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Open Access

Peer-reviewed

Research Article

Bevacizumab Addition in Neoadjuvant Treatment Increases the Pathological Complete Response Rates in Patients with HER-2 Negative Breast Cancer Especially Triple Negative Breast Cancer: A Meta-Analysis

  • Xuelei Ma ,

    Contributed equally to this work with: Xuelei Ma, Xiaoshan Wang, Jingwen Huang, Yingtai Chen

    Affiliation State Key Laboratory of Biotherapy and Cancer Center, West China Hospital, West China Medical School, Sichuan University, Chengdu, Sichuan, China

    ⨯
  • Xiaoshan Wang ,

    Contributed equally to this work with: Xuelei Ma, Xiaoshan Wang, Jingwen Huang, Yingtai Chen

    Affiliation Department of Clinical Oncology, Sichuan Provincial People’s Hospital, Chengdu, Sichuan, China

    ⨯
  • Jingwen Huang ,

    Contributed equally to this work with: Xuelei Ma, Xiaoshan Wang, Jingwen Huang, Yingtai Chen

    Affiliation Department of Medical Oncology, Cancer Center, West China Hospital, Sichuan University, Chengdu, Sichuan, China

    ⨯
  • Yingtai Chen ,

    Contributed equally to this work with: Xuelei Ma, Xiaoshan Wang, Jingwen Huang, Yingtai Chen

    Affiliation Department of Abdominal Surgery, Cancer Hospital, Chinese Academy of Medical Sciences, Peking Union Medical Collage, Beijing, China

    ⨯
  • Jing Zhang,

    Affiliation Department of Medical Oncology, Cancer Center, West China Hospital, Sichuan University, Chengdu, Sichuan, China

    ⨯
  • Binglan Zhang,

    Affiliation State Key Laboratory of Biotherapy and Cancer Center, West China Hospital, West China Medical School, Sichuan University, Chengdu, Sichuan, China

    ⨯
  • Changle Shi,

    Affiliation Department of Medical Oncology, Cancer Center, West China Hospital, Sichuan University, Chengdu, Sichuan, China

    ⨯
  • Lei Liu

    liuleihx@gmail.com

    Affiliation Department of Medical Oncology, Cancer Center, West China Hospital, Sichuan University, Chengdu, Sichuan, China

    ⨯

Abstract

Background

Neoadjuvant therapy is administered to breast cancer patients as an induction process before surgery or radiotherapy to reduce tumor size. Human epidermal growth factor receptor-2 (HER-2) negative breast cancer lacks effective standard target therapy. Bevacizumab has a controversial role in the treatment of breast cancer and we conduct a meta-analysis to evaluate the value of adding bevacizumab in neoadjuvant regimen.

Methods

Potentially eligible studies were retrieved using PubMed, EMBASE and Medline. Clinical characteristics of patients and statistical data with pathological complete response (pCR) data were collected. Then a meta-analysis model was established to investigate the correlation between administration of bevacizumab in neoadjuvant therapy and pCR rates in HER-2 negative breast cancer.

Results

Seven eligible studies and 5408 patients were yielded. The pCR rates for “breast” or “breast plus lymph node” were similar. In subgroup analysis, we emphasized on patients with triple-negative breast cancer (TNBC). In the criterion of “lesions in breast” the pooled ORs was 1.55 [1.29, 1.86], P<0.00001 and regarding to the evaluation criterion of “lesions in breast and lymph nodes”, the pooled ORs was 1.48 [1.23, 1.78], P<0.0001, in favor of bevacizumab administration.

Conclusion

According to our pooled results, we finally find that bevacizumab addition as a neoadjuvant chemotherapy component, for induction use with limited cycle to improve the pCR rates and patients may avoid long-term adverse event and long-term invalid survival improvement. Especially in subgroup analysis, pCR rates could be improved significantly and physicians could consider bevacizumab with caution. As patients could avoid the adverse event caused by long-term using of bevacizumab, long-term quality of life improvement may be achieved, especially in TNBC.

