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Simulations of camera-based single-molecule fluorescence experiments

  • Richard Börner ,

    Contributed equally to this work with: Richard Börner, Danny Kowerko, Mélodie C. A. S. Hadzic

    Roles Conceptualization, Funding acquisition, Methodology, Project administration, Software, Supervision, Visualization, Writing – original draft, Writing – review & editing (RB); (RS)

    Affiliation Department of Chemistry, University of Zurich, Zurich, Switzerland

  • Danny Kowerko ,

    Contributed equally to this work with: Richard Börner, Danny Kowerko, Mélodie C. A. S. Hadzic

    Roles Conceptualization, Data curation, Formal analysis, Funding acquisition, Methodology, Software, Supervision, Visualization, Writing – original draft

    Affiliation Department of Computer Science, Chemnitz University of Technology, Chemnitz, Germany

  • Mélodie C. A. S. Hadzic ,

    Contributed equally to this work with: Richard Börner, Danny Kowerko, Mélodie C. A. S. Hadzic

    Roles Data curation, Funding acquisition, Methodology, Software, Writing – review & editing

    Affiliation Department of Chemistry, University of Zurich, Zurich, Switzerland

  • Sebastian L. B. König,

    Roles Funding acquisition, Writing – review & editing

    Affiliations Department of Chemistry, University of Zurich, Zurich, Switzerland, Department of Biochemistry, University of Zurich, Zurich, Switzerland

  • Marc Ritter,

    Roles Funding acquisition, Resources, Writing – review & editing

    Affiliation Department of Applied Computer and Biosciences, Mittweida University of Applied Sciences, Mittweida, Germany

  • Roland K. O. Sigel

    Roles Funding acquisition, Resources, Supervision, Writing – review & editing (RB); (RS)

    Affiliation Department of Chemistry, University of Zurich, Zurich, Switzerland


Single-molecule microscopy has become a widely used technique in (bio)physics and (bio)chemistry. A popular implementation is single-molecule Förster Resonance Energy Transfer (smFRET), for which total internal reflection fluorescence microscopy is frequently combined with camera-based detection of surface-immobilized molecules. Camera-based smFRET experiments generate large and complex datasets and several methods for video processing and analysis have been reported. As these algorithms often address similar aspects in video analysis, there is a growing need for standardized comparison. Here, we present a Matlab-based software (MASH-FRET) that allows for the simulation of camera-based smFRET videos, yielding standardized data sets suitable for benchmarking video processing algorithms. The software permits to vary parameters that are relevant in cameras-based smFRET, such as video quality, and the properties of the system under study. Experimental noise is modeled taking into account photon statistics and camera noise. Finally, we survey how video test sets should be designed to evaluate currently available data analysis strategies in camera-based sm fluorescence experiments. We complement our study by pre-optimizing and evaluating spot detection algorithms using our simulated video test sets.

1 Introduction

Since the initial proof of concept, single-molecule fluorescence techniques, in particular single-molecule Förster resonance energy transfer (smFRET), have proven powerful tools in probing biomolecular structures and dynamics [13]. Single fluorescent molecule sensitivity is predominantly achieved using two experimental configurations: (i) confocal microscopy in conjunction with single-photon detection (avalanche photodiodes or photomultiplier tubes) [4,5] and (ii) total internal reflection fluorescence [6] or wide-field microscopy with intensity-based detection using either an electron multiplying charge-coupled device (EM-CCD) [7,8] or a scientific complementary metal-oxide-semiconductor (sCMOS) camera [9]. Camera detection is characterized by a time resolution in the lower millisecond range and a spatial resolution reaching the diffraction limit of visible light [7]. Much higher time resolution can be achieved when photon counting detectors are used in time-correlated single photon counting (TCSPC) experiments with pulsed excitation sources. Conversely, time-binned methods are rather straightforward to implement, comparably inexpensive and, importantly, allow for parallel recording of hundreds to thousands of single molecules at the same time [10,11].Consequently, camera-based fluorescence detection of single-molecules has become a widespread approach for high-throughput acquisition of single-molecule data, especially in the context of smFRET experiments.

Camera-based smFRET generates large and complex data sets that are henceforth referred to as single molecule videos (SMVs). SMVs are characterized by a low net signal and a low signal-to-noise ratio (SNR), a high molecule surface density (ρ), short intermolecular distances (IMD), and inhomogeneous background profiles. Much effort has been geared towards SMV data analysis in recent years [1113], but their analysis is at present not standardized. Instead, individual researchers face a host of different data analysis strategies developed by different groups [12,1417]. Therein, SMV simulations in camera-based SM detection have been reported in the context of kinetic/dwell-time analysis, where method-specific kinetic rates are determined and evaluated against their simulated ground truth, usually as a function of the SNR [12,14,18,19]. Although these studies describe the simulation process used, recovering video simulation parameter (VSP) values from the manuscript or supplementary material to reproduce the simulated SMV is typically not straightforward. Independent and reliable assessment of such data analysis strategies requires a common standard to be defined. Thus, the systematic annotation of SMVs with metadata files, would ease and speed up the process of data reproduction. However, standardized, simulated smFRET data test sets annotated with metadata are, to the best of our knowledge, at present not available.

In the field of computer science, well-annotated and independently designed sets of test data allow the evaluation of individual algorithms [20,21]. Thereby, potential user-bias is minimized, and thus, the evaluation of algorithm via test data sets are accepted as common standard. We believe that standardized, simulated SMV are very suitable as test data sets as they inherently fulfill two conditions: First, they allow the reproducible evaluation of processing algorithms used in smFRET data analysis by providing a set of video simulation parameters (VSP) screening a large experimentally relevant parameter space [18]. Second, simulated SMVs do not contain experimental artifacts due to their unambiguous definition of molecular properties and instrument-specific parameters (Fig 1). A comparable approach has been presented by Sage et al. for the evaluation of single molecule localization microscopy methods [22] and by Preus et al. for the evaluation of background estimators in single molecule microscopy [23].

Fig 1. Method parameter optimization and evaluation.

Simulated SMVs can be applied to evaluate data analysis algorithms (left) and for comparison with experimental data (right). In the former application, MC simulations are performed to generate a set of SMVs characterized by defined VSPs, followed by analysis using the algorithm to be evaluated. The results (output parameters of the method) are then compared to the input parameters of the simulation to quantify the performance of the algorithm. Method specific parameters (MPs) are varied to maximize the agreement between input and output parameters in order to reach maximum accuracy and efficiency (see Section 4 for further details). Using pre-optimized parameter sets to analyze experimental data (application) yields reliable results of the molecular system under study.

