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Experience in Prehospital Endotracheal Intubation Significantly Influences Mortality of Patients with Severe Traumatic Brain Injury: A Systematic Review and Meta-Analysis

  • Sebastiaan M. Bossers,

    Affiliation Department of Anaesthesiology, VU University Medical Centre, Amsterdam, The Netherlands

  • Lothar A. Schwarte,

    Affiliations Department of Anaesthesiology, VU University Medical Centre, Amsterdam, The Netherlands, Helicopter Emergency Medical Service "Lifeliner 1", VU University Medical Centre, Amsterdam, The Netherlands

  • Stephan A. Loer,

    Affiliation Department of Anaesthesiology, VU University Medical Centre, Amsterdam, The Netherlands

  • Jos W. R. Twisk,

    Affiliation Department of Epidemiology and Biostatistics, VU University Medical Centre, Amsterdam, The Netherlands

  • Christa Boer,

    Affiliations Department of Anaesthesiology, VU University Medical Centre, Amsterdam, The Netherlands, Institute for Cardiovascular Research, VU University Medical Centre, Amsterdam, The Netherlands

  • Patrick Schober

    p.schober@vumc.nl

    Affiliations Department of Anaesthesiology, VU University Medical Centre, Amsterdam, The Netherlands, Helicopter Emergency Medical Service "Lifeliner 1", VU University Medical Centre, Amsterdam, The Netherlands

Experience in Prehospital Endotracheal Intubation Significantly Influences Mortality of Patients with Severe Traumatic Brain Injury: A Systematic Review and Meta-Analysis

  • Sebastiaan M. Bossers, 
  • Lothar A. Schwarte, 
  • Stephan A. Loer, 
  • Jos W. R. Twisk, 
  • Christa Boer, 
  • Patrick Schober
PLOS
x

Abstract

Background

Patients with severe traumatic brain injury (TBI) are at high risk for airway obstruction and hypoxia at the accident scene, and routine prehospital endotracheal intubation has been widely advocated. However, the effects on outcome are unclear. We therefore aim to determine effects of prehospital intubation on mortality and hypothesize that such effects may depend on the emergency medical service providers’ skill and experience in performing this intervention.

Methods and Findings

PubMed, Embase and Web of Science were searched without restrictions up to July 2015. Studies comparing effects of prehospital intubation versus non-invasive airway management on mortality in non-paediatric patients with severe TBI were selected for the systematic review. Results were pooled across a subset of studies that met predefined quality criteria. Random effects meta-analysis, stratified by experience, was used to obtain pooled estimates of the effect of prehospital intubation on mortality. Meta-regression was used to formally assess differences between experience groups. Mortality was the main outcome measure, and odds ratios refer to the odds of mortality in patients undergoing prehospital intubation versus odds of mortality in patients who are not intubated in the field. The study was registered at the International Prospective Register of Systematic Reviews (PROSPERO) with number CRD42014015506. The search provided 733 studies, of which 6 studies including data from 4772 patients met inclusion and quality criteria for the meta-analysis. Prehospital intubation by providers with limited experience was associated with an approximately twofold increase in the odds of mortality (OR 2.33, 95% CI 1.61 to 3.38, p<0.001). In contrast, there was no evidence for higher mortality in patients who were intubated by providers with extended level of training (OR 0.75, 95% CI 0.52 to 1.08, p = 0.126). Meta-regression confirmed that experience is a significant predictor of mortality (p = 0.009).

Conclusions

Effects of prehospital endotracheal intubation depend on the experience of prehospital healthcare providers. Intubation by paramedics who are not well skilled to do so markedly increases mortality, suggesting that routine prehospital intubation of TBI patients should be abandoned in emergency medical services in which providers do not have ample training, skill and experience in performing this intervention.

Introduction

Severe traumatic brain injury (TBI) is a leading cause of death and morbidity in the first decades of life, with a tremendous burden on the society due to high costs of care and loss of productive life years [17]. Prehospital emergency care is the first step in the chain of survival, and effective treatment during this period is considered crucial for a beneficial outcome [8]. However, current prehospital TBI-treatment guidelines are based on low quality of evidence [9], and optimal treatment is a matter of on-going debate.

