Peer Review History
Original SubmissionSeptember 10, 2020 |
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PONE-D-20-28509 Manifestations and drivers of mistreatment of sick newborns and young infants and their parents in health facilities in Kenya PLOS ONE Dear Dr. Abuya, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. ============================== ACADEMIC EDITOR: The reviewers have recommended some revisions to your paper. Please address these in a revised manuscript particularly considering the use of a framework to present the qualitative findings and including some recommendations for suggested action. ============================== Please submit your revised manuscript by Jul 26 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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This will take you to the ORCID site and allow you to create a new iD or authenticate a pre-existing iD in Editorial Manager. Please see the following video for instructions on linking an ORCID iD to your Editorial Manager account: https://www.youtube.com/watch?v=_xcclfuvtxQ 4. We note you have included a table to which you do not refer in the text of your manuscript. Please ensure that you refer to Table 2 in your text; if accepted, production will need this reference to link the reader to the Table. 5. Please include a copy of Table 3 which you refer to in your text on page 17. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Partly Reviewer #2: Partly Reviewer #3: Yes ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: No Reviewer #3: I Don't Know ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: No Reviewer #3: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: This paper addresses the issue of mistreatment of newborns and young infants in health facilities in Kenya. It is an important topic considering global and national efforts to expand newborn care services in low- and middle-income countries for reaching the sustainable development goal targets. The authors define categories of mistreatment and the response of parents to it and suggest approaches to address the drivers of mistreatment. While the paper is interesting and well written, I think it can be further improved by including more information that justify this classification of mistreatment, especially in relation to related literature on quality of newborn care services and on its impact on neonatal health outcomes. In addition, the conclusions can be improved by mentioning human resources for health strategies. With modifications addressing the detailed comments below, and expanding on the use of other frameworks (quality of care, nurturing care, newborn rights), this could be an influential paper. Detailed comments are provided below by section. 1. Abstract 1.1. While it is not common to find papers on mistreatment of newborns and young infants in health facilities, there is a body of literature on quality of newborn care services and on newborn experience of care, especially in relation with development. I would rephrase the statement on "limited efforts to understand the experience of care for sick newborns and young infants". 1.2 In the conclusions the authors should include a recommendation on strategies to strengthen human resources. 2. Introduction 2.1 Page 9, "Negative experiences during labor and childbirth are a deterrent to the use of skilled birth services"...It would better "deterrent to the choice of birth in health facilities". In principle "skilled birth services" should be respectful by definition. 2.2 Page 10, the authors should mention here, after reference 12, or in place of reference 12, the Standards for improving the quality of care for small and sick newborns in health facilities, WHO 2020, which articulate the concept of experience of care from the newborn perspective with three standards focusing on the needs and rights of newborns and their families all along the care process. 2.3 Page 10, see comment 1.1. In addition, the authors may consider adding a sentence on the fact that newborns and young infants express their experience of care with signs of distress or calm depending on the sensorial environment in which they are cared for, the importance of the caring environment and how this can impact on the development of the brain, and therefore the importance of providing respectful and nurturing care, care that responds to the needs of the infant, because of the long lasting impact on the infant, not only on parents. Please refer to the literature on infant and family-centered developmental care, kangaroo mother care and nurturing care. 3. Methods Overall the methods looks sound. More information on coding framework would be helpful. 4. Results 4.1 I understand that the classification of mistreatment is based on previous work on mistreatment in maternal health and in the newborn in the postnatal period. However, over the past five years there has been an evolution in the concept of disrespect and mistreatment which led to an update of the Respectful Maternity Care Charter to include the newborn in 2019 and to the publication by WHO of the Standards for improving the quality of care for small and sick newborns in health facilities in 2020. In fact the categories of mistreatment correspond to poor quality of care as well. Therefore, it would interesting to see a link with those documents. Also some of the categories reflect more the quality of interaction with parents than the infant. Please note that all categories of mistreatment presented in the paper are reflected in the new newborn standards and perhaps the quality of care framework of the standard with its 8 domains represents a better way of categorizing the results, in the sense of offering a way of focusing only on infant quality of care and reducing overlaps between groups. 