Figures
Abstract
Background
Assessment of mother-child interactions is a core issue of early child development and psychopathology. This paper focuses on the concept of “synchrony” and examines (1) how synchrony in mother-child interaction is defined and operationalized; (2) the contribution that the concept of synchrony has brought to understanding the nature of mother-child interactions.
Method
Between 1977 and 2013, we searched several databases using the following key-words: « synchrony » « interaction » and « mother-child ». We focused on studies examining parent-child interactions among children aged 2 months to 5 years. From the 63 relevant studies, we extracted study description variables (authors, year, design, number of subjects, age); assessment conditions and modalities; and main findings.
Results
The most common terms referring to synchrony were mutuality, reciprocity, rhythmicity, harmonious interaction, turn-taking and shared affect; all terms were used to characterize the mother-child dyad. As a consequence, we propose defining synchrony as a dynamic and reciprocal adaptation of the temporal structure of behaviors and shared affect between interactive partners. Three main types of assessment methods for studying synchrony emerged: (1) global interaction scales with dyadic items; (2) specific synchrony scales; and (3) micro-coded time-series analyses. It appears that synchrony should be regarded as a social signal per se as it has been shown to be valid in both normal and pathological populations. Better mother-child synchrony is associated with familiarity (vs. unknown partner), a healthy mother (vs. pathological mother), typical development (vs. psychopathological development), and a more positive child outcomes.
Discussion
Synchrony is a key feature of mother-infant interactions. Adopting an objective approach in studying synchrony is not a simple task given available assessment tools and due to its temporality and multimodal expression. We propose an integrative approach combining clinical observation and engineering techniques to improve the quality of synchrony analysis.
Citation: Leclère C, Viaux S, Avril M, Achard C, Chetouani M, Missonnier S, et al. (2014) Why Synchrony Matters during Mother-Child Interactions: A Systematic Review. PLoS ONE 9(12): e113571. https://doi.org/10.1371/journal.pone.0113571
Editor: Sharon Dekel, Harvard Medical School, United States of America
Received: August 13, 2014; Accepted: October 24, 2014; Published: December 3, 2014
Copyright: © 2014 Leclère et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: The authors confirm that all data underlying the findings are fully available without restriction. All relevant data are within the paper and its Supporting Information files.
Funding: The study was supported by the Agence Nationale de la Recherche (ANR-12-SAMA-006) and the Groupement de Recherche en Psychiatrie (GDR-3557). The sponsors had no involvement in the study design, data analysis, or interpretation of results.
Competing interests: The authors have declared that no competing interests exist.
Introduction
Early infant-caregiver interactions
Since Itard's description of the wild child [1], parent-child interactions and the social environment have been widely acknowledged as playing a central role in early developmental processes [2]. Aside from serving as a response to basic infant needs (e.g., feeding), the quality of parent-child relationship has been implicated in children's social, emotional and cognitive development for years [3], [4]. Studies have shown significant correlations between the quality of the parent-child relationship and children's developmental outcomes (e.g., social competence [5], [6] and emotion regulation [7]–[9]). As a consequence, dysregulation in parent-child interactions has been implicated in the development of children's problematic behaviors [9], [10]. Additionally, atypical parent-child interactions are suspected to provide initial evidence of pervasive developmental impairments, such as autism, among infants [11]–[14].
Aside from individual behaviors and characteristics, understanding parent-child interactions is at the heart of early childhood psychopathology. Perinatal clinicians and researchers have conducted experiments and developed theories about early parent-child interactions. Initial studies focused primarily on mother-infant interactions, however the role of father-child (or other caregiver-child) interactions is now widely accepted. Interactions between infants and their partners occur at three different levels: behavioral, affective, and fantasy [15]. The behavioral level is the level most often studied due to its experimental accessibility, however it is not a simple task to describe parent-child behavioral interactions because there are multiple modalities of interaction to explore and classify. First, the interactive partnership between an infant and caregiver (usually called a “dyad”) has to be defined and explored as a single unit. Second, given that the relationship between an infant and his caregiver is bidirectional in nature, the dyad should be thought of as a dynamically interacting system [16]. An infant can influence the care he receives from the caregiver by the ways he behaves [17], [18]. Third, given the dynamic relationship between an infant and his caregiver, a specific interest in the flow characterizing the exchange of information during infant-caregiver interactions has emerged [19], [20], leading to the study of rhythm (meaning balance between partners) [21]–[23], reciprocity (meaning partners' ability to show adaptation to each other) [24], [25], and synchrony (meaning the dynamic and reciprocal adaptation of the temporal structure of behaviors between interactive partners) [26]. The recent discovery of both biological correlates of behaviorally synchronic phenomena [27] and statistical learning [28], [29] has validated the crucial value of studying synchrony during child development [2], [26].