Airway obstruction is common at the accident scene in patients with severe TBI [10, 11], and resulting hypoxaemia and hypercapnia are known to trigger secondary injuries that adversely affect outcome [12, 13]. While isolated TBI per se does not necessarily lead to airway obstruction, a depressed level of consciousness associated with TBI may lead to airway obstruction due to displacement of the epiglottis, tongue or soft palate [14, 15]. Unconsciousness is also associated with compromised protective airway reflexes, which put the patient at increased risk of aspiration of gastric contents and blood [16, 17], especially when oropharyngeal bleeding is present. Additionally, head injury can induce apnoea [18], and other concomitant injuries such as chest trauma can also contribute to hypoxia [19].

For these reasons, securing the airway is considered a first treatment priority, and prehospital endotracheal intubation–as the "gold standard" of airway management–has often been advocated for comatose trauma patients with a Glasgow Coma Scale (GCS) score of ≤ 8 [20, 21]. However, despite theoretical advantages and despite widespread use by emergency medical services (EMS) around the world, there is little scientific evidence to support this practice [22]. In fact, it has even been suggested that prehospital endotracheal intubation may be associated with increased mortality [23]. Hypoxia due to prolonged or failed intubation attempts, increases in intracranial pressure during laryngoscopy, haemodynamic effects of drugs used to facilitate intubation, as well as inappropriate ventilation after endotracheal intubation might all contribute to unfavourable outcomes. In many paramedic based EMS systems, prehospital endotracheal intubation is performed by paramedics who only have basic training in this procedure and infrequently perform intubations in clinical practice. On the other hand, in other EMS systems, endotracheal intubation may be performed by highly trained critical care personnel or emergency physicians. In this context, it is likely that the incidence of adverse events is associated with the level of training and experience in airway management of the provider who performs prehospital intubation (PHI). We therefore hypothesize that PHI by highly trained providers is beneficial, while the same intervention performed by less skilled personnel may be detrimental. We systematically reviewed the available literature and performed a stratified meta-analysis and meta-regression of eligible studies to assess effects of PHI on mortality in patients with severe TBI in the context of the EMS-providers’ experience.

Methods

Protocol and registration

This study was conducted in accordance with PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-Analyses) [24, 25] and MOOSE (Meta-Analysis of Observational Studies in Epidemiology) [26] guidelines. The search strategy, study selection, bias assessment, as well as data extraction and analysis techniques were specified a priori. The study was registered at the International Prospective Register of Systematic Reviews (PROSPERO) with number CRD42014015506 (http://www.crd.york.ac.uk/PROSPERO/display_record.asp?ID=CRD42014015506).

Eligibility criteria

Articles of interest were fully published controlled trials and observational studies comparing PHI versus non-invasive prehospital airway management in patients with suspected or confirmed severe TBI. Severe TBI was defined as a prehospital/admission Glasgow Coma Scale (GCS) ≤ 9 in the presence of a trauma mechanism or findings at physical examination suggestive of head injury, or a Head Abbreviated Injury Score (H-AIS) ≥ 3. Outcome of interest was mortality, and studies that reported or allowed calculation of an effect size were selected. Studies specifically investigating paediatric patients were excluded. Manuscripts reporting other patient populations were considered eligible as long as the data relating to the TBI population could be extracted.

A subset of studies was selected for the meta-analysis and meta-regression. Selection criteria were: (1) sufficient quality as described in detail below; (2) the overall study-level EMS-provider experience could be determined; and (3) mortality could be meaningfully compared between intubated and non-intubated patients, i.e., groups were drawn from the same population and are either directly comparable by design with respect to baseline characteristics and injury severity, or adjusted analyses were used to address imbalances between both cohorts.

When multiple publications with overlapping data met eligibility criteria for the meta-analysis, or when the same manuscript reported multiple eligible analyses of overlapping data, we used only one of the analyses to avoid duplicate inclusion of patients. In this case, the analysis in which the effect size was estimated with highest precision (i.e., with smallest standard error) was selected.

