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A Comparison of the Analgesia Efficacy and Side Effects of Paravertebral Compared with Epidural Blockade for Thoracotomy: An Updated Meta-Analysis

  • Xibing Ding ,

    Contributed equally to this work with: Xibing Ding, Shuqing Jin

    Affiliations Department of Anesthesiology, Shanghai Tenth People's Hospital, Tongji University School of Medicine, Shanghai, China, Department of Anesthesiology, East Hospital, Tongji University School of Medicine, Shanghai, China

  • Shuqing Jin ,

    Contributed equally to this work with: Xibing Ding, Shuqing Jin

    Affiliations Department of Anesthesiology, Shanghai Tenth People's Hospital, Tongji University School of Medicine, Shanghai, China, Department of Anesthesiology, East Hospital, Tongji University School of Medicine, Shanghai, China

  • Xiaoyin Niu,

    Affiliation Department of Anesthesiology, East Hospital, Tongji University School of Medicine, Shanghai, China

  • Hao Ren,

    Affiliation Department of Anesthesiology, East Hospital, Tongji University School of Medicine, Shanghai, China

  • Shukun Fu,

    Affiliation Department of Anesthesiology, Shanghai Tenth People's Hospital, Tongji University School of Medicine, Shanghai, China

  • Quan Li

    quanligene@126.com

    Affiliations Department of Anesthesiology, Shanghai Tenth People's Hospital, Tongji University School of Medicine, Shanghai, China, Department of Anesthesiology, East Hospital, Tongji University School of Medicine, Shanghai, China

Abstract

Objective

The most recent systematic review and meta-analysis comparing the analgesic efficacy and side effects of paravertebral and epidural blockade for thoracotomy was published in 2006. Nine well-designed randomized trials with controversial results have been published since then. The present report constitutes an updated meta-analysis of this issue.

Summary of Background

Thoracotomy is a major surgical procedure and is associated with severe postoperative pain. Epidural analgesia is the gold standard for post-thoracotomy pain management, but has its limitations and contraindications, and paravertebral blockade is increasingly popular. However, it has not been decided whether the analgesic effect of the two methods is comparable, or whether paravertebral blockade leads to a lower incidence of adverse side effects after thoracotomy.

Methods

Two reviewers independently searched the databases PubMed, EMBASE, and the Cochrane Library (last performed on 1 February, 2013) for reports of studies comparing post-thoracotomy epidural analgesia and paravertebral blockade. The same individuals independently extracted data from the appropriate studies.

Result

Eighteen trials involving 777 patients were included in the current analysis. There was no significant difference in pain scores between paravertebral blockade and epidural analgesia at 4–8, 24, 48 hours, and the rates of pulmonary complications and morphine usage during the first 24 hours were also similar. However, paravertebral blockade was better than epidural analgesia in reducing the incidence of urinary retention (p<0.0001), nausea and vomiting (p = 0.01), hypotension (p<0.00001), and rates of failed block were lower in the paravertebral blockade group (p = 0.01).

Conclusions

This meta-analysis showed that PVB can provide comparable pain relief to traditional EPI, and may have a better side-effect profile for pain relief after thoracic surgery. Further high-powered randomized trials are to need to determine whether PVB truly offers any advantages over EPI.

Introduction

Thoracotomy, the surgical incision of the pleural cavity or chest wall, induces severe postoperative pain [1]. The pain can cause respiratory complications such as hypoxia (inadequate oxygen), atelectasis (lung collapse) and pulmonary infection due to shallow breathing and impaired coughing. If severe enough, the postoperative pain can lead to dreadful respiratory disorders including respiratory failure and other complications [2].

In addition, chronic pain after thoracotomy is common and may continue for many years, especially in patients who experienced acute post-operative pain [3], [4]. However, adequate postoperative analgesia facilitates recovery [5].

