps to create new ones? Is the objective to stem the decline of key (prized) species, or to sustain the key ecological functions they underpin? Perhaps provocatively, is it really coral reefs we seek to sustain, or is it the benefits they provide for society? We can’t have one without the other, but asking the question helps clarify objectives, and ultimately what we are willing to trade off. Different answers to these questions would lead to very different reef conservation programs.

Defining multiple, and often conflicting, objectives for complex social-ecological systems such as coral reefs is challenging, but critical. Within objectives, which values can be sustained with the capabilities and resources available? Coral reefs produce numerous value streams to society [61,62]. Bona fide adaptation solutions would be those that strike a balance across such value streams–monetary and otherwise. Altered, but functionally resilient, ecosystems are increasingly being embraced in terrestrial and freshwater conservation programs [6366]. The time may now be right to explore such options for coral reefs also. We revisit this challenge under Prioritisation and trade-offs. With a clear understanding of objectives and values, the decision-making process around developing and applying new and potentially contentious intervention options, in combination with mitigation and conventional management (Fig 1, step B), can become informed and transparent [57].

Challenge 2: Balancing benefits and risks in the face of uncertainty

Developing new technologies for environmental management and conservation is risky: it is expensive, takes a long time, and success is not guaranteed. Risks associated with emerging technologies, whether perceived or real, and their potential side effects, costs, and uncertainties trigger precaution [67]. There is good reason for this as history is replete with examples of how interventionist management can result in destructive outcomes [68]. The managers who introduced cane toads to Australia in 1935 to manage the cane beetle did neither have experience nor foresight to consider the catastrophic invasive potential of the toads. Today, the scientific and regulatory communities are much more informed about the biological, ecological, ethical, legal and social implications of new and emerging technologies [69]. Examples of advancement in the management of risk and uncertainty across a diversity of fields include the protection of nature reserves against invasive species [70], managed readiness levels of new technologies that enter aviation and space programs [71], risk assessments of new drugs prior to approval [72,73] and the adoption of driverless cars [74]. Applied coral reef research and development can and should learn from these and other fields. Doing so can help identify options that, when implemented in a coordinated approach after rigorous development and consultation (Fig 1, step C), are effective, safe, acceptable to the public and regulators, and economically rational.

Critically, in a time of rapid climate change, being risk averse can be risky [75]. Delaying new interventions because of uncertainty around side effects could mean losing key species and functions. However, the risk associated with status quo under different climate futures must be balanced against the risk of premature intervention, especially with technologies that are not yet ready for deployment [76,77]. Premature deployment of untested interventions (e.g. genetic engineering, assisted migration, solar radiation management) may cause ecosystem disruptions [54,78,79]. The sooner research and development programs evaluate the potential risks and benefits of interventions, the more informed policy decisions can be about whether to deploy, delay, or dismiss an intervention. This approach is the basis for NASA’s assessment of readiness levels of new technologies entering space programs [80], for expanding the number of options for medical treatments [81], and most recently for Australia’s Reef Restoration and Adaptation Program for the Great Barrier Reef [55]. Unfortunately, the motivation and social license to start conservation programs typically come when ecosystems or species are already in advanced decline [75]. Such delayed action represents a lost opportunity as interventions take time to develop, and because damage-prevention and restoration are now both needed to sustain ecosystems [82,83]. For example, coral populations in the northern Great Barrier Reef (GBR) are adapted to 1–2°C higher temperatures than populations in the central section [84], but the North-to- South larval spread is limited by diverging currents [47,85]. Under expectations of escalated GBR-wide warming [86], building resilience in the central and south using warm-adapted coral stock from the north will be a race against time as both donor reefs and receiving reefs are at risk. While classical reef-restoration approaches using local coral stock or larvae may enhance reef recovery following disturbances [87,88], enhanced climate tolerance is needed to support coral resilience under climate change [54].

