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Repeated mild traumatic brain injury can cause acute neurologic impairment without overt structural damage in juvenile rats

  • Alicia Meconi ,

    Contributed equally to this work with: Alicia Meconi, Ryan C. Wortman

    Roles Conceptualization, Formal analysis, Investigation, Methodology, Writing – original draft, Writing – review & editing

    Affiliation Division of Medical Sciences, University of Victoria, Victoria, British Columbia, Canada

  • Ryan C. Wortman ,

    Contributed equally to this work with: Alicia Meconi, Ryan C. Wortman

    Roles Conceptualization, Formal analysis, Methodology, Writing – original draft, Writing – review & editing

    Affiliation Division of Medical Sciences, University of Victoria, Victoria, British Columbia, Canada

  • David K. Wright,

    Roles Conceptualization, Formal analysis, Investigation, Methodology

    Affiliations The Florey Institute of Neuroscience and Mental Health, Parkville, Victoria, Australia, Department of Neuroscience, Monash University, Melbourne, Victoria, Australia

  • Katie J. Neale,

    Roles Formal analysis, Investigation, Methodology

    Affiliation Division of Medical Sciences, University of Victoria, Victoria, British Columbia, Canada

  • Melissa Clarkson,

    Roles Formal analysis, Investigation, Visualization

    Affiliation Division of Medical Sciences, University of Victoria, Victoria, British Columbia, Canada

  • Sandy R. Shultz,

    Roles Conceptualization, Funding acquisition, Methodology, Project administration, Supervision, Writing – review & editing

    Affiliations Division of Medical Sciences, University of Victoria, Victoria, British Columbia, Canada, The Florey Institute of Neuroscience and Mental Health, Parkville, Victoria, Australia, Department of Neuroscience, Monash University, Melbourne, Victoria, Australia, Department of Medicine, University of Melbourne, Parkville, Victoria, Australia

  • Brian R. Christie

    Roles Conceptualization, Data curation, Funding acquisition, Investigation, Methodology, Project administration, Resources, Supervision, Visualization, Writing – original draft, Writing – review & editing

    Affiliations Division of Medical Sciences, University of Victoria, Victoria, British Columbia, Canada, Centre for Brain Health and Program in Neuroscience, University of British Columbia, Vancouver, British Columbia, Canada, Department of Cellular and Physiological Sciences, University of British Columbia, Vancouver, British Columbia, Canada


Repeated concussion is becoming increasingly recognized as a serious public health concern around the world. Moreover, there is a greater awareness amongst health professionals of the potential for repeated pediatric concussions to detrimentally alter the structure and function of the developing brain. To better study this issue, we developed an awake closed head injury (ACHI) model that enabled repeated concussions to be performed reliably and reproducibly in juvenile rats. A neurological assessment protocol (NAP) score was generated immediately after each ACHI to help quantify the cumulative effects of repeated injury on level of consciousness, and basic motor and reflexive capacity. Here we show that we can produce a repeated ACHI (4 impacts in two days) in both male and female juvenile rats without significant mortality or pain. We show that both single and repeated injuries produce acute neurological deficits resembling clinical concussion symptoms that can be quantified using the NAP score. Behavioural analyses indicate repeated ACHI acutely impaired spatial memory in the Barnes maze, and an interesting sex effect was revealed as memory impairment correlated moderately with poorer NAP score performance in a subset of females. These cognitive impairments occurred in the absence of motor impairments on the Rotarod, or emotional changes in the open field and elevated plus mazes. Cresyl violet histology and structural magnetic resonance imaging (MRI) indicated that repeated ACHI did not produce significant structural damage. MRI also confirmed there was no volumetric loss in the cortex, hippocampus, or corpus callosum of animals at 1 or 7 days post-ACHI. Together these data indicate that the ACHI model can provide a reliable, high throughput means to study the effects of concussions in juvenile rats.


Concussion is a term used to clinically define the immediate and transient symptoms of a mild traumatic brain injury (mTBI)[1]. There are an estimated 1.6–3.8 million sports-related concussions per year in the USA alone [24], and this is a small proportion of the total number of concussions when non-sport related falls, vehicular accidents, and assaults are taken into consideration [5,6]. Concussions occur when a blow to the head or body causes a rapid movement of the brain in the skull. They only cause loss of consciousness (LOC) in a small fraction of cases [710], and usually do not involve skull fracture or significant bleeding in the brain; signs of more severe traumatic brain injury [5,11]. Instead, concussions are thought to result from microscopic damage and metabolic changes that manifest as a variety of symptoms including impaired memory, anxiety, balance and motor deficits, impaired vision, confusion, focus and attention deficits, dizziness, nausea, sleep disturbance, and headache [5,6,10,12]. Diagnoses can be difficult for physicians, as concussions typically cannot be detected with standard neuroimaging scans like computed tomography (CT) or MRI [5,13]. Instead, concussions are diagnosed by an assessment of observed signs and self-reported symptoms, and quantified with tools like the Glasgow coma scale or the sport concussion assessment tool (SCAT) [5,11,14].

Although concussions are defined as a mild brain injury, the daily activities of those affected can be greatly disrupted. The primary treatment for a concussion is usually physical and cognitive rest until symptoms resolve spontaneously within 7 to 10 days [5]. In a subset of those injured, symptoms can persist for months and years, often called post-concussive syndrome [15,16]. Clinical research has identified age as one of several important risk factors that can predispose an individual to post-concussive syndrome, as children and adolescents may be more likely to develop persistent symptoms [1719]. Prior mTBI events put the patient at greater risk of sustaining additional head injuries, known as repeated mTBI [2022]. Patients with a history of repeated mTBI display increased learning and memory impairment [2325], slowed balance recovery [26], impaired visuospatial perception [24], difficulty in concentration, and increased incidence of headaches [27]. While symptoms of a single injury resolve spontaneously, repeated injuries may cause symptoms to persist for extended periods [2830]. Moreover, increasing evidence suggests a link between repeated mTBI and increased risk of developing dementia [31] and other neurodegenerative diseases [32,33]. In particular, more work is needed to understand how the developing brain is uniquely vulnerable to concussion, and the long term impact(s) of repeated mTBI.

