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Evolution of Mitochondria Reconstructed from the Energy Metabolism of Living Bacteria

  • Mauro Degli Esposti ,

    mauro.degliesposti@iit.it

    Affiliation: Italian Institute of Technology, Genoa, Italy

  • Bessem Chouaia,

    Affiliation: Department of Food, Environmental and Evolutionary Sciences, University of Milan, Milan, Italy

  • Francesco Comandatore,

    Affiliation: Dipartimento di Scienze Veterinarie e Sanità Pubblica, University of Milan, Milan, Italy

  • Elena Crotti,

    Affiliation: Department of Food, Environmental and Evolutionary Sciences, University of Milan, Milan, Italy

  • Davide Sassera,

    Affiliation: Dipartimento di Scienze Veterinarie e Sanità Pubblica, University of Milan, Milan, Italy

    Current address: Dipartimento di Biologia e Biotecnologie, University of Pavia, Pavia, Italy

  • Patricia Marie-Jeanne Lievens,

    Affiliation: Italian Institute of Technology, Genoa, Italy

    Current address: Department of Life and Reproduction Sciences, University of Verona, Verona, Italy

  • Daniele Daffonchio,

    Affiliation: Department of Food, Environmental and Evolutionary Sciences, University of Milan, Milan, Italy

  • Claudio Bandi

    Affiliation: Dipartimento di Scienze Veterinarie e Sanità Pubblica, University of Milan, Milan, Italy

Evolution of Mitochondria Reconstructed from the Energy Metabolism of Living Bacteria

  • Mauro Degli Esposti, 
  • Bessem Chouaia, 
  • Francesco Comandatore, 
  • Elena Crotti, 
  • Davide Sassera, 
  • Patricia Marie-Jeanne Lievens, 
  • Daniele Daffonchio, 
  • Claudio Bandi
PLOS
x

Abstract

The ancestors of mitochondria, or proto-mitochondria, played a crucial role in the evolution of eukaryotic cells and derived from symbiotic α-proteobacteria which merged with other microorganisms - the basis of the widely accepted endosymbiotic theory. However, the identity and relatives of proto-mitochondria remain elusive. Here we show that methylotrophic α-proteobacteria could be the closest living models for mitochondrial ancestors. We reached this conclusion after reconstructing the possible evolutionary pathways of the bioenergy systems of proto-mitochondria with a genomic survey of extant α-proteobacteria. Results obtained with complementary molecular and genetic analyses of diverse bioenergetic proteins converge in indicating the pathway stemming from methylotrophic bacteria as the most probable route of mitochondrial evolution. Contrary to other α-proteobacteria, methylotrophs show transition forms for the bioenergetic systems analysed. Our approach of focusing on these bioenergetic systems overcomes the phylogenetic impasse that has previously complicated the search for mitochondrial ancestors. Moreover, our results provide a new perspective for experimentally re-evolving mitochondria from extant bacteria and in the future produce synthetic mitochondria.

Introduction

A major concept in biology is that the evolution of eukaryotic cell followed a symbiotic event between diverse microorganisms [1][4]. Mitochondria are the remnants of one of the original partners of this symbiotic event and in all likelyhood are related to extant α-proteobacteria [1][4]. However, the identity of the proto-mitochondrion remains elusive [1]. Phylogenetic studies suggested a relationship with endocellular parasites of the Rickettsiales order [4], [5], which has not been confirmed in subsequent reports [6][8]. Indeed, there appears to be a “phylogenetic impasse” in the identification of the partners that merged into the ancestral symbiotic progenitor of current eukaryotic cells [9], partly due to the problem of long branch attraction blurring the true geneology of living organisms and the fast evolution of mitochondrial DNA [1], [10].

The diverse metabolic processes carried out by living bacteria provide complementrary approaches to reconstruct key characteristics of the mitochondrial ancestors [11]. Although widely accepted, the reconstruction of proto-mitochondrial metabolism [12] has been partially contradicted by recent evidence suggesting that proto-mitochondria could be related to facultatively anaerobic generalists such as Rhodobacter [6][8], [10] - which are also capable of anoxygenic photosynthesis, an autotrophic function that must have been lost early along the evolution of mitochondria. Conversely, this evidence has recently been challenged by controversial reports that aerobic marine organisms such as Pelagibacter ubique may be the closest living relatives of mitochondria [13][15]. Other bacterial genera have also been considered to be phylogenetically related, or to display some analogies to the proto-mitochondrion: Rhodospirillum on the basis of extensive protein analysis [16]; Paracoccus for bioenergy considerations [1], and more recently following the evolution of complex I [17]; Caulobacter, on the basis of the sequence similarity of its homologues to the mitochondrial transport protein Tim44 [18]; Micavibrio, for its predatory ectoparasite character [19]; the Rhizobiales, Ochrobactrum and Rhodopseudomonas, for having many proteins in sister position to their mitochondrial homologues [6][8], [20]; and finally Midichloria, which appears to be the sole representative of the Rickettsiales retaining ancestral features typical of free-living bacteria [21]. The wide diversity of the proposed bacterial ancestors of mitochondria arises from the different approaches of molecular evolution that have been used and the inherent limits of such approaches [1][4].

This work follows a novel approach to identify proto-mitochondrial relatives among extant organisms by focusing on the bioenergetic systems that are common between mitochondria and bacteria. An enormous increase in bioenergy production constitutes the major advantage gained in the endosymbiotic event that led to the evolution of eukaryotic cells [2]. Consequently, the mitochondrial systems that generate most cellular bioenergy must define the minimal bioenergetic capacity of proto-mitochondria. Whereas aerobic α-proteobacteria such as Pelagibacter present the same two bioenergetic systems of animal mitochondria [4], [12], other proposed ancestors of mitochondria such as Rhodospeudomonas palustris [6][8] possess four additional bioenergetic systems in their terminal respiratory chain (Fig. 1A). These systems are characteristic of bacteria living under anaerobic or micro-oxic conditions, exploiting also bioenergy-producing elements of N-metabolism which are partially retained in some eukaryotic microorganisms [10], [22], [23]. It is thus likely that the current bioenergetic portfolio of mitochondria has evolved from a larger genomic endowment of bioenergetic systems which has been reduced via sequential loss.

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Figure 1. Bioenergetic systems of bacteria and mitochondria.

A -Terminal respiratory chain of bacteria. 11. Various bioenergetic systems - membrane redox complexes identified by their common name and different colours - carry out the oxidation of quinols (QH2) reduced by dehydrogenases. Besides oxygen (O2), nitrogen compounds can function as electron acceptors for the oxidation of dehydrogenases (dotted arrow), quinols and cytochrome c (dashed dark blue arrows), in reactions catalysed by enzyme complexes such as Nrf nitrite reductase [32], which are included within the N-metabolism system. Thick black arrows indicate electron transport in aerobic bacteria and mitochondria. Blue arrows indicate other electron transport pathways of facultatively anaerobic bacteria. B - Pathways of mitochondrial bioenergetic evolution. The bioenergetic systems illustrated in A are indicated by the coloured modules (with size proportional to their bioenergetic output) within the boxes representing the bioenergetic subset of each organism or organelle. Mitochondria of fungi and heterokont microorganisms differ from those of other eukaryotes for the presence of elements of N-metabolism. Representative taxa with fully sequenced genome are listed beneath each subset. The pathways of mitochondrial evolution are deduced by connecting these subsets with stepwise loss of a single bioenergetic system. Microorganisms underlined are symbionts or pathogens. Bacteria in embossed typeface have been proposed as ancestors or relatives of mitochondria (see Table S1 in File S1 for specific references). Dark brown arrows A and B indicate the pathways leading to fungal mitochondria. The pathway between the Rickettsia subset and that of mitochondria (dashed arrow) can be discounted, since the symbiotic event occurred only once [1], [5], [6], [10], [48]. * indicates the subset from which other pathways depart (Figure S1 in File S1).

http://dx.doi.org/10.1371/journal.pone.0096566.g001

We have reconstructed the possible pathways of this sequential loss leading to the bioenergetic systems of current mitochondria by evaluating all the genomes of α-proteobacteria which are currently available. Results obtained with complementary approaches then converged in indicating that methylotrophic α-proteobacteria could be the closest living relatives to proto-mitochondria, while excluding the majority of bacteria previously proposed as mitochondrial relatives.

