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Functional Pathway Analysis Using SCNP of FLT3 Receptor Pathway Deregulation in AML Provides Prognostic Information Independent from Mutational Status

  • Alessandra Cesano ,

    Affiliation Nodality, Inc., South San Francisco, California, United States of America

  • Santosh Putta,

    Affiliation Nodality, Inc., South San Francisco, California, United States of America

  • David B. Rosen,

    Affiliation Nodality, Inc., South San Francisco, California, United States of America

  • Aileen C. Cohen,

    Affiliation Nodality, Inc., South San Francisco, California, United States of America

  • Urte Gayko,

    Affiliation Nodality, Inc., South San Francisco, California, United States of America

  • Kavita Mathi,

    Affiliation Nodality, Inc., South San Francisco, California, United States of America

  • John Woronicz,

    Affiliation Nodality, Inc., South San Francisco, California, United States of America

  • Rachael E. Hawtin,

    Affiliation Nodality, Inc., South San Francisco, California, United States of America

  • Larry Cripe,

    Affiliations Eastern Cooperative Oncology Group (ECOG), Boston, Massachusetts, United States of America, Indiana University Simon Cancer Center, Indianapolis, Indiana, United States of America

  • Zhuoxin Sun,

    Affiliations Eastern Cooperative Oncology Group (ECOG), Boston, Massachusetts, United States of America, Dana-Farber Cancer Institute, Boston, Massachusetts, United States of America

  • Martin S. Tallman,

    Affiliations Eastern Cooperative Oncology Group (ECOG), Boston, Massachusetts, United States of America, Memorial Sloan-Kettering Cancer Center, New York, New York, United States of America

  • Elisabeth Paietta

    Affiliations Eastern Cooperative Oncology Group (ECOG), Boston, Massachusetts, United States of America, Montefiore Medical Center North Division, Bronx, New York, United States of America

Functional Pathway Analysis Using SCNP of FLT3 Receptor Pathway Deregulation in AML Provides Prognostic Information Independent from Mutational Status

  • Alessandra Cesano, 
  • Santosh Putta, 
  • David B. Rosen, 
  • Aileen C. Cohen, 
  • Urte Gayko, 
  • Kavita Mathi, 
  • John Woronicz, 
  • Rachael E. Hawtin, 
  • Larry Cripe, 
  • Zhuoxin Sun


FMS-like tyrosine kinase 3 receptor (FLT3) internal tandem duplication (ITD) mutations result in constitutive activation of this receptor and have been shown to increase the risk of relapse in patients with acute myeloid leukemia (AML); however, substantial heterogeneity in clinical outcomes still exists within both the ITD mutated and unmutated AML subgroups, suggesting alternative mechanisms of disease relapse not accounted by FLT3 mutational status. Single cell network profiling (SCNP) is a multiparametric flow cytometry based assay that simultaneously measures, in a quantitative fashion and at the single cell level, both extracellular surface marker levels and changes in intracellular signaling proteins in response to extracellular modulators. We previously reported an initial characterization of FLT3 ITD-mediated signaling using SCNP. Herein SCNP was applied sequentially to two separate cohorts of samples collected from elderly AML patients at diagnosis. In the first (training) study, AML samples carrying unmutated, wild-type FLT3 (FLT3 WT) displayed a wide range of induced signaling, with a fraction having signaling profiles comparable to FLT3 ITD AML samples. Conversely, the FLT3 ITD AML samples displayed more homogeneous induced signaling, with the exception of patients with low (<40%) mutational load, which had profiles comparable to FLT3 WT AML samples. This observation was then confirmed in an independent (verification) cohort. Data from the second cohort were also used to assess the association between SCNP data and disease-free survival (DFS) in the context of FLT3 and nucleophosmin (NPM1) mutational status among patients who achieved complete remission (CR) to induction chemotherapy. The combination of SCNP read outs together with FLT3 and NPM1 molecular status improved the DFS prediction accuracy of the latter. Taken together, these results emphasize the value of comprehensive functional assessment of biologically relevant signaling pathways in AML as a basis for the development of highly predictive tests for guidance of post-remission therapy.