Animal models of traumatic brain injury (TBI) are an important tool to help understand the pathophysiology of concussions, and for developing diagnostic and treatment strategies [34]. Several animal models have been developed to study TBI, and they have been instrumental in understanding how the brain reacts to trauma [35,36]. While these models have provided the basis for a growing understanding of the complex neurometabolic changes that accompany TBI [37], it is important to acknowledge that technical aspects of many models, such as the surgical disruption of the skull and the use of anaesthesia, [3840] may limit how these models can be used to understand the unique pathophysiology that results from mild closed head injuries. Furthermore, current models focus disproportionately on single incidents in adult subjects rather than repeated mTBI in the juvenile population, which is normally a population that is more at risk for sports related concussions.

To address the critical need for animal models that accurately mimic concussions in juveniles, we have adapted a model used to produce mild closed head injuries in adult mice without anaesthesia [41,42] for use in juvenile rats. Here we show that mTBIs with the awake closed head injury (ACHI) model produces deficits similar to those observed in clinical cases of concussion. The ACHI model will be a useful tool in our efforts to understand how concussions affect the developing brain.

Materials and methods


All procedures used in this study were approved by the University of Victoria Animal Care Committee and are in compliance with Canadian Council for Animal Care guidelines. Juvenile Long Evans rats (n = 94) were obtained from (Charles River Laboratories, St. Constant, PQ) or bred at the University of Victoria. Offspring were weaned at postnatal day (PND) 21 and housed in same-sex groups of 2–3. They were then assigned to one of three experimental groups (sham control, single ACHI, or repeated ACHI) so that no more than two subjects from any one litter were assigned to any one experimental group. Average weight at the time of the first procedure was 70.0 g for males and 66.1 g for females. All subjects were housed under standard laboratory conditions including automatically controlled temperature, humidity, ventilation and a 12-hour light/dark cycle with ad libitum food and water access. All purchased animals were allowed to adapt to the vivarium for at least one week prior to experimental procedures. After injury or behavioural testing animals were returned to their home cages unless otherwise specified.

ACHI procedure

We developed the ACHI model to produce a mild closed head injury in juvenile rats without the use of anaesthesia. It is adapted from procedures reported in adult mice [41,42]. As shown in Fig 1, beginning on PND 25–28, subjects were immobilized for the procedure using clear plastic restraint cones (Model DC-200, Braintree Scientific, Braintree, MA). The cones have an opening at the nostril to provide ventilation, and are held closed behind the haunches using a plastic hair clip (Fig 1A and 1B). Custom 3D printed plastic helmets were used to help dissipate the force of the blow across the skull and reduce the chance of skull fracture (Open arrows, Fig 1A and 1B; Schematic is shown in S1 Fig; Replicator-2, MakerBot, Brooklyn, NY; 1.75 mm ABS plastic filament). The helmets were held in place with an elastic band and double-sided tape. The back of the helmet was aligned with the interaural line, and a flat circular surface (7 mm diameter) on the top of the helmet aided in targeting the impact over the left parietal cortex (Fig 1A). A modified controlled cortical impact device (Impact One, Leica Biosystems Inc., ON, Canada) was mounted on a stereotaxic frame. The impactor was modified with the addition of a 7 mm diameter flat rubber tip (Closed arrows, Fig 1A and 1B). The rats were placed on a soft foam platform (3” thick Super-Cushioning Polyurethane Foam Sheet, McMaster-Carr, OH) directly below the impactor. The impactor tip was carefully targeted over the left parietal cortex, and an electromagnetic piston drove the impact tip into the helmet at a speed of 6 m/s, and depth of 10 mm. The impactor was retracted immediately (100 ms dwell time) to prevent ricochet. After each impact subjects were immediately removed from the restraint bag for assessment.

Fig 1.

(A-C) Awake closed head injury (ACHI) apparatus and (D) experimental timeline. (A, B) Subjects were placed in a soft plastic restraint bag on a foam platform. A custom 3D printed helmet (open arrowhead) was placed on the head, with the impact site centered over the left parietal cortex. (C) A modified Leica Impact One controlled cortical impactor was used to generate the injury. It was modified by adding a 7 mm diameter rubber impact tip (closed arrowhead), and was set to a velocity of 6 m/s and dwell time of 100 ms. The impactor was centered over the helmet target and adjusted to depress a depth of 10 mm, and the control box was used to initiate the impact. Animals in the sham control group underwent the exact same procedure, except the impactor was deployed beside their head. (D) Two cohorts of male and female juvenile Long Evans rats underwent two separate sets of experiments. Animals in cohort 1 were used for neurologic severity scoring, MRI analysis, and cresyl violet histology. Animals in cohort 2 were trained for the Barnes maze and Rotarod in the two days immediately before ACHI, and then were tested in the Barnes maze, Rotarod, elevated plus maze, and open field maze at one hour and one day after the final ACHI. Both cohorts followed the same injury timeline: Animals in the repeat ACHI group received two impacts per day, with a two-hour interval between injuries, for two days. The single ACHI group received three sham procedures followed by one impact, on the same timeline as the repeat ACHI group. Sham control animals received four sham procedures on the same timeline as the other groups. The NAP was performed immediately after each ACHI or sham procedure on all subjects, and a subset from cohort 1 were tested again 24 hours later.

Subjects in the repeated ACHI group received two impacts per day over two consecutive days for a total of four impacts (Fig 1D). On each day the impacts occurred at the same time, and there was a two-hour interval between impacts. Subjects in the sham group received four sham procedures on the same schedule. In the sham procedure, they were restrained and prepared for impact in a manner identical to the ACHI groups, but the impact tip was deployed beside their head instead of hitting it. Subjects in the single ACHI group received three sham procedures and then one impact on the same schedule.