Citation: Ma X, Wang X, Huang J, Chen Y, Zhang J, Zhang B, et al. (2016) Bevacizumab Addition in Neoadjuvant Treatment Increases the Pathological Complete Response Rates in Patients with HER-2 Negative Breast Cancer Especially Triple Negative Breast Cancer: A Meta-Analysis. PLoS ONE 11(8): e0160148. https://doi.org/10.1371/journal.pone.0160148

Editor: Daniele Generali, Azienda Ospedaliera di Cremona, ITALY

Received: April 2, 2016; Accepted: July 14, 2016; Published: August 31, 2016

Copyright: © 2016 Ma et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

Data Availability: All relevant data are within the paper and its Supporting Information files

Funding: This study was supported by the National Natural Science Foundation of China, Beijing, China (Grant No. 81101991) and Research Award Fund for New Young Teachers in Higher Education Institutions, China (Grant No. 20120181120024). The funder had no role in the study design, data collection and analysis, decision to publish, or preparation of the article.

Competing interests: The authors have declared that no competing interests exist.

Introduction

Breast cancer can be subdivided into human epidermal growth factor receptor 2 (HER-2) positive and HER-2 negative breast cancer due to the important molecular marker HER-2, and around 10%–17% is defined as triple-negative breast cancer (TNBC) that is also negative for estrogen and progesterone receptors It confers a high risk of recurrence and mortality [1]. Neoadjuvant treatment (NT), also called primary systemic treatment, is administered to breast cancer patients as an induction process before surgery or radical radiotherapy to reduce tumor size by allowing for more women to become candidates for breast conserving therapy.

Pathological complete response (pCR) in the breast could be defined as that there is no histologic evidence of invasive tumor foci in the surgical breast specimen (ypT0ypN0/is), while pCR in the breast and axillary nodes was defined as the absence of histologic evidence regarding invasive tumor cells in the surgical breast specimen, axillary nodes identified after neoadjuvant chemotherapy (ypT0ypN0). The pCR rate after NT appears to correlate with improved survival outcome including disease-free (DFS) and overall survival (OS) in local advanced breast cancer patients, and what is more important is that it could act effectively as an indicator for operation [2]. Several recent studies and trials suggested pCR rate used as a surrogate marker for trials comparing different schedules of primary systemic therapy.

Nowadays, choice of treatment for cancer is to combine traditional chemo-radiotherapy with addition of target therapy. For breast cancer, trastuzumab [3, 4] and everolimus [5] were demonstrated to improve the clinical remission rate and survival outcomes in the long-term scale. In a phase III trial, 54.8% HER-2 positive patients receiving trastuzumab plus chemotherapy achieved pCR, but only 19.3% HER-2 positive patients who received chemotherapy alone achieved pCR [6]. The addition of trastuzumab has almost doubled the pCR rates in patients with HER-2 positive breast cancer [6–8].

Meanwhile, bevacizumab, a monoclonal antibody aimed to target vascular endothelial growth factor receptor (VEGFR), still has a controversial role in the treatment of breast cancer. In 2008, Bevacizumab was approved by US Food and Drug Administration (FDA) to treat patients with metastatic breast cancer, which at that time was under an accelerated plan that allows for approval based on data that are not complete enough for the full approval. Later on, the approval of bevacizumab was revoked in 2011 because further studies demonstrated that there was no significant difference regarding overall survival or quality-of-life [9, 10]. Some recent studies demonstrated increased pathological complete response (pCR) rates when adding bevacizumab to the NT in patients with Her-2 negative expression, especially in triple-negative breast cancer (TNBC) type. Bevacizumab was chosen as a candidate choice to further increase the rate of pCR rates in patients with the Her2-negative subtypes.

Previous studies demonstrate that pCR rates ranged from 18% to 61% in various chemotherapy regimens or with different ER/PR expression status. Some conflicting reports still remain in these studies, although patients who received both carboplatin and bevacizumab had the highest pCR rates, the combination did not demonstrate any synergy. The objective of this study was to perform a meta-analysis of recent clinical trials to evaluate the potential value of bevacizumab in NT for patients with HER-2 negative status.

Materials and Methods

Search strategy

Pubmed, Medline and EMBASE were searched for the last time on Jun 25, 2016. The search strategy included the following keywords, which are variably combined by “breast cancer”, “neoadjuvant”, “bevacizumab”, and “pathological complete response”.

