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Care coordination for chronic and complex health conditions: An experienced based co-design study engaging consumer and clinician groups for service improvement

  • Liza Heslop ,

    Roles Conceptualization, Data curation, Formal analysis, Funding acquisition, Investigation, Methodology, Validation, Writing – original draft, Writing – review & editing

    liza.heslop@vu.edu.au

    Affiliation Institute for Sport and Health, College of Health and Biomedicine, Victoria University, Melbourne, Victoria, Australia

  • Kathryn Cranwell,

    Roles Conceptualization, Data curation, Formal analysis, Funding acquisition, Investigation, Methodology, Project administration, Resources, Validation, Writing – review & editing

    Affiliation Community Integration, Allied Health & Service Planning, Western Health, Sunshine, Victoria, Australia

  • Trish Burton

    Roles Data curation, Formal analysis, Writing – review & editing

    Affiliation Nursing and Midwifery, James Cook University, Cairns, Queensland, Australia

Care coordination for chronic and complex health conditions: An experienced based co-design study engaging consumer and clinician groups for service improvement

  • Liza Heslop, 
  • Kathryn Cranwell, 
  • Trish Burton
PLOS
x

Abstract

Background

Evidence shows that engaging consumers and clinicians in development of health services creates a more responsive, integrated service that better meets the needs of consumers and the community of practice it serves. Further, consumer and clinician participation in service development processes can boost confidence and motivation levels in organisational employees and help foster clinical accountability.

Objective

To see where consumers’ care experiences could be improved by better understanding where care coordination organisational systems needed improvement.

Methods

Experienced based co-design informed an investigation of consumer and clinician experiences of a care coordination service and involved the sharing of those experiences across service employees in a series of iterative and feedback loops over eighteen months (July 2012-January 2014). Formal participants included care coordination clinicians (n = 13) and consumers. Data from formal participants were collected during September-December 2012, consisting of consumer video-recorded and clinician audio-recorded interviews. Interview transcriptions were analysed to identify service “touch points”, being emotionally significant events related to key service aspects that connect or disconnect consumers and/or clinicians.

Results

Results revealed that consumers highly valued the transdisciplinary skill base of the care coordination workforce, though service improvements were needed for transition support, quality discharge planning and conveying better understandings of care coordination activity both internally and externally.

Conclusion

Incorporating consumer and clinician view-points about their experiences, including the production of a DVD, facilitated conversations across the entire service about care coordination provision and provided a catalyst for design improvement that may otherwise have been difficult to achieve. Some changes to the service were made such as improved client complaints processes, new roles for the care coordination service, and enlisting clinical staff to undertake motivational interviewing training to promote greater consumer self-management capacity. In this study, the user experience was given a platform within a larger healthcare workforce capability development project.

Introduction

Public health and social services nationally and internationally have noticed an increase in the quantity of older people presenting to health services suffering from long-term, complex multi-morbidity with unique problems, characteristics and needs [12]. Problems identified as commonly experienced by consumers with multi-morbidity include fragmentation and poor coordination of care, polypharmacy, mental health difficulties, functional difficulties, reduced quality of life, and treatment burden—all of which lead to increased healthcare utilisation [3].

People who experience long term chronic health conditions frequently find it difficult to navigate complex and unfamiliar healthcare systems and require specialist services. To assist vulnerable populations navigate healthcare systems, maximise their levels of functioning, and quality of life and health status, a care co-ordination service model is recommended [4]. Care co-ordination is a generic term for processes by which healthcare professionals are clinically responsible for monitoring and co-ordinating healthcare options and outcomes for people who experience complex social, environmental, financial and cultural factors impacting on their health. Care coordination arrangements differ from country to country [5]. Generally, the goals of care co-ordination include: enhancing consumers’ quality of life; management and co-ordination of healthcare services to encourage a continuous service experience for consumers; the provision of quality interventions and; decreasing the fragmentation of care where multiple treatment modalities are involved [6]. In previous research, Heslop, Power and Cranwell [7] described care coordination workforce functions that were associated with delivering person-centred care for at-risk groups revealing clinician direct care functions by domain viz. access, assessment, providing consultation, arranging care, contracting, treatment and preparation/administration.

The aim of this study was to gather in-depth understandings from consumers and clinicians about their experiences of care coordination service provision, and to discern and share “touch points” for whole of service learnings with the intent of improving how care coordination services are delivered. Both this study and the previous research [7] were part of the Health Workforce Australia, Aged Care Workforce Reform Program (complex care coordination in the community)—an initiative of the Commonwealth of Australia supporting reforms over an 18-month period, July 2012 to January 2014.