Precaution is central to policy and regulation, but social science research indicates the need to interpret and understand risks more broadly [68]. Risk assessments of new interventions need to consider views that go beyond those of scientists and regulatory experts. Thus, decision makers and management agencies need to consult reef stakeholders (e.g. tourism operators, commercial and recreational fisheries, conservation groups), Traditional Owners and the wider community. Risk assessments in this context need to be tackled at three levels (1) the risk regime of future climatic conditions, (2) whether interventions will really produce the intended benefits, and (3) risks and costs versus benefits of early vs delayed implementation (Fig 1, step D). Such assessments are complicated by the fact that different future conditions will require different solutions, timing and risk tolerance [53]. What would constitute premature intervention deployment under the expectation of 1.5°C warming this century could be too-little-too-late under the expectation of 3°C warming. Further, picking intervention solutions that are robust to climate change could be a blunt strategy because both timing and intervention type could be misaligned with the conditions that eventually unfold. The most effective solution from a risk-management perspective could be a combination of intervention hedging and improved forecasting, not unlike an investment portfolio strategy [89].

Challenge 3: Prioritisation and tradeoffs–we can’t save everything

The gap between resources available and resources needed for conservation is widening [90,91]. Consequently, investment prioritisation is necessary [92,93]. How this is done needs to be anchored in the problem framing and by clearly defined ecological, economic and social objectives. Further, prioritisation needs to have line of sight to outcomes that can be achieved given climate uncertainty and funding contraints (Fig 1, step E). As an example, consider two extreme yet realistic prioritisation alternatives for a large reef system such as the Great Barrier Reef. Should we aim to sustain a minimum of 5% coral cover over a 1000 km2 area of reef, or a minimum of 25% coral cover over a 200 km2 area? Logistics will differ, but the net result is the same in terms of coral area sustained: 50 km2. However, depending on the spatial configuration of the saved corals, these alternatives would produce very different ecological outcomes and values for society. Spreading efforts across a large area would speak to system integrity and perhaps the Outstanding Universal Value of the Great Barrier Reef World Heritage Area [94]. Downsides of spreading efforts thinly include reduced capacity to sustain critical ecological functions such as net reef accretion [95], and reduced fitness via a reduced demographic Allee effect [96,97]. Conversely, concentrating efforts on a selection of just a few but glorious reefs could sustain parts or all of the GBR’s tourism industry, which is spatially concentrated [98]. It would enable managers to support ecological functions and services on those focal reefs more easily, and perhaps create spill-over effects to other reefs [99]. Taken to the extreme under severe climate change, spatial prioritisation under resource constraints could reduce the Great Barrier Reef to a fragmented (and therefore vulnerable) network of coral oases in an otherwise desolate seascape.

Other options might involve targeting reefs that are gateway nodes in the spatial reef network–in other words, investing in well-connected reefs located in the least thermally stressed environments [100]. Here, efforts to support population growth of climate-hardy corals on source reefs (larval donors) may allow export of their beneficial traits to reefs downcurrent through paths of natural dispersal [99,101]. But risks are that disease agents and potentially invasive species arising from either translocation or assisted gene flow may also spread via similar routes [47]. Selection criteria should thus favour the dispersal of desirable species only [99]. The decision challenge associated with spatial prioritisation is therefore one of maximising the spread of genes or traits that produce benefits and minimising those that represent risks. Another option may be to assemble a portfolio of reefs that have less risk of being exposed to the most damaging climate stressors [48,102]. Combining these options may both enhance resilience and reduce stress on priority reefs.