Regional anesthesia may reduce the rate of chronic pain after surgery [6]. Although epidural analgesia is clearly effective for managing postoperative pain after thoracotomy, it still has limitations and contraindications. For instance, the number of patients using antiplatelet agents such as aspirin and clopidogrel are considerably more than before. The failure rate of epidural analgesia has been reported to be as high as 12% [7]. Epidural analgesia also carries the risk for severe complications such as epidural abscess and spinal hematoma [7]. Paravertebral analgesia has been studied as a possible alternative to epidural analgesia for thoracotomy. Because the analgesic effects of paravertebral blockade (PVB) are comparable to epidural analgesia (EPI), PVB may avoid the risks of EPI such as hypotension and urinary retention [8], and catheterization for PVB can be placed under direct vision during the surgery.

Davies et al. [9] reported a systematic review and meta-analysis of 10 randomized trials comparing PVB with EPI. They found that PVB and epidural analgesia provide comparable pain relief after thoracotomy, but PVB had a better side-effect profile and fewer pulmonary complications. However, recent various trials have achieved different results [10][18]. The current study is an updated meta-analysis comparing the efficacy and adverse effects of PVB and EPI in preventing pain associated with thoracotomy.

Methods

Search strategy

We identified randomized controlled trials by electronically searching the databases: Pubmed, EMBASE, and the Cochrane Library for reports published from 1 January 2006 to 2 February 2013. The following medical subject headings were included: paravertebral, epidural, thoracotomy, and randomized controlled trial. Alternative spellings were considered when searching. We removed duplicates that were identified in multiple database searches.

Inclusion criteria

Randomized controlled trials that compared the analgesic efficacy and side effects of PVB and EPI for thoracotomy were included. Studies published only in English were included. The dosages and other details of anesthesia drug administration were not limited. Only studies concerning thoracotomy were allowed and trials regarding breast cancer, and lumbar epidural block were excluded.

Selection of studies

Two reviewers (Xibing Ding, Shuqing Jin) used the pre-specified criteria to screen for relevant titles, abstracts, and full papers. An article was removed if it did not meet the inclusion criteria. If these reviewers reached different final selection decisions, a third reviewer (Quan Li, Shukun Fu) was consulted.

Date extraction

We extracted the following data from the included articles: First author; publishing date; number of patients; study design; description of interventions between PVB and EPI group; postoperative visual analogue scale (VAS) scores at 4–8, 24, and 48 h; morphine usage during the first 24 h; and pulmonary complications, urinary retention, nausea and vomiting, hypotension and failed rate of block. The definitions of the above indicators conformed to those of the original authors. As the primary outcomes, we defined the analgesic effect in terms of VAS scores at postoperative 4–8 h, 24 h, 48 h, and morphine usage during the first 24 h. Secondary outcomes were the remaining pulmonary complications and urinary retention. These data were then compiled into a standard table. The two reviewers (Xibing Ding, Shuqing Jin) who selected the appropriate studies also extracted the data and evaluated the risk of bias. An arbiter (Quan Li) was consulted to reconcile any disagreement.

Assessing the risk of bias

We used the Cochrane Handbook V5.0.2 [19] to assess the risk of bias for all articles. The following information was evaluated: random sequence generation, allocation concealment, blinding, incomplete outcome data, selective reporting, and other bias. Two reviewers (Xiaoyin Niu, Hao Ren) evaluated the methodological quality of all articles. An arbiter (Quan Li) was consulted to reconcile any disagreements.

Statistical analysis

Review Manager Software (Revman 5.0, Cochrane Collaboration, Oxford, United Kingdom) was used for the meta-analysis. Heterogeneity among the studies was evaluated using the I2 statistic and chi-squared test. A fixed effects model was used if the heterogeneity test did not reveal a statistical significance (I2<50%, p>0.1). Otherwise, we adopted the random effects model. For the continuous variables in the studies included in this meta-analysis (VAS score at postoperative 4–8, 24 and 48 h, and morphine usage at 24 h), used mean difference (MD) and 95% confidence interval (95% CI). For dichotomous variables (pulmonary complications, urinary retention, nausea and vomiting, hypotension, and failed rates of blockage), we used the odds ratio (OR) and 95% CI. All tests of statistical significance were two-sided [20]. If the heterogeneity was>50%, we performed a sensitivity analysis by sequentially removing each study and reanalyzing the remaining dataset. Also, we analyzed only data that had a low risk of bias.