Restraint tolerance

During all ACHI or sham procedures animals were assessed for tolerance of the restraint cone. Animals were scored on a scale of 0–4 (S1 Table) based on willingness to enter the cone, and on movement and vocalisation while restrained. Any animal that reached a score of 4 or greater (e.g. >10 instances of vocalisation or movement; restrained in cone for 5 minutes) was immediately removed from the restraint and returned to the home cage for 15 minutes minimum. Protocol required that the procedure be re-attempted up to three times, and if it could not be completed the animal be removed from the study, however no animals were removed from the current study.

Pain assessment

All animals were assessed immediately before, and for several days after, each ACHI for indications of pain or discomfort that included changes in locomotion (i.e. immobility, slowness of movement), behaviour (i.e. hunched posture, piloerection, excessive stretching, teeth grinding) pain on palpitation of the impact site (i.e. vocalization, withdrawal of head), skin turgor (i.e. increased tenting), and changes in weight relative to age and sex-matched littermates (decreased by more than 5%). Scoring scales developed with our institutional Animal Care Committee are shown in S2 Table). Animals were rated in each of the 5 categories on a scale of 0 (normal) to 3 (severe) with a score of greater than 2 in any category, or a combined score of greater than 3, requiring the animal be given supportive care. Animals with a score of 3 in any category or a combined score of greater than 6 were to be removed from the study and euthanized.

Level of consciousness

Three common tests were performed immediately after each procedure to provide a convergent assessment of the animal’s level of consciousness.

  1. Apnea
    After being removed from the restraint bag and placed upright on a clean surface each subject was initially examined for apnea. If they were not breathing, the amount of time from the start of the test until breathing returned was recorded as the latency to recovery.
  2. Toe Pinch Reflex
    The toe pinch reflex was then assessed by gently extending the subject’s contralateral (to injury hemisphere) hind limb and pinching sharply and firmly. If the subject did not immediately retract the limb, the pinch was repeated at five second intervals on alternating hind limbs. The time from the first pinch until the subject retracted their limb was recorded as latency to recovery.
  3. Righting Reflex
    The righting reflex was determined by placing the subject on their back. The subject should immediately flip themselves upright, and if they did not the amount of time taken for the subject to right themselves was recorded.

Neurological assessment protocol

The ACHI model uniquely allowed us to immediately perform a neurological assessment after each impact, without being delayed or affected by recovery from anesthesia. Similar to that of others, [4346] our NAP score assessed four basic neurological outcomes after each procedure. It consists of four simple reflexive and motor tasks, which can all be assessed within the first minute after the ACHI or sham. Each task is scored simply as a pass or fail, and a point is awarded for each pass. A score of four indicates perfect performance and a NAP score of zero indicates all four tasks were failed. The components of the NAP are as follows:

  1. Startle Reflex
    The subject is placed in the center of a clean, empty, standard housing cage, and the researcher claps loudly above the center of the cage. A point is given if the subject exhibits a startle response to the hand-clap. (Panel A in S2 Fig)
  2. Limb Extension
    The subject is grasped by the base of the tail and raised 30–50 cm in the air to examine the limb extension response. A point is given if both forelimbs are fully extended in response, and not if one or both are contracted or immobile (Panel B in S2 Fig).
  3. Balance Beam
    The animal is placed on a flat narrow balance beam and their ability to balance and walk is assessed. The beam itself is 100 cm long x 2 cm wide x 0.75 cm thick, and is placed 22 cm above a cushioned work surface that extends from an empty cage to the animal’s home cage. The subject is placed squarely balanced on the center of the beam, facing the home cage. A point is given if they are able to walk on the beam using all four limbs. Animals that are immobile, unable to grasp the beam with any limb, or that fall from the beam are given a failing grade (Panel C in S2 Fig).
  4. Rotating Beam
    The subject’s ability to navigate a slowly rotating beam is assessed. The subject is placed squarely balanced on the center of the beam used in the previous task at a height of 75 cm above a cushioned work surface, and the beam is rotated once per second for 4 rotations. A point is scored if the subject remains on the rotating beam for the complete duration, and not if they fall (Panel D in S2 Fig).

Cresyl violet stain & imaging

To determine if the ACHI procedure caused significant anatomical damage, a cohort of 6 animals were euthanized with isoflurane and then perfused with heparinized saline followed by 2% paraformaldehyde. Brains were sectioned at 50 μm and regions of interest were mounted on gelatinized slides before being stained with 0.1% aqueous cresyl violet (Sigma, St. Louis, MO), dehydrated in ethanol, cleared in xylene and cover-slipped with Permount mounting medium (Fisher Scientific, PA, USA).

MRI acquisition & analysis

To further examine structural damage in the ACHI model we performed ex vivo structural MRI on both male and female cohorts of sham, single- or repeated ACHI rats at one and seven days after injury. The number of brains scanned for each of the groups were: sham, 1 day = 8 (3 males, 5 females); sham, 7 days = 9 (4 males, 5 females); single mTBI, 1 day = 11 (4 males, 7 females); single mTBI, 7 days = 7 (5 males, 2 females); repeated mTBI, 1 day = 11 (5 males, 6 females); repeated mTBI, 7 days = 7 (3 males, 4 females). Animals were perfused as described above, and after the brains were removed, they were embedded in agar gel (Webster et al., 2015) and scanned using a 4.7 Tesla Bruker Advance III MRI fitted with a BGA12S2 actively shielded gradient set. Actively decoupled volume transmit and 4-channel surface receive coils (Bruker, Germany) were used to acquire a multi-echo, T2*-weighted image with the following imaging parameters: repetition time = 8 s; 12 echoes with the first echo at 15 ms and an echo spacing of 7.5 ms; field of view = 2.304 × 2.048 mm2; matrix size = 144 × 128; resolution = 160 × 160 μm3; number of slices = 74; slice thickness = 160 μm; and number of excitations = 2.