Here, we provide the theoretical groundwork to generate realistic SMVs covering a large, experimentally relevant VSP space. Specifically, the methodology presented herein addresses (i) the design of thermodynamic and kinetic models, (ii) the distribution of single-molecules in the cameras field of view (FOV) and point-spread function (PSF) modeling using a 2D-Gaussian approximation, (iii) the simulation of photobleaching, (iv) the introduction of signal contributions like background, spectral bleed-through and camera noise and (iv) the SMV export with respect to output file formats and SMV documentation. We present the concepts for performance evaluation of algorithms addressing multiple aspects of SMV data analysis, including SM localization, background correction, intensity time trace generation, trajectory discretization, as well as kinetic and thermodynamic modeling. We use our MATLAB-based SMV simulation tool within our Multifunctional Analysis Software for Handling single molecule FRET data (MASH-FRET) [13], which is easy-to-use and permits rapid and integrated analysis of camera-based smFRET experiments, to simulate well-annotated SMV test data sets. We apply them to optimize method parameters (MP) of different SM localization algorithms commonly used in the field of camera-based SM fluorescence and compare their performance as a function of the total emitted intensity of single molecules. Both MASH-FRET and the benchmarking data sets are freely available via

2 The principles of FRET and camera-based smFRET experiments

Förster resonance energy transfer (FRET) denotes the dipole-dipole coupling between a donor fluorophore and an acceptor that is usually, but not necessarily [24,25], also a fluorophore. According to Förster's theory developed in the 1940s, the efficiency of the process, i.e., the FRET efficiency or transfer efficiency E, depends on the inverse sixth power of the interdye distance r [26,27] (1) where R0 denotes the Förster radius, i.e., the distance specific to the FRET pair resulting in a FRET efficiency of 50%. Owing to the pronounced distance dependence of the FRET efficiency, FRET is frequently referred to as a spectroscopic ruler within a range of 3 to 10 nm [28]. For further information on FRET, please refer to dedicated reviews [3,6,15,29].

Camera-based smFRET typically involves total internal reflection (TIR) excitation of surface-tethered biomolecules that are fluorophore labeled [7]. Total internal reflection (TIR) of an incident laser beam can be achieved with a prism or directly through a suitable objective, yielding an evanescent field with an exponentially decaying intensity profile for fluorophore excitation and low out-of-focus fluorescence [6]. Emitted photons are sorted according to their wavelength and detected using a camera. These raw videos are referred to as single-molecule videos (SMVs) throughout this article. In SMVs, fluorophore-labeled biomolecules act as point emitters of light and appear as PSFs in the FOV. In a perfect optical system without spherical aberration, their diffraction pattern can be satisfactorily described by a symmetric 2D Gaussian characterized by the full width at half maximum (FWHM) wdet,D/A,0 [30].

Extracting donor (D) and acceptor (A) emission rates from SMVs permits to approximate the FRET efficiency by the apparent time-dependent transfer efficiency FRET(t) [7,31] (2) where and correspond to the photon emission of the acceptor and donor fluorophore at a time point t, respectively. In practice, the detected photon emission rates are affected by spectral bleed-through btD/A, which results from the detection of donor photons in the acceptor channel, as well as direct acceptor excitation dEA. Both btD/A and dEA can be determined from the overlap of the emission and absorption spectra of the fluorophores taking into account set of optical filters used, although they are generally determined experimentally [7]. Furthermore, the detected photon emission rates contain background signal with different physical and technical origin (see below for further details). Differences in donor and acceptor quantum yields QYD and QYA, as well as detection probabilities of both donor ηD and acceptor ηA are accounted for by the correction factor γ. A detailed overview on the most relevant corrections and their effects is given in the Supporting Information (Section C in S1 File). Applying these corrections eventually yields absolute FRET efficiencies E(r,t) ≡ FRETabs(t), which can be converted into mean inter-dye distances [3134].

3 Simulation of SMVs

FRET efficiencies are calculated from fluorescence intensities. Consequently, we seek to simulate SMVs that contain time-binned fluorescence intensity trajectories, in which the stochastic nature of photon emission is accounted for by a Poisson probability distribution. Simulating SMVs requires the following VSPs to be defined (Fig 2): (i) The number of FRET states and the corresponding mean FRET efficiencies adopted by the molecular system under study, (ii) a kinetic model, which describes the transition rates between these FRET states as a Markovian process (Section 3.2), (iii) the photophysical parameters of the FRET pair, (iv) the number and location of single molecules within the FOV (Section 3.3.2), (v) the PSF model defined by the imaging system (Section 3.3.3), (vi) the background signal (Section 3.3.4), as well as (vii) a model to describe the noise of the camera (Section 3.3.6). The graphical user interface (GUI) of our MATLAB-based SMV simulation tool shown in Schematic A in S1 File allows the definition of all the above-mentioned VSPs in a straightforward manner. The simulation tool permits the user to export all video simulation parameters in Matlab-independent exchange file formats.

Fig 2. Simulation of SMV.

Schematic of smFRET data simulation with TIR illumination and camera detection as implemented in the MASH-FRET simulation tool. A large number of experimental or video simulation parameters can be independently set, ensuring the flexibility of the simulation tool.