Information sources and search strategy

We searched PubMed, Embase and Web of Science, without any restrictions, to identify eligible publications. This search was last updated on July 11th, 2015. For PubMed, the following search strategy was used: ("intubation, intratracheal"[Mesh] OR "intubation"[Mesh] OR "intubation"[All Fields]) AND ("brain injuries"[Mesh] OR "brain injuries"[All Fields] OR ("brain"[All Fields] AND "injuries"[All Fields]) OR ("head"[All Fields] AND ("injuries"[All Fields] OR "trauma"[All Fields])) OR ("traumatic"[All Fields] AND "brain"[All Fields] AND "injury"[All Fields]) OR ("traumatic brain injury"[All Fields]) OR ("head injury"[All Fields]) OR ("head trauma"[All Fields])) AND ("emergency medical services"[Mesh] OR "prehospital"[All Fields]). The search terms were adapted accordingly for the other databases. Reference lists of pertinent publications were also screened for eligible studies.

Study selection

Two investigators (SMB, PS) independently assessed publications for eligibility by screening abstracts of all identified studies. Full text articles were retrieved for all publications for which the relevance could not be determined based on title and abstract. Disagreements on eligibility were discussed among the investigators, and a third investigator (LAS) was appointed to resolve persisting disagreements.

Data extraction

Data were extracted by one author (PS) using a standardized data collection sheet, and all data were checked for completeness and accuracy by a second author (SMB). We abstracted information from each included study on: (1) study characteristics, including design, population size, inclusion and exclusion criteria as well as time period and geographical area of patient inclusion; (2) patient characteristics, including age, gender and injury severity; (3) treatments in the intervention and control group; and (4) outcome measures. Studies were classified according to the level of training and experience in performing endotracheal intubations of the group of providers delivering prehospital care. Studies were labelled as “limited experience” if intubation was performed by personnel who usually have basic skills in this technique and who commonly only infrequently perform intubations in routine practice (e.g., emergency medical technicians and paramedics with limited scope of practice). “Extended experience” was selected if intubation was performed by prehospital emergency physicians or nurses/paramedics with an extended scope of practice and training (e.g., specially trained critical care paramedics/nurses). Studies in which the patient population was intubated by a heterogeneous group of providers or in which the level of training could not be ascertained were classified as “indeterminate”. Three reviewers (SMB, LAS, PS) independently assessed and scored the level of experience, and a level was only assigned by unanimous consensus.

Seven authors were contacted to obtain additional information, however only three responses were received.

Assessment of study quality and risk of bias within studies

Quality assessment was independently performed by two authors (SMB and PS), and a third author (LAS) was consulted in case of disagreement. We used the Newcastle-Ottawa scale to assess the risk of bias of cohort studies [27]. A total of nine stars could be allocated per study for selection of participants, comparability of study groups and assessment of outcome. A total score of ≥ 7 stars with full score for "comparability" were required as eligibility for the meta-analysis.

Randomized controlled trials (RCT) were scored using the Cochrane Collaboration’s tool for assessing risk of bias [28]. This tool is used to classify studies as "low", "unclear" and "high" risk of bias. Since blinding of EMS-providers and patients is not possible in studies comparing PHI versus other airway management, this respective item was omitted and studies were classified as "low" risk of bias if no other sources of bias could be identified. Trials with low risk of bias were considered eligible for the meta-analysis.

Data synthesis and statistical analysis

The primary measure of the treatment effect was the odds ratio (OR) of mortality in patients undergoing PHI versus patients who were not intubated in the prehospital setting. No attempt was made to meta-analyse data across studies that did not meet the described criteria; these publications are only presented descriptively. A meta-analysis of eligible data was performed with STATA 13.0 (StataCorp, Texas). In accordance with our hypothesis that the effect of PHI on mortality differs with EMS-provider experience, and to accommodate for other potential between study heterogeneity, we used a random effects model [29]. Additionally, the analysis was stratified on the EMS-provider's level of experience. Heterogeneity was quantified as the percentage of total variation across studies that is attributable to heterogeneity rather than chance (I2-statistic) [30]. Random effects meta-regression with EMS-provider experience as trial-level covariate was used to formally assess differences between groups of EMS-providers [31].

Assessment risk of bias between studies

We addressed small-study bias in the meta-analysis by plotting the natural logarithm of the odds ratio against its standard error. Funnel plot asymmetry was assessed by Egger’s regression asymmetry test [32].