Results and Discussion

1.1 Reconstructed pathways of bioenergetic evolution of bacteria into mitochondria

The bioenergetic capacity of mitochondria has been instrumental in the evolution of eukaryotic cells and complex life forms [1][3]. It is generally assumed that proto-mitochondria had an aerobic energy metabolism equivalent to that of today's mitochondria [1], [4], [12], with the central part of the respiratory chain consisting of ubiquinol-cytochrome c reductase (the cytochome bc1 complex) and a single terminal oxidase, cytochrome aa3 oxidase (Fig. 1A). However, geophysical evidence indicates that proterozoic oceans were essentially anoxic during the period in which the eukaryotic cell evolved [24]. Consequently, it is likely that proto-mitochondria were adapted to different levels of environmental oxygen, exploiting also the terminal oxidases of facultatively anaerobic bacteria to obtain bioenergy [10]. For example, Rhodopseudomonas strains possess cytochrome bd and bo ubiquinol oxidases [25], [26], plus an additional cytochrome c oxidase of the cbb3 type [27] (Fig. 1B). Endocellular parasites have the bd ubiquinol oxidase either alone (in several species of Rickettsia [28]) or together with cbb3 oxidase (in Midichloria mitochondrii [21]). Other organisms, moreover, possess proteins of the anaerobic bioenergetic process of denitrification, which are found also in mitochondria of fungi that can adapt to anaerobiosis [10], [23], [29].

Fungi and heterokont protists additionally possess an assimilatory nitrite reductase which is involved in ammonia fermentation, NirB fused with NirD [23], [29] – hereby defined as NirBD. In some bacteria, this NAD(P)H-dependent enzyme forms part of the nitrogen cycle that enables their growth from the oxidation of methane or ammonia, the oxidation of C1 compounds such as methanol (methylotrophy) and ammonification of nitrite [30][32]. Because various elements of this nitrogen cycle are associated with bioenergy production [23], [29][32], we have considered them within the broad bioenergetic system of N-metabolism (Fig. 1).

The metabolic versatility of current bacteria suggests that the ancestors of α-proteoproteobacteria had six bioenergetic systems from ubiquinol to oxygen (Fig. 1B), like diverse extant bacteria (Table S1 in File S1). To deduce the pathways of differential loss that led to the reduced subset of current mitochondria, we have developed a model based upon the bioenergetic systems coded in all available genomes of α-proteobacteria, including those we have recently sequenced (Asaia platicody and Saccharibacter sp. [22]). For parsimony, we allowed only single-step connections between the various subsets, thus obtaining two alternativepathways which direcly lead to the subset of bioenergetic systems that is present in contemporary mitochondria of fungi and protists (Fig. 1B, cf. Fig. S1 in File S1). Pathway A stems from the subset present in predatory Micavibrio [19] and also Beijerinckia indica, a metabolically versatile organism closely related to methylotrophs [33] which has been shown to possess several proteins strongly related to their mitochondrial homologues [8]. Alternative pathway B originates from the subset present in some Magnetospirillum species and two Rhodobacterales (Fig. 1B): Roseobacter litoralis, which retains a functional photosynthetic apparatus, and Maricaulis maris, which has a dimorphic biological cycle. The loss of N-metabolism from the Micavibrio/Beijerinckia subset leads to the subset of Rickettsia [28] and Wolbachia organisms which retain the bd ubiquinol oxidase system (Fig. 1B). The loss of this bioenergetic system would also lead to the subset of metazoan (but not fungal) mitochondria, a possibility considered unlikely in view of the unique symbiotic event producing mitochondria [1], [2], [10]. Moreover, it occurs in related species of the same Rickettiales order (Fig. 1B) and other taxa, for example within the Bartonella genus (Fig. S1 in File S1), suggesting phenomena of convergent evolution.

1.2 Testing the alternative pathways for mitochondrial bioenergy evolution

So, comparative genomic analysis has allowed a reconstruction of two possible reductive pathways in the bioenergetic capacity of bacteria evolving into mitochondria (Fig. 1). How can we establish which of these pathways is most likely, and thus identify extant models for proto-mitochondria? Probabilistic approaches based upon the frequency of gene loss from each subset would not produce conclusive evidence, because of the biased phylogenetic distribution of available bacterial genomes. We have then carried out the classical phylogenomic approach of computing the overall relationships of the organisms in the model of Fig. 1B by using concatenated proteins that are common to most eubacteria (cf. Ref. [21]). Although the obtained trees could be globally consistent with the sequence of either pathway A or B, they did not offer discriminatory evidence in favour of one or the other, while consistently placing Midichloria and other Rickettsiales close to the mitochondrial clade. This tree topology has been reported before [1], [4], [5], [21] but is inconsistent with our new model of Fig. 1B and other evidence [1], as discussed above.

We next followed the alternative approach of exploiting the molecular diversity of key bioenergetic proteins, including their multiple duplication [34]. To enhance the discriminatory power of this approach, we have chosen proteins of energy metabolism that have a clear bacterial origin, but are encoded or located in different compartments of eukaryotic cells (cf. [34]). The hypothesis underlying our approach is that such diverse proteins, as well as their genetic clusters, would present transition forms between bacteria and mitochondria predominantly in those organisms that are close to the proto-mitochondrial lineage.

2. Molecular evolution of assimilatory N metabolism

The first bioenergetic system we considered is N metabolism, the presence or absence of which sharply determines the pathways leading to the mitochondria of fungi and metazoans (Fig. 1B). As mentioned above, fungi and heterokonts possess the assimilatory, NAD(P)H-dependent nitrite reductase NirBD [35], a cytosolic enzyme which is common among facultatively anaerobic γ-proteobacteria such as Klebsiella, where it was originally called NasB [36]. Structurally, NirBD is characterised by the fusion of the small protein NirD - belonging to the Rieske superfamily of Fe-S proteins coordinated by histidines and cysteines [37] - at the C-terminus of the NirB protein, which catalyses the reduction of nitrite and is structurally related to sulfite reductase (SiR) [38]. Interstingly, the distribution of NirB is restricted to a relatively narrow group of facultatively anaerobic bacteria [38], [39], but that of NirBD is much narrower (Table 1). After finding NirBD in the genome of Asaia, we detected only ten homologus genes among α-proteoproteobacteria – compared with over one hundred in fungi (Table 1), all arranged in similar gene clusters comprising a regulator, nitrate transporters and an assimilatory nitrate reductase. The gene clusters are related to the Nas operon of Klebsiella (Fig. 2A), with its most compact version being present in fungi and Oomycetes [35].

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Figure 2. Graphical representation of assimilatory nitrate reduction in protists and α-proteobacteria.

A – The diagram shows the gene clusters of assimilatory, NAD(P)H-dependent nitrate reduction in bacteria and eukaryotes.

The various elements of Nas operon of Klebsiella [36] and the NiiA-NiaD operon in fungi [35] are colour coded as indicated in the quandrant on the top right. B – Possible molecular evolution of fungal NiaD nitrate reductase. Each domain is identified by a specific symbol - see the text for details. C – Representative distance tree of various proteins containing the bacterial FNR-like conserved domain. The tree was obtained with Neighbour Joining (maximal distance 0.9) using the DELTABLAST program [80] with methane monooxygenase subunit c of Methylocella silvestris (MMOc, Accession: YP_002361598) as query. This reductase subunit of methane monooxygenase contains a FNR-like domain similar to that of assimilatory nitrate reductases [43] lying in a sister group as indicated.

http://dx.doi.org/10.1371/journal.pone.0096566.g002

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Table 1. Elements of N-metabolism that are shared by bacteria and eukaryotes.

http://dx.doi.org/10.1371/journal.pone.0096566.t001

Among the bacteria associated with pathway A and B in Fig. 1B, only Beijerinckia possesses NirBD and its cognate gene cluster. Roseobacter litoralis and Magnetospirillum have NirB within an operon similar to that of Klebsiella (Fig. 2A), whereas Maricaulis and Micavibrio do not have the same genes. This situation may well arise from secondary loss of metabolic traits in ecologically specialised organisms such as dimorphic Maricaulis and predatory Micavibrio. To gain further phylogenetic information, we then exploited the rare occurrence of NirBD and its associated nitrate reductase among α-proteoproteobacteria (Table 1), evaluating the molecular evolution of these modular proteins. The structure of NirBD is conserved in α-proteobacteria and eukaryotes [35] and apparently derives from NirB precursors that are present in methylotrophs such as Methylocystis (Fig. 2, cf. [35]).

Conversely, the structure of the large protein functioning as nitrate reductase in the NirBD gene cluster of α-proteobacteria resembles that of nitrate reductases from ancient bacteria such as Gordonia, which contains three redox modules formed by distinct domains. A typical Molybdenum cofactor-binding domain (Moco) occupies the N-terminus and includes a terminal part binding another molibdopterin cofactor as in NapA (periplasmic) and NasA (cytoplasmic) reductases [36][40]. This is followed by an intermediate domain homologous to the small redox protein flavodoxin (Fig. 2B top, cf. [38]). The C-terminus then contains a flavoprotein reacting with the electron donor NAD(P)H which, in combination with flavodoxin, forms a domain closely related to sulfite reductase CysJ of E.coli (represented by a grey bar in Fig. 2B, cf. [38]). The CysJ-related domain belongs to the superfamily of Ferredoxin Reductase-like domains, cd 00322 FNR-like [41], which includes also the C-terminal domain of fungal nitrate reductase, NiaD [35], [40].