Materials and methods

Design, setting and methodology

Using experienced based co-design (EBCD), as developed by the King’s Fund and currently available as a tool kit from the Point of Care Foundation [8], the EBCD process was undertaken over an eighteen-month period (July 2012-January 2014) within a care coordination service provided by a Local Healthcare Network (LHN) situated in the outer western metropolitan region of Melbourne, Victoria, Australia. The region has a high proportion of culturally and linguistically diverse (CALD) communities where English may not be the first language; and where the population comprises a higher burden of disease than national averages, a high proportion of socio-economic disadvantage, and low levels of health literacy [9]. The organisational view was that empowering consumers was key to service improvement for at-risk populations and was a way forward to encourage social inclusion initiatives that may reduce healthcare access inequities.

This study was underpinned by the EBCD approach, where methods are known to enhance engagement with local communities [10]. Further, the methods resonated with the service objectives to strengthen existing practices and improve the capacity of care coordinators to deliver coordinated, comprehensive and accessible person-centered care to consumers with complex and chronic healthcare needs. EBCD is a form of participatory action research that fundamentally involves people working collaboratively to develop practical service improvements, and to enhance skills and knowledge in people and organisations by exploring and sharing subjective experiences of consumers, carers, and healthcare personnel [11]. In this study, consumers are “clients” and “carers”. Six stages of EBCD have been described [12]. We adapted these, as outlined in Table 1, to suit available resources, the consumer cohort, and the healthcare setting.

The study was granted ethical approval on the 09 July 2012, project number QA2012.53 from the Low Risk Human Research Ethics Panel Office for Research, Western Centre for Health Research and Education Sunshine Hospital, Furlong Rd. St Albans VIC 3021.

Data collection

As EBCD processes adopt an entire service approach, many informal participants were involved at different points in time. For instance, key to driving EBCD processes internally was the appointment of clinical champions and an EBCD steering group. Formal participants are described below.

Participant descriptions and recruitment.

The care co-ordination clinical staff members who participated in the study were employed in Western Health’s Care Coordination Service which, at the time of this study, included five programs known as: Immediate Response Service (IRS); Hospital Admission Risk Program (HARP); Aged Care Assessment Service (ACAS); Post-Acute Care Service (PAC); and Community Based Transitional Care Program (TCP). The professional disciplines represented by the care co-ordination staff included Registered Nurses, Occupational Therapists, Physiotherapists, Pharmacist, Social Workers and Drug and Alcohol clinicians. At the time of the study, the clinician equivalent full time of the service was ninety-four. Thirteen service clinicians were recruited by KC and the EBCD steering group and gave written consent as formal participants.

Consumers who participated were all current or recent users of the care coordination service. A senior care coordinator was appointed to coordinate the identification of potential participants from the five care coordination programs with the assistance of clinicians of the service. Potential consumer names were forwarded to the senior clinician care coordinator, who made contact with them to explain the study purposes and processes. Consumer selection was purposive. CALD consumers participation was supported through the availability of interpreters. Twenty-five consumers were contacted with fifteen agreeing to be interviewed. Consumers excluded were those with current Victorian Civil Administrative Tribunal applications, in a complaint’s process, or if cognitively impaired. Fourteen consumers meeting the inclusion criteria provided written consent to participate and were interviewed in their home. One consumer was interviewed at the facility following an outpatient appointment. The consumer age range was 59–95 years. Of those who agreed to participate, eight were from CALD backgrounds. All five western region Local Government Areas were represented, as were all care coordination programs. Interpreters were offered but declined. Participating consumers were diagnosed as suffering from conditions such as chronic obstructive pulmonary disease, Parkinson’s disease, diabetes, Alzheimer’s, dementia, complex orthopaedic conditions (upper limb amputee, and fractures with reduced mobility), post-polio, and cardiac conditions. The break down according to service was PAC-1; TCP-2; IRS-3; ACAS-6; HARP-4. Interviews lasted approximately forty-five minutes to one hour. Reimbursement of transport and provision for respite costs were provided.

Instruments.

Interviews with both clinicians and consumers occurred during September-December 2012 with questions focused on dimensions of experience. Interview questions were guided by and adapted from the principles of person-centred care as identified by the Picker Institute: Information and knowledge, care planning and flow of treatment, fragmentation of holistic care, collaboration, consistency, connection.

Clinicians were interviewed about their experiences concerning the strengths and weaknesses of continuity and coordination, how to improve the service and what they considered were critical elements of the program [S1 Text]. These interviews were digitally recorded, and subsequently transcribed verbatim and de-identified for analysis.