Synchrony
Synchrony is an important concept relevant to diverse domains in physical, biological and social science. The construct of synchrony has been applied to a range of phenomena, from the micro-level of cells, neurons, and genes [30], [31] and intermediate-level of interactive partners' brains [27], to the macro-level of population growth and weather change [32] in addition to the mental realm [33]. In the field of mother-child interactions, the dynamic and reciprocal adaptation of the temporal structure of behaviors between interactive partners defining synchrony implies the following [34]: (i) behaviors include verbal and non-verbal communicative and emotional behaviors (e.g., gestures, postures, facial displays, vocalizations, and gazes). (ii) Synchronous interactions entail coordination between partners and intermodality. Caregivers and their children are able to respond to each other using different modalities starting from birth [35], [36]. Thus, synchrony differs from mirroring or the chameleon effect. Instead, synchrony describes the intricate ‘dance’ that occurs during short, intense, playful interactions; it builds on familiarity with the partner's behavioral repertoire and interaction rhythms; and it depicts the underlying temporal structure of highly aroused moments of interpersonal exchange that are clearly separated from the stream of daily life [23], [25], [37]–[39].
Despite the similarities between synchrony and other established constructs in the mother–child relationship, synchrony is different in a number of meaningful ways. Synchrony encompasses both the mother's and the child's responsivity and their emotional capacity to respond each other. During early development, synchrony involves a matching of behavior, emotional states, and biological rhythms between parents and infants that together forms a single relational unit (dyad) [26]. Affiliative bonds, defined as selective and enduring attachments, are formed on the basis of multiple genetic, hormonal, brain, autonomic, epigenetic, behavioural, and mental processes that coordinate to establish the parent–infant bond [40]. Oxytocin, considered to be the bonding hormone, appears to enhance physiological and behavioral readiness for social engagement in parent-infant interactions [19]. Its biology is not fully elucidated but is, in part, related to epigenetic mechanisms. Oxytocin (OT) is synthesized in the paraventricular and supraoptic nuclei of the hypothalamus. OT is released into both the peripheral circulation and the extracellular space, resulting not only in local action but also in diffusion through the brain to reach distant targets. OT receptors are localized in different areas including the amygdala, hippocampus, striatum, supra-chiasmatic nucleus, and brainstem. The fact that OT has peripheral and central functions does not imply that the central and peripheral release are necessarily associated [41].
Understanding the dynamics of mother-infant interactions and identifying synchronic patterns within mother-child dyads are important to promoting healthy relationships [42]. In typically developing children, the quality of social interactions depends on an active dialogue between the parent and the infant and is based on the infant's desire to be social and the parent's capacity to be attuned [43], [44]. Synchrony can therefore be defined as the temporal coordination of micro-level relational behaviors into patterned configurations that become internalized and serve to shape infant development over time and repeated experience [45]. Bernieri [46] proposed classifying definitions of synchrony that involve some notion of behavioral adjustment or entrainment to one another, into three categories. The first category is based on biological rhythms and defines synchrony as the degree of congruence between infant-caregiver behavioral cycles. The second category operationalizes synchrony as the quantity of simultaneous behaviors. The third category defines synchrony as a perceptual social phenomenon where the essential feature is the apparent unification of behavioral elements into a meaningful described “whole” (i.e., a synchronous event as a perceptual unit).
Originally conceptualized and studied by developmental psychologists, the concept of synchrony is now relevant to many different fields of study including social signal processing, robotics and machine learning [47], [48]. According to its conceptual framework, synchrony can be defined in many ways. However, Delaherche et al. [34] recently proposed that, in most cases, one should distinguish between what is assessed (i.e., modalities such as body movement, gaze, smile, and emotion) and how the temporal link between partners' different modalities of interaction are assessed (i.e., speed, simultaneity, smoothness). Therefore, synchrony has been measured in many different ways due to its broad range of theoretical applicability and has been applied to the study of parent-child interactions among both typically developing infants and clinical populations. In this study, we systematically review how the concept of synchrony has been defined in the study of early human interactions, limiting our review to studies involving infants and toddlers aged two months to 5 years and mothers, and what the associated main findings and contributions have been for understanding early child development.