FMS-like tyrosine kinase 3 receptor (FLT3) receptor mutations are among the most common somatic mutations in acute myeloid leukemia (AML), with FLT3 internal tandem duplications (ITDs) occurring in 20–35% of adult AML [1], [2], [3], [4], [5], [6], [7] and ∼5–15% of pediatric AML [8], [9], [10]. While the presence of FLT3 ITD is not predictive of outcome to induction chemotherapy, it has consistently been shown to be associated with significantly shorter disease-free (DFS) and relapse-free survival [11]. The length of the DNA insertion that constitutes the ITD varies among patient leukemia samples, with those that contain a high level of mutated to WT DNA ratio faring worse [2], [12], [13].

Nucleophosmin (NPM1) is a nucleolar phosphoprotein that is mutated in 25–35% of patients with AML and is associated with good prognosis, including in patients of advanced age [14], [15], [16]. Molecular characterization of the FLT3 receptor and NPM1 mutational status in cytogenetically normal AML has been incorporated into clinical guidelines based on correlations of these markers with overall survival [17]. Patients with NPM1 mutation but FLT3 WT are thought to be of good prognostic risk, while FLT3 ITD but NPM1 WT patients are at high risk for disease relapse and should be considered for stem cell transplant (SCT) in first complete remission (CR). AML with NPM1 WT/FLT3 WT or carrying both NPM1 mutation and FLT3 ITD are considered to have intermediate-risk disease [17]. However, clinical heterogeneity remains in these cytogenetically and molecularly defined AML subgroups [18].

FLT3 receptor mutations negatively affect outcome in AML, and kinase activity is already being targeted with kinase inhibitors in the clinic. Downstream targets of FLT3 activation involve STAT5, PI3-kinase (PI3K)/AKT and the RAS/RAF/ERK kinase signal transduction pathways which ultimately affect cell survival and proliferation [19], [20], [21], [22], [23], [24], [25], [26].

Previously, we reported the use of SCNP to functionally characterize FLT3 signaling in healthy bone marrow (BM) and samples obtained from adult patients (<60 years) with AML [27]. AML carrying the FLT3 ITD mutation demonstrated decreased FLT3 ligand (FLT3L)-induced activation of the PI3K and RAS/RAF/ERK pathways, decreased IL-27-induced activation of the JAK/STAT pathway, and heightened apoptotic responses to agents inducing DNA damage [27] compared to healthy BM samples. In the same study, we also showed a relatively narrow range of signaling responses in FLT3 ITD samples compared to FLT3 WT AMLs suggesting that the latter represented a more heterogeneous and biologically distinct group of leukemias. On the basis of these observations we hypothesize that assessing patient samples for the presence of FLT3 signaling deregulation may provide clinically relevant prognostic information that is independent of AML mutational status.

In the current study this hypothesis was tested and confirmed in two sequential cohorts (Fig. 1) using diagnostic samples from elderly patients (≥60 years) with AML who participated in Eastern Oncology Cooperative Group (ECOG) 3999 [28] or 3993 [29] AML trials, which are comparable for the purpose of the analyses performed in the current study.

Figure 1. Study Design Diagram.

Influence of FLT3 ITD mutation status on functional signaling was studied in two independent data sets; observations made in the first set (training, N = 46) were verified in the second set (Verification, N = 104).

Materials and Methods

Ethics Statement

In accordance with the Declaration of Helsinki, all patients provided written informed consent for the collection and use of their samples for research purposes. Institutional Review Board approval was obtained from Independent Review Consulting, Inc. (Approval No. 09068-01) on August 31, 2009. Clinical data were de-identified in compliance with Health Insurance Portability and Accountability Act regulations.

Patient and sample characteristics

The first (training) study consisted of 46 cryopreserved bone marrow mononuclear cell (BMMC) samples collected at the time of diagnosis from patients ≥60 years of age with morphologically and immunophenotypically confirmed AML, enrolled in Phase 3 trial E3999. Samples included 38 FLT3 WT and 8 FLT3 ITD AML. The second (verification) study consisted of 104 cryopreserved BMMC samples collected from patients ≥60 years old enrolled in Phase 3 trials E3999 or E3993 for whom ITD mutational status (including % mutational load), response and DFS were available (Fig. 1). These included 85 FLT3 WT and 19 FLT3 ITD AML, 29 and 10 of which, respectively, were collected from patients who achieved complete remission (CR). Both trials excluded PML/RARα positive acute promyelocytic leukemia.