Consumer interview questions [S2 Text] requested information regarding consumer’s experience of ease of access to treatment, care co-ordination, the value of health education and information provided, and the impact of the support given by staff. Equally the interviews requested information concerning how the consumer experienced the involvement of family and friends in their treatment, the consumer’s relationship with staff, the value of treatment within their own environment and their experience of treatment continuity.

Data analysis

Consumer and clinician narratives were examined for ‘touch points’. Touch points in EBCD represent critical moments or events and are considered expressions of subjective and emotional experiences [13]. Baldly stated, touch points indicate where emotional and cognitive connections are, or need to be established. Touch points, in this study, denote personal and crucial memories that shape experience of a service, and where consumers and clinicians connect or disconnect with a care coordination service, and where their experience of the service is formed. The analysis team comprised researchers with inputs from care coordination clinicians and the EBCD steering group.

The transcriptions of clinicians’ interviews were read and reread by the researchers to identify touch points. Each consumer video recording was presented to the EBCD steering group over four meetings for note taking. Recordings were poised to facilitate collective discussion and to confer on touch points. The touch points selected for inclusion in the video were agreed upon by all team members with key consumer quotes marked for extraction and production of a short film to depict the consumer experience. The final product was a DVD lasting approximately 10 minutes that included, also, contextual information, client footage illustrating touch points and staff quotes to support consumer footage.

As part of the EBCD process, the DVD was subsequently viewed and discussed by 65% (62 out of 94) of care coordination clinicians in several groups. It served as a communication aid to facilitate client involvement and facilitated conversations between staff about the client story. Staff were able to identify how important their role was to consumers as well as identify opportunities for service improvement.

Finally, the DVD was used in a joint event as part of the EBCD process. At this event, clinicians and consumers watched the DVD which acted as a tool to support participants to better understand the consumer experience, other clinicians’ experiences and identify opportunities for service improvement. Items for service improvement were prioritised, and co-design groups of consumers and clinicians were formed to deliver these improvements [S3 Text].

Qualitative research reporting standard.

This study follows the COREQ checklist for qualitative standards [S4 Text]. Of note is that EBCD derives from ethnographic traditions. Within that tradition, the relationship between participants and researchers acknowledges that values intrude upon and are unavoidable in any investigation [14]. This means that our writing strategies incorporated the value orientation of the researchers as gained from personal experience. Nevertheless, the limits of interpreting texts are acknowledged in this study. In constructing a textual account, the researcher appeals to particular categories, which are always articulated from the researcher’s experiential location. Researchers speak from experience and the authorities gained from that experience in a world that is known to them. In this study, personal experiences were drawn upon to explicate what consumers highly valued and to discern opportunities to make improvements. Thus, the epistemological foundations of qualitative studies in the ethnographic tradition differ considerably from traditional qualitative methods and may not be reproducible.

Results

Staff audio-recorded interviews

Touch points were identified according to two main areas: 1) Critical moments for clinicians and what they perceived to be critical moments for consumers; 2) Where services failed and what could be done to improve. The summarised points itemised in Table 2 are drawn from the data analysis of clinician interviews [S5 Text] and summarised based on Picker principles.

Consumer video-recorded interviews

Table 3 provides a summary of touch points from consumer video-recorded interviews. We adapted a structure from the Picker principles of person-centered care to guide the presentation of touch points.

The summaries of data analysis sessions for the DVD production are available on request. Consumers valued establishing connections and building rapport with clinicians and respected their expert knowledge. Consumers placed importance on clinicians who had understood their history and care needs, had “done their homework” and were aware of what had happened before in the care journey. Areas noted by consumers needing improvement were issues around fragmentation of holistic care due to poor coordination in some areas, which led to gaps in information sharing with consumers, and in sharing of information between services. Although the large majority of consumers reported feeling a sense of inclusion in their care planning, there were others who alluded to being ‘informed’ rather than being active participants.

Final joint event

Clinicians received feedback on how valuable the service was perceived by consumers at the final consumer-clinician joint event. At this event the DVD, “Someone was there for me”, was reviewed. One consumer stated: I’m a carer and someone looking in. One of the most important things I see is the medical staff see you in hospital at the bad stage, and then you’re sent home … when home you can’t go back to hospital … you can’t go to the doctor every five minutes and you put it off, as it’s so physically hard to do … so you get depressed and give up …. [the service] installs that confidence in people, gives them the will to go on because they get personalised treatment–very person [centred] and that is what you need … because they see people at this stage better equipped than a doctor or hospital and see the next step … doctors don’t give or can’t give in-depth time … but team people know what worked for this one and that one …. I saw that work several times… acutely terminal and a hell of a lot better twelve months later … because of back up team and the input of knowledge they know from working with people on the ground. Clinicians perceived that celebrating successes alongside identifying service opportunities to be a balanced perspective.

