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Body Mass Index and Depressive Symptoms in Older Adults: A Cross-Lagged Panel Analysis

  • Jinseok Kim,

    Affiliation Department of Social Welfare, Seoul Women's University, Seoul, Korea

  • Jin-Won Noh,

    Affiliation Department of Healthcare Management, Eulji University, Seongnam, Korea

  • Jumin Park,

    Affiliation University of Maryland School of Nursing, Baltimore, Maryland, United States of America

  • Young Dae Kwon

    snukydl@naver.com

    Affiliation Department of Humanities and Social Medicine, College of Medicine and Catholic Institute for Healthcare Management, the Catholic University of Korea, Seoul, Korea

Body Mass Index and Depressive Symptoms in Older Adults: A Cross-Lagged Panel Analysis

  • Jinseok Kim, 
  • Jin-Won Noh, 
  • Jumin Park, 
  • Young Dae Kwon
PLOS
x

Abstract

Background

There are conflicting results about the association between body mass index (BMI) and depressive symptoms in older adults. The present study examined the relationship between weight and depressive symptoms over time in older adults in South Korea.

Methods

We used data from three waves of the Korean Longitudinal Study of Aging and ran a series of cross-lagged panel models to test the reciprocal relationship between depressive symptoms and obesity in older Korean adults. We assumed a temporally stable relationship between depressive symptoms and obesity and, thus imposed equality constraints over time.

Results

After controlling for the effect of depressive symptoms two years prior, underweight older adults had a higher depressive symptom score than those of normal weight. When controlling for obesity status from two years prior, older adults with higher levels of depressive symptoms were more likely to be underweight and less likely to be overweight than normal weight. The same patterns were observed in data from 2006 to 2008 and from 2008 to 2010.

Conclusions

These results show that there is a correlation between depressive symptoms and weight status. In middle-aged and elderly Asian populations, depression can lead to weight loss rather than obesity, and underweight may develop depressive symptoms.

Introduction

Obesity and depression are increasingly prevalent public health concerns [1][3]. The prevalence of obesity has nearly doubled worldwide since 1980 [4]. Obesity is a major risk factor for non-communicable diseases such as cardiovascular disease, diabetes, musculoskeletal disorders, and cancer [4]. Depression is estimated to affect 350 million people. The 2011 World Mental Health Survey, which included data from 17 countries, found that approximately 1 in 20 people report experiencing a depressive episode [5]. Depressive symptoms can cause considerable impairments in an individual's ability to handle daily responsibilities and can even lead to suicide [5]. In this respect, both depression and obesity can increase the burden of disease with enormous economic costs [4], [5].

A growing body of literature has investigated the relationship between body weight and depression, with controversial results. Some studies report a positive association [6][9], while other studies did not observe any association [10], [11], and still others report an inverse association between weight and depression [12][17]. Furthermore, most of the empirical evidence involved the general population, with few studies focused on weight and depression in the elderly. Since functional limitations and medical comorbidity associated with age may be related to weight and mood changes, the link between weight and depression in elderly people could be different than relationships identified in other age groups [10].

In addition, the link between weight and depression has been explored in Western populations, but in-depth investigations among Asian populations are limited. Several studies [12], [13], [15], [17] in Asian countries reported an inverse relationship between body weight and depression in the elderly. This differs from studies in Western countries, which have found a positive association between body weight and mental illness. These differences between Western and Asian countries may be due to cultural influences. There is a strong stigma of obesity in Western countries [18], yet fatness is traditionally associated with happiness in Asian countries since only wealthy people can afford to eat more and gain weight [12], [13], [17].

The majority of previous studies were limited to a single point in time when identifying the association between weight and depression. It is difficult to explore a causal relationship between two variables with cross-sectional data analysis. Longitudinal studies are important because they provide more information on the causal direction of the association, which can contribute to the development of prevention and intervention strategies. Furthermore, most of the existing studies focused on overweight individuals, substantiating the need for a survey that includes both overweight and underweight individuals. The present study categorized individuals as either overweight, obese, normal weight, or underweight, based on body mass index (BMI). The purpose of this study was to evaluate the relationship between depressive symptoms and weight over time in a large representative sample of older Korean adults.

Methods

1. Data and Subjects

We used data from the Korean Longitudinal Study of Aging (KLoSA) conducted by the Korean Labor Institute and funded by the Korean Ministry of Labor, which included adults aged 45 years and older. KLoSA collected panel data from the same individuals followed through time at intervals of two years. Data from 2006 (N = 10,254), 2008 (N = 8,688), and 2010 (N = 7,920) were used in the present study. The sampling frame of KLoSA comprises enumeration districts, as identified by the National Statistical Office's 2005 Census. KLoSA, like the Health and Retirement Study (HRS) in the USA, the English Longitudinal Study of Ageing (ELSA) in the UK and the Survey of Health, Ageing and Retirement in Europe (SHARE), serves as a benchmark tool to analyze the panel data of the middle aged and elderly population. Its major research components include family, health, employment, income, asset and subjective awareness.