Methods
Searching and selection of studies
An electronic search was undertaken, covering the following databases: ERIC; FRANCIS; MEDLINE; PASCAL; PsycARTICLES; PsycCRITIQUES; PsycEXTRA; Psychology and Behavioral Sciences Collections; and PsycINFO. This ensured that a range of psychology references with multiple theoretical background were included. We searched the literature for research articles published between 1977 and 2013 using the following key-words: « synchrony », « mother-child » and « interaction ». All articles were peer-reviewed. We examined the mother-child dyad because this dyad type has been the most thoroughly examined with respect to synchrony. A diagram summarizing the literature search process is provided in Figure 1. We used the following criteria: (1) studies investigating synchrony during mother child interaction; (2) studies using a specific tool for quantification of synchrony; (3) studies including children aged between 2 months and 5 years of age. (4) Finally, we excluded single case reports. Out of the 92 articles found through our initial search using criteria 1, 2 and 4, we selected 61 studies which included children aged between 2 months and 5 years of age. This age window was selected based on the following: (1) this age group represents a significant developmental period of communicative abilities with care-giver; (2) children greater than 2 months of age possess a greater capacity to respond with multiple modalities; and (3) this age group is awake for longer periods of time. We added 2 studies which were found by checking the reference lists of the selected studies. Several studies with mixed age samples (those including both children within our age inclusion criteria as well as infants younger than 2 months and/or children over 5 years of age) were excluded from our study. We also excluded 4 studies because synchrony did not appear relevant to the studies (e.g. not focused on synchrony, or theoretical) [45], [49]–[51]. Of note, we did not find other reviews sharing our goals.
Data extraction
A three-step process was undertaken to review the studies evaluating synchrony in caregiver-child interactions. All information was gathered in an electronic database. Two of the study co-authors (CL and SV) blindly extracted the study information. Disagreement between raters was examined, and final extraction was validated through consensus with a third co-author (DC, CA or MC). Each of the two study co-authors (CL and SV) first provided a general description of the articles and systematically extracted the following data: authors and year; study design (e.g., prospective; selected population); number of subjects/dyads; mothers' characteristics (age, socio-economic status, parity and ethnicity); children's mean age; assessment modalities (e.g., behavioral annotation); and main findings including those regarding synchrony. Second, we examined how synchrony was characterized in terms of definitions and terms used in each of the articles. This was done to better capture how synchrony was conceptualized by authors according to their theoretical background. Third, we systematically detailed how synchrony was assessed, differentiating between both the method of annotation used (e.g., specific grid) and computation (e.g., time-series analysis). Other information was extracted from each article to provide detail on assessment conditions: setting of interactions (place, duration, order, video recording) and measurement components.
Results
General comments
Among the 63 studies selected for this review, we found that 84% of the articles focused solely on mother-child interactions. This is not surprising given our inclusion criteria. The number of dyads examined in the selected studies varied from 2 [52] to 153 [53] with a mean of approximately 50 dyads (mean (±SD) = 49.2 (±36.29)). Children in the study had a mean age of approximately 1 year (mean (±SD) = 15.67 (±18.01) months). Characteristics of the mothers were not always reported even for age or parity, two parameters that have been implicated in quality of parenting [15]. Among studies with exploitable data (n = 27), mean age was nearly 30 years (mean (±SD) = 29.25 (±3.18) years). Most studies did not distinguish primiparous and multiparous women.
Regarding synchrony, about half of the articles (n = 31) focused primarily on synchrony or a similar concept such as reciprocity. The other half (n = 32) concerned mother-child interactions more globally: 20 of these studies included specific questions about synchrony in their methodology and 12 studies provided data detailing the extent to which child and caregiver were synchronized on specific behaviors in the results section. The characteristics of synchrony have been described in several previous works ([54], [55]; see introduction section); we found several definitions of for synchrony which did not always use the same words and which seemed to vary mainly with respect to the theoretical framework of the authors (e.g., cognitive psychology, developmental psychology, psychoanalysis, interaction and engineering). Our reading of the literature indicated that synchrony includes the following components: (1) A dyad: an interactive unit/system; (2) Mutuality: the partners are mutually regulated; (3) Reciprocity: the partners show reciprocity, adaptation, flexibility, and conformity to each other; (4) Rhythmicity: the partners maintain balance in the system; (5) Harmonious interaction: mother and infant frequently share or experience similar behavioral states and affect; and (6) Maintained engagement: the partners experience prolonged social engagement characterized by mutual attention and turn-taking. Reciprocity, a widely operational construct in clinical field, has a large overlap with the concept of synchrony. The main difference applies to the time scale. Reciprocity implicates by definition a large time scale, whereas synchrony can be applied to both macro and micro time scale (see below).