Results

Search results

Initially, 1330 records were identified through the PubMed, EMBASE, and Cochrane Library database (Fig. 1). Of these, 22 potentially eligible articles, only 9 were found to fulfill the inclusion criteria [10][18]. The remaining 13 article [21][33] were removed because the trials did not compare PVB and EPI, or the original data were not available from the authors, or the original data was not relevant to the aims of our study. We just included 9 articles from Davies et al. [9], because the results of Wedad et al. included in Davies et al. meta-analysis had no effect on the updated research. Therefore, 18 studies [10][18], [34][42] comprising 777 patients were included in the present meta-analysis (Table 1). A detailed explanation of the full electronic search strategy for Pubmed is shown in Figure 1. A detailed explanation of the search strategy for the Cochrane Library is shown in Appendix S1.

Among the 18 included studies, the insertion methods for PVB varied. PVB was inserted before the surgery in some studies [34], [38] whether the catheter was inserted at the end of surgery in others. Furthermore, the kinds and concentrations of anesthesia drugs are also different. The different concentrations of local anesthetic (LA) were determined by standard for epidural (low LA concentration) and for paravertebral (high LA concentration) analgesia.

Risk of bias of included studies

According to the Cochrane Handbook V5.0.2, each study had a high risk of bias (Table 2). Thus, the evidence of this meta-analysis has a high overall risk of bias. The authors of each study described it as randomized, but the randomization method was not specified in 8 studies. Six studies used the allocation concealment method. The participants of the allocated treatment could not be blinded because the blockade technique used for each was clinically evident, but those who adjudged outcomes were blinded in three trials. Incomplete outcome data were considered low risk of bias in all articles. Selecting reporting bias was considered ‘low’ for with no access to each trial's original protocol. Among random sequence generation, allocation concealment and blinding, only when any two of them are ‘low’, the overall risk of bias is considered as low.

Sensitivity analysis

We performed a sensitivity analysis of VAS scores at postoperative 4–8 and 24 h. We found that only when Bimston et al. [42] was excluded could heterogeneity be resolved at VAS 4–8 h, but the results did not change [MD 0.20; 95% CI:0.27 to 0.67; I2 = 46%; p = 0.05]. The exclusion of Bimston et al. [42] or Richardson et al. [35] resolved the heterogeneity of VAS scores at 24 h, but this also did not change the results. When we analyzed only data from studies with low risk of bias, we found no heterogeneity = 0%, but there was still no change in results.

The primary outcomes: PVB versus EPI on the analgesic efficacy

The trials assessed pain intensity using the VAS. There was no statistically significant difference in pain scores between the PVB and EPI groups at postoperative 4–8 h (MD 0.36; 95%CI: −0.18 to 0.89; I2 = 68%; p = 0.19; Fig. 2A), at 24 h (MD 0.06; 95%CI: −0.31 to 0.42; I2 = 54%; p = 0.77; Fig. 2B), or at 48 h (MD −0.13; 95%CI: −0.32 to 0.06; I2 = 0%; p = 0.19; Fig. 2C). There was also no significant difference in morphine consumption between the two groups at postoperative 24 h (MD 1.11; 95%CI: −2.20 to 4.41; I2 = 0%; p = 0.51; Fig. 2D).

thumbnail
Figure 2. Meta-analyses of postoperative analgesic efficacy of PVB compared with that of EPI A) VAS scores 4–8 h; B) VAS scores 24 h; C) VAS scores 48 h; D) morphine consumption 24 h.