4.2 Page 14 There is a slight difference between failure to meet professional standards and failure to meet standards of care in the sense that the first is more related to staff knowledge, attitudes and behaviors while the second is related not only to human resources challenges but also to other health system constraints. 4.3 Page 14 line 8 Are the authors intending "or" or "and"? Please clarify if failure to meet professional standards is interpreted as a staff behavior mostly related to heavy workload or not. It looks like many other reasons, including poor organization of care, contributed to delays in care provision. 4.5 Page 14, overcrowding example. This seems to be an example of failure to meet standards of care more than professional standards. It seems to fit better among health system constraints. 4.6 Page 15 , last paragraph. These examples seem to fit better in the previous category: failure to meet professional standards, as they are related to human resources competence. 4.6 Page 19. Please explain what is intended here for forcefully: more often than prescribed, higher quantity than prescribed, which feeding technique, how babies reacted, etc. 4.7. Page 20. The authors may consider having verbal abuse included under "Poor rapport between parents and providers" instead of having it as a separate category or consider having a category on poor communication, including verbal abuse, and all the other issues as a separate category named "Disrespect and poor interaction between providers and parents", to make the categories more pertinent to newborn and infant care. 4.8. Page 22. I would classify refuse to follow instructions and request for discharge as an assertive response, given the context of Kenya. 5. Discussion 5.1 As already mentioned the issues highlighted in the paper are quality of care issues. The authors should expand the discussion. For example, if the current classification of mistreatment is maintained, the discussion will benefit from showing how the categories of maltreatment relate to the WHO quality of care framework and the standards of care for small as sick newborn, particularly those on the experience of care. Just as an example: category 1 relates closely to provision of care standard statements S1.2. S1.3 and S1.4; category 2 relates to standard statements S1.36, S1.40, S1.41, as well as standards 7 and 8; category 3 relates to standard statements S.1 to S.4; category 4 can be linked to standard statements S5.1, S5.2, S5.3, and S6.4; category 5 is linked to standard statements S1.8, S1.9 and 5.4; category 7 to standard statements S4.1 to S4.6 which details communication; and category 8 can be linked to standard statement S5.6 among others. 5.2 Consider adding some considerations on the concept of person centered care and parents participation in the care of their infant. 5.3 Consider adding a paragraph on the impact of the environment on the development of the brain and possible long term outcomes of poor quality of care environments. 6. Conclusions The authors should consider strengthening the conclusions with a statement on the importance of putting in place strategies to strengthen human resources for newborn care, number and competencies, as well as working environment. Reviewer #2: The article aimed about an interesting topic however the analysis and findings do not support to answer a construct comprising of themes that would answer your research questions given as objective. I believe that the findings under what you call as themes are just summaries of the topics that were found within the coded text. "1) failure to meet professional standards manifested as abandonment and delayed provision of care; 2) health system conditions and constraints; 3) limited provider skills; 4) stigma and discrimination due to provider perception of personal hygiene or medical condition; 5) physical abuse: providers take blood samples and insert intravenous lines and gastric tubes in a rough manner; 6) inappropriate feeding practices: parents forcefully feed infants to avoid providers’ anger or share unsterile feeding cups; 7) poor parental-provider rapport expressed as ineffective communication, perceived disinterest, and non-consented care; and 8) no organized form of bereavement and posthumous care in the case of infant’s death". The analysis in qualitative research is more than that. I will suggest that you give your analysis a review from a qualitative researcher to identify three or a maximum of four themes. Some of the current themes for example are not themes, such as: failure to meet professional standards manifested as abandonment and delayed provision of care. This is related to access to care and touches upon the three delay model of maternal care. Without keeping the findings in the existing frameworks of access to care, mistreatment of patients in low and middle income countries the study will not have a strength and the results may not be useful for wider audience. The figures included are merely summaries of the data that has already been presented. The research aim: "This paper describes what constitutes mistreatment of sick newborns and sick young infants (SYIs), drivers, responses, and the effects of these experiences on parents." is not focused and lacks has several items put together. Are focused group discussions with women and men useful to understand what mistreatment they received during their care or the care of their children. I think not. Please re consider the methods. Reviewer #3: This manuscript is well written with a clear description of the