This study was approved by the Institutional Review Board of the Catholic University of Korea with a waiver for informed consent because the data were obtained from a public database (http://survey.keis.or.kr/USBBSGO00N.do?mnucd=OldDwn5).

2. Variables

The presence of depressive symptoms was assessed by the Korean version of the Center for Epidemiologic Studies Depression Scale (CES-D) survey [19]. A simplified form of the CES-D, the CES-D 10 is a questionnaire composed of 10 questions and was developed as a depressive symptom screening scale for epidemiological investigations. In the Korean version of the CES-D 10, participants were asked how frequently they experienced depressive symptoms during the past week, with four possible answers: 0 =  ‘rarely’ (less than one day); 1 =  ‘sometimes’ (from one to two days); 2 =  ‘often’ (from three to four days); 3 =  ‘at all times’ (from five to seven days). Depression score was obtained by calculating the total score of the 10 items, which ranged from 0 to 30, with a higher score indicating severe depressive symptoms. The internal consistency reliability of the depression scores as measured by Cronbach's alpha ranged from 0.822 to 0.861 across the study period.

BMI was defined as weight in kilograms divided by the height in meters squared (kg/m2). BMI values were calculated with self-reported weight and height. In this study, participants were classified as underweight, normal weight, overweight, or obese based on World Health Organization (WHO) Western Pacific Region suggested revised Asia-Pacific criteria (less than 18.5 kg/m2, between 18.5 kg/m2 and 23 kg/m2, between 23 kg/m2 and 25 kg/m2, and more than 25 kg/m2, respectively) [20].

3. Statistical Analysis

In order to test the potentially reciprocal relationship between depressive symptoms and obesity status among older adults, we ran a series of cross-lagged panel models using data collected from three different time points with a two-year interval between each time point. Cross-lagged panel model is presented in Fig. 1 in which each variable is regressed on its own lagged score and the lagged score of the other variable in the model as well. Cross-lagged panel models are advantageous because they statistically control for all other constructs measured at the same time point. Cross-lagged analysis makes it possible to infer the underlying processes of reciprocal causality between depression and obesity [21]. In the model shown in Fig. 1, paths denoted as a and d represent the autoregressive relationship of depression and weight, respectively, and b and c represent the cross-lagged relationships between weight and depressive symptoms. In addition, suffixes 1 and 2, following the path names, were added to distinguish different time points. The stability of autoregressive and cross-lagged paths were tested by comparing the models with and without equality constraints across different time points (i.e., a1 = a2; b1 = b2; c1 = c2; d1 = d2) (Fig. 1). Separate analysis models controlling for participant's socio-demographic variables including gender, age, education level (0 =  lower than high school graduate; 1 =  high school graduate or higher), employment status (0 =  unemployed; 1 =  employed), and income were analyzed and compared to results from models without controls. Stata, version 13.1, software (StataCorp LP, College Station, Texas) was used to calculate model parameters.

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Figure 1.

Cross-lagged panel model of depressive symptoms and obesity status.

https://doi.org/10.1371/journal.pone.0114891.g001

Results

Sample characteristics in terms of depressive symptoms and obesity status are summarized in Table 1. Level of depressive symptoms measured by CES-D 10 scores ranged from 16.65 (SD = 5.13) in 2006 to 17.53 (SD = 5.63) in 2010. Obesity status did not change substantially across the study period. Almost half were normal weight, followed by overweight and obese. Fewer than 5% of the participants were underweight (Table 1).

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Table 1. Sample characteristics of depressive symptom and weight status.

https://doi.org/10.1371/journal.pone.0114891.t001

Cross-lagged panel models of depressive symptoms and weight status after controlling for respondents’ socio-demographic variables were specified to explore the reciprocal relationship between depressive symptoms and weight from 2006 to 2010 with two-year intervals (Fig. 1). We assumed that the relationships between the two variables were stable over time, so we imposed equality constraints to the autoregressive paths (i.e., a1 = a2; d1 = d2 in Fig. 1) and cross-lagged paths (i.e., b1 = b2; c1 = c2 in Fig. 1). The model fit difference between the models with and without the equality constraints (i.e., a1 = a2; b1 = b2; c1 = c2; d1 = d2) was not significant [χ2 (df = 16)  = 14.98, p = 0.526] suggesting that the model with equality constraints should be retained.