https://doi.org/10.1371/journal.pone.0096233.g002

Comparison of adverse side effects

The analyzed adverse side effects consisted of pulmonary complication, urinary retention, nausea and vomiting, hypotension, and failed rates of technique (Table 3). Compared to EPI, PVB resulted in significantly less incidence rates of urinary retention (OR 0.21, 95%CI: 0.10 to 0.44; I2 = 0%; p<0.0001; Fig. 3A), nausea and vomiting (OR 0.49, 95% CI: 0.28 to 0.87; I2 = 27%, p = 0.01; Fig. 3B), and hypotension (OR 0.11, 95% CI: 0.05 to 0.25; I2 = 0%, p<0.00001; Fig. 3C). Rates of failed technique were lower in the PVB group (OR 0.51, 95%CI: 0.30 to 0.86; I2 = 29%; p = 0.01; Fig. 3D). However, there was no significant difference in pulmonary complications (OR 0.51, 95% CI: 0.23 to 1.11); I2 = 0%; p = 0.09; Fig. 3E).

thumbnail
Figure 3. Meta-analyses of adverse side effect of PVB with that of EPI A) Urinary retention; B) nausea and vomiting; C) hypotension; D) rates of failed technique; E) pulmonary complications.

https://doi.org/10.1371/journal.pone.0096233.g003

Publication bias

Visual inspection of the funnel plot and Egger's test for publication bias (Figure S1, S2, S3, S4, S5, S6, S7, S8, S9, S10, S11, S12, S13, S14, S15, S16, S17, S18) suggests that there was no evidence of publication bias in VAS scores at postoperative 4–8 h (p = 0.779, 95% CI: −4.81 to 6.21), 24 h (p = 0.923, 95%CI: −3.5 to 3.83), 48 h (p = 0.218, 95% CI: −3.50 to 0.90), or for morphine usage (p = 0.425, 95% CI: −2.88 to 5.58), hypotension (p = 0.22, 95% CI: −1.91 to 0.51), rates of failed technique (p = 0.488, 95% CI: −2.33 to 1.18), or pulmonary complications (p = 0.498, 95% CI: −6.11 to 3.52). However, there was publication bias in urinary retention (p = 0.007, 95% CI: −2.59 to −0.77), and nausea and vomiting (p = 0.027, 95% CI: −3.5 to −0.32).

Discussion

This updated meta-analysis, which included 777 patients, in 18 randomized controlled trials [10][18], [34][42] that compared PVB with EPI for thoracotomy, showed that PVB provides comparable analgesia with epidural blockade and furthermore has a better side effect profile. PVB is associated with less urinary retention, postoperative nausea and vomiting, and hypotension. These results were consistent with those of the meta-analysis performed by R. G. Davies in 2006 [9]. However, we also found that there were no significant differences between PVB and EPI in pulmonary complications. We assumed that the direct reason was the different concentration of an infusion of bupivacaine for PVB and EPI in Medha's study, the concentration was 0.25% and 0.125% respectively [17], resulted in the incidence of pneumonia was 1 patient (6.7%) in EPI, but 2 patients (13.3%) in PVB group. Bulger et al. [43] also demonstrated that epidural analgesia not only improved outcome for patients with chest wall pain but also decreased risk of nosocomial pneumonia. There was publication bias in urinary retention, nausea and vomiting, we think the reason is that studies with negative results were not published, in other words, positive results are easier to be reported.

Compared to the prior meta-analysis [9], approximately half of the articles included in the current study were new, and the quality of these studies was higher than before. Because of these characteristics, we consider this meta-analysis to be much more robust, and the result regarding pulmonary complications differs from the previous study.

Effective postoperative analgesic is believed to reduce morbidity, improve patient outcomes, and reduce hospital costs. Thoracic epidural analgesia is commonly used after thoracotomy. However, there are risks associated with the techniques such as neurological injury and paraplegia [44]. Sometimes, the epidural technique fails due to difficult anatomy [45].