Spatial intensity in homogeneity in T2*-weighted images was corrected by estimating the bias field with N4 Bias Correction [47] and template images generated for sham, single and repeated injury cohorts at each time point using Advanced Normalization Tools (ANTs,[48]. The resulting template images were then combined using ANTs into a study-specific template [49,50] that was segmented into different tissue classes using FAST [51]. The FAST segmentations were used to guide the tracing of six a-priori regions of interest (ROIs) including the ipsilateral and contralateral cortex, corpus callosum and hippocampus [5254]. The ROIs were registered to subject space using inverse subject-to-template diffeomorphisms and the total volumes for each structure were calculated using FSL stats, a component of FMRIB’s Software Library (FSL, MRI analysis was conducted by a researcher who was blinded to the experimental conditions.

Behavioral assessment

In addition to the NAP, four behavioural tasks were employed to examine the behavioral sequelae to repeated ACHI in both male and female animals. A cohort of repeated ACHI (n = 9 female, 9 male) and sham injured subjects (n = 9 female, 9 male) were assessed using the following behavioural tasks at one hour and one day after final injury:

Barnes maze.

The Barnes maze was used to assess spatial memory after injury. The Barnes maze (Maze Engineers, Cambridge, MA) is an elevated circular platform (122 cm diameter) with 20 holes (10cm diameter) spaced evenly around the perimeter. One hole leads to an escape box that remains in the same position throughout the experiment, and the other holes are open. The maze was placed in a room with distinct distal visual cues to allow for spatial navigation. The training paradigm used was adapted from common procedures in order to suit the timeline of this experiment and the juvenile age group [55]. All subjects were trained to locate the escape hole for two days before ACHI or sham. The first training day consisted of 4 trials, and on the second training day trials repeated until criterion was reached. The training criterion was determined as the ability to locate the escape hole using a direct search method with ≤ 1 error in two trials. Immediately before the first training trial rats were enclosed in the escape box to acclimatize for 2 minutes. Then they were moved directly to the center of the maze and allowed to explore freely for 5 minutes. If they found the escape box during this time, they remained there for 15 seconds before being returned to their home cage. If they did not find the escape box, they were led there by the researcher and allowed to remain there for 15s before being returned to their home cage. All remaining training trials were the same as the first, except the acclimatization period was not repeated, and instead subjects were placed in the center of the maze directly from their home cage at the start of the trial. A test trial was completed one hour and one day after injury. Like the training trials, rats were placed in the center of the maze and allowed to explore freely for up to 5 minutes. The total distance travelled and number of errors made before locating the escape hole was measured as an indication of spatial memory. Movement in the maze was tracked using EthoVision XT 11.5 software (Noldus, Netherlands). Error tracking was performed manually by a researcher blinded to group. An error was scored if the subject moved any portion of their head over a hole that did not allow escape. All maze components were wiped down with Virkon disinfectant/cleaner and allowed to dry completely between subjects.


Motor coordination and balance were assessed using the Rotarod (Rat Rotarod NG, Model 47750; Ugo Basile, Varese, Italy). The apparatus consists of a rotating rod (6 cm diameter) with machined grips, divided into four equal 8.7 cm wide sections raised 30 cm above trip boxes. Subjects were trained to use the Rotarod one day before the first ACHI or sham. In training trials, subjects were placed on the rod, which was rotating at a constant speed of 10 rpm. The training trial continued until the subject able to stay on the rod for 60 consecutive seconds without falling, turning around, or clinging to the rod. If they fell from the rod or turned around, they were placed back on the rod correctly and the timer restarted. In test trials, an accelerating protocol was used with the speed of rotation increased from 10–50 rpm over 300 s. Each trial was terminated if an animal fell, clung and rotated for two full rotations, or remained on for >300s. Latency to fall (s) were automatically recorded for each trial. The average of the three trials was calculated and used for analysis. Training trials and baseline values were recorded 24 h prior to ACHI procedure. The Rotarod apparatus was wiped down with Virkon and allowed to dry completely between subjects.

Open field.

The open field was used to assess anxiety-like behaviour, and overall locomotion. Animals were placed in the center of a circular white, arena (100 cm diameter, 50cm walls in a brightly lit room and given 5 min to explore freely [53,56,57]. Animals were tracked with EthoVision XT 11.5 software (Noldus, Netherlands). Increased time spent in the perimeter (thigmotaxis) or decreased time spent in the center area (70 cm diameter) are measures of anxiety-like behaviour [58,59]. Secondary measures included proportion of time moving and average velocity of movement. The maze was wiped down with Virkon and allowed to dry completely between subjects.

Elevated plus maze.

Anxiety like behaviour was also assessed in the elevated plus maze after ACHI [60,61]. A raised plus-shaped maze with two opposing enclosed arms and two opposing open arms in a brightly lit room was used. Rats were placed in the center of the maze facing a closed arm, and allowed to explore freely for 5 minutes. Animals were tracked using EthoVision XT 11.5 software (Noldus, Netherlands). The proportion of time spent in the open arms was measured as an indication of anxiety. Secondary measurements taken were proportion of time moving, and average velocity. The maze was wiped down with Virkon and allowed to dry completely between subjects.

Statistical analysis.

A Kruskal-Wallis test with Nemenyi post hoc analysis were used to compare the composite NAP, as this is a non-parametric dataset. Two-way ANOVAs with injury group and post-injury time point as the between subject factors were used to analyze MRI volumetrics for each ROI. For Barnes maze training trials, mixed ANOVA with trial number as within subject factor and sex as between subjects factor was used to analyze individual trial path lengths. A Greenhouse-Geisser correction was used to adjust for violation of Mauchly’s test of Sphericity. Two-way ANOVA with injury group and sex as between subject factors was used to analyze total path distance. Mixed ANOVA with injury group and sex as between subjects factors, and post injury time point as the within subjects factor were used to analyze behavioural task outcomes. Statistical significance was set at p<0.05. Linear trendlines and correlation coefficients in the comparison of NAP scores to Barnes maze outcomes were determined using Excel (Microsoft, Redmond, WA). Power analyses were performed using G*-Power to determine group sizes required for appropriate statistical analyses. Statistical analyses were performed using RStudio (RStudio, Boston, MA) and SPSS statistics software (IBM, New York, NY).