Selection criteria

Studies were considered eligible if they met all of the following inclusion criteria, (i) all the patients were local advanced breast cancer patients receiving NT, (ii) receptor expression pattern included were HER-2 negative, (iii) the research investigated the data regarding pCR rate, which is the measurement of the effect of bevacizumab schedule, and (iv) study designs were prospective randomized controlled trials or case control studies. Studies were excluded based on any of the following criteria, (i) were review articles, case report or letters, (ii) lacked key information for calculation pooled ORs from pCR, (iii) single arm studies without control, and (iv) with duplicated data regarding one population.

Data extraction

All included studies were independently reviewed by two investigators (Huang JW and Ma XL) for data extraction. If there was any discrepancy, we discussed it and further to reach a consensus. The data were independently extracted from eligible studies by two investigators (Huang JW and Ma XL). The primary data were odds ratio (OR) with 95% confidence interval (CI) of pCR after neoadjuvant chemotherapy regimen, with bevacizumab or not.

The additional data obtained from these articles included, first author, publication year, patient source (region), percentage of treatment regimen with bevacizumab, study type, TNM stage, details of neoadjuvant chemotherapy regimens, methods to determine pCR, patients number, who achieved pCR /total patients number in bevacizumab and control group respectively, pCR rates. The statistical data for OR regarding the relationship between bevacizumab administration and pCR rate were also obtained, such as patients number, who achieved pCR /total patients number in bevacizumab and control group respectively.

Statistical Methods.

The pCR number/total numbers were required in our analysis. The included studies provided the remission and total number of patients in both bevacizumab and control group, and we utilized these primary data to calculate pooled ORs using methods developed by Williamson et al. (2002) [11], and Tierney et al. (2007) [12].

In analysis of pCR rates in patients, the significant outcome was defined as a P value<0.05. A pooled ORs>1 frequently indicated the administration of bevacizumab was related to a relatively better pCR rates. Therefore, we use the term “positive” to describe that bevacizumab administration in neoadjuvant regimen could predicting a better pathological complete response outcome, and “negative” for no correlation between the two neoadjuvant chemotherapy regimens. P<0.10 or I2>50% indicates that heterogeneity existing in pooled ORs result (Higgins et al., 2003) [13]. When homogeneity was fine (p≥0.10, I2≤50%), a fixed-effects model was applied to secondary analysis; otherwise, a random-effects model was chosen. In terms of publication bias, if the p value greater than 0.10, then the publication bias was accepted in the analysis.

All the earlier calculated ORs were used as measure index to describe the correlation between pCR rates with Bevacizumab adding. The calculation process for the current meta-analysis was performed using REVIEW MANAGER (version 5.0 for Windows; the Cochrane collaboration, Oxford, UK). With regard to publication bias, it was measured using the Begg’s funnel plot, which was performed by STATA 11.0 (STATA Corporation, College Station, TX).

Result

Eligible Studies

The initial search yielded 176 studies in PubMed, Medline and EMBASE. After a reviewing the abstracts, 27 potentially relevant studies were identified as eligible candidates and underwent a full-text review. Eighteen studies were excluded for the following reasons: three were reviews, eleven were single arm clinical trials without comparison statistics, two were not related to pathologic response rate and three studies were in vitro experiment (Fig 1).

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Fig 1. Process of studies selection.

https://doi.org/10.1371/journal.pone.0160148.g001

Finally, eight eligible published articles were included [14–20]. In addition, 11 single arm clinical trials containing bevacizumab administration without control has been included as well [16, 21–30]. These eligible control studies were published from 2009 to 2015 and included a total of 5408 patients, ranging from 36 to 1916 per study (median, 703). Five included studies involving eight sets of data related to pooled ORs for pCR rates within breast (ypT0ypN0/is) and five studies with six sets of data dealing with OR data related to pCR rates in the breast and axillary lymph node (ypT0ypN0). The basic clinical characteristics of patients and other useful information were shown in Table 1.