Samples were collected prior to the initiation of anthracycline/cytarabine (Ara-C)-based induction chemotherapy and BMMC were cryopreserved in the ECOG Leukemia Tissue Bank until release for this study. The sample sets used for the present study represent a subset of the subjects enrolled on the ECOG studies which were selected based on the availability of stored aliquots of BMMC samples. In order to be included in the experimental analysis, BMMC specimens had to contain a minimum of 2 million viable cells post-thaw.

Based on data obtained in the training study, prespecified sample inclusion criteria for the verification study were modified to include sample quality elements and require that the percentage of leukemic (identified using CD45 and side scatter) cells that were cleaved PARP (cPARP) negative (non-apoptotic leukemic cells) was greater than 25% at the 15 minute time point (minimum cell health criteria, see Flow cytometry data acquisition below for further explanation) and that molecular assay data, including percentage of mutational load for the FLT3 ITD samples, was also available.

Healthy BMMC (n = 6) were obtained from patients at the time of hip replacement surgery from Williamson Medical Center (TN). These samples (5 male, 1 female) were from predominately Caucasian donors who ranged in age from 60–87 years, (median = 71 years).

SCNP assay

SCNP assays were performed as described previously [27], [30], [31]. Thawed cells were stained with Aqua Viability Dye to distinguish non-viable cells. For apoptosis assays, cells were incubated with cytotoxic drugs for 6 hours (staurosporine) or 24 hours (etoposide or Ara-C and daunorubicin) and re-stained with Aqua Viability Dye. For all other assays, cells were incubated with modulators (Table S1A) at 37°C for 5–15 minutes. After exposure to modulators, cells were fixed and permeabilized as previously reported [27], [30], [31]. Subsequently, cells were stained with cocktails of fluorochrome-conjugated antibodies (Table S1B), against 2 to 5 phenotypic markers for cell population gating and up to 3 antibodies against intracellular signaling molecules for an 8-color flow cytometry assay. Isotype controls (for surface marker antibodies) or phosphopeptide blocking (for antibodies against intracellular signaling molecules) were included as part of the characterization of each of the antibodies used in the assay. Due to insufficient number of cells for one sample in the training study SCNP data could not be collected for all conditions; as a result data is available for either 7 or 8 FLT3 ITD donors depending on the condition tested.

Signaling pathways evaluated

Modulated cell signaling pathways previously shown to be associated with FLT3 ITD mutational status were examined [27]. These included: a) SCF and FLT3L-mediated activation of the PI3K/AKT or RAS/RAF/ERK pathway which each contributes to the survival and proliferation of AML blast cells [32], [33], [34] and is important for maintaining the hematopoietic stem cell pool [35], [36]; b) G-CSF and IL-27-mediated activation of the JAK/STAT pathway, whose proliferative and survival properties likely plays a central role in AML leukemogenesis as well as clinical resistance/refractoriness to genotoxic agents [37], [38], [39], [40]; and c) staurosporine, etoposide, or Ara-C/daunorubicin-mediated induction of DNA damage and apoptosis pathways after in vitro exposure (transformed cells can evade apoptosis by activating survival pathways and/or disabling apoptotic pathways) [41].

