Peer Review History
Original SubmissionJune 19, 2019 |
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PONE-D-19-17372 Roots of the opioid crisis: an appraisal of financial conflicts of interest in clinical practice guideline panels at the peak of opioid prescribing PLOS ONE Dear Dr. Spithoff, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. In addition to the comments from the three reviewers I have some additional points that need to be addressed:
We would appreciate receiving your revised manuscript by Sep 04 2019 11:59PM. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols Please include the following items when submitting your revised manuscript:
Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out. We look forward to receiving your revised manuscript. Kind regards, Joel Lexchin, MD Academic Editor PLOS ONE Journal Requirements: When submitting your revision, we need you to address these additional requirements. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at http://www.journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and http://www.journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf 1. We note that you have stated that you will provide repository information for your data at acceptance. 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If applicable, please specify in the figure caption text when a figure is similar but not identical to the original image and is therefore for illustrative purposes only. 4. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Partly Reviewer #2: Yes Reviewer #3: Partly ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: N/A Reviewer #2: N/A Reviewer #3: N/A ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: No Reviewer #2: Yes Reviewer #3: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: No Reviewer #2: Yes Reviewer #3: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: This paper addresses a gap in the literature examining pharmaceutical industry involvement in the opioid epidemic – industry influence on clinical practice guidelines. It builds on a previous study examining opioid prescribing guidelines (for chronic non-cancer pain). As this earlier study had a number of weaknesses and the current study methods are vague, I think the paper needs substantial clarification before publication. Introduction Good description of the rationale for this paper. However, as this paper relies on the Nuckols review, I would like to see a more detailed critique of the pros and cons of this review. Why was it selected as the starting point, rather than the authors doing their own search and assessment of guidelines? Furthermore, this limits the study to only North American guidelines.. this needs to be justified. Methods It is difficult to evaluate the search strategy for guidelines as it is based on the Nuckols paper. I looked at the Nuckols paper and it is surprising they identified so few guidelines to include given their search strategy. There needs to be much more description of the GPR as this would help explain some of the decisions made about how nondisclosed financial ties were identified. For example, page 6, line 124, it is not clear why searches for undisclosed conflicts of interests were made 2 years prior for the committee chairs and only in the current year for the committee members (line 127). Many studies look for undisclosed COI for 3 years prior to the index guideline (see Moynihan re undisclosed ties in NHMRC guidelines). The results (page 9) mention only the 2 year period. Table 2 shows how the authors operationalized the “red flags” in the GPR, but these are not the same as criteria used for the GPR. There should be a description of how the categories used in this paper were derived. Page 7, line 157 mentioned a GPR score, but no scores are calculated or reported; the number of red flags is reported. Page 7, line 161. The authors should state why they extracted only the AGREEII scores and not the AMSTAR scores (presumably because AMSTAR applies to the systematic reviews used in the guidelines). In addition, I am not sure that it is allowable for the authors to reprint the AMSTAR scores from Nuckols in this paper without permission. Nuckols is not published in an open access journal. Results My concerns with the results are primarily related to the use of the GPR. Table 2 needs clarification. Table 2 should include the N in the title, which I assume is 13 guidelines? So, if I am interpreting the table correctly, 5 of 13 guidelines had a “red flag” for sponsor, meaning that the sponsor was a professional society that receives pharmaceutical industry funding or is a proprietary company. I disagree with the author’s definition of “Panel stacking” so think this needs further justification. I would argue that having panel members from multiple disciplines would promote diversity of views and minimize bias. However, the author rating suggests that there should be more members with expertise in addictions. The authors should define a major vs a minor role for a methodologist, especially as this issue is raised again in comparison to the AGREEII tool (page 12, lines 290-294). Conclusion The comparison with the AGREEII tool, which highlights the AGREE limitations, is important and should be consolidated in one place in the discussion. I would also highlight the extent of nondisclosure in the guidelines reviewed. Reviewer #2: I have provided comments in the attachment. My only comment here would be pertaining to #1 - that the authors should be cautious in their wording about bias and influence - the paper does not measure bias or influence (i.e., the real effects of the FCOI relationships), but the factors/characteristics that could lead to bias. The authors are referring instead to a risk for bias, rather than measurement of actual bias. Reviewer #3: Major comments 1. Selection of studies: How were these 13 guidelines selected for the Nuckols paper? Why were two WHO guidelines not included (2011 WHO guidelines on persisting pain in children (now withdrawn) and 2012 non-cancer pain in adults)). Did you include guidelines that examined both cancer and non-cancer pain? You variably refer to “guidelines” and “clinical practice guidelines”: did you restrict your cohort of studies to clinical guidelines only? All included studies appear to have been produced in and centered on the US or Canada. Were these the inclusion for the review? The inclusion and exclusion criteria for included guidelines needs to be clearly articulated, along with limitations of such criteria. 