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Table 1. Basic clinical characteristics of patients.

https://doi.org/10.1371/journal.pone.0160148.t001

Correlation between Bevacizumab administration status and pathological complete response

Seven sets of accommodated data showed pathological complete response in patients who were scheduled to receive neoadjuvant chemotherapy plus bevacizumab or neoadjuvant chemotherapy alone. As two different definitions of pCR rates are common: one assessment rule is that no noninvasive residuals could be found in breast (ypT0ypN0/is) and another suggests that no residuals in breast and axillary lymph nodes (ypT0ypN0), we assessed both conditions respectively.

After integrating data, we found that pooled ORs to predict the pCR rates for both “breast” and “breast plus lymph node” were similar and the mathematic value for two settings were 1.51 [1.29, 1.77], (I2 = 40%, P<0.00001) and 1.44 [1.28, 1.62], (I2 = 0%, P<0.00001), respectively. (Fig 2)

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Fig 2.

(A) Meta-analysis estimates the relationship between bevacizumab administration and pCR rates (defined as ypT0ypN0/is) in HER-2 negative breast cancer. (B) Meta-analysis estimates the relationship between bevacizumab administration and pCR rates (defined as ypT0ypN0) in HER-2 negative breast cancer. ypT0ypN0/is, absence of histologic evidence of invasive tumor foci in the surgical breast specimen; ypT0ypN0, absence of histologic evidence of invasive tumor cells in the surgical breast specimen and axillary nodes.

https://doi.org/10.1371/journal.pone.0160148.g002

Subgroup analysis

In subgroup analysis, we emphasized the patients with triple-negative breast cancer. In the group of “pCR in the breast (ypT0ypN0/is)”, the pooled ORs is 1.55 [1.29, 1.86], (I2 = 0%, P<0.00001) and in terms of the evaluation group of “pCR in the breast and axillary nodes (ypT0ypN0/is)”, the pooled ORs was 1.48 [1.23, 1.78], (I2 = 0%, P<0.00001). Both standards were effective for prediction patient pCR rates after administration of bevacizumab as a component for neoadjuvant chemotherapy (p<0.05). (Fig 3, Table 2)

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Fig 3.

(A) Meta-analysis estimates the relationship between bevacizumab administration and pCR rates (defined as ypT0ypN0/is) in triple negative breast cancer. (B) Meta-analysis estimates the relationship between bevacizumab administration and pCR rates (defined as ypT0ypN0) in triple negative breast cancer. ypT0ypN0/is, absence of histologic evidence of invasive tumor foci in the surgical breast specimen; ypT0ypN0, absence of histologic evidence of invasive tumor cells in the surgical breast specimen and axillary nodes.

https://doi.org/10.1371/journal.pone.0160148.g003

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Table 2. pCR (95% Cl) for evaluation the use of bevacizumab in neoadjuvant treatment.

https://doi.org/10.1371/journal.pone.0160148.t002

Results of single arm studies

Eleven studies aimed to evaluate the remission rate of one group of people with HER-2 negative breast cancers and/or triple-negative subgroup [19, 21–28]. The basic characteristics, including first author, publication year, patient source (region), percentage of treatment regimen with bevacizumab, study type, TNM stage, details of neoadjuvant chemotherapy regimens, methods to determine pCR, patients number who achieved pCR and pCR rate were shown in Table 3. The pCR rates ranged from 9%-37% in the breast (ypT0ypN0/is) and 18%-42% for breast and/or axillary lymph nodes, while the rates were 55% for breast and various from 47%-50% in the breast and/or axillary lymph nodes (ypT0ypN0). (Table 4)

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Table 3. Basic patients’ characteristics regarding clinical data.

https://doi.org/10.1371/journal.pone.0160148.t003

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Table 4. pCR (95% Cl) for evaluation the response rate of adding bevacizumab in single-arm study.

https://doi.org/10.1371/journal.pone.0160148.t004

Assessment of publication bias.