3.1 Workflow to simulate single molecule FRET data

In order to obtain SMVs and FRET efficiency time traces that closely match experimental data, kinetic Monte Carlo (MC) simulations were used to generate N fluorescence intensity trajectories (Fig 2) [35]. For this purpose, we defined the total number of conformational states (molecular states) J as well as the corresponding J(J-1) monoexponential rate constants kij characterizing the interconversion between states i and j. Each state j was assigned to a discrete mean FRET efficiency FRETj. Simulation of each time trace n and frame l in a time series characterized by a total length L, followed by generating SMVs, was achieved in eight steps:

  1. Based on the kinetic rates kij, KMC simulations were performed to determine FRET(n,l) of each molecule n for each time bin l, i.e., the observation time a molecule spends in a certain molecular state. In the case of dwell times shorter than the time bin l, FRET(n,l) values of multiple states were averaged within the same bin l. Kinetic heterogeneity, i.e., state transitions characterized by multi-exponential kinetics [36], can be simulated by assigning different rate constants kij with the same FRETj value but different states j. The kinetic model is further described in Section 3.2.
  2. Donor and acceptor fluorescence intensities and were calculated according to Eq (2) based on the discrete FRET(n,l) values and assuming a total emitted donor fluorescence Itot,0 in the absence of FRET. Even though a constant Itot,0 for all SMs was used as default setting, it is possible to define molecule-to-molecule variations in I(n)tot,0 to model non-uniform illumination or to create test data sets featuring multiple SNR values (Section 3.3.3). Further, the probability of donor excitation in absence of FRET was assumed to be independent of time and the relative dipole orientation of both fluorophores. Additionally, the exponential decay in the z-direction of the evanescent wave generated in TIR was neglected, as immobilization typically confines the biomolecules in close proximity to the surface. Differences between quantum yields QYD and QYA, as well as between the detection efficiencies ηD and ηA were accounted for by the correction factor γ (Section C in S1 File). It is noteworthy, that the gamma correction introduces an indirect change of the total emitted fluorescence (Table C in S1 File) independent of the user-specified distribution I(n)tot,0 introduced above.
    A frequently observed phenomenon in smFRET are molecule-to-molecule variations. For example, variations can be observed with regard to the mean FRET value of a certain conformational state, the total emitted intensity and quantum yields [3,37]. We modeled cross-sample variability assuming a Gaussian distribution of the underlying VSP values characterized by a defined center and standard deviation σ, thus, FRETj and σFRET,j, Itot,0 and σItot,0, and γ and σγ. This straightforward approach allows to simulate cross-sample variability in FRET states and trajectory SNR originating from instrumental artefacts, but also fluctuations of QY, interdye distances, local refractive indices, and fluorophore orientations that lead to κ2 variations [18,38,39].
  3. Instrumental imperfections resulting in direct acceptor excitation and spectral bleed-through were also considered. The respective correction factors are listed in Section C in S1 File [40,41].
  4. To simulate spontaneous dye photobleaching (see option in Schematic A in S1 File), trajectories were truncated using an exponentially distributed photobleaching time.
  5. N molecules were distributed over a virtual FOV in the respective donor and acceptor channel (Section 3.3.1) using either pre-defined or random coordinates (Section 3.3.2). The position of each molecule (xn,yn) is time-invariant, i.e., focal drift was assumed to be absent.
  6. Pixel values of the respective single molecule coordinates were set to the calculated donor and acceptor fluorescence intensities I(xn,yn,l)D/A in each frame and subsequently convoluted with the PSF of the virtual imaging system as discussed in Section 3.3.3. A spatially and/or temporally variable background was added to each frame to account for different sources of background as discussed in Section 3.3.4 and Section 3.3.5. Instrumental imperfections such as focal drift and chromatic aberrations can be simulated too.
  7. Photon emission from fluorescent single molecules and background sources was implemented as all-or-none process with a constant probability to emit a photon according to Poisson statistics. In our MC simulations, the resulting photon shot-noise in donor and acceptor emission intensities was accounted for with a Poisson distribution of pixel intensities centered around the expected mean fluorescence intensity (Section 3.3.6).
  8. The detected photon signal was finally convoluted with a realistic SNR function taking into account the sensitivity, linearity, and temporal noise of camera sensors according to "Emva 1288 Standard Release 3.1" [42] and Hirsch et al. [43]. (Section 3.3.6). All simulation parameters were set to default values inspired by values typically observed in an experimental setting (Table 1).
Table 1. Default values for the simulations carried out with the MASH-FRET simulation tool.

3.2 Describing single molecule FRET trajectories as Markov chains

smFRET experiments rely on the assumption that a molecular system capable of adopting J conformations yields J unambiguously discernable FRET efficiencies. Therefore, we assigned each conformation j to a discrete FRET efficiency value FRETj in our simulations. Here, the thermodynamic equilibrium between these states depends on the kinetic rates kij that characterize interconversion between state i and j for all states J. This interconversion was modeled as a Markov chain (Fig 2) [46]. In a Markov chain, state transitions are treated as homogenous processes, and the respective J × J matrix of transition probabilities pij to transit from a state i to j is defined by the transition rates ki≠j and the frame rate f according to [47]: (3) where pi = j determines the probability to stay within the same state and pi≠j to transit from state i to state j, respectively. For ij, rates were assumed to adopt values ≥ 0, whereas rates were set to 0 for i = j. In the context of this study and for each simulated time trace n, we defined the state i of time bin l = 0 as the state with the highest probability pi = j according to the probability matrix in Eq (3). We assumed a total length L of the observation time and determined the conformational state at each time bin by means of a KMC simulation. Please note that Matlab's built-in function for HMM time series generation (hmmgenerate) parametrized using pjj’ in Eq (3) to build a time-resolved kinetic model and to generate the corresponding FRET time trace does not allow for time averaged states of single bins or frames, respectively. The simulation of the respective states in the following time bins can be carried out in two different ways: (i) bin wise or (ii) dwell time wise. For (i) we generated a random value from a uniform probability distribution between 0 and 1 and compared it to the cumulative probability vector of the respective state i in time bin l = 0. Thus, we defined the new state in time bin l = 1. The simulation was repeated for each time trace n until time bin L was reached. For (ii) we set pi = j = 0, generated a random value and compared it to the probability vector . Thus, we obtained the next state j and generated the dwell time in state I from a monoexponential probability distribution, a hallmark of classical chemical kinetics, characterized by the respective rate coefficient kij. All time bins within the generated dwell time were set to state i. In the case of dwell times exceeding the last time bin, the last dwell time was truncated to the total length L. Note that in particular transitions rates kijf lead to the detection of artificial states due to time averaging [29]. Therefore, in the case of dwell times shorter than the binning time, we built a time-weighted average of consecutive states in time bin l and l+1 yielding an averaged FRET value (artificial states) typical for kinetics faster than the exposure time of the camera. Both approaches objectively define the conformational state j of the (bio)macromolecule under study n for each single time bin l. The number of simulation steps in the second approach is drastically reduced, which allows faster simulations. Therefore, it is recommended for the creation of long time traces, traces with small transition rates and traces with large differences between transition rates in order to perform a statistically meaningful kinetic analysis later on.