Table 2 summarizes the results of the cross-lagged panel model of depressive symptoms and obesity with equality constraints imposed. After controlling for the effects of depressive symptoms two years ago, underweight participants had higher levels of depressive symptoms compared to normal weight participants [B (SE)  = 1.16 (0.21), p<0.001]. There were no significant differences in depressive symptoms between normal weight and overweight participants [B (SE)  = −0.13 (0.10), p = 0.19), nor were there significant differences in depressive symptoms between normal weight and obese participants [B (SE)  = −0.03 (0.10), p = 0.81) (Table 2).

After taking into account the autoregressive effect of obesity from two years prior, subjects with a higher depressive symptom score were more likely to be underweight compared to normal weight [OR (SE)  = 1.06 (0.01), p<0.001] and less likely to be overweight than normal weight [OR (SE)  = 0.99 (0.00), p = 0.03). However, depressive symptom score was not significantly associated with the likelihood of being obese compared to being normal weight [OR (SE)  = 1.01 (0.01), p = 0.25] (Table 2). The same results were observed even after controlling for gender and age.

Discussion

This study analyzed the correlation between depressive symptoms and obesity in a time series using a cross-lagged panel analysis with data from a representative group of middle aged and elderly people. Over time, depressive symptom scores were higher in the underweight group compared with the normal group; however, there was no significant difference in depressive symptom scores among the overweight or obese compared with the normal group. Over time, participants with the highest depressive symptom scores were more likely to be underweight than normal weight, and less likely to be overweight (but not obese). These results show that there is a correlation between depressive symptoms and weight status. Specifically, underweight group was likely to increase depressive symptom scores over time, and the group with a higher depressive symptom score was more likely to be underweight

Several studies have analyzed the correlation between obesity and depression in community population groups. This includes a meta-analysis using results from previous research [22], although the results of this meta-analysis are not clear. Many studies have observed a positive relationship between depression and obesity [22][26], while other studies report an inverse relationship or no significant relationship between the depression and obesity [27][29]. Drawing conclusions from these studies is difficult because results varied according to race, nation, gender, age, and time, under the control of socioeconomic status variables.

Many existing studies were limited in that they were cross-sectional analyses of obesity and depression or depressive symptoms. In contrast, the present study examined three sets of panel data at intervals of two years and evaluated the reciprocal relationship between obesity and depression. One previous study did conduct a time-sequential analysis focused on the elderly in the USA [10], and found that degree of obesity was not associated with an increase in depressive symptoms, and that depressive symptoms played a role in weight loss in men, and weight loss or gain in women. Although obesity and depressive symptoms were inversely correlated, as they are in this study, the study only observed the impact of depressive symptoms on weight (obesity), and did not observe an impact of obesity on depressive symptoms, which differs from this study. Forman-Hoffman et al. (2007) noted that the effects of depressive symptoms on weight differ by gender, and that women in particular may not just lose weight, but can also gain weight in association with depressive symptoms [10]. In a study conducted by Konttinen et al. (2014) which targeted youth in Finland at 10-year intervals, men with depressive symptoms were likely to have a higher BMI, while women with a higher BMI were likely to develop depressive symptoms [30]. Although both Konttinen et al. and Forman-Hoffman et al. observed gender differences, in Konttinen et al.'s study there was also a positive association between obesity and depressive symptoms, which differs from both our study and from Forman-Hoffman et al.'s results. It is difficult to infer because only a few studies have used time-series analyses. However, we presume the result of study can be impacted by correlations among variables such as age, nation and ethnicity.

This study used a time-sequential analysis to observe a inverse correlation between weight status and depressive symptoms in a representative sample of middle aged and elderly Koreans. In middle aged and elderly Asian populations, depression can lead to weight loss rather than obesity, and underweight may develop depressive symptoms unlike Westerners who have a positive relationship between depression and obesity. This suggests that risk-group selection in public health initiatives should be reconsidered.

This study is meaningful because it was the first to use a time-series analysis to target an Asian population. However, this study does have some limitations. It did not include all age groups, and used only BMI to measure obesity. BMI data could be under or over reported because they were self-reported. In addition, absence of information about drugs like antidepressant medications could be any effect on the observed obesity/depression relationships. And CES-D does not measure depression but depressive symptomatology. Therefore, additional research is needed to address these limitations.

Supporting Information

S1 File.

List of variables and their values.

https://doi.org/10.1371/journal.pone.0114891.s001

(XLS)

Author Contributions

Conceived and designed the experiments: JK JWN JP YDK. Analyzed the data: JK. Wrote the paper: JK JWN YDK.

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