On the basis of Begg’s funnel plot, p value greater than 0.10 indicates that the publication bias was accepted in the analysis. According to the Begg’s funnel plot analysis, publication bias did not emerge in the pCR in the breast of HER-2 negative breast cancer cohort (0.325), pCR in the breast and axillary lymph nodes of HER-2 negative breast cancer cohort (0.805), pCR in the breast of TNBC cohort (0.573) or pCR in the breast and axillary lymph nodes of TNBC cohort (0.573). (Fig 4)

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Fig 4. Estimated Begg’s funnel plots of publication bias regarding pCR in the breast of HER-2 negative breast cancer cohort,breast and axillary lymph nodes of HER-2 negative breast cancer cohort, breast of TNBC cohort, breast and axillary lymph nodes of TNBC cohort respectively.

https://doi.org/10.1371/journal.pone.0160148.g004

Discussion

Whether adding bevacizumab into standard neoadjuvant chemotherapy regimen could benefit patients with HER-2 negative breast cancer is controversial, discrepant results regarding bevacizumab addition or not was reported previously. Thus, we conducted a meta-analysis to find out the effect of adding this monoclonal antibody as a target component together with basic chemotherapy. According to our study result, we approved the value of adding bevacizumab into neoadjuvant chemotherapy regimen for patients with HER-2 negative breast cancer, especially people with triple-negative breast cancer (TNBC), which is consistent with previous studies [28, 31, 32].

Marker expression could be used to direct drug administration especially for target therapy, and the utility of target therapy could significantly increase the survival outcomes [33–35] with largely improved quality of life [36, 37]. In breast cancer, HER-2 is a widely used marker for categorizing, as HER-2 positive expression statue is in favor of the usage of trastuzumab [38, 39]. Bevacizumab, a monoclonal antibody proposed to target against vascular endothelial growth factor (VEGF) A and could impair the effect of VEGFR and go against the activated genes of angiogenesis [40, 41]. HER-2 negative breast cancer, especially TNBC are highly invasive type for their high ability of proliferation and enhanced level of VEGFR to prompt angiogenesis [42, 43]. However, as bevacizumab has poor selective characteristics, the toxicity and adverse event are long been discussed. The long-time administration of bevacizumab is difficult for patients to continue, because of the common, high-grade (grade 3 or higher) toxicity and adverse events such as diarrhea, hypertension, and peripheral sensory neuropathy [44].

The dose, time and duration for bevacizumab delivery are three quite important factors influencing the treatment regimen decision. In details, the number of cycle patients received, the utility of bevacizumab in neoadjuvant or adjuvant chemotherapy, and the finish time of it would have considerable effect on the combination with basic chemotherapy and patient remission, survival outcomes. As what was shown from the pooled results, the addition of bevacizumab would improve the pCR rates. Though the CT-NeoBC pooled analysis demonstrated that patients, whoever achieved pathological complete response either in the breast (ypT0ypN0/is) or in the breast and axillary lymph nodes (ypT0ypN0) group had improved survival [45]. It has been demonstrated before that patients, regardless of benefitting from short-term pCR or not, seem to fail to show an inspiring outcomes as no significance has been found regarding the invasive disease-free survival and overall survival [46]. In one recent meta-analysis, the neoadjuvant bevacizumab delivery could improve PFS but not OS regarding to years of survival [47]. However, one previous study reported an opposite result that whether patients achieve pCR after neoadjuvant chemotherapy had a strong positive correlation with surgical rates and survival outcomes (p < 0.05) [48], which give us further clue that patients with pCR after neoadjuvant chemotherapy could increase surgical rate and may further improve the survival outcomes.

While the role of pCR rates to become an independent surrogate marker for predicting survival outcomes is controversial, previous evidence showed established advantage of neoadjuvant chemotherapy (only chemotherapy was administrated) of converting patients who were initially ineligible for breast conserving operations into candidate of this operation on both sides of shrinkage of solid tumor and decrease the incidence of positive nodes [49–51], which is thought to be the first treatment for cancer patients without distant metastasis. Thus, pCR rates after effective neoadjuvant chemotherapy, as in our analysis, the combination of chemotherapy plus bevacizumab, could provide an indication for breast-conserving surgery. In a recent report from National Cancer Database showed that patients who reached pCR, the lumpectomy rate was higher compared to patients who did not achieve pCR (41.0% vs. 26.8%, p < 0.001). In addition, Rouzier et al reported that whether patients had complete pCR after neoadjuvant chemotherapy could be an independent predict factor of loco-regional recurrence in patients who underwent breast conserving surgery or mastectomy [52].