In intensity-based smFRET experiments, kinetic rates, and thus the transition probabilities, are experimentally accessible from dwell-time analysis [3] or by maximizing the likelihood of a matrix of rate constants in Eq (3) according to Gopich and Szabo [48]. Thus, experimentally obtained rate constants can be used to simulate the molecular system under study for comparison, an approach which was presented recently [24].

3.3 Instrument specific configuration

In smFRET, the detected signal originates from fluorescent molecules that are only a few nanometers in size. This results in a diffraction-limited spot, whose intensity profile is determined by the characteristics of the optical imaging system, including the microscope objective and beam expander that is typically placed in the detection pathway for magnification (please see Table C in S1 File for further examples). In the following, we describe how we accounted for these instrument specific parameters with an appropriate PSF model, by adjusting the number of single molecules in the FOV, the background signal and the noise model of the camera. All of these VSPs can be independently defined in our MATLAB GUI shown in Schematic A in S1 File.

3.3.1 Camera and video parameters.

SMVs directly dependent on camera-specific parameters, such as the spatial resolution, the pixel size, and the video length, all of which are independent from the actual molecular system. We defined the image size or FOV by the pixel size dpix and the dimensions (xres,yres) of the camera sensor. Here, the latter depends on the number of horizontal and vertical divisions on the sensor, xres and yres, i.e., the number of pixel within a Cartesian coordinate system (x, y). State-of-the-art EMCCD cameras such as an the Andor iXon3 897D (Oxford Instruments, UK) are characterized by a pixel edge width of 16 μm and an xres×yres camera dimension of 512×512 pixel. Note that within an xres×yres image matrix, xres defines the number of columns and yres the number of rows following Matlab (and other programming languages) notation where an image matrix is defined as lines by rows, i.e. yres×xres. This corresponds to a total sensor area of 8190×8190 μm2. In a widefield microscope with 150-fold magnification (objective + beam expander, Table C in S1 File), the total sensor area corresponds to an area of 54×54 μm2 in object space. It should be noted that p x p pixels can be combined to one superpixel (hardware binning), an approach that increases the SNR at the expense of decreased spatial resolution. In this study, we performed hardware binning of 2 x 2 pixel and split the detector into two spectroscopic channels characterized by a resolution of 256×128 pixel each. Thus, the simulated object area 54×27 μm2 in each spectroscopic channel yields an object size of 0.21×0.21 μm2 of the virtual camera pixel in image space perfectly matching the diffraction limit of visible light (Table C in S1 File).

The total number of frames L determines the length of the video. The frame rate f is a rather arbitrary value in simulated SMV, since greyscale videos are usually saved as xres × yres × L matrices. Here, each xres × yres image was associated with a binning interval, typically between 10 ms and 100 ms. The binning interval is important for visualizing the SMV with a video player and it affects the outcome of the kinetic analysis (Section 3.2).

Photoelectrons generated in response to incident photons are digitized, yielding an integer data type with a given bit rate (BR). The BR defines the range of values used for the assignment of pixel intensities in units of image counts, electron counts or photon counts. For example, at a BR of 14 bit per pixel, the intensity adopts values from 0 to 214−1 = 16383 counts. It should be noted, however, that the BR defines a saturated maximum of pixel intensity, which is defined as the maximum of the measured relation between the variance of the gray value and the incident photon flux in units photons/pixel [42]. Thus, the maximum detectable photon flux is given by the variance of the respective image count value of the camera.

We simulated fluorescence intensity trajectories in units of photon counts (pc) per time bin (pc/time bin) or per frame (pc/frame). This enables the evaluation of methods with SMV test data sets independent from the camera specific image count signal. The MASH-FRET analyzing software does not require pc as unit for the intensity; units are arbitrary and can be pc or any other measure for the intensity. However, in the case where pc conversion is not provided by the acquisition software of the camera, i.e., the detected fluorescence intensity is given in units of image counts (ic) or electron counts (ec) per bin time (ec/time bin = cps) or per frame (ec/frame = cpf), individual measures of the camera should be converted into photon [49]. Equations for converting photon counts into image counts and vice versa are provided in Section 3.3.6 or [42].

3.3.2 Distributing single molecules within the FOV.

We used two approaches to distribute N simulated molecules within one half of the FOV: (i) We positioned molecules at predefined pixel locations (Fig 3A), yielding regular patterns similar to the ones obtained when nanostructured materials like zero-mode waveguides are used for surface-immobilization [50,51]. Here, overlap between individual PSFs is absent. (ii) We randomly distributed molecules (Fig 3B), typically leading to overlapping PSFs as observed when surface immobilization is achieved via biotinylated PEG or BSA [36,52].

Fig 3. PSF and FOV simulation.

(A) Example of simulated PSFs with wdet,0 = 1 pixel (top) and wdet,0 = 2 pixel (bottom) and their appearance depending on their subpixel localization. (B) Representative averaged SMV featuring randomly positioned SMs and an inhomogeneous illumination profile wex,x,0 = wex,y,0 = 256 pixel.

To obtain a single molecule density ρ, which is defined as the number of SMs per area, and to avoid overlap of different spots, the number of simulated molecules N was adjusted as a function of the image dimensions, i.e., the FOV. To simulate a typical single molecule experiment, we used a low surface molecule density (0.035 μm-2ρ ≤ 0.063 μm-2). On average, this corresponds to 82 ≤ N ≤ 146 molecules distributed over the simulated FOV of 256 x 128 pixel (Fig 3B). Please note that we used subpixel accuracy to distribute molecules within the FOV, resulting in different appearance of single molecules in SMVs depending on their localization relative to the grid of pixels (Fig 3A). Subpixel accuracy in simulated SMVs is particularly important for the evaluation of spot detection algorithms in super resolution microscopy techniques [16,53].

3.3.3 PSF model.

The intensity profile of a diffraction-limited spot within the conjugated image plane using an ideal imaging system with a high numerical aperture (NA > 1) can be approximated with a normalized, symmetric 3D Gaussian function [30]. Here, we described the detection probability per pixel of a molecule n by the detection point spread function PSFdet in the focal plane: (4) where the Gaussian width wdet,D/A,0 of the PSFdet, n, D/A depends on the detection system of the microscope and the emission wavelength of the fluorophores (Table C in S1 File). We defined the position of the individual SM, i.e., the center position (xn,yn), with subpixel resolution, and we implement longitudinal chromatic aberration z0,D/A and linear focal drift along the optical axis with z0(t) = mt + z0,D/A where m is the focal drift rate.