design, methods, ethical considerations, results, and conclusions. The tables are especially helpful in summarizing the results. This manuscript was emotionally difficult to read but made a compelling case regarding the need for improvements in providing medical care that is compassionate and humane for sick babies and their parents. I understand the purpose of this article was to describe a problem, but I would also like to see some suggested solutions or at least a hint that solutions will be sought. Perhaps a follow-up article will describe an action plan for seeking improvements, which will need to be comprehensive as the problems seem to be so multifaceted. Effective solutions must address the need for multidisciplinary education about technical medical skills, special needs of infants and families, compassionate attitudes, and respectful communication, as well as the obvious need for adequate staffing and equipment. A summary of the comprehensive needs required to address this issue would be welcomed in the Discussion or Conclusion sections of this manuscript. If that is thought to be beyond the scope of this manuscript, I will look forward to a follow-up manuscript to address this important topic. Thank you for bringing focus to these issues that are of international significance, as I strongly suspect these problems are not limited to 5 hospital in Kenya. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: Yes: Ornella Lincetto Reviewer #2: No Reviewer #3: Yes: Raylene M. Phillips, MD, MA, FAAP, FABM, IBCLC [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
Revision 1 |
PONE-D-20-28509R1Manifestations, responses, and consequences of mistreatment of sick newborns and young infants and their parents in health facilities in KenyaPLOS ONE Dear Dr. Abuya, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. The reviewers have suggested some minor additional revisions to your manuscript. Please assess and respond to these before a final decision can be made. Please submit your revised manuscript by Dec 16 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols. We look forward to receiving your revised manuscript. Kind regards, Tanya Doherty, PhD Academic Editor PLOS ONE Journal Requirements: Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #1: All comments have been addressed Reviewer #2: (No Response) ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: No ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: N/A Reviewer #2: No ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: (No Response) ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The paper is much clearer now and addresses better the complexity of this topic making the needed links with available literature. The authors may consider to present the conclusions in the same order of thinking as the categories of mistreatment, for example starting from the need of addressing health system challenges, including availability of competent neonatal health care providers, then the issues of building better communication and responding to the developmental needs of infants and emotional needs of families, and finally creating supporting environments for care and bereavement. Reviewer #2: Abstract: Conclusions need to reflect the results of the study. Summarize them in simple words. Methods: I am sure this was not a cross sectional study. Please carefully write the methods section in the abstract as well as in the main methods section. Findings of the study: 1. The analysis has been improved yet there needs to be effort for this analysis to meet the quality qualitative study expectations. A clear analytic approach is missing 2. The findings are merely description of what participants said and believed. It needs to go beyond and identify the nuances within the data and then add interpretation. Follow some quality qualitative articles on your topic. 3. The statement “An initial codebook of 19 themes and 100 sub-themes was developed and refined based on the process of open coding and progressive” is wrong. We can not have that many themes or subthemes in qualitative research. 4. Identify only a few themes by merging categories and tell a complete connected story about how your theme answer your research question. And what was your research question needs to be explicitly identified. 5. We describe what constitutes mistreatment of SYIs, what providers say drives their behaviors, parents’ immediate responses to mistreatment of SYIs, and the consequences of these experiences on parents: it is I think the parents would perceive and describe their experiences of mistreatment not you who will describe it. Therefore, your objectives need to be reset. 6. Where your are referring to table 1, I believe you mean Fig. 1. 7. Discussion will follow the amendments based upon the suggestions on revising the themes. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: Yes: Dr Ornella Lincetto Reviewer #2: Yes: Dr Jamil Ahmed [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. |
Revision 2 |
Manifestations, responses, and consequences of mistreatment of sick newborns and young infants and their parents in health facilities in Kenya PONE-D-20-28509R2 Dear Dr. Abuya, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Tanya Doherty, PhD Academic Editor PLOS ONE Additional Editor Comments (optional): Reviewers' comments: |
Formally Accepted |
PONE-D-20-28509R2 Manifestations, responses, and consequences of mistreatment of sick newborns and young infants and their parents in health facilities in Kenya Dear Dr. Abuya: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Professor Tanya Doherty Academic Editor PLOS ONE |
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