In concordance with our result, pCR could be improved in neoadjuvant treatment regimen, which contains bevacizumab and integrating studies described above, we think that pCR is a valuable surrogate marker predicting breast conserving surgery and would further increase quality of life. Thus, based on these clinical trials, short-term results support the adjuvant bevacizumab administration while long-term results go against with the benefit for patients. Thus, for bevacizumab delivery sequence: patients could benefit a lot from neoadjuvant chemotherapy, which plays a role in only 1–2 cycles induction, and after this induction therapy, patients who had better pCR outcomes. Take sever toxicity and patients tolerance into consideration, this short cycle of induction regimen, compared with relative long cycle adjuvant chemotherapy, would be optimal schedule for patients in case of efficiency and toxicity.

In subgroup analysis, patients with TNBC showed better pCR outcomes compared with the whole population. In previous studies, in the result of [NSABP] B-40 trial, patients with TNBC receiving standard chemotherapy plus bevacizumab had significant higher pCR rates compared with no bevacizumab group (P = 0.003). Whereas, GBG44, another randomized controlled study showed no significance between patients with or without bevacizumab (P = 0.43). In accordance with previous studies, our pooled result, with a larger population, indicated that adding of bevacizumab as a component in neoadjuvant chemotherapy would benefit patient with pCR and confer them more opportunities for breast surgery. The pCR is even more important in this subgroup, as data from National Cancer Database showed a strong correlation between improved outcomes in patients with aggressive breast cancer subtypes (TNBC and Her-2 positive breast cancer) and the pCR achievement [15]. One recent meta-analysis of randomized trials regarding bevacizumab plus chemotherapy versus chemotherapy alone to treat non-metastatic breast cancer showed similar trends with ours [53].

In spite that those VEGFR blockers may enhance the severe bleeding after surgery, bevacizumab administration as a neoadjuvant component may be a high risk factor, Cortés J et al demonstrated that the surgery could be performed on patients with metastatic breast cancer who underwent bevacizumab therapy before, for the low risk of severe bleeding or wound-healing complications after the surgery [54].

In addition, as this is a meta-analysis, some limitations still exist. Primarily, only published data within those prospective or retrospective studies were included in our meta-analysis, without individual data. In addition, we combined both retrospective and the randomized trials in our meta-analysis and this could also contribute to the bias of this meta-analysis as these two type of studies may not be the same and result in data mixed bias. Also, in pooled data calculation process, we prefer multivariate data if they were available. Otherwise, our calculate data is from the univariate data without adjusting with some other influencing factors, such as age, sex, and Histologic grade. This would bring in a source of bias, for multivariate studies tests the prognostic value independently while univariate studies consider single factor.

Currently, the cost of bevacizumab is a big obstacle preventing its using. Small molecule target therapies designed for breast cancer (including TNBC), such as trastuzumab, are now approved or under clinical trials. Thus, we need further clinical trials to confirm the effectiveness and bright future of bevacizumab. If neoadjuvant regimens contain bevacizumab are really effective and improve pCR or even survival outcomes, the effect overweighs the cost and we could consider bevacizumab.

Conclusion

In spite of all the limitations and biases of our meta-analysis, we finally find that bevacizumab addition as a neoadjuvant chemotherapy component, for induction use with limited cycle to improve the pCR rates and patients may avoid long-term adverse event and long-term invalid survival improvement. Especially in subgroup analysis, pCR rates could be improved significantly and physicians could consider bevacizumab with caution. As patients could avoid the adverse event caused by long-term using of bevacizumab, long-term quality of life improvement may be achieved, especially in TNBC. Combined with current results, more clinical trials could also focus on the choice of chemotherapy, that is, the effect of bevacizumab plus which chemotherapy could improve pCR rates obviously in a relative cost-effective way.

Author Contributions

  1. Conceptualization: LL.
  2. Data curation: LL.
  3. Formal analysis: XW.
  4. Investigation: XW JH.
  5. Methodology: XM.
  6. Resources: YC LL.
  7. Software: XM JH.
  8. Supervision: LL.
  9. Validation: XW.
  10. Visualization: JZ.
  11. Writing – original draft: XM JH.
  12. Writing – review & editing: JZ.

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