Although the fine structure of the FNR-like domain indicates two separate subfamilies, cd01699 SiR_like for the NasA/CysJ bacterial proteins and cd06183 cytb5_reductase_like for the eukaryotic proteins, our detailed sequence comparison uncovered phylogenetic relationships with other bacterial proteins belonging to the same superfamily. In particular, flavodoxin reductases of the genus Methylobacterium and the reductase subunits of soluble methane monoxygenase [42], [43] (MMO, present also in close relatives of Beijerinckia such as Methylocella) were consistently found in sister clades to NiaD and related proteins of fungi, heterokonts and Acanthamoeba (Fig. 2C and Table 1). Moreover, the flavohaem oxidoreductase of Beijerinckia (accession YP_001833084), which contains a cytochrome b-related globin followed by a FNR-like domain, was found in an intermediate position between the NiaD-containing clade and the NasA-CysJ reductases of Beijerinckia and Methylocystis parvus (Fig. 2C). Notably, the gene of this protein is located at the beginning of Beijerinckia nitrate assimilation operon (Fig. 2A). Its Nitric Oxide dioxygenase activity is also similar to that of the hybrid nitrate reductase of microalgae from the heterokont group, e.g. Chattonella subsalsa (protein NR2-2/2HbN, accession: AER70127), which possess both a cytochrome b5 and a globin in the intermediate domain [44]. These flavoproteins, therefore, could be considered transition forms between NapA/CisJ reductases and eukaryotic assimilatory nitrate reductases.

In further support of the modular similarity between bacterial and eukaryotic NAD(P)H-dependent nitrate reductases, we have found that the Moco domain of NiaD-like eukaryotic proteins is present also in the sulfite oxidase of methylotrophs such as Methylobacterium mesophilicum and extorquens (accession: WP_010685750 and WP_003602739, respectively - Table 1 and Fig. 2B). Moreover, the genome of Methylobacterium extorquens PA1 encodes a protein that is partially similar to bacterial cytochrome b5 (accession: YP_001638730), which is present only in Rhodopseudomonas palustris among α-proteobacteria (Fig. 2B and data not shown). Consequently, all three functional domains of eukaryotic assimilatory reductases have homologous proteins in extant α-proteobacteria, particularly among those with methylotrophic metabolism, as indicated by the presence of the signature methanol dehydrogenase MxaF [45] (Table 1). Hence, our data suggests that NasA-CisJ reductases of Beijerinckia and acetic acid bacteria, e.g. Asaia, represent the likely precursors of eukaryotic, NiaD-related nitrate reductase (Table 1 and Fig. 2B,C). The parallel evolution of mitochondrial sulfite oxidase, which shares the same cytochrome b5 and Moco domains with eukaryotic assimilatory nitrate reductases (Fig. 2B, cf. [38], [40]), underlines the intersection of this molecular reconstruction with the evolutionary trajectory of proto-mitochondria.

3. Evolution of COX genes and proteins from bacteria to mitochondria

To test alternative evolutionary pathways for mitochondria (Fig. 1B) we next studied the cytochrome c oxidase of aa3-type (also called COX), which appears to be the most common terminal oxidase in extant α proteobacteria (Fig. 1 and Table S1). In eukaryotes, this enzyme complex is embedded in the inner mitochondrial membrane, combining catalytic subunits of bacterial origin with various nuclear-encoded subunits of unknown function. Although all aa3-type oxidases are of type A according to the classification of heme-copper oxygen reductases [26], the complexity of their gene clusters has not been considered before. Here, we have analysed in depth this complexity for it provides valuable phylogenetic information. Various aspects of our analysis are presented below in the following order: 1, diversity of COX operons; 2, evolution of COX operons; 3, possible COX operons of proto-mitochondria; 4, evolution of the molecular architecture of COX3; 5, phylogenetic distribution of COX operons.

3.1 Diversity of COX operons.

We have initially undertaken a systematic analysis of the genomic diversity of aa3-type oxidases.The scrutiny of all the gene clusters containing proteobacterial COX subunits [46][51] suggests that they fall into three distinctive types of COX operons, which we called type a, b and a–b transition (Fig. 3A – see Table S2 and “Classification of bacterial COX operons” in File S1 for a detailed account of this classification). COX operon type a is divided in four subtypes on the basis of COX1 length and diverse adjacent genes (Fig. 3). These subtypes form coherent clades in the phylogenetic trees of their COX1 subunit (Fig. 3B). Despite the variation in gene sequence, all COX operons appear to derive from the core structure of the ctaA-G operon of Bacillus subtilis [46][51] (Fig. 3A), which consists of the catalytic subunits ctaC and ctaD (corresponding to mitochondrial COX2 and COX1, respectively) followed by the hydrophobic, non-catalytic subunit ctaE (corresponding to mitochondrial COX3) and ctaF (also called COXIV or COX4). Mitochondrial DNA (mtDNA) of eukaryotes generally encodes for COX1, COX2 and COX3 [48]. In bacteria, these principal subunits are often combined with proteins for the assembly of the metal cofactors of the oxidase: ctaA (heme A syntase or COX15), ctaB (protoporphyrin IX farnesyl transferase, or COX10) and ctaG (Cu-delivery protein, or COX11).

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Figure 3. α-proteobacteria have different types of COX operons and catalytic subunits of aa3 oxidase.

A – Graphical representation of aa3 oxidase gene clusters.

The different COX clusters of α-proteobacteria are classified by considering gene sequence variations and the features of flanking genes (see also “Classification of bacterial COX operons” in File S1). Specific graphical symbols identify COX subunits as indicated; other types of proteins are labelled as follows: white hexagon, enzyme working with RNA or DNA; red diamond with enclosed c, cytochrome c type protein; truncated triangle pointing left, ABC transporter/permease; grey sharp triangle, transcription regulator; PQQ, PQQ-dependent dehydrogenase; white diamond, protein belonging to a DUF family [41], e.g. DUF983; question mark within hexagon, completely unknown protein. Note that SURF1 (Surfeit locus protein 1) and SCO (Synthesis of cytochrome c oxidase) are also involved in the biogenesis of oxidases. Distance between genes is arbitrary. COX operon type a-I is attached to a Nrf-like gene cluster, also called Alternative Complex III or Act [50], containing two homologues of the membrane subunit NrfD (called NrfD2 and NrfD-like here, as shown at the side of the figure). The synthenic diads of protist mitochondria [48] are shown below the blue line. Each of the recognised subfamilies of COX3 [41] is represented by a different colour, as indicated in the middle of the illustration. B - Representative distance tree of COX1 proteins. The tree was obtained with Neighbour Joining (maximal distance 0.9) using the DELTABLAST program [80] with the COX1 protein of Methylobacterium extorquens PA1 (Accession: YP_001637594) as query. The group containing bacterial and mitochondrial proteins (mito.) is enclosed in the blue square. Protein length and type of COX operon are annotated on the right of the tree. C – Simplified pattern of typical phylogenetic trees of COX1 proteins.The tree is modelled to match distance trees of nitrate reductase (Fig. 2C) and COX1 (part B). Branch length is arbitrary.

http://dx.doi.org/10.1371/journal.pone.0096566.g003

Our systematic analysis of bacterial COX subunits has revealed a novel fusion between COX1 and ctaF/COX4 (Fig. S2 in File S1). This fusion appears to be restricted to COX operon type a-II (Table S2 in File S1 and Fig. 3A) that often contains Pyrroloquinoline quinone (PQQ)-dependent dehydrogenases such as methanol dehydrogenase related to MxaF (Fig. 3A). COX4 is broadly related to the ctaF subunit, which is the least conserved in the caa3-type oxidase of Thermus and Bacillus [47] but can be recognized as part of Cyt_c_ox_IV (pfam12270 [52]). However, the diverse forms of short hypothetical proteins that intermix with COX subunits (Fig. 3A) are generally not recognized as members of this family in BLAST searches, due to the wide variation in their size and sequence [47]. Therefore, we have developed a method that quantifies the sequence similarity with the COXIV proteins from Rhodobacter [53] and Thermus [47], [54], for which the 3D structure is available (see Fig. S2 in File S1 and its legend for details). Strong sequence similarity with these COX4 proteins was found in the C-terminal extension of bacterial COX1 proteins that are 630 to 670 aa long, as well as in mitochondrial COX1 of the pathogenic fungus, Zymoseptoria tritici [55] (Fig. S2A in File S1). We additionally identified the sequence signatures of COX4 in small proteins previously recognized as domain with unknown function (DUF [52]) families, namely DUF2909 and DUF983 (Figs. 3 and S3 in File S1). Morever, the C-terminal part of the mtDNA-encoded COX1 of ciliates, an ancient and diverse phylum of unicellular eukaryotes [56], shows some sequence similarity encompassing both transmembrane helices of COX4 proteins (Fig. S2A and B in File S1). Although this similarity is clearly weaker than that observed with bacterial COX1 proteins, it lies in a conserved region among ciliates (Fig. S2A in File S1 and data not shown) thereby suggesting that fusion of COX1 with COX4 might represent an additional trait shared by bacteria and mitochondria.