Prioritisation of species adds to the decision challenge for reef restoration and adaptation. Without significant climate mitigation, sensitive coral species will give way to naturally hardier ones [11], or to species that can adapt faster [45,103]. Picking who should be winners, and ultimately who will be losers, under continued but uncertain climate change is perhaps the biggest challenge facing R&D programs tasked with developing reef rescue interventions. Unfortunately, sensitive coral species tend to be the ones underpinning high-value ecosystem services, including habitat provision for a rich biodiversity [23] that in part underpin tourism [5]. Should we invest in making sensitive species hardier but risk failing by not making them hardy enough, thereby wasting resources? Or should we pursue a potentially less risky pathway and support the more climate-hardy species and help them adapt to the consequently altered ecosystems and the different goods and services they provide? Importantly, our best efforts to build coral resilience under severe climate change will not prevent reefs from transitioning to altered ecosystems [6,60]. Strategies to help humans adapt to a changed ecosystem need to combine with strategies that help reefs [104]. Lastly, can robust keystone species be found that can give climate protection to many other dependent species [105], thereby sustaining ecosystem services? The latter may ultimately be the most effective choice if species compositions allow the ecosystem to remain functionally resilient [64]. How these priorities are set ultimately depends on what society wants (objectives and values), what options can be achieved technically, institutionally and socially, and what compromises and risks we are willing to accept. The preferred strategy would be the one that delivers the most positive outcomes to priority objectives (and the values they encompass) with low or manageable risks and within resource constraints [57,58,106].

R&D provides options, but choose carefully

The likelihood that the world will warm more than 2°C (air) since preindustrial levels this century was recently 95 percent [17,20]. With this outlook, new intervention options for coral reefs will be in growing demand. Importantly, however, no new intervention can be added to the operational management toolset without significant R&D; it is the prerequisite for intervention effectiveness, safety and cost efficiency [67]. How interventions are chosen for R&D and progressed through to deployment is both complex and critical because it will determine what options will ultimately be available for managers and when (Fig 1, steps B-E). Three questions are at the centre of reef intervention R&D. First, which interventions should be prioritised for development? Second, how should they be queued in time? Third, should intervention strategies be robust or targeted?

Limited resources for R&D means not all interventions can be assessed nor progressed. Complicating this problem is that the more the world warms, and the more ecosystems become affected, the greater the overall demand for intervention resources will be. Misguided investment choices can lock up vital resources in inferior solutions, hampering or preventing the development of superior ones [107]. Prioritising no-regrets options because they are inexpensive or less challenging technologically [77] could lead to regrets downstream by preventing or delaying the development of more effective solutions. Prioritisation of interventions for R&D should ideally be a fast adaptive process (indicated by multiple adaptive cycles in Fig 1) whereby combinations of interventions are continuously assessed for their combined benefits and risks against environmental, social and economic objectives [53]. In general terms, the right time to implement an intervention strategy following R&D would be when the cumulative (time-integrated) benefit-to-risk ratio of deployment exceeds the cumulative benefit-to-risk ratio risk of not deploying. Here, benefits are defined as positive outcomes (as likelihood and consequence) for ecosystem services and values for society, and risks as negative outcomes. The benefit-to-risk ratio of these contrasting strategies, however, will depend on the climate future (Fig 1, step D).

Robust strategies work across a range of climate change scenarios. While investing in a robust R&D strategy will give some return regardless of climate future, the strategy may eventually underperform because it trades off effectiveness for reduced risk. In contrast, targeted strategies are tuned to different climate scenarios. This involves betting on, and planning for, a specific climate trajectory. This represents high risk, but potentially also high reward. For example, a strategy that buys 1°C thermal tolerance for sensitive and valued coral species (on top of today’s 1°C global warming) may give high ecological, social and economic returns if global warming is kept below 2°C relative to preindustrial. If the world warms much more than 2°C, however, the strategy will be ineffective unless these species continue to adapt. Conversely, a strategy that bets on severe climate change and focuses on helping the hardiest species only (or develops artificial reefs) will miss the opportunity to protect biodiversity if a milder climate scemario unfolds in reality. Developing a portfolio of interventions that allows hedging and a staged roll-out of interventions as climate change unfolds may be ideal, but may again be constrained by resource availability for R&D, and the demands of urgency—real or perceived.