ACHI model demographics

The animals’ welfare and comfort were prioritized by taking extra care to actively monitor and respond to changes in each animal’s tolerance of the restraint, and signs of pain post injury.

Restraint tolerance.

Animals were assessed for restraint tolerance according to a predetermined scoring index approved by our institutional Animal Care Committee. Overall the subjects tolerated the restraint well. Common indications of low tolerance were mild vocalisation, and shifting position in the restraint. The ACHI was only performed if the subject was motionless for the impact component and was not vocalizing during the procedure. In the current cohort (n = 97), there were no instances where a subject had to be removed from the study due to restraint intolerance. There was one instance (repeated ACHI male, 4th injury) where the subject was returned to their home cage due to persistent movement, but the procedure was successful on the second attempt.

Pain assessment.

Subjects were regularly assessed for signs of pain, and scored according to a predetermined index throughout the experiment and following days. Subjects showed almost no signs of pain across all criteria, and no animals received a combined pain scale score of greater than 2, so supportive care and/or analgesics were not required for any subjects in these test populations.


The overall mortality rate for this model was relatively low at 3% (3/97). These cases were all males from the repeated ACHI group, following their fourth ACHI procedure. In all three cases, it was immediately obvious that the subject was moribund, so they were immediately euthanized and removed from the study. There were no cases where a subject initially appeared normal, and then escalated to a moribund state.

These data indicate that the ACHI procedure is a simple and high throughput method of producing a mild closed head injury. The ACHI procedure was consistently completed, including the NAP, in less than 5 minutes per animal.

Quantification of mild neurological impairments in ACHI

Loss of consciousness.

We were able to assess three indicators of loss of consciousness (LOC) (apnea, toe pinch reflex, and righting reflex) immediately after each ACHI or sham procedure, without the potential confound of recovery from anaesthesia. As expected, subjects in the sham group did not exhibit any indication of LOC for any of the three indicators (Fig 2A). Apnea was not observed following the ACHI procedure in any of the 93 subjects in any of the conditions (sham, single, repeat). The toe pinch reflex was absent in one animal from the repeated ACHI group for 5 seconds. The righting reflex was briefly impaired in 11% of single ACHI animals and 20% of repeated ACHI animals. For these animals, the average latency until the righting reflex recovered was 4 seconds in the single ACHI group and 21.75 seconds in the repeated ACHI group. Chi square analysis indicate there are no significant differences in the proportion of animals from each group that failed toe-pinch (χ2(2, N = 58) = 1.93, p = 0.38) and righting reflex tests (χ2(2, N = 58) = 4.33, p = 0.11).

Fig 2. Awake closed head injury produces short-lived loss of consciousness and acute neurologic impairment without producing a visible lesion.

(A) Righting reflex was assessed immediately after ACHI or sham. 100% of sham subjects self-righted immediately, whereas 11% of single ACHI, and 20% of repeat ACHI subjects failed to right immediately, indicating an acute loss of consciousness. Neurologic assessment protocol (NAP) testing began immediately after the righting reflex test, and was repeated one day later in a subset of animals. They were assessed in the startle reflex, limb extension, beam walk, and rotating beam tasks, and given a point for each successfully completed task so that a score of 4 indicates perfect performance, and a score of 0 indicates severe impairment. (B) Immediately after injury or sham the average NAP score was significantly lower in single and repeat ACHI groups compared to sham. (B) 1 day after ACHI or sham there were no significant differences in NAP scores.

Neurological assessment protocol.

NAP score analysis was completed in a cohort of 58 subjects immediately after each ACHI or sham (n = 18–20 per group), and in a subset of these it was repeated 24 hours later (n = 8–11 per group). The average number of NAP tasks successfully completed by each animal was quantified for each group and presented as a composite score, where a score of 4 indicates perfect performance and 0 indicates severe impairment. Immediately after the procedure, average NAP scores for the sham, single ACHI, and repeated ACHI groups were 3.8, 2.9, and 2.1 out of 4 respectively (Fig 2A). Kruskal-Wallis analysis revealed a significant effect of injury group (χ2 (2) = 19.35, p = 0.000063), and Nemenyi post hoc analysis showed that both single (p<0.05) and repeated ACHI (p<0.001) groups had significantly lower scores than sham animals. One day after the final ACHI, there were no significant differences between any of the treatment groups in NAP scores (χ2 (2) = 5.25, p = 0.07) (Fig 2B).

Since this is a new condensed format of components routinely performed in other common neurological assessments[42,45,46,62] we also assessed each task individually in order to determine how effectively they discriminate between injury groups. The success rates for each task (i.e. the percentage of subjects to pass each task) are shown in S2 Fig. In the startle response and limb extension tasks, 100% of shams passed, whereas only 55% and 40% of repeat injured subjects passed, respectively. The beam walk and rotating beam tasks appeared to be more challenging, as the shams had 90% and 85% success rates, respectively, indicating a subset of uninjured subjects failed this task as well. The beam walk still differentiated between experimental groups, as only 45% of repeat injured subjects passed by comparison. The rotating beam task may have been less effective for discriminating between groups, as 65% of repeat injured subjects passed.