3.2 Evolution of COX operons.

The identification of COX4-like proteins has been combined with phylogenetic analysis to deduce the possible evolution of COX operons. The long proteins derived from the fusion of COX1 with COX3 (hereafter called COX1-3) seem to be the most distant from their mitochondrial homologues (Fig. 3B). These proteins are characteristic of caa3 oxidases [46], [47], as well as of COX operon type a, which can therefore be considered the ancestral form of proteobacterial gene clusters for aa3-type oxidases (Fig. 3A). The differentiation into other types of COX operons can be evaluated also from the phylogenetic trees of the catalytic subunit COX1, the analysis of which has offered new evidence for discriminating the evolutionary pathways in Fig. 1B.

COX1 proteins fused with COX4 (see above) appear to follow the ancestral COX1-3 in phylogenetic trees and are always upstream of a major bifurcation in two large groups: one containing only proteins of COX operon a-b transition that are present in β- and γ-proteobacteria, and the other containing bacterial COX1 proteins of COX operon type b together with their mitochondrial homologues (blue square in Fig. 3B). Mitochondrial COX1 proteins cluster in a monophyletic clade that lies in sister position of closely packed bacterial sub-branches, especially that containing Rhodospirillales (Fig. 3B). This overall tree topology is consistently found with all methods, whereas the branching order within the group containing the mitochondrial clade may vary, depending upon the method and taxa used to construct the phylogenetic trees (Fig. 3B and data not shown). Nevertheless, it is noteworthy that all the proteins belonging to COX operon type b lie in the same group containing the mitochondrial clade, as exemplified in Fig. 3C. Hence, bacteria having only COX operon type b cannot be the ancestors of mitochondria. This exclusion encompasses the majority of extant α-proteobacteria, because the presence of other COX operons is restricted to a fraction of these organisms (Table S2 in File S1). We then needed additional information to identify which of the organisms containing multiple COX operons may be close to proto-mitochondria. To this end, we next moved to the analysis of COX proteins of unicellular eukaryotes.

3.3. Possible COX operons of proto-mitochondria.

Recently, COX11 and COX15 have been found in the mtDNA of Jakobida, an ancient lineage of protists, despite the fact that they are normally coded by nuclear DNA in eukaryotes [48]. The syntheny COX11COX3, as well as that of COX1 adjacent to COX2 (Fig. 3A), may be considered a relic of bacterial operons that has been retained in the mDNA of eukaryotes [48]. Are these cues pointing to the original COX operon(s) of proto-mitochondria?

To answer this question, we searched the available mtDNA genomes of unicellular eukaryotes. Mitochondrial DNA normally contains separate genes for COX1, COX2 and COX3 [48] except for aerobic ciliates, in which COX3 appears to be missing [56], [58]. However, we have recognized the sequence signatures of the COX3 protein within the very long COX1 of the hyphotrichous ciliate, Oxytricha [56] (Fig. 4). The COX1 protein of another hyphotrich, Monoeuplotes minuta [58], appears to contain a split version of COX3 having its initial two transmembrane helices separated from the subsequent 5-transmembrane helices domain by the major part of COX1 (Fig. 4). The mtDNA of ciliates often contains split genes [56], [58], but in this case an ancestral splitting of COX3 must have been subsequently intermixed with the COX1 gene. The alternative possibility would be that COX3 splitting may reflect a fusion between precursors of mitochondrial COX3, since in Monoeuplotes it occurs within the region joining the two transmembrane domains which form the V-shaped structure of the protein [53], [59]-[61].

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Figure 4. Analysis of the molecular architecture of COX3 in bacteria and protists. A – Alignment of bacterial and mitochondrial COX3 proteins.

A set of aligned COX3 sequences from bacteria and protists was initially obtained from the DELTABLAST option of multiple alignment and subsequently implemented manually following data available from the structure of beef [59], [60], Paracoccus [61] and Thermus [54] aa3 oxidase. Residues that bind phospholipids with either H or π bonds [60] are in yellow character and highlighted in dark grey, while those conserved are in bold character. Light grey areas indicate transmembrane helices (TM). B – Graphical representation of COX1-3 fused proteins. The hydrophobic peaks in the hydropathy profile of the proteins, which was obtained using the program WHAT [81] with a fixed scanning window of 19 residues, is represented by the sharp triangles, that are commensurated to the peak height (maximum in the hydrophobicity profile) and width of the predicted TM [81], which closely correspond to those observed in 3D-structures [47], [54], [61]. C – Deduced sequence of the “minimal” COX operon of protists. The arrangement of COX genes essentially corresponds to the core sequence of a COX operons of type a (cf. Fig. 3) but in the reverse order of transcription. Dashed symbol represents a protein that may intermix with other COX subunits such as a COX4-like (Fig. S2 in File S1).

http://dx.doi.org/10.1371/journal.pone.0096566.g004

In any case, the novel identification of a COX3-like protein embedded within the long COX1 gene of unicellular eukaryotes (Fig. 4) suggests that the primordial form of such a chimaeric gene was a COX1-3 protein equivalent to those of bacterial COX operons of type a. By considering the gene order in ciliate mtDNA [56], [58], we have deduced the possible sequence of the “minimal” COX operon that might have been present in the ancestors of ciliate mitochondria (Fig. 4C). The gene sequence closely resembles the core structure of a COX operon of type a - in the opposite order of transcription (cf. Fig. 3A and 4C) - and is clearly different from the sequence of COX operon type b (Figs. 3A and S3 in File S1). In view of the consensus that a single event of symbiosis originated all mitochondria [1][10] and considering the presence of COX11COX3 syntheny in Jakobide mitochondria [48], a feature characteristic of COX operon type b (Figs. 3 and S3 in File S1), we surmise that proto-mitochondria possessed two different COX operons: one of type a and another of type b. Differential loss of either operon might further explain some differences in the mtDNA-coded proteins of ciliates and other unicellular eukaryotes, as well as the different types of accessory subunits of their bioenergetic complexes [1]. Of note, phenetic analysis sustains the similarity between the COX gene sequence of protists and bacterial COX operon of type a-II, in particular those lacking an isolated COX4 as in Methylobacterium extorquens PA1 (Table S3 in File S1).

3.4 Evolution of the molecular architecture of COX3.

In the 3D structures available for cytochrome c oxidases, the initial two transmembrane helices of the 7- helices COX3 protein that is present in mitochondria and bacterial COX operon type b (Fig. 3A) are involved in the binding to membrane phospholipids (PL) [53], [59][61]. The tight binding of two specific forms of these PL to mitochondrial COX3 appears to modulate the entry of oxygen into the binuclear catalytic centre of the enzyme [60]. PL-binding residues are present also in other parts of the COX3 protein that are common to all its forms and tend to be conserved [59][62]. Here, we have evaluated the amino acid substitutions of the PL-binding sites in COX3 (Table S4 in File S1) by translating residue varation into PL-binding strength (Fig. 5A). The results of this analysis are consistent with the phylogenetic trees of COX3, in which a major bifurcation separates the β- and γ-proteobacterial proteins from those of α-proteobacteria that are grouped together with mitochondrial COX3 (Fig. 5B). The overall tree topology of COX3 proteins thus matches that of COX1 proteins, even if the internal branching of α-bacteria with the mitochondrial clade appears to be different (Fig. 5B cf. Fig. 3B).

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Figure 5. Structure-function features of COX3 gradually evolved from bacteria to mitochondria.

A – Heatmap for the strength of phospholipid binding by COX3 proteins.

The table summarises the molecular features of PL-binding sites (residues) in aligned COX 3 proteins (Table S4 in File S1); it is colour mapped according to the number of conserved sites to represent the increasing PL-binding strength along bacterial and mitochondrial protein sequences, as indicated by the legend on the right of the table. PL-binding is considered weak when less than 3 sites are conserved for each PL, the nomenclature of which is taken from Ref. [60]. PE, phosphatidyl-ethanolamine; PG, phosphatidyl-glycerol. The list includes conserved amino acids corresponding to E90 in beef COX3, which lies near bound PL modulating oxygen entry into the catalytic site of the oxidase [60]. Abbreviations for organisms are: Rhodo_palu_BisA53, R. palustris BisA53; Variovorax_ par, Variovorax paradoxus; Methylophi_bac, Methylophilales bacterium HTCC2181; Wolbachia_Dro_sim_, Wolbachia endosymbiont of Drosophila simulans. B - Representative distance tree of COX 3 proteins. The tree was obtained as described in the legend of Fig. 3B, using as a query the C-terminal region of the COX1-3 protein from R. palustris BisA53 (Accession: YP_782773, residues 550 to 841) that aligns with bacterial and mitochondrial COX3 (Fig. 3BFig. 4A). The group containing bacterial proteins from COX operon type b and their mitochondrial homologues is enclosed in a blue square as in Fig. 3B.