Synchrony has been studied in two different settings: laboratories and natural settings (2/3 vs. 1/3 of the studies, respectively). In most of the cases, interactions were video-recorded. The mean duration of interactions was 11 (±13.13) minutes. The most common types of interactions were (in decreasing order): free play (n = 36), daily routines (n = 10), structured tasks (e.g., specific order) (n = 9), and experimental settings (e.g., still-face) (n = 7). For the studies that indicated a time-frame (n = 38), two primary time scales were used: 10-seconds (n = 10) and 1-second (n = 10).
To simplify the overall presentation of the literature on synchrony, we first summarize synchrony measurement methods. We distinguished three categories of measurement: (1) global interaction scales; (2) synchrony scales; and (3) micro-coded time-series analyses. In the following two sections, we divided the articles according to the targeted population: 39 articles examined early interactions in typically developing populations, whereas 23 articles examined early interactions in clinical populations.
Synchrony measurement methods
During the last twenty years, there have been several attempts to measure synchrony during early parent-child interactions using an operational coding system (Table 1). We propose distinguishing between synchrony assessment methods as follows:
- Global interaction scales include 9 instruments that assess infant and mother behaviors during interactions and include dyadic parameters. The following 4 scales integrate dyadic items: the Coding Interactive Behavior (CIB) scale ([5] French translated version by [56]); the Qualitative Ratings for Parent-Child Interaction scale [57], [58]; the Coding System for Mother–child Interactions (CMSCI) [59]; and the NCAST Feeding and Teaching PCI Scales. This last instrument was used by Keefe [60] to observe and score maternal-infant synchrony on behaviors associated with feeding. These 4 scales give information about the quality of dyadic interactions, but do not directly refer to “synchrony”. In contrast, the following two scales use the term “synchrony” but vary in their method of assessment: the eight-scale CIB parent-infant synchrony [61] and the Belsky Parent-Child Interaction Coding System [53] (modified version [62]). Contrary to the quality score given by Abraham's eight-scale CIB, scores on Belsky's scale are assigned based on the frequency and intensity of verbal and nonverbal behaviors. Then, appropriate sequential behaviors between partners are coded as synchronous or asynchronous according to the details of the interaction [63], [64]. The last three scales from the global interaction group assess engagement, involvement, mutual synchrony, and shared states and apply a statistical measure to each partner's results. These three scales include: the Infant Caregiver Engagement (ICE) scale [65]; the Rating Scale of Interactional Style (RSIS) [66] (modified version [67]); and (3) the Behavior State Coding scale [68].
Global interaction scales were used in a variety of observational settings and among children of various ages. Free-play was the most common setting used to observe interactions. The NCAST used a teaching moment procedure while the ICE used a still-face procedure. The CIB and the NCAST can be used to observe feeding, and the Belsky scale can be used in the observation of a daily routine, such as bathing. Global scales included in this review assessed children from birth (CIB) to 48 months (CMSCI) of age.
- Synchrony scales include various assessment designs. Despite being global scales, they differ from the previous ones by being their core focus on synchrony and the absence of subscores regarding each partner's behaviors. Eight global rating systems assign a global score to the parent-child dyad. Bernieri's Scale [46] and the Synchrony Global Coding System [69] are based on coders' perceptions and judgments of synchrony and are supplemented by item definitions. These two scales treat synchrony as a global concept. After viewing the entire interaction session, the assessment of synchrony is determined by coders' clinical judgments. Video sessions can also be split into several units, based on listed behaviors or time-sampling. Scores are then compiled or averaged to provide an overall assessment of synchrony. This is the case for the Dyadic Mutuality Code (DMC) [70], The Taxonomy of Interactional Synchrony [71], the Coding Scheme [72] (adapted version [73]), and The Rocissano and Yatchmink Taxonomy [74]. The last scale, the Maternal-Infant Synchrony Scale (MISS) [75] is an observational assessment tool designed to assess synchrony during parent-child feeding interactions by investigating the similar concept of engagement.