2. How did the Nuckols’ review do on AMSTAR tool? Ie what was the quality of this review? At the very least, the use of the Nuckols’ paper is a significant limitation as you did not verify the completeness and quality of their review. This needs to be addressed in the limitations. 3. Line 98: The focus is on 13 guideline panels: why not focus rather on 13 guidelines? Is there a one-to-one mapping of panel to guideline? If so, then you could use guidelines as the focus (they appear to be the unit of analysis anyway). In addition, the funder is separate from the guideline panel and there is one funder per guideline so the guideline focus makes more sense. 4. There is insufficient clarity on a number of key points and definitions: a. Line 121: how define "conflicted organization"? b. Table 2: how define COI? significant COI? c. Search line 129: How did you define ”page” for your constraints on the google search? Doesn’t “page” depend on font size among other factors? The search terms are limited to “conflict of interest”: what about “conflict$ of interest$” “declarations of interest$” “disclosures…”, etc? 5. Throughout the manuscript the concepts of “conflict of interest” and “declarations of interest” appear to be conflated and confused. Authors disclose secondary interests which may be ad odds with the primary interest of the study or guideline; as a separate step, an independent person must decide of those declared interests represent conflicts (between the primary interests or duty, and the secondary interest eg. Financial gain). a. For example (and not limited to); i. Line 128: Journal articles generally only list declarations of interest: they leave the reader to decide if the disclosed interests are (significant) conflicts. ii. Line 203: “conflicts of interest declarations”. Same point as above. iii. Line 194 b. The authors need to make this distinction clear throughout the manuscript and use the appropriate term or phrase, as indicated. 6. Is GPR intended to be scored? 7. The AGREE-II “score” is used throughout this manuscript, eg lines 159 167, Table 3, etc. Although the AGREE-II authors mention using their tool in this way, most evidence synthesis and guidelines experts would never use a score as it means that each item in the tool is equally weighted, which they clearly are not. For example, a guideline can score highly on AGREE-II if they did everything right except did not do a systematic review of the evidence - obviously a fatal flaw and therefore a very poor quality guideline. Rather, each item or domain should be presented separately. At the very least, this paper must acknowledge this severe and misleading approach of using scores as a significant limitation. 8. The descriptive results are very simplistic and additional questions could be addressed with the same dataset the authors used. For example, a. Were there differences across guideline sponsors? Government versus physician speciality organizations versus health systems? b. Is there any relationship between AGREE "score" and number of flags (notwithstanding the limitations of scoring AGREE)? c. Admittedly the small sample size precludes statistical analyses, but at least some of these questions could be raised for future consideration. 9. Line 209: How is <10% expertise in addiction medicine a good indicator of panel stacking? Lack of diverse views on a panel is much more complex a concept than expertise in addiction medicine or not. And how did you assess each individual's expertise? 10. Table 3 – could you provide more useful information on each guideline? Funder? Number of panel members no with DOI/COI? Types of COI: Professional versus receipt of industry funding for research or personal stock portfolios? 11. The conclusions in the discussion section and in the abstract overstate the findings in the study. a. Line 240 – “Pharma had a significant influence on .. guidelines.,” b. Line 328 “pharma had a pervasive influence…” c. You have not in any way demonstrated that pharma had an influence, only that they had an apparent presence (and potential for influence). d. You have demonstrated exposure but not causal influence: this distinction is critical to valid scientific discourse. 12. Throughout the discussion section the authors mention issues with the accuracy of disclosures and the authors mention doing google searches in the methods section, however there is nothing in the results section about accuracy of the disclosures. This disconnect either needs rectified or all references to inaccuracies as a finding need to be deleted Minor comments 1. Page 4/21, lines 79-92: these two paragraphs on the selection of the GPR tool for assessing risk of bias and the use of the Nuckols review are related to methods and would be better situated in the methods section. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: Yes: Lisa Bero Reviewer #2: No Reviewer #3: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org. Please note that Supporting Information files do not need this step.