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Quantitative evaluation of the PL-binding strength further refines the evolutionary relationship among COX3 proteins. First, it shows that the 5-helices form of the protein belonging to COX operon type a-II occupies an intermediate position between ancestral COX1-3 and the 7-transmembrane form of COX3 (Fig. 5A). Secondly, it allows the comparison with the highly divergent sequence of ciliate COX3 embedded within COX1 (Fig. 4), which shows a PL-binding strength lying mid-way between that of COX3 proteins of type a-II operon and those of other protists (Fig. 5A and Table S4 in File S1). Finally, bacterial COX3 of COX operon type b has essentially the same PL-binding strength as that of mitochondrial COX3 (Fig. 5A and Table S4 in File S1), thereby weakening the structural and phylogenetic significance of variable inter-group branching between α-bacterial and mitochondrial COX3 sequences (Fig. 5B and data not shown).

3.5. Phylogenetic distribution of COX operons.

To acquire further information for differentiating the pathways of mitochondrial evolution in Fig. 1B, we studied the phylogenetic distribution of diverse COX operons. The vast majority of Rhodobacterales, Sphingomonadales and Caulobacterales, together with unclassified α-proteobacteria such as Micavibrio and the SAR11 clade - which we include here under the generic label of ‘pan-Thalassic’- possess only COX operons of type b. This implies that Roseobacter and Micavibrio cannot be related to the ancestors of mitochondria, as for Pelagibacter and similar marine organisms.

On the other hand, 40 α-proteobacterial organisms and several β-proteobacteria combine COX operon type b with a type a-II operon, the phylogenetic distribution of which is similar to that of ba3 oxidases [26] (Fig. 6A). Conversely, COX operon type a-I has the broadest phylogenetic distribution among all types of COX operon, encompassing taxonomic groups beyond the phylum of proteobacteria such as Planctomycetes [50]. Indeed, the Nrf-like gene cluster that is associated with this COX operon was originally discovered in ancient eubacteria including Planctomycetes [63]. Although the functional implications of the combination of a Nrf-like operon with a COX gene cluster remais unknown, we are intrigued by the possibility that the overall gene sequence would produce a compact electron transport chain from quinol, or products of N metabolism, to oxygen [32], [50]. Consequently, COX operon type a-I would represent the ultimate bioenergetic connection between cytochrome c oxidase and N metabolism, a fundamental concept in our approach to discern mitochondrial evolution (Fig. 1).

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Figure 6. Taxonomic distribution of bioenergetic systems in bacteria.

A – Distribution of COX operon types in major families of α-proteobacteria.

The frequency of each type of COX operon was normalised to the number of α-proteobacterial organisms with genomic data that are currently available (from NCBI resources http://www.ncbi.nlm.nih.gov/taxonomy/- accessed 14 March 2014) [50]. See Table S2 in File S1 for a detailed list of the taxonomic distribution of diverse COX operon types. The definition ‘pan-Thalassic’collects together organisms of the SAR clade with Magnetococcus, Pelagibacter and Micavibrio. B. -Distribution of fused proteins and N-metabolism elements along diverse bacterial lineages. Fused proteins were identified with the combined resourses of NCBI and the Protein Family website (PFAM 27.0 - http://pfam.sanger.ac.uk/ [52]). Multiple forms of ISP were counted as >1 ISP. Taxa are arranged according to their approximate phylogenetic position considering also metabolic features (cf. Refs [5], [31]). For each group, the frequency is normalized as in A. Eukaryotes (∧) include amoebozoa, ciliates and heterokonts. N-metabolism encompasses: methane monooxygenase, ammonia monooxygenase, nitrite oxidoreductase, Nirf nitrite reductase and its homologues in COX operon type a-I (Fig. 3A), ammonia oxidation and anaerobic ammonia fermentation [30], [32].

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4. Phylogenetic distribution of N metabolism and fused proteins in bacteria and mitochondria

To explore the phylogenetic dimension of the connection between COX operons and elements of N metabolism, we studied the taxonomic distribution of NrfD and other key elements of the N cycle in conjunction with that of fused subunits of aa3-type oxidases (Fig. 6B). Indeed, COX operon type a-I invariably contains COX2 fused with a c-type cytochrome (Figs. 3A), a fusion which is frequently present also in other COX operons (Fig. 3A and Fig. S3 in File S1). Fusion between catalytic subunits of bacterial heme-copper oxidases has been noted before [47], [64], but considered a nuisance for phylogenetic analyses [64]. However, it constitutes a relic of ancestral bacteria adapted to harsh conditions in which the compact structure of bioenergetic systems would have been advantageous [47]. Since we have now shown that fusion between COX subunits is present also in the mitochondria of unicellular eukaryotes (Fig. 4) and fungi such as Phaeosphera [57], we could consider them as potential relics of the evolutionary past of mitochondrial bioenergetics.

We therefore evaluated the frequency and phylogenetic distribution of fused COX subunits and also of the fused proteins that are present in the cytochome bc1 complex, the cytochrome b subunit of which has been previously reported to be fused with the cytochrome c1 subunit in Bradyrhizobium [65]. We found the same fusion in all members of the Bradyrhizobiaceae family plus some Rhodospirillales (Fig. 6B), as well as in Planctomycetes [66]. α-proteobacteria show the highest frequency of fused cytochrome b among proteobacterial lineages, thereby suggesting that this type of protein was present before the separation of β- and γ-proteobacteria. Conversely, many more β-proteobacteria possess fused COX2 proteins than α-proteobacteria (Fig. 6B).

Within α-proteobacteria, the distribution of fused COX and cytochrome b proteins follows a bell-shape profile along the likely evolutionary sequence of the taxonomic groups (Fig. 6B, cf. [5]). Some Sphingomonadales and Caulobacterales have fused COX proteins without possessing bioenergetic elements of N-metabolism (Fig. 6B). Parasitic Rhizobiales, Rickettsiales and pan-Thalassic organisms lack both fused bioenergetic proteins and elements of N-metabolism, in contrast with amoebozoa, fungi and heterokonts (Fig. 6B cf. Table 1). The absence of the above characters in parasitic and pan-Thalassic organisms could derive from their highly streamlined genomes. However, the high frequency of fused genes in other taxa does not correlate with genome size, since acetic acid bacteria, which have a comparatively small genome, show a higher frequency of fused COX2 proteins than, for instance, Rhodobacterales (Fig. 6). Our interpretation of the data presented in Fig. 6 is that fused bioenergetic proteins and elements of N metabolism are preserved together in phylogenetically ancient groups of α-proteobacteria, from which they have been passed to proto-mitochondria but then progressively lost along the differentiation of other α-proteobacteria. This implies that Methylotrophs, Bradyrhizobiaceae and several Rhodospirillales would be the oldest extant organisms of the α-proteobacterial lineage, and consequently close to the distal progenitors of proto-mitochondria.

The phylogenetic distribution and similar genomic arrangement of fused bioenergetic proteins (Fig. 6) raises the question as to whether they may derive from events of Lateral Gene Transfer (LGT), for example with Planctomycetes [67]. However, detailed analysis of the molecular architecture of cytochrome b proteins (M. Degli Esposti, unpublished data) and the overall consistency of distance trees of fused proteins with established phylogenetic relationships (Fig. 3) indicate that LGT events have minimally contributed to the observed distribution of fused bioenergetic proteins and their diverse genomic clusters.

5. A complementary approach: the molecular evolution of nuclear encoded ISP

To complement the above analysis of mtDNA-encoded proteins of the aa3-type oxidase, we next examined the molecular evolution of the “Rieske” iron sulfur subunit (ISP) of the cytochrome bc1 complex. This ubiquitous redox protein is coded by the nuclear DNA and therefore does not suffer from the distortions due to the fast mutation rate of mtDNA-encoded proteins [16], [37], [48]. Its precursor form, once imported into mitochondria, matures within the intermembrane space where its catalytic core resides. After implementing structure-based alignments (Fig. S4 in File S1), we noted diverse insertions that are present in the catalytic core of ISP proteins from different lineages, which we have named CIMit - Conserved Indels vs. Mitochondria (Fig. 7 and Fig. S4 in File S1). CIMit3 is the most prominent of these insertions, lying at the surface of bacterial bc1 complexes [68], [69] with parallel inserts in the partner protein, cytochrome b [68][72]. This and other indels (according to the definition in Ref. [73]) seem to carry valuable phylogenetic information, enabling the resolution of relationships that are blurred in phylogenetic trees (cf. Figs. 7C and 8). For instance, only Tistrella ISP has no residues corresponding to the CIMit5 insertion among the proteins from Rhodospirillaceae (Fig. 7), while in distance trees these proteins appear to be equally close within a sister sub-branch of their mitochondrial homologues (Fig. 8).

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Figure 7. Molecular evolution of the Rieske subunit (ISP) of the cytochrome bc1 complex.