ACHI does not result in volumetric loss of cortex, hippocampus and corpus callosum

Significant structural damage is unusual in clinical cases of concussion[18], but common in many rodent models of traumatic brain injury where the brain is directly impacted (e.g.,[50]). To determine if the ACHI model induced significant structural damage, we initially examined 50 μm brain sections from a cohort of 6 animals. As is illustrated in Fig 3, sections obtained from animals perfused and fixed 24 hour following their fourth ACHI procedure did not show evidence of severe tissue damage or hemorrhage. To examine brains in greater detail, structural MRI was performed on a separate cohort of animals to determine if the ACHI procedure led to volumetric changes in key structures. As shown in Fig 4A, no significant regions of damage could be identified with the structural MRIs performed on the brains of animals that received either the single or repeated ACHI procedure. This observation was supported by the lack of a significant injury or recovery time effect or interaction on volumetric measures from the six ROIs (Fig 4B).

Fig 3. Repeat ACHI does not produce visible morphological abnormalities in the cortical layers beneath the injury site.

Representative images of a perfused and formalin fixed brain from a female rat 24 hours after repeat ACHI (left), and 50 μm coronal slices from control and repeat ACHI subjects, stained with Cresyl violet (right). Low magnification images (20x) are shown and the injury side is the left in each image. (PID: Post injury day, *p<0.05, **p<0.01).

Fig 4. Single and repeat ACHI did not lead to overt brain damage observed in ex vivo structural MRIs in juvenile male and female rats.

(A) Representative coronal slices of MRI scans at one and seven days following sham, single, or repeat ACHI show no obvious damage. (B) The volume of the ipsilateral and contralateral cortex, hippocampus, and corpus callosum were measured at PID1 or PID7. There was no significant effect of injury, or injury and recovery interaction in each of the six ROI’s. There was a significant effect for recovery time on volumes of the ipsilateral and contralateral corpus callosum. (* p<0.5; ** p < .01; PID: Post injury day).

ACHI produces mild acute cognitive impairment in juvenile female rats

Memory deficits are a common cognitive symptom of concussion in clinical populations [5,18] and rodent models alike[50,6365], and in these experiments we used the Barnes maze to determine whether our ACHI model impairs recall memory. Subjects were trained to locate a small escape hole on an open elevated circular platform using distal spatial cues (n = 9 per group) prior to undergoing the ACHI procedure. After the ACHI procedure, their ability to remember the location of the escape hole was assessed. There was a significant effect of time (F (4.402, 149.680) = 14.681, p<0.001) but no interaction with sex across training trails, indicating that all subjects were able to learn the location of the escape hole (Fig 5A). On average this required 10 training trials). After randomly assigning subjects to injury groups, no differences were found in the total distance travelled during training (Fig 5B) confirming that groups were equally proficient in the task before injury. The total number of errors, and total distance taken to locate the Barnes maze escape hole were measured one hour and one day after ACHI. As shown in Fig 5C, a significant main effect of injury group (F(1, 32) = 5.857, p = 0.021), indicated that across both sexes and both time points, the animals from the repeated ACHI group made more errors during testing. A significant main effect of sex (F(1, 32) = 4.874, p = 0.035), indicates that across injury groups and time points, females made more errors than males. There were no significant effects of time point, or interactions between factors. As shown in Fig 5D There were no significant interactions or effects on the total distance to locate the escape hole, although a main effect of group approached significance (F(1,32) = 4.156, p = 0.050) with a moderate effect size (ηp2 = 0.115), indicating further exploration is warranted.

Fig 5. Repeat ACHI did not produce significant cognitive deficits in the Barnes maze compared to sham at one hour or one day after final injury.

(A) Subjects were trained to use distal spatial cues to locate the escape hole in a Barnes maze in a series of 5 minute training trials over two days. The predetermined training criterion was to locate the hole using a direct search strategy with 1 or fewer errors in two trials. Subjects were able to reach the training criterion within an average of ten trials. There was a significant effect of trial number, but no significant interaction with sex. (B) The total distance travelled during training trials was equivalent between groups, indicating that all groups were equally proficient in the task before ACHI or sham. (C) There were no significant differences in the total distance travelled to escape during test trials. (D) There were no significant interactions of injury, sex, and/or post injury time point, but a significant effect of group indicates that across time points and sexes, the repeat ACHI group made more errors. Similarly, a significant effect of sex indicates that across injury groups, females made more errors than males. A subtle trend towards a longer distance to escape accompanied by elevated variability indicate that a subset of subjects in the repeat ACHI group were impaired. (E-F) This was further explored by plotting the distance to escape versus individual NAP scores for repeat ACHI subjects, in order to determine whether NAP score performance predicted cognitive outcomes. (E) A moderate negative correlation was observed in the female group between the NAP score immediately after injury, and the distance taken to escape the Barnes maze at one hour (R2 = 0.74). This was not seen in the males, and (F) had subsided in the females at one day (R2 <0.1). (PID: Post-injury day; *** p<0.001; + main effect of group, p<0.05; # main effect of sex, p<0.05).

In order to determine if a subset of subjects are more impaired than most, the number of errors made (Fig 5E) and distance to escape (Fig 5F) were plotted individually against NAP scores for repeated ACHI subjects. This also allowed us to determine whether NAP scores may predict cognitive outcomes. In the female repeated ACHI group, moderate negative correlation was observed between the number of errors made and NAP score (R2 = 0.667), and the distance travelled to escape (R2 = 0.739). This was not present in the males, and had subsided in the females at PID 1 (R2 <0.1).

ACHI did not produce significant motor impairments or increase anxiety-related behaviour

We used the Rotarod apparatus to examine learned motor skills after either single or repeated ACHI (n = 9 per group). All subjects were trained to the same criterion on the Rotarod prior to ACHI, and then tested after injury. The test protocol accelerated from a speed of 10 to 50 RPM in 5 minutes, and the latency to fall was recorded. As shown in (Fig 6A), there were no significant group, sex, or time point effects or interactions in Rotarod performance, indicating no motor impairment.

Fig 6. Repeat ACHI did not produce significant motor impairments or anxiety like behaviour at one hour and one day after injury.