- Micro-coded time-series analyses are methods based mainly on statistical approaches. The most commonly used method of measuring synchrony involves frequency counts of infant and maternal behaviors. Coders use a list of pre-determined behaviors and divide mother-infant observations into brief units of time for assessment. The Monadic Phase Manual proposes quantifying maternal and child behaviors by first annotating the videos and then cross-correlating two corresponding time-series to determine the degree of coherence between the two. Maternal synchrony is indicated by the presence of a positive lead-lag between the mother's and infant's time-series [76], [77], or by a correlation between the second-by-second affective state codes given to infants and mothers [78]. Coding is generally assisted by a software system such as The Observer or Elan. Mother-infant synchrony is quantified by the first-order correlation between mother-infant targeted behaviors for every few seconds of interaction [79]. Synchrony may also be assessed by calculating proportions, frequencies, mean durations and latencies of specific relational behaviors [45], [80] or by measuring the correlation between partners' behaviors [81]. Another proposal was to measure synchrony as the percentage of time during which the mother and infant looked at each other's head simultaneously [82]. An example of a frequency score is summing the number of attempts a mother and child make to engage to each other. Similarly, Isabella [83] gathered information on the frequency of a more limited set of maternal, infant and dyadic behaviors by observing mother-infant interactions over successive 15-second intervals. To assess the mean duration of synchrony, Gratier [84] analyzed acoustic segments of interaction. A spectrogram – a visual representation of an acoustic signal – and pitch plot provided information regarding onset, end time, and duration of vocalizations and periods of silence between them; energy; loudness; and the pitch of acoustic signals. Groups of vocalizations bounded by pauses lasting more than 500 milliseconds were called “phrase units”. Expressive timing refers to the degree of variation from a strictly regular “pulse” or “beat”. Interactions were coded as “interactional synchrony” when vocalizations occurred simultaneously (overlap), were successive (turn-taking) or were imitative, with respect to matching pitch and rhythm.
Studies investigating synchrony in normal populations
Table 2 summarizes the main characteristics and findings for the studies investigating synchrony during early parent-child interactions in normal populations. Articles were sorted into 6 categories: validation of synchrony assessment tools (n = 6); variation in age and gender (n = 7); variation between parents (n = 6); micro-interest (synchrony is observed for a specific behavioral modality; n = 12); associations with physiological data (n = 5); and other (n = 3).
The main results can be summarized as follows: (1) Synchrony during early mother-child interactions has neurophysiological correlates [85] as evidenced though the study of vagal tone [78], cortisol levels [80], and skin conductance [79]; (2) Synchrony impacts infant's cognitive processing [64], school adjustment [86], learning of word-object relations [87], naming of object wholes more than object parts [88]; and IQ [67], [89]; (3) Synchrony is correlated with and/or predicts better adaptation overall (e.g., the capacity for empathy in adolescence [89]; symbolic play and internal state speech [77]; the relation between mind-related comments and attachment security [90], [91]; and mutual initiation and mutual compliance [74], [92]); (3) Lack of synchrony is related to at risk individuals and/or temperamental difficulties such as home observation in identifying problem dyads [93], as well as mother-reported internalizing behaviors [94]; (4) Synchrony has been observable within several behavioral or sensorial modalities: smile strength and eye constriction [52]; tonal and temporal analysis of vocal interactions [95] (although, the association between vocal interactions and synchrony differs between immigrant (lower synchrony) and non-immigrant groups [84]); mutual gaze [96]; and coordinated movements [37]; (5) Each partner (including the infant) appears to play a role in restoring synchrony during interactions: children have coping behaviors for repairing interactive mismatches [97]; and infants are able to communicate intent and to respond to the intent expressed by the mother at the age of 2 months [98]. Additionally, children are sensitive to synchronous parental behaviors such as maternal synchronous turn-taking and giving of instructions [74]; and (6) Synchrony also depends on parental characteristics and/or skills such as maternal sensitivity [64], [99]. Although synchrony shows similar patterns within the mother and father dyadic contexts, father-child interactions (compared to mother-child interactions) exhibit less synchrony in the triadic context [71]. Moreover, no inherent differences are found in the parental caregiving context as a function of the parent's sexual orientation [61]. In general, same-gender parent-infant dyads seem to experience more synchrony [76], however one paper found that mother-daughter dyads spend less time in coordinated states compared to mother-son dyads [37]. Mothers interacting with an unfamiliar child show less synchrony [46]. Lower parent-infant synchrony was observed among triplets compared to twins or singletons [100]. Finally, it appears that synchrony is not an uninterrupted process, as changes in synchrony occur over time [51]. Yet, even if dyads increase in their degree of coordination over time, the proportion of time they are synchronous remains small. These results suggest that interactions may be characterized both in terms of movement from coordinated to uncoordinated states as well as the degree of coordination during interactions [37].
Studies investigating synchrony in clinical populations
Table 3 summarizes the main characteristics and findings of the studies investigating synchrony during early parent-child interactions in clinical populations (n = 33). We found 12 studies investigating infant psychopathology or developmental impairments, 6 studies comparing mother-child interactions among normal control mothers compared to mothers presenting with a mental or medical condition, and 5 studies investigating the subtypes of child attachment styles.