A – Alignment of the ISP proteins from bacteria having various COX operons. ISP sequences were selected from the organisms displaying multiple COX operons and also ISP forms (Table S2 in File S1 and Fig. 6). The alignment was manually refined using structural information, as detailed in Fig. S4 in File S1. This alignment shows only the catalytic core of the ISP from α-, β- and γ-proteobacteria, plus Acanthamoeba as the sole mitochondrial representative. See Fig. S4 in File S1 for a complementary alignment including the N-terminal transmembrane region and further information, including secondary structure elements (beta sheet in purple and alpha helix in green) and Conserved Indels vs. Mitochondria (CIMit). The accession codes of the proteins are shown on the left of each sequence block, while the organisms are listed on the right abbreviated as follows: Gluconacetobacter_diazo & _europa, Gluconacetobacter diazotrophicus PA1 5 & europaeus, respectively; Pseudaminobacter_salicyl, Pseudaminobacter salicylatoxidans; Methylobacterium_radio & _exto_PA1, Methylobacterium radiotolerans JCM 283 & extorquens PA1, respectively; Rhodopsedo_palu_BisA53, R. palustris BisA53; and Acetobacter_bacter AT-5844, Acetobacteraceae bacterium AT-5844. ISP1 indicates the ISP form that is present in the petABC operon. B - Evolutionary pattern of the conserved indels in bacterial and mitochondrial ISP. The molecular features deduced by the structure-based alignment of ISP proteins are rendered graphically following the numerical order of conserved indels presented in A and Fig. S4 in File S1. DELetions conserved in bacterial vs. mitochondrial ISP sequences are represented in pale blue boxes with black labels, whereas INserts with respect to mitochondrial sequences are represented in black boxes with white labels.

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Figure 8. Phylogenetic relationships between diverse forms of ISP.

A – Distance tree encompassing proteobacteria and mitochondria. The tree was obtained as described in the legend of Fig. 3B using the alignment of Fig. 7A and two ISP proteins from the b6f complex as outgroup (top). The group containing bacterial ISP1 proteins together with their mitochondrial homologes is enclosed in the blue square to highlight a likely ancestral duplication separating it from the group with ISP2. B – Long distance phylogenetic relationships of bacterial ISP. The phylogenetic tree (maximal likelyhood method) of ISP proteins was computed from the structure-based alignments in Fig. S4 in File S1. Th small green circle indicates ancient nitrogen or methylotrophic metabolism [29][32] (Fig. 6B). The dashed green bracket indicates the paralogue proteins belonging to the b6f complex. Other brackets indicate proteobacterial subdivisions and mitochondria as in A. Note how the bootstrap values are much lower within the bottom branch containing mitochondrial ISP than in the upper branch containing ISP2.

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Methylocystis sp. SC2 and a few other Rhizobiales have a second, longer ISP (ISP2) that resembles the proteins from acetic acid, β- and γ-proteobacteria, with which it clusters together in distance trees (Figs. 7, 8 and S4 in File S1). Contrary to the latter organisms, ISP2 is not present within the petABC operon of the bc1 complex but in isolated gene clusters that have no common flanking genes (not shown). Hence, ISP2 may have arisen from gene duplication as reported for the β proteobacterium, Rubrivivax gelatinosus, where the two forms of the proteins are interchangeable in the complex [74]. The duplicates of Rubrivivax ISP are closely related to each other, as in the case of the multiple ISP forms of Roseobacter and other Rhodobacterales (Table S1 in File S1). However, ISP2 and the in-operon ISP1present in the same Rhizobiales organisms are separated by a deep bifurcation in phylogenetic trees, which resembles that seen in COX1 trees (Fg. 3B,C cf. Fig. 8). Hence, ISP2 is an ancestral character of α-proteobacteria equivalent to COX operons of type a, consistent with their similar phylogenetic distribution (Fig. 6B). Its origin can be traced to the separation of the αβγ lineages, probably after the earliest proteobacterial ISP had evolved in a distinct path from its paralogues of the b6f complex present in Planctomycetes and Nitrospirales [75] (Fig. 8B). This ancestral form of ISP was in all likelyhood devoid of the abovementioned insertions as in ISP1of Rhodopseudomonas palustris BisA53 or Nitrobacter hamburgensis, which lie in the most distant branches of phylogenetic trees (Fig. 8A). Of note, these proteins show the single-residue deletion corresponding to CIMit6, which is shared with the ISP proteins of many α-proteobacteria and their mitochondrial homologues (Figs. 7 and 8).

Importantly, the molecular features of ISP proteins provide crucial information for discriminating between the alternative pathways of mitochondrial bioenergy evolution in Fig. 1B. In particular, bacterial organisms possessing an ISP containing the CIMit3B insert (Figs. 7 and S4 in File S1) can now be excluded from mitochondrial ancestry. This applies not only to Rhodobacterales such as Roseobacter, but also to Rhizobium, Sinorhizobium and Mesorhizobium organisms that have COX operon type a-II (Table S2 in File S1).

6. Analysis of bacteria without aa3-type cytochrome c oxidase

The analysis conducted so far has exploited bioenergetic systems that are not always present together in extant bacteria (Table S1 in File S1). For example, Magnetococcus has no functional aa3-type cytochrome c oxidase but a complete operon for the bc1 complex and the cbb3-type oxidase (Table S1 in File S1, cf. Ref. [76]). Phylogenetic analysis has shown that the sequence of Magnetococcus ISP is rather similar to that of protists' mitochondria, even if it shows some unique amino acid changes (Figs. 8B and S4 in File S1). Magnetococcus lies in a deep branch of the evolutionary tree of α-proteobacteria [76], similarly to Midichloria, which also has a cbb3-type oxidase instead of the aa3-type oxidase of other Rickettsiales [21]. Midichloria has an ISP protein with a unique insertion in the conserved cluster-binding region and also an unusually split version of the catalytic, COX1-like subunit of cbb3-type oxidase [21]. These molecular properties seem to indicate a side-path in the phylogenetic relationships with the mitochondrial lineage (cf. Fig. 1B), a possibility strenghtenend by the analysis of the genomic and protein sequences of cbb3-type oxidase (data not shown). Hence, the scheme in Fig. 1B is consistent with the overall phylogenetic pattern of both aa3-type and cbb3-type terminal oxidases.

Conclusions

Herein, we have followed novel approaches to reconstruct the possible bioenergetic characters of the bacterial ancestors of mitochondria. Rather than taking into consideration all the information that is now available from bacterial and mitochondrial genomes, we have focused on a few proteins that are crucial for bioenergy production in both bacteria and mitochondria and have multiple variants. The diverse molecular forms and genetic organization of bioenergetic systems have been hardly considered in previous studies of phylogenomics; for instance, none of the papers reviewed in Ref. [9] used proteins of energy metabolism. Conversely, recent studies on bacterial oxidases [27], [64] have not considered the complexity of COX operons (Figs. 3 and S3 in File S1). Here we have classified this complexity and exploited its most informative aspects to reconstruct the molecular evolution of individual protein components that are encoded by either mtDNA or nuclear DNA of eukaryotes. By integrating the information thus obtained, we have excluded that several bacterial lineages previously proposed to be related to mitochondria could be in the direct line of mitochondrial ancestry, in particular the endocellular obligate parasites of the Rickettsiales group and the photosynthetic organisms Rhodobacter and Rhodospirillum. Our work indicates that mitochondrial ancestors retained bioenergetic elements of N metabolism and the bd-type ubiqinol oxidase,which have been subsequently lost in different paths of convergent evolution (Fig. 1B).

In concluding this work, we discuss steps of differential loss also in conjunction with the possible acquisition of systems or proteins via LGT, to provide a complete account of the remaining possibilities for the evolution of mitochondrial bioenergy production (Figure 9). Multiple lines of evidence emerging from our work lead to the conclusion that the subset of bioenergetic systems lacking the cbb3-type oxidase - typical of methylotrophs and Gluconacetobacter (Table S1 in File S1) - probably matches the bioenergetic capacity of the distal ancestors of mitochondria. This evidence includes the maximal diversity of COX operons and N metabolism in the abovementioned organisms (Tables S1 and S2 in File S1). The ancestral organisms from which proto-mitochondria emerged in all likelyhood evolved just after the separation of β- and γ-proteobacterial lineages, a concept that is sustained, in particular, by the taxonomic distribution of fused bioenergetic proteins and key elements of N metabolism (Fig. 6). At the whole taxon level, β- and γ-proteobacteria have a much higher frequency of these characters than α-proteobacteria (Fig. 6B). However, some α-proteobacteria show a high frequency of fused proteins and elements of N metabolism (Fig. 6B), namely methylotrophs - encompassing the families of Methylocystaceae, Methylobacteraceae, Beijerinckiaceae and part of Hyphomicrobiaceae, as well as Bradyrhizobiaceae such as Afipia felis and Rhodopseudomonas palustris BisA53 [77] - several Acetobacteraceae and some Rhodospirillaceae. These organisms also have a wide range of ancestral characters such as type a COX operons and ISP2 (Table S2 in File S1 and Fig. 8).