Results

Study selection

The database search provided a total of 1202 articles. Screening of reference lists identified 11 additional articles. A total of 733 articles remained after removal of duplicates/triplicates. Based on review of the abstracts, 614 papers failed to meet the inclusion criteria. The full text of the remaining 119 articles was retrieved and assessed for eligibility. Of those, 95 articles were discarded because they did not meet the inclusion criteria. The remaining 24 studies were included in the systematic review, and six of those studies met the inclusion criteria for the meta-analysis. See Fig 1 for the PRISMA flow diagram.

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Fig 1. PRISMA flow diagram.

PRISMA flow diagram summarizing identification, screening, eligibility and inclusion of studies.

https://doi.org/10.1371/journal.pone.0141034.g001

Study characteristics

Twenty-four studies reporting data from more than 30,000 patients were selected for the systematic review [3356]. Due to partial geographic and temporal overlap of some of the studies (Table 1), the exact number of included individual patients could not be determined. Eighteen studies were performed in North America, four in Europe, one in Australia and one in Southwest Asia.

One of the studies is an RCT, and one study is a secondary cohort-analysis of an RCT that had been performed to address a different research question. All other studies are cohort studies (Table 1).

The Cochrane Collaboration’s tool revealed a low risk of bias for the RCT. The Newcastle-Ottawa Scale rating ranged between four and nine stars for the cohort studies, with a median rating of 7 stars (Table 2).

Patient and injury characteristics

Patients were predominantly male and typically had a mean or median age of around 35 to 45 years. In accordance with our study selection criteria, markers of injury severity generally reflect serious injury (Table 3).

Treatments and level of experience of EMS providers

While all identified studies basically compared PHI versus no PHI, there were differences in how the intervention and control groups were defined. A portion of the analyses included intubation attempts or use of alternative airway devices after failed intubation in an intention-to-treat approach, while such attempts were excluded or not specifically reported in other analyses. In the PHI groups, patients were sometimes intubated with a “rapid sequence induction” approach using anaesthetic drugs and neuromuscular blocking agents, while patients in other studies were intubated without such medication, or medication use was not reported. The control group generally consisted of patients who were not intubated in the prehospital setting. However, a part of the studies specifically defined the control group as patients who required endotracheal intubation in the hospital. Table 4 summarizes treatments in the intervention- and control groups per study.

In seven studies, EMS-providers with extended experience performed PHI, and EMS-provider experience was considered limited in five studies (Table 4). Twelve studies were scored as “indeterminate” experience. One of these studies reported sub-analyses for a subset of patients intubated by EMS-personnel with limited experience.

Summary of results from individual studies

In the 24 studies included in the systematic review, the observed unadjusted OR point estimates ranged between 0.12 and 64.7, while the adjusted estimates ranged between 0.38 and 5.0. In studies where PHI was performed by providers with limited level of training, reported adjusted ORs were between 1.96 and 5.0. In contrast, adjusted ORs were in the range between 0.38 and 0.87 when experienced providers performed intubation. Table 5 reports mortality data of individual studies and lists factors that have been used to adjust the estimates in the different studies.

Pooled results: Meta-analysis, meta-regression and sensitivity analyses

Six analyses including data from 4772 patients met inclusion-criteria for the meta-analysis (Table 2). Overall, no significant association was observed between PHI and mortality (OR 1.35, 95% CI 0.78 to 2.33, p = 0.279, Fig 2). In studies in which intubation was performed by providers with limited experience, PHI was associated with higher odds of mortality (OR 2.33, 95% CI 1.61 to 3.38, p<0.001). In contrast, pooled results in the “extended experience” stratum showed no evidence for higher mortality in patients who were intubated in the prehospital setting (OR 0.75, 95% CI 0.52 to 1.08, p = 0.126). Meta-regression confirmed that EMS-provider experience is a significant predictor of mortality (p = 0.009). The funnel plot asymmetry regression test provided no evidence for small study bias (p = 0.312).

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Fig 2. Forrest plot.

Forrest plot summarizing the individual studies and pooled results of the meta-analysis. The relationship between prehospital intubation (PHI) and mortality is stratified by experience of prehospital healthcare providers.

https://doi.org/10.1371/journal.pone.0141034.g002

Substantial heterogeneity was observed between all studies (I2 = 83.3%). After adjusting for experience in the meta-regression, residual heterogeneity was negligible (I2 = 10.3%), suggesting that a large portion of the observed heterogeneity can be explained by differences in the level of experience.