The main study objectives were to describe and/or evaluate parent-child interactions through micro-interest or validation of synchrony assessment tools; to compare the quality of interactions according to infants' characteristics: term vs. pre-term or typical development vs. pathology (aggressive behavior; ADHD; Down syndrome; autism); and to compare the quality of interactions among parents experiencing pathology (depression; psychosis) vs. healthy controls.
The main results can be summarized as follows: (1) Among children with externalizing behaviors, synchrony is associated with the level of child functioning and plays a protective role in the development of ADHD [59]; the association between externalizing behaviors and synchrony is not gender dependent [59]. Lower levels of synchrony were found during early interactions among parent-child dyads with children who had higher levels of parent-rated physical aggression [101] and infant irritability [60]; (2) Among pre-term infants, authors found lower coherence during interactions led by the infants [102], less mother and infant responsivity [81] and shorter episodes of gaze synchrony [103]. Additionally, lower cognitive abilities were correlated with lower levels of synchrony [104]; (3) Whereas no differences in synchrony were found during early parent-child interactions among children with Down syndrome compared to typically developing children [105], synchrony was lower among children with autism [106]. Participation in a nursery program was shown to improve synchrony among parent-child dyads where the child had autism [107]; (4) Among high-risk, low-income, toddler boys, synchrony was positively associated with maternal nurturance and language skills, and negatively associated with child emotional negativity [69]. First-time mothers who engaged in a therapeutic program evinced higher levels of synchrony [108]; (5) Studies with depressed mothers found that more negative and less positive affective behaviors were shared during mother-infant interactions [68], a trend which corresponded with less synchrony/coherence [109]. Males with depressed mothers appeared to be more vulnerable than females with depressed mothers [110]. Additionally, with respect to vocalizations, depressed mothers were less responsive and predictable [111]. As with depressed mothers, authors found less synchronous parent-child interactions among psychotic mothers [63]; and (6) In terms of attachment styles, synchrony during interactions (high vs. low) predicted children's profiles (secure vs. insecure) [53], [83]. Synchrony was also related to the quality of maternal representations of attachment relationships [109].
Discussion
Summarizing the results
Whatever the assessment method, it appears that synchrony should be regarded as a social signal per se as it has been shown to be a valid concept in both normal and pathological populations. Better mother-child synchrony is associated with familiarity (vs. unknown partner), a healthy mother (vs. pathological mother), typical development (vs. psychopathological development), and more positive child cognitive and behavioral outcomes. Within normal populations, studies have shown that synchrony varies developmentally, mirroring children's communicative abilities that allow them to be increasingly interactive with their first caregivers and others [67], [88], [97], [112], [113]. During the first year of life, synchrony is often intermodal, characterized by a mother's voice and a child's movements, for example. As children get older, synchrony may be characterized by more symmetric modalities, increased child initiation and turn-taking. A synchronous interaction may not be interpreted as a perfect symmetric timing exchange. Breaks and variations are important to improving adaptation, creativity and stimulation.
Synchrony is also a criterion for distinguishing between normal and pathologic interactions. In the case of maternal pathologies that have been extensively investigated (e.g., depression), mother-child interactions demonstrate lower levels of synchrony [110], [114]. More generally, interactions are poorer each time one of the partners is impeded by internal (pathological) or environmental distractor. As such, parent-child interaction may be poorer when maternal sensitivity and empathy is impeded (i.e., during maternal depression) or when child pathology does not permit a child to answer his mother. From the view of studying synchrony, it appears that there is an interest in studying clinical populations, not with respect to specific symptomatology, but rather more broadly as an indicator of a maternal or child trait that may signal a reduced capacity to be interactive. Synchrony is not an all or nothing concept; rather, it may be more valid to think about dyadic interactions as approaching or moving away from synchrony [3]. Additionally, all studies that focus on child development demonstrate a link between synchrony and attachment, on one hand [83], and child cognitive and behavioral development, on the other [26], [89].
Limitations
Given our study design focusing on synchrony in the context of early interaction, the current review cannot be considered as an exhaustive review. We decided to focus on mother-child because this dyad has been the most closely examined for synchrony. Interacting studies relative to synchrony may not be reviewed by our methodology. However, because of our inclusion criteria some interesting studies about specific dyad [115]–[117] were not included. Additionally, given the number of concepts close to synchrony, we had to limit them to keep focusing on synchrony only. In consequence, the Care-index [118] was not included in our review, even if it proved its validation. The Care-index is a qualitative scale that has been used widely. However, it does not allow synchrony assessment and rather gives affective tone of the interaction, interactive style and strategies of each partner. It is especially based on turn-taking.