A single fluorophore imaged with a magnifying microscope objective yields, according to Abbe's Law, a diffraction-limited spot of size wdet,0λem/(2 NA). Imaging single Cy3.5 molecules (λem = 600 nm) with a water-immersion objective (60-fold magnification, NA = 1.2), results in a diffraction-limited spot size of 15 μm, a value that matches the camera-specific pixel size (Fig 3A top and Table C in S1 File). Upon increasing the magnification to a factor of 150, a typical value in the context of TIRFM, a diffraction limited spot spreads over a detection area of 3×3 pixel (Fig 3A bottom), or in the case of 2x2 pixel hardware binning over 1.5×1.5 pixel. The latter is used as default in our simulation software. It is important to mention that for a microscope-independent evaluation of SM methods, the Gaussian width of the PSF is given in pixel rather than micrometers.

3.3.4 Background simulation.

Background signal arises from various environmental and molecular sources, as well as photophysical processes [23]: (i) Environmental light (stray and ambient light) is usually suppressed via blackout-material (blinds, coating, masking tape) along the beam path and especially around the sample and/or the objective. (ii) The incident laser excitation light leads to Rayleigh or Raman scattering from the sample, the optics or even the detectors surface of the CCD camera [7]. The wavelength of scattered excitation light does usually not overlap with the spectral range of interest, i.e., the emission wavelength of the fluorophores, and can thus be suppressed by a suitable set of optical filters. (iii) Objective and sample chamber autofluorescence depends, for example, on the type and quality of glass. In addition, the sample itself can be autofluorescent when single-molecules are imaged in living cells or cell extracts [54] albeit the contribution of cellular autofluorescence can be reduced by choosing a dye pair that is excited at λex ≥ 520 nm[55]. Moreover, spurious adsorption of fluorescent impurities to the surface is observed on a regular basis. (iv) Studying intermolecular reactions by smFRET may require the presence of a fluorophore-labeled species at super-picomolar concentrations in solution [36,56]. Thus, freely diffusing and transiently adsorbing fluorescent particles contribute to the fluorescence that adds to the overall background signal. (v) The signal detected by a camera with closed shutter, so called dark images, numerically contributes to the background with a bias-offsetμd. These dark images are not necessarily homogenous and the particular pattern is camera dependent [43]. Relevant contributions in a particular experiment, however, need to be identified on a case-by-case basis.

In our simulations, we modeled the background as spatially variable bg(x,y)D/A, which accounts for background sources (ii-iv). Here, the background is a function of the intensity of the light used for sample excitation. As laser beams with Gaussian cross-section profile are typically used for excitation [10], the excitation profile was described by a normalized, asymmetric 2D Gaussian function PSFex, centered in the middle of the respective FOV [10,15]: (5) where (xc,yc) is the center position of the FOV and w0,ex, x/y is the width of the Gaussian background profile. Again, the defocusing function z0(t) accounts for lateral chromatic aberration and linear focal drift. It should be noted that this model neglects possible pattern of the dark images (v), as these systematic contribution to the measured image count signal are easily corrected for in an experiment [42,43]. To account for individual experimental conditions (optics, magnification, diameter, etc.) of the incident laser beam, w0,ex,x/y can be adapted accordingly depending on the actual TIR profile of the microscope used (Fig 3B, related parameters in Schematic A in S1 File). To obtain a spatially invariant excitation profile and constant background, PSFex must be set to 1.

3.3.5 Photon flux incident on the camera detector.

The total detected intensity I(x,y,l)D/A of all incident photons on the camera detector including the contribution of a background signal was defined as (6)

The intensity per pixel in the respective donor and acceptor channel was calculated by the 2D integral over the corresponding pixel dimensions: (7)

3.3.6 Camera noise model.

Camera noise is composed of photon or photoelectron shot noise, amplification noise, spurious charge and camera-specific read-out noise, which contribute in an additive fashion [42,57,58]. Herein, we modeled EMCCD camera noise according to Hirsch et al. [43], taking only noise components into account, which are experimentally relevant: (i) We considered shot noise from all light sources contributing to photons reaching the detector pixel I(x,y,l)D/A. The probability of nph incident photons to be detected on the detector pixel (x,y) during a frame l is given by a Poisson distribution P(nph;μph = I(x,y,l)D/A characterized by the mean number of incident photons μph. The simulation of sole photon noise is commonly used for the simulation of single photon detection applications [19,45,5962]. (ii) The second noise contribution is the camera shot noise σpe common to all (EM)CCDs or sCMOS [42,43]. The probability of detecting nph photons, i.e., producing npe photoelectron, is the quantum efficiency η of the detector already included via the gamma correction, and follows a binomial distribution. The joint probability of the Poisson distribution and the binomial distribution is again a Poisson distribution P(npe;μpe = ηI(x,y,l)D/A characterized by the mean number of accumulated photoelectrons. (iii) During the read-out process, electrons are shifted through the pixel of the detector area, the readout-register and the EM register by means of changing electrode voltages. This shift creates unwanted electrons, a so-called clock induced charge (CIC) as one component of spurious charge. The probability of observing CIC is very low, though, CIC nonetheless adds non-negligible intensity spikes to the detected signal. These may introduce artefacts in SMV analysis. (iv) Thermal noise, as another component of the spurious charge, is usually suppressed by cooling the detector to very low temperatures (-80°C). Therefore, we did not consider it further. According to [43], the number of input electrons nie in the EM register is a convolution of the two Poisson distributions of photoelectrons and spurious charge P(nie;μie = ηI(x,y,l)D/A + CIC) (v) Amplification noise of an EM register with gain g was modeled as a gamma distribution G(noe;μoe = ie) where the mean number of output electrons μoe = ie consist of the Poisson distributed sum of all input electrons arriving in the EM register. (vi) Readout-noise σd results from the conversion of the analog electron signal, i.e., the number of output electrons noe, into a discrete image value μic = μoe/s. We described readout noise with a Gaussian distribution N(nic;μic = μic,dark + μoe/s, σd) characterized by a standard deviation σd and the amplifier sensitivity or analog-to-digital factor s. We added a constant bias offset μic,dark which is usually added electronically to avoid negative image counts. (vii) Quantization noise σq of the analog-to-digital converter was neglected, because moderate amplifier sensitivities are typically used. Thus, we yield the Poisson-Gamma-Normal (PGN) noise model of the EMCCD camera described earlier [43] (8)