(A) There was no significant effect of injury, sex, or time point on the latency to fall from the Rotarod. Subjects were trained to use the Rotarod prior to injury, and then tested on a protocol accelerating from 10 to 50 RPM in a 5 minute interval. (B) Subjects were placed in a 100 cm diameter open field maze and allowed to explore freely for 5 minutes. Repeat ACHI did not impair overall mobility, as there were no significant differences in the total distance moved. A significant effect of post injury time point indicates all groups and sexes travelled a shorter distance on PID one. (B) There was no significant effect of sex or injury on the average proportion of time spent in the center (70cm diameter) of the open field maze, but all subjects spent significantly less time in the center on PID 1. (D) There was a significant effect of sex on the amount of time spent in the open arms of the elevated plus maze, indicating that across groups and time point’s females spent less time in the open arms. (PID: post injury day; ** p<0.01; *** p<0.001; # main effect of sex, p<0.05).

The total distance travelled by animals in an open field maze can also be used as a convergent means to assess motor function (Fig 6B). As is shown, there was no effect of ACHI on the total distance travelled in any group, providing further evidence that mobility was not impaired. Further support comes from the fact that the average speed, and percentage of time spent moving, in the Barnes maze, open field, end elevated plus maze was equivalent across groups (see S3 Fig). In all mazes, there were no significant injury effects or interactions on the average speed or time moving, confirming the absence of ACHI-induced motor impairment. Conversely, in the Barnes maze there was a significant effect of sex (F(1,32) = 4.296, p<0.046) on average speed, indicating that the females were moving significantly faster on both days, regardless of injury group.

The amount of time spent in the center (70cm diameter) of a round open field maze, and in the open arms of an elevated plus maze were used to examine signs of anxiety after ACHI (n = 9 per group). In the open field there were no significant injury group effects, sex effects, or interactions for the amount of time spent in the center (Fig 6C). Similarly, there were no significant injury group effects on time spent in the open arms in the elevated plus maze, indicating ACHI did not lead to acute elevations in anxiety (Fig 6D). There was a significant effect of sex (F(1,32) = 4.976, p = 0.021) meaning that females in all groups spent significantly less time in the open arms on both days, which is a putative indicator of anxiety. Conversely, the significant effect of time on open field distance (F(1,32) = 102.577, p<0.001); open field speed (F(1,32) = 102.577, p<0.001); open field time moving (F(1,32) = 102.577, p<0.001); and elevated plus maze time moving (F(1,32) = 102.577, p<0.001), provided evidence that normal changes in performance following multiple exposures to these mazes were occurring.


These initial experiments show that the ACHI model is a relatively simple high-throughput tool that reliably produces the key features of concussion outlined by the international consensus statement on concussion in sport [5]. In particular, we show that a single impact with this model can produce mild short-lived neurologic impairments that can be quantified using a simple NAP procedure. Repeated injuries produced more pronounced deficits including higher incidence and longer duration of LOC, acute neurologic impairment in NAP performance, and recall memory impairments in the Barnes maze. An ex vivo MRI analysis and cresyl violet histology indicated that these deficits occurred in the absence of any significant visible physical damage or structural changes in the brain. Moreover, NAP score impairment resolved spontaneously within 24 hours. Thus, our results indicate this model may be a useful tool to investigate the pathophysiology underlying repeated concussion in the developing brain.

A main advantage of the ACHI model and NAP scoring is that it allows the researcher to measure the rapid evolution of changes immediately after injury, without the potential confounds of surgical or anaesthetic recovery. Anaesthesia is known to have neuroprotective effects[39,40,66], and it is important to acknowledge that this has the potential to affect outcomes in models where it is used. A primary focus of future experiments is to explore whether acute anaesthetic exposure at the lower dosages commonly used in rodent models of mTBI may be a potential confounder.

Only a small subset of injured subjects lost consciousness, and these were predominantly subjects in the repeated ACHI group. These findings are in agreement with clinical observations, as well as those from similar models [5,9,10,41,67]. The observed LOC was comparable to that seen in high school and collegiate athletes, where only 5–9% of concussions produced LOC[9,10] with a median duration of 5 seconds, and with 91% regaining consciousness in less than 30 seconds[10].

A similar trend of graded symptom severity was observed in NAP findings where a repeated injury produced poorer performance than single ACHI. Overall, these results reflect a common trend in pre-clinical and clinical concussion research showing that repeated injuries tend to result in more severe neurologic impairments [18,42,63,68,69]. These data indicate our NAP score is a useful tool because it provides a simple, yet sensitive, assessment of neurologic function that can be rapidly applied in the diagnostically important time window immediately after the injury. However, it is limited in that it does not address more subtle cognitive, motor, and emotional changes that are common symptoms of clinical concussion [5,6,7072].

Indeed, further behavioural assessment indicated that repeated ACHI produced acute recall memory impairments in the Barnes maze. Repeat injured subjects made significantly more errors compared to sham animals, indicating cognitive deficits. Conversely, no motor impairments or changes in anxiety-like behaviours were observed. Given that impairments after clinical concussion can emerge over time[5,73], and be transient and subtle[74], future work should extend the post-injury timeline and use more sensitive behavioural assessments to detect impairments after repeated ACHI. Future work should also explore how increasing the number of repeated injuries can produce more severe outcomes. This is emerging as an important consideration for many sports that involve the potential for head impact exposure. Recent attempts to quantify this in college athletes have indicated that football players experience an average of 6.3 impacts per practice, and 14.3 impacts per game[75], which is much greater than the four ACHI impacts administered here.

Behavioural outcomes can be compared to NAP score results to determine whether the NAP score may be predictive of the duration and complexity of symptoms in this model. Indeed, we found a moderate correlation between low NAP scores and poor Barnes maze performance in females. In clinical cases, the sport concussion assessment tool (SCAT) is a popular standardized tool used by physicians to help diagnose concussions. It is recommended for use immediately after a suspected concussion has occurred, and is also used to monitor recovery [14,76,77]. Initial SCAT performance may be predictive of the duration of recovery and severity of symptoms [78], and thus helpful for planning individualized treatment strategies. To that end, future work should aim to determine whether NAP score correlates with other impairments that may arise.