Also, interpretation of the studies may be related to inerrant limitations of the different methods that were used. First, as exposed in the synchrony measurement section and discussed in section 4.3, many scales were not properly validated. Second, one major difficulty in measuring synchrony is identifying and defining critical behaviors that are specific enough to capture the variations in individual behavior yet broad enough to account for maturational changes. Some behavior can be considered positive or negative depending on the frequency of occurrence [3]. Third, another difficulty is to determine interaction rhythm and to order initiations and break out. The video recording of mother-infant interaction poses certain technical challenges. The angle of the camera has to be set so that the mother and infant could be seen clearly. Behaviors may have changed due to the influence by the observation camera and the chosen setting [51]. Fourth, besides definition of synchrony construct and quality of clinical tools and recording, a striking observation is that many studies neglected to properly describe and take into account mother characteristics such as age, parity, socio-economic status or ethnicity (see table 2 and 3). Future studies should improve mother characteristics reporting.
Finally, given the heterogeneity of the studies' definitions and methods, we cannot exclude that our review methods based on consensus may introduced biases in the result synthesis. We consider this work as a starting point for fruitful discussion among the field and across disciplines.
Comments on definition and assessment methods
The main objectives of the present review were to understand how synchrony in early mother-child interactions has been defined and measured in the literature and to determine which contributions the concept of synchrony increase our understanding of the nature of mother-child interactions. The results revealed differences in the theoretical backgrounds and the methodological assessments used to study synchrony. We distinguished three different types of assessment tools. The first type are global interaction scales which include a dyadic assessment (sometimes clearly called synchrony) and provide a global and qualitative description of interaction. The second type are specific synchrony scales. Some synchrony scales are specifically constructed for one study and therefore were not externally validated (e.g. [69]). Some synchrony scales are global and qualitative while others are constructed with listed behaviors which allow for the assessment of synchrony using statistical measurements (e.g., frequency, duration, co-occurrence). Similar to the global scales, the specific scales do not always use the term synchrony in the assessment tool. The third type of assessment tool includes evaluation and statistical tools which describe synchrony on specific behaviors and focus on the temporal component of parent-child interactions. In sum, it appears that the lack of common evaluation methods in the study of synchrony may introduce bias in the interpretation and comparison of study results between studies.
Studies investigating synchrony in early interactions include closed concepts such as reciprocity [23], [53], [101], [119], [120], shared affect [23], [121], attunement or mutuality [70], [79], [98], rhythmicity [83], [84], [86], [102], [122], harmonious interaction [121], [123], [124] and maintained engagement [82], [97]. These components appear to be relevant to the assessment of synchrony. However, examination of the dyad system and its associated interactional behaviors along with temporal patterns may be the most relevant way to measure synchrony. Yet, the challenge of finding an objective and shared method of measuring synchrony remains. The measurement of synchrony should not be dependent on the number of parent-child interactions but rather on the number of interaction attempts compared to successes. Moreover, an effective measure of synchrony should differentiate between initiated behavior and response behavior [11]. Even if the method is grounded by specific behaviors, what remains important is the sequence or pattern of these behaviors and their relationship to each other within the dyadic exchange [51]. A useful measure of synchrony should also control for any bias on the part of the observer. Moreover, it should allow for individual differences. It is important to refer to a synchronous interaction rather than a synchronous relationship, because the observable patterns of dyadic interactions provide a “window” to the social relationship of the interacting partners [72], [125]–[127]. The number of concepts related to synchrony further suggests that interactions may be best characterized in terms of their movement from coordinated to uncoordinated states rather than solely in terms of their degree of coordination during interactions [37]. We can therefore define synchrony, inspired by Delaherche [34], as the dynamic and reciprocal adaptation of the temporal structure of behaviors and the sharing of affect between interactive partners.
Proposals to improve assessment methods
Synchrony is a complex phenomenon requiring the perception and integration of multimodal communicative signals. It has not only been investigated in the field of early parent-child interactions and developmental psychology but also in the fields of social psychology, neuroscience [27], engineering, and robotics [34], [47]. We propose that combining several approaches within a multidisciplinary perspective at the intersection of social signal processing, computational neuroscience, developmental psychology and child psychiatry may efficiently address some of the challenges faced in better understanding synchrony in terms of its neurophysiological and psychological correlates [48]. By providing automatic, detailed and objective measures of multimodal socio-emotional behaviors, we believe that our proposal will become a valuable tool for examining early language, emotional and social interactions in both normal and clinical populations.