In difference to reference [43], we found that the CIC noise probability is well described by an exponential distribution Exp(CIC) = ACIC ⋅ exp(−I/τCIC) that features the terms ACIC and τCIC (Fig 4). Here, ACIC depends on the EM gain and has usually very small values whereas τCIC varies with the hardware binning and the vertical clock speed to shift the electrons to the read-out register. Further, we described the number of output electrons noe of the EM register with a normal distribution N(μoe = I(x,y,l)D/AηD/Ag, σoe) with mean image counts μoe and variance σoe2 = μoe. We approximated the PGN model by a Normal-Exponential-Normal (NExpN) model, where the weighted sum of a Normal distribution and the CIC noise was convoluted with the read-out noise: (9)

Fig 4. Camera noise simulation.

Representative experimental camera noise of an Andor iXon3 DU 897D camera, following EMVA Standard 1288 notation [42]. (A) Standard deviation of camera noise as determined from single pixel temporal intensity fluctuations over 100 frames of single Cy3-labeled RNA with EM gain = 300, tbin = 100 ms and a readout rate of 10 MHz. Excitation intensities were varied to yield mean signal intensity rates between 0 and 6000 image counts per frame. Fitting with Eq (13) yields: K = 57.7 IC e-1, μic,dark = 113 IC e, σd = 0.067 e and σq = 0 IC (B) SNR characteristics of the dark count corrected intensity signal in comparison to an ideal image sensor. The camera units (image counts) were converted into photon counts according to Eq (12). (C) Histogram of the experimentally observed image counts with closed shutter (dark image) for the characterization of CIC noise. Pixel intensities were collected from L = 100 video frames (512×512) using the same settings as in (A). Fitting with the NexpN model in Eq (9) resulted in μoe = 1069 IC.s-1, ACIC = 0.02 and τCIC = 205 IC s-1. PGN noise model parameter (50000 samples): μph = 0 pc, CIC = 0.02 e, others as determined in (A). N noise model parameter (50000 samples): μph = 0.02 pc (D) Histogram of experimentally observed image counts of a single time trace (1000 frames) of Cy3 labelled RNA. PGN noise model (50000 samples): μph = 85 pc, CIC = 0.02, others as determined in (A). Parameters of the NexpN noise model in Eq (9) and the Normal distribution in Eq (10) are chosen in the same way as for the PGN noise model.

For sufficiently large EM gains and photon count rates CIC noise becomes negligible. Hence, the NexpN model simplifies to a Normal distribution with mean image counts μic and variance σic, which we called Normal (N) noise model defined by the parameter set I(x,y,l)D/A,ηD/A,K and μic,dark: (10)

In order to estimate the model parameters from experimental values, we recorded the signal of single surface-immobilized, Cy3 labelled RNA molecules with varying fluorescence intensity as described elsewhere [3,36]. The mean signal intensities μic and standard deviations σic are shown in Fig 4A. Following the nomenclature introduced in reference [43] and the standards for the characterization of image sensors and cameras [42], we defined the temporal variance σic2 of the digital signal as the sum of the aforementioned noise sources: (11)

Here, σd combines the noise related to the sensor read-out, the amplifier circuits and the spurious charge that is considered to be independent from the incoming photon signal. K = g/s is the overall system gain, i.e., a linear factor converting the charge into the digital output signal μic as follows: (12) where μd denotes the mean number of electrons and μic, dark = d the mean grey or offset-value of a camera accessed experimentally in the complete absence of light (Fig 4A and 4C). The combination of Eqs (11) to (13) yields the variance of the image count signal of the camera assuming μpe = σ2pe = ημph: (13)

The determination of K from regression analysis as depicted in Fig 4A is known as photon transfer method [57,58]. K was further used to calculate the mean number of incident photons μph as a function of the measured or simulated intensity signal of the camera μic and vice versa in Fig 4B. With Eqs (12) and (13) one can write the SNR ratio of the camera signal as follows: (14)

Fig 4B shows the SNR comparison of a real and an ideal sensor. An ideal sensor is characterized by a detection efficiency η = 1, negligible dark σd = 0 and discretization noise σq/K = 0. Here, the SNR of the investigated EMCCD as a function of photon counts is close to the square root function of an ideal sensor. We validated the introduced noise models Eqs (8) to (10) by comparing them to experimental noise distributions in absence and presence of light (Fig 4 and 4D). Except for the simple N noise model in Eq (10) in case of dark images, we found all noise models to be in good agreement with the experimentally derived signal intensity distribution.

Since recently, low-noise sCMOS cameras featuring megapixel resolution achieve similar or even higher frame rates as their low-resolution CCD counterparts [11]. This allows for a greater SM sensitivity and larger FOVs given the same magnification of the optical system. Even though low-noise sCMOS cameras are devoid of amplification noise, the SNR is comparable to EMCCDs. All relevant VSPs related to the camera noise model are implemented in the GUI shown in Schematic A in S1 File.

4 A generalized approach for comparing algorithms using simulated SMVs

Simulated SMVs may serve for comparing, evaluating and/or optimizing algorithms in smFRET data analysis, such as spot detection, background correction, time trace generation, and model selection. Herein, we used simulated SMV as ground truth providing the required information as video simulation parameters to calculate evaluation measures. These measures allow the direct comparison of algorithm performance. Thus, a systematic variation of relevant VSPs enables to find the confidence range of algorithms and their optimal parameterization. We optimized these parameters for a number of commonly used SM localization algorithms (Fig 5).

Fig 5. MP Optimization for single molecule spot detection.