We performed a sensitivity analysis excluding each of the studies one at a time and re-running the analyses without the excluded study. Odds-ratio estimates were of similar magnitude at each exclusion and all conclusions regarding significance remained the same, indicating that none of the included studies has undue influence on the overall results and conclusions (Table 6).

Discussion

Summary of evidence

We performed a systematic review and meta-analysis to address effects of PHI on mortality in patients with severe TBI. The main finding is that effects of PHI depend on the level of experience of the EMS-providers who perform the intervention, and that PHI by EMS-personnel with limited experience in performing PHI is associated with increased mortality. When intubation is performed by well-trained personnel, we noted a trend towards improved survival, but the current evidence is insufficient to conclude that PHI by highly trained personnel reduces mortality.

Strengths and limitations

Strengths of this systematic review include the comprehensive search strategy in three major databases without any restrictions, resulting in selection of 24 studies reporting data from more than 30,000 patients. The review was performed using pre-specified procedures according to published recommendations [2426], and extracted data were double-checked to ensure accuracy of the reported information. A sensitivity analysis was used to confirm that the results and conclusions reflect the current overall literature rather than being the result of undue influence of any individual study. Meta-regression was used as an adjunct to the stratified meta-analysis to formally determine the significance of EMS-provider experience.

The included studies were—except for one RCT—mostly cohort studies. Such studies are subject to inherent limitations of observational research, but generally provide similar estimates of treatment effects as RCTs if they are well designed [57, 58]. We included all observational studies in the systematic review to give a comprehensive overview of previously published literature, but we only pooled data across studies that met pre-specified quality criteria. This approach allowed to quantitatively summarize the best available evidence while precluding bias due to limited data quality.

We focused on mortality as outcome because it is of high clinical relevance and unambiguously defined. Other outcomes such as incidence of complications or functional neurologic recovery in survivors are also relevant, but are not consistently reported. The manuscripts that do report complications report different kinds of complications, precluding meaningful comparisons across studies. Functional recovery was infrequently reported and different ordinal scales or dichotomous scores such as “good” or “favourable” outcome were used. Follow-up periods for assessment of functional recovery were extremely variable, ranging from hospital discharge [37, 38, 41, 55, 56] to one year after the trauma [47], which additionally complicates comparison of functional outcome data across studies.

In this context, it must be mentioned that timing of mortality assessment was also not the same across studies. Among the six studies included in our meta-analysis, five report hospital mortality [33, 40, 42, 45, 48] and one reports mortality within 30 days [52]. We believe that these data can be meaningfully combined, because most patients who die in hospital commonly die within 30 days, and most patients who survive until hospital discharge will likely be alive at 30 days. As the sensitivity analysis shows, excluding the study that uses 30-day mortality and using only those studies that report hospital mortality would not alter any of the conclusions on the relationship between PHI and mortality.

A limitation of our systematic review is that the patient populations and treatments were not exactly the same across studies. We included not only studies reporting patients with confirmed TBI, but also studies in which TBI was suspected based on the GCS score in combination with trauma mechanism and/or and clinical findings. Prehospital healthcare providers do not know the actual diagnosis but have to treat patients based on the suspected diagnosis, and therefore, including these studies makes the results more applicable to the real-life situation. Other differences in in- and exclusion criteria, geographical differences, and differences in how the intubations were performed (with or without anaesthetic drugs) can all introduce heterogeneity and bias. We therefore used a random-effects model for the meta-analysis to accommodate for such heterogeneity, and indeed, substantial heterogeneity was observed. However, most of the heterogeneity vanished after adjusting for EMS-provider experience in the meta-regression, indicating that experience is the single most important factor in explaining those differences between the studies that are not attributable to chance.

It was necessary to assign a level of experience to each study. Experience is rather abstract and difficult to quantify, and we therefore used the pragmatic approach to dichotomize experience as “limited” or “extended”. To avoid bias due to misclassification, three investigators performed this assessment and a level was assigned by unanimous consensus. With this careful approach, we can exclude that any study in which EMS-provider experience was actually “limited” may have been misclassified as “extended” experience or vice versa. The sensitivity analysis suggests that the conclusions of our study are robust against a possible misclassification of any study that should in fact actually have been classified as “indeterminate”.