A major challenge in the diagnosis of clinical concussion is that symptoms often occur in the absence of visible damage on conventional neuroimaging (e.g., CT and structural MRI)[7981]. Studies have noted changes in the volume of brain structures after concussion, but these changes are associated with a history of multiple head injuries, and occur after a long period of time [82]. We found that ex vivo whole bran scanning revealed no reduction in the volume of the hippocampus, cortex, or corpus callosum, indicating that single and repeated ACHI did not produce overt structural damage. This was confirmed by convergent cresyl violet histology in a separate cohort. Future studies will need to determine if multiple injuries at this early age produce long-term changes in brain development. This may require more advanced MRI methods, such as diffusion weighted MRI, to quantify indications of axonal or dendritic injury [8386].

An important goal for clinical concussion research is to better understand the extensive heterogeneity in concussion symptoms and recovery. This has been linked to risk factors that were present before the injury, and the nature of the injury itself [87]. This problem can be investigated using models like ACHI by identifying pathophysiological differences between subsets of subjects that experience the most severe symptoms, and the ones that experience few or no symptoms, despite having received the same head impact. Investigating subtle physiologic differences between subjects that develop differing severities of symptoms in response to the same ACHI may provide insight on why symptomology is so diverse in clinical cases. The correlative comparison of NAP scores and Barnes maze outcomes revealed a subset of female subjects that performed much worse than their injured and uninjured counterparts alike. Some clinical studies have found that concussion symptoms in females tend to be more severe and longer in duration [18,8891], although some experimental models find the opposite, supported by the neuroprotective effects of estrogen[92,93]. We failed to observe any significant injury induced differences between males and females in behavioural and structural outcomes. However, the subset of more severely impaired females suggests it is possible that sex differences in symptoms may require more sensitive tests to elucidate. Recently we have shown that measures of synaptic plasticity may help to elucidate functional sex differences following a closed head injury by a weight drop model in anaesthetised animals [94], and similar examinations may offer the veracity needed to adequately explore this issue following single and repeated ACHI.

We set out to design and characterise a model that produces mild closed head injury in juvenile rats that it is relevant to pediatric concussion. Taken together these observations reflect all four of the criteria that define a concussion outlined by the most recent consensus statement on concussion in sport [5]. We have shown that 1) an “impulsive” force transmitted to the head results in 2) the rapid onset of short-lived neurologic impairment that resolves spontaneously. This occurs 3) in the absence of overt structural changes, and 3) involves LOC and cognitive impairment in a small subset of cases. These results demonstrate the utility of the ACHI model for continuing pre-clinical research on concussions in the developing brain.

Supporting information

S1 Fig. Schematic diagram showing dimensions of custom 3D printed helmet to fit a juvenile (postnatal day 25–28) Long Evans rat.

Helmets were 3D printed with 1.75mm ABS plastic filament using a MakerBot Replicator 2. They were placed over the rat’s head, and held in place with an elastic band under the chin and two sided tape.


S2 Fig. The four tasks used in our modified NAP can individually distinguish between injury groups with varying success.

Startle response was lost in one single injured subject, and in 45% of repeat injured subjects. Limb extension was impaired in 33% of single injured subjects, and in 60% of repeat injured subjects. Beam walk performance was impaired in 55% of repeat injured and 50% of single injured animals, but may have been more challenging overall as 10% of shams also failed. Similarly, 15% of sham controls failed to complete the rotating beam task, however injury-related impairment was evident as 22% of single- and 35% of repeat injured subjects also failed. Error bars show standard error of the proportion.


S3 Fig. The average speed, and proportion of time moving in the Barnes, open field, and elevated plus mazes were recorded as secondary measures of general locomotion.

There was a significant effect of sex on both speed, and percentage of time moving in the Barnes maze. There were no significant effects or interactions of group or sex in the open field and elevated plus maze. All groups travelled significantly slower and spent significantly less time moving in the open field on post injury day (PID) 1. Repeat injured males moved slower and spent less time moving on (PID 1) than 1 hour after final injury. (* p< 0.05; ** p< 0.01; *** p<0.001).


S1 Table. This scoring guideline was used to assess the extent to which subjects resisted the soft plastic restraint used in the ACHI procedure.

A low score of 0 indicates the subject entered the restraint without resisting, and remained silent and motionless while enclosed. Higher scores were assigned if the animal resisted entering the bag, and moved or vocalized after enclosed, depending on the severity. The maximum duration in the bag was limited to 5 minutes, and score of 4 or higher resulted in the animal being returned to their home cage to rest before trying again. The subject should be removed from the study if they continue to resist after three attempts. In this study, no animals reached the maximum duration of 5 minutes, and no animals were removed due to resisting restraint.


S2 Table. Subjects were assessed for signs of pain and distress before and after each injury, and regularly during the week of recovery using.

The upper portion of the table displays 5 categories of criteria that are common indicators of pain status in rodents. Each category is scored on a four point scale, where a 0 indicates no pain and a 3 indicates most severe pain. During an assessment, each animal is scored in each category. The lower portion of the table describes how to interpret the pain scale scores. It takes into account the total combined score from all categories, as well the highest score in a single category, in order to determine what action to take if an animal is showing signs of pain.



This development of this model was supported by funding from NSERC and CFI to BRC. MRI investigations by SRS were supported by the Australian NHMRC. AM, RCW, and MC were supported by CIHR/NSERC graduate fellowships. The authors would like to extend their gratitude to Dan McIlvaney and the University of Victoria’s Computer Science and Engineering department for his assistance in developing and printing the helmets described in this report. The authors would also like to thank Chris Secord and the University of Victoria Faculty of Science Machine Shop for their assistance in designing and developing the impact tip and stereotaxic base for the ACHI device.


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