Get people on board

Environmental problems are social problems [108]. Climate change, mass coral bleaching events and consequent coral reef decline are human-induced and require solutions from science and society. The dynamics of the current coral disease outbreak in the Caribbean are also consistent with ocean warming patterns [109111]. While interventions that can build resistance to coral disease will differ from those that can build resistance to coral bleaching, a similar approach to solutions is needed. Solutions require innovative thinking and coordination between science, management and policy, and public engagement. There are concerns that restoration and adaptation are distractions from tackling global climate change, the main driver of coral reef decline [112]. Communication and engagement strategies must reinforce the message that restoration and adaptation are a health-care strategy that can only work in tandem with a cure: urgent global action to address climate change.

Any new interventions on coral reefs, in particular radical ones, will be up against hurdles to achieve social acceptance and to overcome regulatory constraints [104,105], leading to uncertainties that become barriers for solutions (Fig 1, step D). Existing regulations operate under a retrospective model that crowbars coral restoration and adaptation into existing policy and legislation. However, future policy development should accommodate risks of future climatic conditions (see challenge two above) whilst simultaneously adapting to the emerging opportunities and challenges of coral restoration and adaptation.

A handful of countries are currently developing or revising existing policy and regulatory processes to assist coral restoration and adaptation in the face of climate change: Australia, USA, Netherlands, France, Costa Rica, Japan, Columbia, and Thailand. The United Nations Environment Program have declared 2021–2030 as the UN Decade of Ecosystem Restoration. The aim is to “support and scale up efforts to prevent, halt and reverse the degradation of ecosystems worldwide and raise awareness of the importance of successful ecosystem restoration” [87].

To get people on board will require coordinated consulation and transparent decision making that considers all risks, benefits and value consequences of reef intervention in a structured way [106]. Open communication and engagement around objectives, options and trade-offs will be key.

Strong and coordinated governance needed

Applying a coordinated and well-conceived coral reef intervention program which sets the right objectives, identifies and balances risks, and aims to make optimal tradeoffs, in the face of uncertainty while getting community buy-in and support, will depend on robust and appropriate governance [113, 114]. First, at the R&D stage, researchers will need to be provided with the resources to do the job, and the mandate to take risks. For something as new and potentially controversial as large-scale coral reef intervention, consultation and co-development mechanisms must involve regulators, reef stakeholders, Traditional Owners and the public. Internal processes must be agreed on at the outset, to allow ongoing, effective prioritisation while maintaining flexibility in the face of changing conditions and unexpected setbacks. Some of the tested interventions to be examined will simply not work. Strong governance will be particularly important if political pressure for quick action (just do something) mounts in the face of worsening climate conditions. Next, as R&D results yield prospective options for at-scale intervention, governance must adapt to a situation where the costs, profile, and risk associated with failure of the effort have grown substantially. Again, at this stage, costs, benefits, risks and community desires will have to be balanced and trade-offs made, for at-scale deployment to occur.

Conclusions

An expanded toolbox of interventions will provide opportunities to build reef resilience against continued climate change. Without carbon mitigation, no intervention strategy will be successful in the long run. And no single intervention can produce adaptation solutions. A portfolio of new and existing interventions must be combined with mitigation.

New interventions come with risks, but so does the status quo. If the potential of new interventions can be unlocked and their benefits exceed risks for reef, people and economies, they should be developed and deployed. The challenge for science, management and policy, in consultation with communities, is to develop and adopt technologies that will be both safe and effective—and within years rather than decades.

What climate trajectory will unfold is uncertain. But what is certain is that we need an expanded set of options to safeguard coral reefs and dependent people and industries. Research and development can help, but only if efforts are focused, coordinated and highly integrated. To do this will require a level of organisation, collaboration and integration across disciplines never seen before in natural sciences, conservation and policy.

Acknowledgments

The work was conducted as part of the Reef Restoration and Adaptation Program (RRAP, https://www.gbrrestoration.org). RRAP data referred to in this paper can be accessed via: https://www.gbrrestoration.org/reports#technical-reports. We thank Prof Allen Chen and Prof Bob Steneck for insightful reviews and comments that improved the paper. Opinions expressed in the paper are those of the authors in their individual capacity.

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