In the field of autism spectrum disorders (ASDs), we already applied this approach with some novel findings. When studying home movies with computational methods combined with behavioral annotation and temporal synchrony, we demonstrated the following: (1) infants who will develop autism could be differentiated from both infants with intellectual disabilities and typically developing (TD) children as early as the first year of life [11]; (2) parents adapted the way they interacted with infants who will develop autism by being more supportive and by using more parentese [13], [128]; (3) fathers of infants developing autism spoke to their infants more than fathers of TD infants during the 12–18 months period [13]. To conduct these studies, we first developed an automatic computerized tool to differentiate parentese vs. normal speech [129]. Other studies using a prospective approach in at risk samples also found results highlighting the importance of emotional synchrony and caregiver adaptation to infant lack of inter subjective behaviors when developing autism. Recently, the British Autism Study of Infants' Siblings reported that early dyadic interaction between at-risk infants and their parents was associated with later diagnosis of autism [14]. Also, in infants with West syndrome (an early onset epileptic encephalopathy with high risk of autism during outcome), the lack of synchronic interaction during the first year of life predicted those who will develop autism and intellectual disability [130]. Together, with the studies summarized above [106], [107], all these evidences suggest that impaired parent-infant interaction during the first year of life may be an early marker of autism.
Aside from natural settings (e.g., home movies), this approach can also be applied in the laboratory as well as more experimental settings. By studying motion with computational methods, Weisman et al. [131] showed that oxytocin shaped parental motion during early infant-parent interactions. Similarly, using a specific algorithm for speech turn tracking (STT) during a still-face experiment with typically developing infants, Weisman et al. [132] found the following: (i) infant vocalization and STT were key social cues used to regulate interactions during still-face and during reunions after still-face, with infant vocalizations leading interaction dynamics; (ii) father pause (more so than father vocalization or fatherese) was the main adaptive behavior for fathers after still-face; (iii) oxytocin did not modulate infant STT or father STT/fatherese; (iv) however, salivary cortisol increased after still face confirming the stressful contribution of the experiment.
Computational methods can also be suitable for studying emotional communication [133]. Messinger [134] applied machine-learning to face-to-face interaction to explore the predictability of infant and mother smiles. The results measuring facial action [52] showed that (1) infant and mother smile activity exhibited changing (non-stationary) local patterns of association, suggesting the dyadic repair and dissolution of states of affective synchrony and (2) the duration of gazes at and away from the mother's face were positively predicted by the durations of the two previous gazes [135]. Together, results revealed that infants exhibit distinct and temporally stable levels of interest in social and non-social features of the environment.
In the context of an ongoing treatment study for neglected mothers (http://synedpsy.isir.upmc.fr/), we propose to study early interactions in synchronous and dyssynchronous dyads with a similar multidisciplinary approach using social signal processing. The parent and child will be video-recorded during free-play at baseline, after 6 months of treatment and at 1 year follow-up. The video recording of the free-play interaction will be coded with several computational tools able to measure motherese [129], speech turn-taking [132], joint attention [136] and movement coordination through skeleton extraction from a RGB-D sensor (Kinect) [137]. In parallel, clinical assessment tools including the CIB will be utilized to provide a global and valid assessment of synchrony. Components such as 0–3 diagnosis, social support or maternal insightfulness will also be assessed.
Conclusions
Synchrony is a key feature of mother-infant interactions. It is not simple to objectively examine synchrony with currently available assessment tools due to its temporality and multimodal expression. However, irrespective of which assessment methods are used, it appears that synchrony should be regarded as a social signal per se, as it has been shown to be valid in both normal and pathological populations. Better mother-child synchrony is associated with familiarity (vs. unknown partner), a healthy mother (vs. pathological mother), typical development (vs. psychopathological development), and more positive cognitive and behavioral outcomes among children. Because mother-infant interactions are not static, an interactional model for the measurement of synchrony will need to capture the dynamic nature of the relationship and the flow of the interaction over time. We propose an integrative approach combining clinical observation and engineering techniques (e.g., social signal processing) to improve the quality of synchrony analysis.
Author Contributions
Conceived and designed the experiments: DC MC SM. Performed the experiments: CL MA SV. Analyzed the data: CL SV MA MC DC. Wrote the paper: DC CL SV MA CA MC SM. Blindly extracted the study information: CL SV. Checked the data: DC CA MC. Did the first draft of the manuscript: CL SV DC.
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