(A) Classification criteria: Black filled circles mark the ground truth (GT) of simulated SM coordinates (provided as VSP). Dotted circles illustrate a user-defined tolerance radius used for classification of detected SMs (open circles) into I) true positive (TP, blue assigned by black arrow), false positive (FP, red) and II) false negatives (FN, green) based on closest distance to a GT coordinate (greedy approach) and being located within the tolerance radius. Example III) and IV) compare a greedy and Gale-Shapely based approach where both show the same detection of SM but different classifications. For details, see text. (B) A sub-image of 256×30 pixels from a 512×512 pixels video with a total of 24 × 12 single molecules. The total emission intensity (given in photon counts per frame) decreases from the left to the right. White circles mark the GT coordinates, blue, red and green mark TP, FP and FN, respectively. (C) Optimization of ISS algorithm parameterization for SM detection using SMV category (i) (Table D in S1 File) with wdet,0 = 1 pixel. (C, left) Variation of model parameters (MP): 35 combinations of ISS input parameters Ithresh (intensity threshold) and NhoodSize (spot size) and their obtained color-coded recall, precision, and accuracy are shown for molecules of 40 pc total emitted intensity Itot,0. The respective range for a maximum (= 1) in recall, precision and accuracy are indicated by red bounding boxes. (C, middle and right) Variation of input parameters: Heat maps represent optimal parameterization of Ithresh,opt (middle) and NhoodSizeopt (right) to achieve maximum recall (1st row), precision (2nd row), and accuracy (3rd row) as function of PSF size wdet,0 and SM total emitted intensities Itot,0. Note that Itot,0 is varied from 1–300 pc within a SMV, while wdet,0 varies from video to video (category (i), Table D in S1 File). The corresponding example parameter optimization results for Itot,0 = 40 pc and wdet,0 = 1 pixel on the left are highlighted by grey squares in all heatmaps.

4.1 Evaluation measures and classification

To compare different algorithms used in the context of SMV data analysis, we first classified the true values known from the input VSPs as ground truth (GT) (Fig 5A, panel I). The output of the algorithm was then classified as true positive (TP, Fig 5A, panel II), i.e., correctly detected values, false positive (FP, Fig 5A, panel III), i.e., erroneously detected non-existing values, false negative (FN, Fig 5A, panel IV), i.e., undetected existing values which are incorrectly classified as non-value, or true negative (TN, omitted in Fig 5A as the herein tested algorithms do not classify TNs), i.e., values correctly classified as non-value. We then quantified the performance of different algorithms by computing the precision (also: positive predictive value) and the recall (also called sensitivity) [63,64]: (15)

In addition, the detection efficiency was quantified using the accuracy: (16)

Recall, precision and accuracy adopt values between 0 and 1 and reach 1 when TP0 and FP = FN = 0. Since most smFRET-specific algorithms do not produce a TN class output, TN = 0 in most cases. In the context of method evaluation, the accuracy can be used to optimize the input MP in order to assess the method-specific limits of its particular output parameters, to quantify maximum accuracies and to test computation times. Since it is generalizable and easily applicable to other algorithms, we believe that it may contribute to the standardization, and hence, the reproducibility of smFRET data analysis.

4.2 SMV test sets with different VSPs for method evaluations

We generated a number of SMVs which served as GT for the comparison of different algorithms. We classified the simulated SMVs depending on which VSP was varied and which SMV property was changed, respectively (Table D in S1 File). In particular, we varied the following VSPs: (i) The single molecule fluorescence intensity Itot,0, which affects the SNR, (ii) the PSF width wdet,0, which mimics different imaging quantities, (iii) the molecule-to-molecule distances IMD and (iv) the molecule surface density ρ, both of which affect SM spot overlap, (v) the spatially variable background that affects the signal-to-background ratio, (vi) the trace length L and (vii) the ratio of forward/backward transition rate constants kij / kji, both of which affect the kinetic model determination and (vii) the heterogeneity associated with state-specific mean FRET values and the total emitted fluorescence intensity, both of which may influence the inferred model. All simulated SMVs are freely available for download at for the individual assessment of smFRET-specific algorithms.

4.3 Application of simulated SMVs to optimize single molecule detection parameters

To achieve their optimal performance, SM localization algorithms require optimized input MPs (Fig 1). We optimized the input MPs of four spot detection algorithms, Houghpeaks (HP), in-series screening (ISS), Schmied (SCH) and TwoTone (2tone) (Table 2), and used simulated SMVs of the category (i-ii) suitable for testing the ability of an algorithm to detect SMs given a heterogeneous distribution of the total emitted intensities Itot,0. All four algorithms apply an intensity cut-off Ithresh to the SM image prior to SM localization. This ensures that the algorithm can be used at different signal-to-background ratios. All tested detection algorithms process SMVs either sequentially (frame-by-frame) or upon averaging over all frames (frame/time-averaged SMV). The algorithms differ, however, with regard to the number of input parameter, the size parameter related to the PSF width (HP and ISS) or make use of a band pass kernel width (2tone). Different classification algorithms for TP, FP, and FN have been presented: (i) the Greedy approach which classifies TPs using the nearest neighbor criterion (type III in Fig 5A), and (ii) the Gale-Shapley approach, also known as stable marriage problem, which aims at maximizing TPs (type IV in Fig 5A) [63,65]. We used the Greedy approach, which is easy to implement and commonly applied. The maximum number of detected spots per frame was fixed to an upper bound larger than the GT to allow for the detection of false positives The resulting values for TP, FP, and FN were used to determine the algorithm-specific combination of input MPs yielding maximum precision, recall, and accuracy (Eqs 15 and 16).

Fig 5C illustrates the optimization workflow for the home-written function ISS. Here, the algorithms-specific spot detection parameters Ithresh and NhoodSize were varied (left panel). Decreasing Ithresh improves recall (top row) but deteriorates precision (middle row), resulting from a concomitant increases of true and false positives. The maximum values for evaluation measures recall, precision and accuracy cover a range of MP, Ithresh and NhoodSize, depending on the input parameters. These values are highlighted in Fig 5C using red bounding boxes for the underlying SMVs of category (i) at Itot,0 = 40 pc and wdet,0 = 1 pixel. At 40 pc all evaluation measures reach the maximum achievable value of 1, whereas the MP range for the maximum accuracy is more limited than for recall and precision. From this range, maximum accuracy is achieved exemplarily for Ithresh = 13 pc and NhoodSize = 9 pixels (Fig 5C, solid grey square). Ithresh is the more critical value for high recall values within the examined parameter space in category (ii) simulations co-varying Itot,0 and wdet,0. The NhoodSize parameter of ISS has no impact on the mean recall, precision and accuracy for wdet,0 < 3 pixel and Itot,0 > 80pcpf. However, for conditions of decreasing SM signal (per pixel), i.e. towards wdet,0 = 3 pixel and decreasing Itot,0 below 80 pcpf, maximal precision and accuracy can only be achieved by decreasing Ithresh and increasing NhoodSize (Fig 5C, middle and right). Please note that there is a strong drop of the maximum accuracy upon decreasing Ithresh (Fig 5C, left).