The consumer group tended to be overly positive about the service and eliciting consumer touch points about negative experiences of care posed a challenge for the codesign model. For example, the facilitator tried desperately to elicit shortfalls of the service from the consumer group but still a consumer stated: Not much to be faulted … your service brings trust and confidence…. then they [consumers] can feel empowered as you are the backup … from [consumer] perspective, so extremely important … doctors bogged down in medical speak … Consumers often remarked that information about the service should be widely available; but at the time of the study the care coordination service was not considered internally to be an “open service” but rather one to target unique needs of a particular population group. Thus, the LHN care coordination service as a resource was not boundless and was not marketed too broadly.

Key changes

As part of the EBCD process, several potential changes (Table 4) to the practice of care coordination were, and are continuing to be implemented to improve the quality of service provision.

Discussion

Strengths

Actual examples of EBCD implementation with respect to vulnerable groups is generally lacking in practice [15]. A strength of this study was harnessing the time and valuable skills of clinical champions and members of the EBCD steering group which contributed to enhancing consumer and clinician participation and the overall success of the process. Additionally, we achieved widespread service engagement in learnings through feedback loops and the sharing of subjective experiences.

Limitations and challenges

EBCD upholds connection of consumers with service improvement and is somewhat dependent on their empowerment and engagement. Putting consumer experiences as a knowledge source for service improvement to the forefront of the EBCD process is somewhat tied, nevertheless, to relational dynamics between clinicians and consumers. The achievement of the consumer story must be considered as relational and somewhat shaped between the interactions of the EBCD steering group, clinician participants and the consumer group. In this dynamic, meanings are potentially shaped within a shared orientation between researchers, clinicians and participants. Despite this limitation, we made every effort to ensure consumer experiences were recognized, and not overlooked as a knowledge source for redesign in a complex healthcare context, and for informing workforce development in the larger Health Workforce Australia project. Within that effort we held a final event with consumers and clinicians to strengthen robust dialogues and to build upon highly valued opportunities to prioritise work for co-design that were raised in the process.

We experienced considerable difficulties establishing co-design groups given the consumer population, nevertheless clinical champions continue to make regular contact with some members of the consumer group as part of ongoing efforts to facilitate and sustain uptake of strategies at individual, community and organisational levels.

There were, additionally, challenges raised by clinicians about how to best prioritise access. The care coordination service comprised five different programs and clinician knowledge about each program may have limited their ability to make appropriate referrals and improve consumer access. At EBCD steering group meetings, it was identified that it may not be possible for consumers to differentiate care experiences specifically provided by care coordination services so, as part of the consumer story, inpatient experiences were included but with a focus on care coordination.

A review of EBCD studies conducted in 2016 noted that limited detail was provided at the implementation and evaluation stages [16]. We found EBCD to be a time-consuming and resource-intensive process. We managed the processes within a complex set of cultural and institutional interactions; notwithstanding it was our first experience with it. A major limitation was that we were unable to undertake a formal evaluation of whether the EBCD process led to sustainable improvements in the care coordination service. Still, unproven effects could be the development of a constructive organisational culture and climate on access to care coordination, and development of clinicians’ abilities.

Conclusion

The EBCD process was an important catalyst scaffolding a care coordination workforce culture that values consumer engagement and the development of constructive organisational cultures. Alternative strategies for sustainable consumer engagement in service improvement, maintaining workforce-related practice changes, and improvements to service following this EBCD study continue to be ongoing challenges. The resource intensive nature of the EBCD process makes it difficult to embed improvements in everyday practice without dedicated resources, though improvements initiated by this study continue to be explored with the intent of ultimately improving the overall capacity of care coordinators to deliver coordinated and comprehensive person-centred care to consumers with complex and chronic care needs.

Supporting information

S1 Text. Script and interview schedule for clinician interviews.

https://doi.org/10.1371/journal.pone.0224380.s001

(DOCX)

S5 Text. Data curation clinician interviews.

https://doi.org/10.1371/journal.pone.0224380.s005

(DOCX)

Acknowledgments

Rebecca Power, formerly of Western Health, Victoria, Australia, led the funding acquisition team that secured a large Health Workforce Australia grant, part of which supported the EBCD study. Jacinta Roberton is acknowledged for supporting the EBCD process. We acknowledge care coordination clinicians from Western Health who formed the EBCD steering committee and who took up roles as clinical champions for this study.

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