Flow cytometry data acquisition

Flow cytometry data were acquired on an LSR II and/or CANTO II flow cytometer using the FACS DIVA software (BD Biosciences, San Jose, CA) and analyzed with WinList (Verity House Software, Topsham, ME). Dead cells and debris were excluded by forward scatter (cell size), side scatter (granularity), and Amine Aqua Viability Dye measurement. Leukemic cells and normal myeloblasts were identified as cells that fit the CD45 versus right-angle light-scatter characteristics of myeloblasts [42]. Additional phenotypic markers (CD34, CD11b, CD15) were used to clarify the leukemic population. Non-apoptotic leukemic cells were identified as leukemic cells negative for cPARP, an activated caspase target. Previous data demonstrated that SCNP signaling responses are robust in non-apoptotic cPARP negative cells but not in apoptotic cPARP positive cells [43], and that AML samples with less than 25% cPARP negative leukemic cells are generally not analyzable for signaling responses [44]. Thus, our current analyses include a “sample quality” cutoff of at least 25% cPARP negative leukemic cells and a measurement of SCNP signaling responses limited (by gating) to cPARP negative leukemic cells to control for sample quality differences among individual AML samples. Of note, the percentage of non-apoptotic leukemic cells was not statistically different between FLT3 WT and any of the FLT3 ITD groups both in variance (using Levene Test) or magnitude (using student's t-test) (data not shown). Healthy bone marrow myeloblasts (BMMb) were identified in BMMC samples using right-angle light scatter and surface markers such as CD45 and CD34.


In SCNP assay terminology, a “signaling node” is used to refer to a proteomic readout in the presence or absence of a specific modulator. For example, the response to FLT3L treatment can be measured using p-AKT as a readout. That signaling node is designated “FLT3L→p-AKT”. The normalized assay readouts for surface and intracellular markers are evaluated using metrics that are applied to interpret the functionality and biology of each signaling node. They are referenced following the node e.g. “FLT3L→p-AKT | Fold”, “G-CSF→p-STAT5 | Total” and are defined in detail below.

Median fluorescence intensity (MFI) was computed for each node from cell fluorescence intensity levels. Equivalent Number of Reference Fluorophores (ERF) [45], [46], [47], a transformed value of the MFI value, was computed using a calibration line determined by fitting observations of a standardized set of 8-peak rainbow beads for all fluorescent channels (Spherotech Libertyville, IL; Cat. No. RFP-30-5A) to standard values assigned by the manufacturer.

The ERF values were then used to compute a variety of metrics to quantify functional changes in signaling proteins as follows (see also Fig. S1): A) Basal ERF (“Basal”): defined as log2(ERFUnmodulated/ERFAutofluorescence) to measure basal levels of signaling in the resting, unmodulated cells; B) Fold Change ERF (“Fold”): defined as log2(ERFModulated/ERFUnmodulated) to quantify the responsiveness of a protein or pathway to a specific modulator; C) Total Phospho ERF (“Total”): defined as log2(ERFModulated/ERFAutofluorescence) to assess the magnitude of total activated protein after modulation; D) Uu metric, which is the Mann-Whitney U statistic comparing the fluorescence intensity values of the modulated and unmodulated cells scaled to the unit interval (0,1), was used to assess the proportion of cells which showed modulated signal; E) Ua metric, (comparing ranking of the antibody stained cells in the modulated state vs. autofluorescence) was used to quantify the percentage of cells showing signal induction post-modulation. Finally, for surface markers, the Percent Positive (“PercentPos”) was used to quantify the frequency of cells positive for a surface marker relative to a control antibody. For measures of induced signaling, one metric per node was generally used as Fold and Uu metrics gave highly concordant results (Average Pearson R: 0.92 for the nodes studied, data not shown). For short term signaling, the the Fold metric wastipically used based on the potentially higher dynamic range of this metric with the exception of p-AKT intracellular readout (measured in the Alexa Fluor AF647 channel) which displayed low (near zero in unmodulated wells) absolute median intensity values which contribute to less reproducible Fold metrics. A rank based metric Uu which approximates the proportion of cells that were induced was found (based on reproducibility data) to be more robust in such situations. Similarly, apoptosis readouts were measured using rank based Uu or Ua metrics which approximate the proportion of cells undergoing apoptosis and were previously found to be more stable than metrics based on the absolute levels of cPARP staining or Fold metrics (data not shown).

Analysis of FLT3 receptor mutational status and load

An aliquot of cells was taken from each sample to isolate DNA and RNA using TRIzol Reagent (Invitrogen) as described by the manufacturer. For the analysis of FLT3 ITD, PCR was performed on 500 ng genomic DNA using published primers 11F and 12R to identify ITD insertions in the JM and TK1 domains [48] using AmpliTaq Gold DNA polymerase (Applied Biosystems). FLT3 ITD mutational load was determined using densitometry analysis software (Image J) quantifying the percentage of FLT3 ITD mutant PCR signal intensity from DNA electrophoresis gels.