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Revision 1 |
PONE-D-19-17372R1 Roots of the opioid crisis: an appraisal of financial conflicts of interest in clinical practice guideline panels at the peak of opioid prescribing PLOS ONE Dear Dr. Spithoff, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. In addition to the comments from Reviewer 2 I have some additional points. Reviewer 2 used the line numbers from the marked up revision rather than the clean copy and so to avoid confusion I’ll also use the line number in the marked up copy.
We would appreciate receiving your revised manuscript by Nov 30 2019 11:59PM. When you are ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. To enhance the reproducibility of your results, we recommend that if applicable you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols Please include the following items when submitting your revised manuscript:
Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out. We look forward to receiving your revised manuscript. Kind regards, Joel Lexchin, MD Academic Editor PLOS ONE [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #2: All comments have been addressed Reviewer #3: (No Response) ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #2: Yes Reviewer #3: Partly ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #2: N/A Reviewer #3: N/A ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #2: Yes Reviewer #3: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #2: Yes Reviewer #3: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #2: (No Response) Reviewer #3: Major comments 1. The authors have largely addressed my concerns. However, two important issues remain. 2. Lines 215-216: “Therefore, in discussion, we decided we would use expertise in have with chronic pain or addiction s as a proxy for a balanced committee expertise.” . The explanation provided still does not make sense to me. 3. Line 243-244: “We extracted the score for overall quality rating. This score is not an average score. It is a global score reported by reviewers ’after rating all the domains of quality. It is based on this information but is not calculated from those scores”. This verbiage remains unclear – it appears you are using the overall qualitative assessment suggested for AGREE-II, which is not a “score” as the latte implies a quantitative value, does it not? Minor comments 1. Lines 97 to 108 appear to be primarily methods and not introduction. In addition they appear to be redundant with information on page 7. Consider revising and deleting some of the text in the introduction. 2. Lines 177-178 – some text appears to be missing. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #2: No Reviewer #3: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files to be viewed.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org. Please note that Supporting Information files do not need this step. |
Revision 2 |
Drivers of the opioid crisis: an appraisal of financial conflicts of interest in clinical practice guidelines at the peak of opioid prescribing PONE-D-19-17372R2 Dear Dr. Spithoff, We are pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it complies with all outstanding technical requirements. Within one week, you will receive an e-mail containing information on the amendments required prior to publication. When all required modifications have been addressed, you will receive a formal acceptance letter and your manuscript will proceed to our production department and be scheduled for publication. Shortly after the formal acceptance letter is sent, an invoice for payment will follow. To ensure an efficient production and billing process, please log into Editorial Manager at https://www.editorialmanager.com/pone/, click the "Update My Information" link at the top of the page, and update your user information. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, you must inform our press team as soon as possible and no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. With kind regards, Joel Lexchin, MD Academic Editor PLOS ONE Additional Editor Comments (optional): Reviewers' comments: |
Formally Accepted |
PONE-D-19-17372R2 Drivers of the opioid crisis: an appraisal of financial conflicts of interest in clinical practice guideline panels at the peak of opioid prescribing Dear Dr. Spithoff: I am pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please notify them about your upcoming paper at this point, to enable them to help maximize its impact. If they will be preparing press materials for this manuscript, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. For any other questions or concerns, please email plosone@plos.org. Thank you for submitting your work to PLOS ONE. With kind regards, PLOS ONE Editorial Office Staff on behalf of Prof. Joel Lexchin Academic Editor PLOS ONE |
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