Thoracic paravertebral block (PVB) is becoming increasingly popular in recent years. The classic technique described for PVB is a posterior approach using loss of resistance to air or saline as the superior costotransverse ligament is traversed [46]. Recent modifications to this technique have utilized ultrasound and nerve stimulation [47]. Alternatively, catheters can be placed in the paravertebral space intraoperatively under direct vision by the surgeon before chest closure [48]. These methods avoid some of the concerns regarding epidural placement in the presence of difficult anatomy, local sepsis, or impaired coagulation. More importantly, it can reduce the rate of neurological injury and paraplegia.

Many studies have shown thoracic PVB to be an effective form of analgesia after thoracotomy, multiple fractured ribs, major breast surgery, and inguinal hernia repair [49]. Andreae et al. [6] concluded that Paravertebral block reduced the risk of chronic pain after breast cancer surgery in about one of every 5 women. Schnabel et al. [50] in 2010 also reported that perioperative PVB is a feasible and effective method for improved postoperative pain after breast surgery. Thavaneswaran et al. [51] concluded that PVB can be applied during herniorrhaphy. Although our meta-analysis showed that there was no difference in pain scores and pulmonary complications between PVB and EPI, there was a statistically significant improvement in PVB in terms of adverse side effects.

Limitations

This meta-analysis is characterized by several limitations that should be noted. Firstly, the findings are based on relatively low quality data with a high risk of bias. This is a common limitation of systematic reviews. In addition, only papers written in English were included. Secondly, surgical placement of the catheter under direct vision must influence the results of side effects because it avoids complications and reduces failure rates. Thirdly, various drug regimens were implemented for EPI and PVB. In contrast to the studies of Richardson et al. [35] and Casati et al. [12], in which only a local anesthetic solution was used, Tatjana et al. [16] administrated an infusion of a local anesthetic-opioid combination to both group. This influences not only analgesic efficacy but also respiratory depression, because a combination of local anesthetic and opioid administration carries a high risk of respiratory depression.

Conclusions

Our analysis represents a least-biased attempt to pool the results of several studies. A large, prospective, randomized trial is necessary to confirm these findings. Extensive, large, randomized, double-blind, multicenter, controlled clinical trials that compared PVB and EPI will be better.

This meta-analysis showed that PVB can provide comparable pain relief to traditional EPI, and may have a better side-effect profile for pain relief after thoracic surgery. Further high-powered randomized trials are to need to determine whether PVB truly offers any advantages over EPI.

Supporting Information

Figure S1.

Egger's test for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s001

(TIF)

Figure S2.

Egger's test for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s002

(TIF)

Figure S3.

Egger's test for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s003

(TIF)

Figure S4.

Egger's test for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s004

(TIF)

Figure S5.

Egger's test for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s005

(TIF)

Figure S6.

Egger's test for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s006

(TIF)

Figure S7.

Egger's test for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s007

(TIF)

Figure S8.

Egger's test for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s008

(TIF)

Figure S9.

Egger's test for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s009

(TIF)

Figure S10.

Funnel plot for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s010

(TIF)

Figure S11.

Funnel plot for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s011

(TIF)

Figure S12.

Funnel plot for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s012

(TIF)

Figure S13.

Funnel plot for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s013

(TIF)

Figure S14.

Funnel plot for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s014

(TIF)

Figure S15.

Funnel plot for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s015

(TIF)

Figure S16.

Funnel plot for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s016

(TIF)

Figure S17.

Funnel plot for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s017

(TIF)

Figure S18.

Funnel plot for primary and secondary outcomes.

https://doi.org/10.1371/journal.pone.0096233.s018

(TIF)

Appendix S1.

The Cochrane Library search strategy.

https://doi.org/10.1371/journal.pone.0096233.s020

(DOC)

Acknowledgments

We thank all authors of the publications included in this study for contributing information as required.

Author Contributions

Conceived and designed the experiments: XBD SQJ. Performed the experiments: XBD SQJ XYN HR. Analyzed the data: XBD SQJ XYN HR. Contributed reagents/materials/analysis tools: XBD SQJ. Wrote the paper: XBD SQJ. Consultant or arbiter: QL SKF.

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