In order to optimize the input parameters of the other spot detection algorithms assessed, both Itot,0 and wdet,0, as well as the horizontal intermolecular distance IMD and wdet,0 were co-varied. The results are shown in Fig B in S1 File. For a constant fluorescence intensity, the parameter Ithresh has a greater influence on accuracy than NhoodSize, in particular if IMD >> wdet,0.. However, optimum values for Ithresh and NhoodSize depend on the signal intensity I(x,y,l), the camera offset μic, dark, and the camera noise σic, and are thus specific to the present set of simulation parameters assessed. The parameter optimization for 2tone is special, because we found two parameter regimes yielding optimal results. The band pass kernel size BpSize of 1 and 3 requires Ithresh parameters of 5.5 and 1.5, respectively. Such an anti-correlated effect between two parameters yielding maximum accuracy was demonstrated for ISS at increasing wdet,0 and decreasing Itot,0 values too. Without going into methodical details, a modest increase of Ithresh usually reduces FPs, which can be a consequence of image artifacts brighter than the local background caused by image processing steps used in a SM detection method. 2tone shows a clear preference of BpSize = 1 for the Itot,0 dependence which is not the case for the IMD dependence.

In summary, reducing only the parameter Ithresh in the four investigated SM localization methods primarily results in more TPs and FPs, and thus, higher recall but lower precision. In general, a PSF theoretically leaks out of the ROI defined by the neighborhood size parameter NhoodSize, making e.g. ISS and HP prone for the detection of FPs at the boundary of the Nhoodsize-ROI. SM localization methods may contain image processing steps (usually implemented as black-box) that entail similar PSF smear effect (e.g. kernel size of 2tone). Thus, highest accuracy is often a compromise between Ithesh and other parameters like Nhoodsize. In smFRET, for low molecule densities where PSF overlap is statistically rare, one might consider prioritizing precision over recall, a strategy to avoid duplicates (FPs located close to GT).

After parameter optimization, SM localization methods are compared in terms of recall, precision and accuracy using their individual set of optimized MP and varying SM total emitted intensity Itot,0 (Fig 6A). To enhance performance contrast, the individual result for recall, precision and accuracy were ranked between the four assessed methods with 1 to 4 points. In case of equal performance, ranking points are equally shared between the respective methods (Fig 6B). Both methods 2tone and ISS have a low false detection rate and thus a high precision. This is is beneficial for the detection of SM spots and a subsequent SM trace generation to avoid “empty” time traces which contain only background signal. ISS achieved best values for accuracy, however, comparable with 2tone. In detail, we find ISS to perform better for higher and 2tone for lower intensity values Itot,0 (Fig 6B). Therefore, ISS and 2tone are both recommended for SM localization in SMVs akin to category (i). Note, that for other categories evaluation results may differ. To provide a deeper insight into the parameter optimization and method comparison presented in this section, we refer to

Fig 6. Evaluation of single molecule spot detection after MP optimization.

SM detection was performed with four different algorithms, ISS, HP, Sch and 2tone, using simulated SMV of category (i) (Table D in S1 File) with and wdet,0 = 1 pixel varying molecules total emitted intensity Itot,0 form 1 to 300 pc. (left) Recall, precision, and accuracy values of exemplarily chosen Itot,0 values. (right) Ranking of the four algorithms for recall, precision, and accuracy.

5 Conclusion

The first part of this article describes theoretical and practical aspects of simulating camera-based smFRET videos. Simulated SMVs presented herein feature true experimental conditions like realistic camera noise based on Emva Standard 1288 Release 3.1, the simulation of complex kinetic models of multi-state systems potentially showing kinetic heterogeneity, inhomogeneous Gaussian background, and variable SM surface densities. In addition, SM cross sample variability is accounted for in terms of Gaussian distributions of the total emission intensities, FRET states and gamma correction factors. The SMV simulation tool is integrated in our Matlab-based Multifunctional Analysis Software for Handling single molecule FRET data (MASH-FRET), which is freely available for download

In the second part, we used the simulation tool to generate well-annotated test data sets that are independent of operating system and software. These test data sets are available online under and can be used as GT to evaluate computational methods in smFRET data analysis. We illustrated how simulated SMVs can be used to optimize the performance of four spot detection algorithms. For this purpose, we adapted the Greedy approach to categorize detected coordinates as TPs, FPs, and FNs, a classification that was used to define recall, precision and accuracy. This approach provides a standardized way of scoring the performance of spot detection algorithms. We provided a quantitative summary of optimized parameters of the methods assessed as a function of different PSF widths, SM emission intensities and intermolecular distances. We observed that method accuracies and parameterizations of all spot detection algorithms assessed are distinct functions of wdet,0, Itot,0 and IMD. Based on our results we want to emphasize the importance of a careful method parameterization prior to SM detection.

6 Software availability

All algorithms have been encoded in a program called Multifunctional Analysis Software for Heterogeneous single molecule FRET data (MASH-FRET). MASH-FRET was developed with MATLAB 7.12 (R2011a). The compatibility was further tested on Windows 8, 8.1 and 10 with MATLAB 7.12 (R2011a) to 9.2 (R2017a). MASH-FRET is available open source under the GPL 3.0 license for download at See the and the wiki on for installation details and software usage.

Supporting information

S1 File. Cumulative supporting information.

Included: Abbreviations, Variables and Data Types/Section A; Simulation Software GUI/Section B and Schematic A; FRET theory and correction factors for smFRET type measurements [67,68]/ Section C and Tables A and B; Imaging properties for different optical imaging systems/Section D and Table C; Fitting algorithm and concepts/Section E; Camera noise model–analytical solution/Section F; SMV categories/Section G and Table D; Export including metadata/Section H; Spectral representation of optical elements/Section I and Fig A; Method specific optimization of input parameters/Section I and Fig B.



The authors thank Mario Heidernätsch for providing image processing capabilities as well as video import-/export functionality, which are implemented in MASH-FRET. The authors thank Fabio D. Steffen for implementing the github repository. The authors thank Titus Keller for the implementation of the video download and methods evaluation results on a web page.


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