Analysis of NPM1 mutational status

Real-time quantitative PCR assays for NPM1 mutations A and B were performed to analyze the NPM1 mutational status. RQ-PCR was performed on 100 ng cDNA using published Taqman primers for mutation A (cNPM-F and cNPMmutA-R) or mutation B (cNPM-F and cNPM-mutB-R) and a common probe (c.Probe), as described [49]. A 35 cycle threshold cutoff was used to identify samples positive for the NPM1 mutation.

Principle component analysis

Principle component analysis [50] was performed using the R Software package (version 2.13.0) to combine multiple nodes (dimensions) belonging to FLT3L, IL-27-induced signaling and etoposide-induced apoptosis measured by the Uu metric. The Uu metric gives each node an equivalent scale/range of signaling (from 0 to 1) which is preferable for PCA analysis. The first two principal components were then used to visually compare FLT3 ITD, FLT3 WT and Healthy BMMb sub-groups.

Statistical analysis: Verification of decrease in range of FLT3L-induced pS6 levels in FLT3 ITD samples with increase in mutational load

Four sub-groups of FLT3 ITD samples were pre-defined and specified prior to unblinding in the second study; those with any percentage of mutation (mutational load) (FLT3 ITD+), those with mutational load greater or equal to 30% (FLT3 ITD+ 30), 40% (FLT3 ITD+ 40) or 50% (FLT3 ITD+ 50). The variance in the range of FLT3L-induced pS6 levels observed in each of these sub-groups and FLT3 WT samples was computed by using the median as the central measure. Levene's test for the equality of variance was applied to compare each of the FLT3 ITD sub-groups with the FLT3 WT group using the method ‘levene.test’ from the package ‘lawstat’ in the R software package (version 2.13.0). The p-value from the Levene's test is reported for each of the comparisons.

Statistical analysis: Analysis of association between SCNP data and DFS

Disease-free survival (DFS) was defined as the number of days from CR until relapse, death from any cause, or last contact and therefore is only applicable to patients who achieved CR.

All DFS modeling was performed as a continuous variable. Cox-proportional hazards regression was used to develop models for DFS using the package ‘survival’ in the R Software package (version 2.13.0). Due to the small size of the data set, the complexity of these models was limited to combining only one SCNP node at a time with either the FLT3 ITD mutational status or molecular classification along with an interaction term. Molecular classification combined FLT3 and NPM1 molecular status into a single coding of 1 for those patients with good prognosis (FLT3 WT and NPM1 MUT), 2 for those with intermediate (FLT3 WT and NPM1 WT or FLT3 ITD and NPM1 MUT) and 3 for those with poor prognosis (FLT3 ITD and NPM1 WT). Additional modeling of DFS was also performed only among the patients with CR and FLT3 WT, where two SCNP nodes (each of which represented a different pathway) were combined to model DFS. The p-value for the model (Wald test) and the p-value (slope = 0) for each of the components of the model are reported. In addition, within the CR and FLT3 WT group, Cox-proportional hazard models for DFS with two SCNP nodes were built with NPM1 mutation status or cytogenetics as an additional covariate to examine if the SCNP nodes remained significantly associated with DFS. This data set contained several patients with missing cytogenetics data; in particular among the CR group 5 patients were coded by ECOG as Unknown cytogenetics. For modeling purposes, patients with missing cytogenetics were considered intermediate-risk, as is standard in clinical practice[51], [52]. A cytogenetics risk value was assigned to each patient: Favorable risk assigned 1; Intermediate, Unknown risk assigned 2; and Unfavorable risk assigned 3 to closely approximate risk assessments in a clinical setting. The models are also presented visually using Kaplan-Meier curves with the patients stratified by the model fit (i.e. applying the Cox model to the same data set); patients with a hazard ratio greater than 1.0 were plotted on the a curve labeled Model+ and those with less than 1.0 were plotted on the curve labeled Model−.