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Figure 9. Possible progenitors for the bioenergetic evolution of mitochondria.

This diagram is modified from that in Fig. 1B to take into account the deduction that proto-mitochondria probably had two different types of COX operons (type a is labelled in dark olive background) and the evidence for multiple ISP forms. ISP2 is represented in a grey box while ISP1 in dark blue. Various steps of differential loss or acquisition via LGT are indicated for the possible pathways of evolution from extant or extinct α-proteobacteria into proto-mitochondria. By considering the complexities arisen from our data, pathway A in Fig. 1B stemming from Beijerinckia would require one loss and one acquisition, while pathway B would theoretically imply two losses and two acquisitions. However, we now exclude that this pathway may have contributed to the evolution of mitochondria (see text). Pathway C, sustained by most results presented here, bypasses the Beijerinckia subset with the combined loss of two bioenergetic systems and ISP2. Finally, pathway D would require the combined loss of three bioenergetic systems from organisms such as Tistrella, but of two systems plus ISP2 for R. palustris BisA53, which has already lost bo-type oxidase (Table S1 in File S1). The obvious possibility that yet undiscovered, or extinct bacteria may be among the originators of the proto-mitochondrion is considered, as indicated. Eventual loss of photosynthesis is not shown, but it would apply only to Methylobacterium, R. palustris and Roseobacter among the organisms shown. The grey vertical arrow on the left indicates the possible equivalence of COX operon type a with dual function (cytochrome c and ubiquinol) oxidases in some Rhodobacterales.

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The information just discussed can be integrated with the timeline of bacterial evolution [31], which positions the separation of the β-lineage near the time at which oxygen levels dramatically increased, at least in the photic zone of marine environments and emerged land. The invention of the metabolic pathways of methane, ammonia and nitrite oxidation immediately followed, allowing autothrophic ways of life which are now retained by a few groups of proteobacteria [30]. These bacteria also possess the largest variety of COX operons and molecular forms of their catalytic subunits, as the result of multiple events of operon and gene duplication. Some of these duplications are still evident in extanct organisms, as indicated by the doublet of COX3 proteins in COX operon type a-III (Fig. 3A) and the presence of concatenated COX operons in some genomes (Table S2 in File S1). Our reconstruction of the molecular evolution of COX3 proteins and their binding strength for oxygen-modulating phospholipids (Fig. 5) seems to recapitulate a progressive adaptation to increasing levels of O2, which had to be gauged in terms of decreasing oxygen affinity to maintain maximal efficiency of the oxidase reactions, with minimal damage by radicals and potential suicidal reactions [47], [60], [78]. We have also found multiple forms of other terminal oxidases in methylotrophs and Rhodospirillales, in particular for the bd-type ubiquinol oxidase (Table S1 in File S1). The additional forms usually correspond to the Cyanide Insensitive Oxidase (CIO) [79], which has lower affinity for oxygen than classical bd oxidases [25].

We believe that the large increase in ambient oxygen that occurred during the evolution of primordial proteobacteria [31] was the driving force for the genomic expansion and diversification of oxygen-reacting enzymes. High levels of O2 also led to the wide availability of nitrate and nitrite that can function as alternative terminal acceptors for electron transfer and bioenergy production [22], [32]. This underlines the strong link between oxygen respiration and key elements of N metabolism that we have taken in consideration here. The separation of proto-mitochondria is estimated to have occurred when oxygen levels were still very low in the oceans [10], [24], where most primordial life thrived. It is therefore plausible that the distal progenitors of mitochondria were related to organisms that had experimented with a wide variety of oxygen-reacting systems and thus retained great plasticity in their adaptation to micro-oxic or even anoxic environments, a trait that is partially retained in eukaryotes adapted to anaerobic environments [10]. With this conceptual framework in mind, we can now look back to the initial approach of our work (Fig. 1) and consider the most plausible pathways for mitochondrial evolution (Fig. 9).

Following the separation of the β- and γ-proteobacterial lineages, proto-mitochondia may have branched off along one of the pathways illustrated in Fig. 9. Pathways A and B are the same as in Fig. 1B, with the additional complexities that have emerged from the detailed analysis of COX operons and ISP proteins plus possible acquisitions via LGT. Pathway A, stemming from Beijerinckia (we now exclude Micavibrio for it lacks key elements of N metabolism, cf. Fig. 2), would require one loss (bd oxidase) plus one acquisition (COX operon type a-II), while pathways B would theoretically require two losses and two acquisitions of bioenergetic systems. However, our results indicate that mitochondrial evolution is unlikely to have followed pathway B, since the organisms from which it departs do not have key elements of N-metabolism that are present in some eukaryotes (Figs. 2 and 6B) nor a ISP comparable to that of eukaryotes (Figs. 7 and 8). Additional pathway C bypasses the Beijerinckia subset with the combined loss of two bioenergetic systems and ISP2, the latter being a facile evolutionary step for only six organisms have retained ISP2 (Figs 7 and 8). This pathway stems from methylotrophic bacteria such as Methylocysists and Methylobacterium. Indeed, the analysis of three different types of bioenergy-producting systems - cytosolic nitrate assimilation, mitochondria-encoded subunits of cytochrome c oxidase and nuclear-encoded ISP subunit of the cytochrome bc1 complex – converges in indicating methylotrophs as the most likely relatives to proto-mitochondria. Moreover, by combining the analysis of nitrate metabolism (Fig. 2) with that of COX (Figs. 36) and ISP evolution (Figs. 7, 8 and S4 in File S1), only Tistrella [48] and Rhodopseudomonas palustris [6] remain among all the bacteria that have been previously proposed as possible ancestors of mitochondria (cf. Figs. 1B and Table S1 in File S1). We have thus considered also pathway D, which would require the combined loss of three bioenergetic systems from those possessed by Tistrella (Fig. 9). Finally, Rhodopseudomonas palustris BisA53 does not have the bo-type oxidase as other organisms of the same genus, but possesses a methanol dehydrogenase close to that of methylotrophs (Table 1). However, it still retains a photosynthetic system, the loss of which would add to the other steps required to resemble proto-mitochondria (Fig. 9). The obvious possibility that yet undiscovered, or extinct bacteria may be among the originators of the proto-mitochondrion is also considered in Fig. 9. Yet, these unknown organisms would probably have the subsets of bioenergy systems shown in the top part of the diagram.

Taken all our results together, methylotrophic organisms emerge as the closest living models for mitochondrial ancestors. In perspective, our work provides new means for selecting bacterial organisms that are most suitable for experimentally re-evolving proto-mitochondria with mitochondria-depleted eukaryotic cells.

Methods

To identify genes and their products with others currently present in National Center for Biotechnology Information (NCBI) resources, we have extensively used the program DELTABLAST, Domain Enhanced Lookup time Accelerated BLAST [80], integrated with hydropathy analysis conducted with in house algorithms [72] or the program WHAT (Web-based Hydropathy, Amphipathicity and Topology http://saier-144-21.ucsd.edu/barwhat.html [81]). Manually refined alignments of bioenergetic proteins were subjected to phylogenetic analysis with maximum likelihood algorithm and 100 bootstrap resamplings, using the program PhyML 3.0 and evolutionary models selected with Prottest3, as described earlier [21]. The results obtained with this rigorous method essentially matched those obtained with the recent options of DELTABLAST (cf. Fig. 8). The genomes of Asaia platicody and Saccharibacter sp. (EMBL accession: CBLX010000001/27 and CBLY010000001/09, respectively) were recently reported by Chouaia et al [22]. See Supporting Information for additional methods and procedures of gene recognition, operon classification (cf. [82]) and sequence analysis of proteins (cf. [41], [52], [83]).

Supporting Information

File S1.