The funnel plot regression asymmetry test did not provide evidence for small study bias. However, due to the rather small number of studies included in the meta-analysis and the limited power of such tests to detect bias at this sample size, we cannot completely exclude the possibility that our results might be affected by small study bias.

Clinical implications

According to the “ABCDE” (Airway, Breathing, Circulation, Disability, Exposure) approach used in advanced trauma life support, securing the airway is a top priority in trauma patients with a threatened airway [59]. Patients with severe TBI have a high incidence of airway obstruction and hypoxia at the accident scene [10, 11], and there is a broad consensus that adequate prehospital airway management is crucial to prevent secondary injury [8]. Traditionally, early endotracheal intubation–as the gold standard of airway management–has been advocated for TBI patients with a GCS score ≤ 8, but this dogma is currently being challenged by publications that suggest higher mortality in patients who are prehospitally intubated. Von Elm and colleagues have previously addressed the relationship between PHI and mortality in a systematic review that included studies published up to 2007, and found that the available evidence was insufficient to allow recommendations on whether patients should or should not be intubated in the field [22]. Since then, several studies on the topic have been published. Our systematic review contains eight studies published after 2007, and four of the six studies in our meta-analysis were published in the last five years. Moreover, the previous systematic review did not address possible effects of EMS-provider experience, warranting the present investigation.

In line with the conclusions by Von Elm and colleagues, the pooled overall result of our meta-analysis provides no evidence for or against PHI, and does not allow an answer to the general question whether patients with severe TBI should be intubated in the field. However, we believe that the general overall effect is clinically less relevant because PHI may likely be either beneficial or detrimental, depending on the way it is performed, depending on side effects and complications, and depending on the ventilation strategy following intubation. Hence, an answer to the question whether or not to perform PHI should address additional factors that have previously received insufficient attention.

We hypothesized that the intubation skill of the EMS-provider is such a factor, because the incidence of adverse events related to poor intubation and ventilation performance may likely be higher when the intervention is performed by providers who are not well trained to do so. Indeed, our data provide strong evidence that PHI by EMS-providers with limited experience in performing intubations is associated with an approximately twofold increase in the odds of mortality. This suggests that the practice of routinely intubating patients with severe TBI should be abandoned in EMS systems in which providers have limited skills in performing this intervention.

We did not observe a clear association between PHI and mortality when intubation is performed by providers with extended experience. Additional studies are needed to assess whether the observed trend towards better survival is truly a contribution to better outcome or merely a play of chance. Such studies should preferably be adequately powered randomized controlled trials to test the null-hypothesis that prehospital intubation by personnel with ample experience in airway management has no effect on mortality (and possibly other outcomes such as functional recovery) in patients with severe TBI. Herein, the group of healthcare providers who perform intubations, the intubating technique including drugs used to facilitate intubation, as well as the ventilation targets following intubation should be well defined to minimize confounding. Patients with severe TBI form a heterogeneous group. Hence, such a study should either focus on a specific group of patients with well defined characteristics, or specific subgroups need to be defined a priori to allow analyses on whether the effects of prehospital intubation differ depending on patient and injury characteristics.

Conclusions

Effects of PHI on mortality depend on the EMS-providers’ skill. Prehospital intubation by providers with limited experience is associated with increased mortality, and such providers should not routinely perform PHI in TBI patients. Additional studies are needed to determine the relationship between PHI and mortality when intubation is performed by more experienced personnel.

Supporting Information

S1 PRISMA Checklist. Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) checklist.

https://doi.org/10.1371/journal.pone.0141034.s001

(DOC)

S1 Prospero Protocol. Prospective Register of Systematic Reviews (PROSPERO) protocol number CRD42014015506.

https://doi.org/10.1371/journal.pone.0141034.s002

(PDF)

Author Contributions

Conceived and designed the experiments: SMB LAS SAL JWRT CB PS. Performed the experiments: SMB LAS PS. Analyzed the data: SMB JWRT PS. Wrote the paper: SMB LAS SAL JWRT CB PS. Administrative and technical support: LAS SAL JWRT CB. Supervision: SAL JWRT CB.

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