We enclose File S1 with Supporting Information containing a detailed account of the classification of bacterial COX operons (2 pages), 4 additional Figures and 4 additional Tables. Figure S1, Pathways for the bioenergetic evolution of α bacterial not leading to mitochondria. The diagram shows the additional subsets of bioenergetic systems that are not shown in Fig. 1B, including those of Asaia and Saccharibacter (Table S1B in File S1). The asterisk* labels the same subset as in Fig. 1B (main text), but with fewer representative taxa. Underlined organisms are symbionts or pathogens. Each of the six bioenergetic systems presented in Fig. 1 was identified from its catalytic protein subunits and was considered functionally absent when one or more of these subunits were not found in their completeness, as indicated by the profile of their conserved domains (cf. [41]). The functional absence of a given system is represented by an empty square as in Fig. 1B. Figure S2, Sequence analysis to identify the fusion of COX4 subunit with COX1 proteins. A. Sequences of recognised or putative COX4 were manually aligned to reference proteins having known 3D structure around the first transmembrane helix (TM1, highlighted in grey): subunit IV of Thermus caa3 oxidase (accession: pdb|2YEV [54]) and subunit IV (COX4_pro_2 super family [cl06738]) of Rhodobacter Sphaeroides aa3 oxidase (chain D, accession: pdb|1M57 [53]). *Residues in bold have positive scores (≥ 0) in the BLOSUM62 substitution matrix [83], those yellow-highlighted are identical with either reference protein, while those highlighted in purple are identical to Janibacter COXIV (accession: ZP_00994995) with scores ≥ 5 [83]. The total count of identities is also highlighted in yellow (tot) before the description of the protein on the right. It was used to identify other COX4-like proteins such as DUF983 (see Fig. 3A and the section entitled “classification of bacterial COX operons” in File S1). The minimal count for deeming a protein as “COX4-like” was considered to be 10, but several COX1 proteins exhibited larger numbers of identities. The region of ciliate COX1 showing similarity with COX4 partially overlaps the last transmembrane region (TM12) of aligned COX1, which is well conserved among all available COX1 sequences from ciliates. However, the COX4-like region in bacterial COX1 and that of the pathogenic fungus Zymospetoria [55] lies outside the conserved domains of other COX1 proteins. Azospirillum_bras, Azospirillum brasilense; Methylobac_extor, Methylobacterium extorquens. B - This panel shows the alignment of COX4 subunits around the second transmembrane helix (TM2), the structure of which is known only for subunit IV of Thermus caa3 [54] that was used as the reference for aligning bacterial COX4 and mtDNA-encoded proteins. In bold black are the residues that are identical in the aligned position of at least two COX4 sequences, or are positive substitutions [83] across at least three aligned COX4 sequences; they are additionally yellow-highlighted when identical between at least one bacterial COX4 and one mtDNA-encoded protein (cf. A). In bold dark blue are the residues that are positive substitutions between bacterial COX4 and mtDNA-encoded proteins, while those in bold light blue are identical or positive substitutions among the aligned mtDNA-coded proteins. This colour labelling enhances the limited similarity between the sequences shown. Figure S3, Gene sequence of additional COX operons in diverse bacteria. The reference gene name for each cluster is indicated on the right of the figure. Symbols identify the same proteins as in Fig. 3A, with the addition of the small gray bar, protein related to nucleotide exchange factor EF-TS. These short proteins were recognised after alignment to the sequence with known 3D structure of Chain A, dimerization domain of Ef-Ts from Thermus thermophilus (Accession: pdb|1TFE|A) using a sequence analysis similar to that shown in Fig. S2 in File S1. Hypothetical steps in the evolution of COX operons are indicated. Figure S4, Structure-based alignment of bacterial and mitochondrial “Rieske” ISP. The protein sequences of various ISP of the bc1 complex were aligned following structures available from various sources matching the alignment gaps or insertions with the most refined 3D data [68][71]. The limits of secondary structures (alpha helices, highlighted in green, and beta sheets, highlighted in purple) were deduced from a consensus of the latest coordinates deposited in the NCBI databanks [68][71]. Common insertions and deletions (Indels [72]) between mitochondrial and bacterial sequences are consecutively labelled CIMit1-7 (cf. Fig. 7A). The C terminus of some sequences is truncated at the residue indicated by the numeral before the slash. Key residues for the iron-sulfur cluster, including Y165 influencing its redox potential [71], are in bold. Note that Nitrospira, Nitrosomonas, Nitrosococcus and Methylocystis are metabolically related by ammonia/methane autothropy. The organisms follow established phylogenetic distance from top to bottom according to the following taxonomic groups and species. Cyanobacteria: Synechocystis (b6f complex), Synechocystis sp. PCC 6803, 192 aa; Nitrospirales: Nitrospira, Candidatus Nitrospira defluvii [73], 183 aa; ε-proteobacteria: Epsilon, Helicobacter pylori, 167 aa; Planctomycetes: Kuenenia_2, Candidatus Kuenenia stuttgartiensis (in-operon Kuste3096 [66]), 173 aa; Schlesneria_2, Schlesneira paludicula DSM 18645 (accession: ZP_11092182), 189 aa. γ-proteobacteria: Nitrosoc, Nitrosococcus watsonii C-113, 201 aa; Frateuria, Frateuria aurantia, 201 aa; β-proteobacteria: Nitrosomonas, Nitrosomonas europaea ATCC 19718, 201 aa; Beta, Neissseria meningitidis MC58, 193 aa. α-proteobacteria: Methylocy_1 &_2, Methylocystis sp. SC2 [84], _1 in-operon,176 aa, _2 in isolated gene cluster, 209 aa; Methylob_r, Methylobacterium radiotolerans JCM 2831, 189 aa; Nitrobacter, Nitrobacter hamburgensis ISP2, 219 aa; Gluc_dia, Gluconacetobacter diazotrophicus PAl 5 (in isolated gene cluster), 221 aa; Saccharib, Saccharibacter sp. (Chouaia et al. [22]), 223 aa; Glu_oxyd, Gluconobacter oxydans H24, 218 aa; Beijerinckia, Beijerinckia indica, 172 aa; RoseobacterA2, Roseobacter litoralis petA2 in-operon, 186 aa;Maricaulis_1, Maricaulis maris in-operon, 207 aa; Micavibrio, Micavibrio aeruginosavorus [25], 185 aa; Magnetococcus, Magnetococcus marinus [76], 178 aa; Rickettsia, Rickettsia felis, 177 aa. Mitochondria: Acanthamoeba, Acanthamoeba castellanii, 235 aa; S_cerevisiae, Saccharomyces cerevisiae, mature 185 aa (3D structure available [85]); Chicken, Gallus gallus, mature 192 aa (3D structure available [68]). C-terminal extensions are highlighted in pale blue with some conserved residues in gray. Table S1, Genomic distribution of bienergetic systems in α-proteobacteria. A. The genomes of ca. 120 α-proteobacterial organisms were studied from the latest version of the genome NCBI database http://www.ncbi.nlm.nih.gov/genome/browse/- accessed on 14 March 2014,verifying also the completeness of genomic data (*). Reconstruction of the various bioenergetic systems (see text) was deduced by combining genomic information with biochemical and microbiological data. The organisms are listed following the left-right sequence in the model of Fig. 1B. Major types of bd oxidases are classified as bd-I or CIO [25], [79]. The organisms directly shown in Fig. 1B are yellow highlighted and those proposed to be relatives of mitochondria are shown in italics with pertinent references (including [86], [87]). Underlined organisms are symbionts or pathogens. B. This table lists the organisms that have been analysed but are not included in the model of Fig. 1B, also because they are in parallel paths of evolution with respect to the mitochondrial subset of bioenergetic systems. The organisms highlighted in pale yellow are shown in Fig. S1 in File S1, while other annotations are the same as in A. Complementary information is in Table S2 in File S1. Table S2, Diverse gene clusters for aa3 -type oxidase in α-proteobacteria. The table lists the diverse types of COX operons (Fig. 3A). COX1 proteins recognised as ba3-like_Oxidase_I [cd01660] [41] are under the column ba3∧ and correspond to class B [26]. Concatenated operons are framed in blue and connected by a thick line. Incomplete (or ‘dead’ [82]) operons, indicated by the asterisk*, lack one or more of core subunits ctaC-E (Fig. 3A). Functional capacity of the oxidase has been deduced also from biochemical studies [88], [89]. Table S3, Phylogenetic distribution of the main characters of COX gene operons. We constructed a matrix of 11 independent characters (indicated concisely on top of the columns) that could differentiate the gene sequence of COX subunits in the mitochondria of some protists from the gene sequence of bacterial COX operons. The cumulative phenetic analysis indicate that COX operon type a-II of methylotrophs and Tistrella (highlighted) share the largest number of characters with COX gene clusters of protist mitochondria (F. Comandatore and C. Bandi, unpublished). Table S4, Conserved phospholipid binding sites in COX3 proteins. The alignment in Fig. 4A was enlarged and the residues corresponding to the PL-binding sites and E90 (close to O2 entry in beef COX3 [60]) were considered conserved when producing positive substitutions [83] (bold amino acid symbols in white background). Other substitutions are highlighted in pale brown while identities are identified as yes. Organisms are abbreviated as in Fig. 4.

doi:10.1371/journal.pone.0096566.s001

(PDF)

Acknowledgments

We thank Ed Berry (SUNY, Albany, USA), Marta d'Amora, Diego Sona, Alberto Diaspro and Roberto Cingolani (IIT, Italy) for helpful discussion and support.

Author Contributions

Conceived and designed the experiments: MDE BC FC EC DS CB. Performed the experiments: MDE BC FC EC DS PMJL. Analyzed the data: MDE BC FC DS PMJL CB DD. Contributed reagents/materials/analysis tools: MDE CB FC CB DD. Wrote the paper: MDE PMJL CB DD. Conceived the work and wrote the bulk of the manuscript: MDE. Inspired various aspects of the work and participated to the writing and refining of the article: CB DD.

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