Clinical characteristics

The clinical and demographic characteristics of the patients from both the training and verification studies are shown in Table 1. Studies were matched across clinical variables with the exception of a predominance of secondary AML in the training study (66% training vs. 29% test). None of the variables examined in either study, including age, gender, race, white blood cell count or blast percent at presentation, or NPM1 mutational status were associated with FLT3 ITD mutational status (Table 1).

Training study

FLT3 ITD samples show lower FLT3L-induced PI3K, RAS, and JAK signaling.

Similar to previous findings [27], FLT3 receptor surface protein levels did not differ between FLT3 WT and FLT3 ITD samples (data not shown). Incubation of cells with FLT3L resulted in the phosphorylation (p) of S6, ERK, AKT, and STAT5 at 5, 10 and 15 minute time-points in healthy BMMb and leukemic blasts from AML with or without FLT3 ITD mutation. Induced signaling in the FLT3 ITD AML samples (N = 8) was muted except in patients with low (<40%) mutational load (Fig. 2). In contrast, signaling in FLT3 WT AML samples (N = 38) showed a high level of heterogeneity, with some samples showing patterns of signaling similar to that of healthy BM and FLT3 ITD AML (Fig. 2). Furthermore, in the training set it was observed that FLT3L-induced signaling in FLT3 ITD AML was muted when the FLT3 ITD mutational load is high for multiple readouts at all timepoints examined (Fig. 2);

Figure 2. Muted FLT3L-induced signaling in FLT3 ITD samples.

(A) FLT3 ITD samples demonstrate lower FLT3L-induced PI3K, RAS and STAT signaling. Time-course of FLT3L-induced signaling of p-S6 (lower left), p-ERK (upper right), p-AKT (upper left), and p-STAT5 (lower right) at 5, 10 and 15 min time points in healthy bone marrow myeloblasts (BMMb) (left), and leukemic blasts from AML donors with (middle) or without (right) FLT3 ITD mutation. Donors with low mutational load (<40%) are identified with an arrow.

FLT3 ITD samples show high levels of apoptosis in response to drugs.

Apoptosis was evaluated as the proportion of cells that accumulated above the background of cPARP using the Ua metric (Fig. 3). FLT3 WT samples exhibited a broad range of apoptotic responses when incubated with either Staurosporine or Ara-C/Daunorubicin. Conversely, FLT3 ITD containing samples behaved more uniformly and showed robust levels of cPARP after Staurosporine treatment, consistent with previous findings [27]. All FLT3 ITD samples exhibited high levels of apoptosis after treatment with Ara-C/Daunorubicin except for a single sample that contained low (6.2%) mutational load. Similar results were seen in response to etoposide although an additional sample in the FLT3 ITD group (ECOG-033, 100% ITD) displayed a low apoptosis response that was not explained by low mutational load (Fig. 3). While this trend of FLT3 ITD samples showing higher and more homogeneous levels of total induced apoptosis as compared to FLT3 WT samples was not significant in the training study, likely due to the low N of FLT3 ITD samples with high mutational load, the difference in variance between FLT3 subgroups was statistically significant in the verification study (Levene's test P = 0.011 or 0.010 for Ara-C/dauno and etoposide).

Figure 3. In vitro apoptosis responses in FLT3 ITD samples.

Staurosporine→cPARP Ua metric (left graph), Ara-C/Daunorubicin→cPARP Ua metric (middle graph), and etoposide→cPARP Ua metric (right graph) for healthy (left), FLT3 ITD (middle) and FLT3 WT (right) bone marrow. Samples with low mutational load (<40%) are identified with an arrow.

Principal Component Analysis (PCA) demonstrates homogeneity of FLT3 ITD AML across multiple pathways.

PCA was used to combine information across multiple nodes, i.e. FLT3L-mediated induction of p-AKT, p-S6, p-ERK, and p-STAT5, IL-27-mediated induction of p-STAT1, p-STAT3 and p-STAT5, and etoposide-induced p-Chk2 and cPARP. Inspection of the first two principal components showed distinct signaling patterns among the three groups of samples: FLT3 ITD AML, FLT3 WT AML and healthy BMMbs (Fig. 4). Both healthy BMMb samples and FLT3 ITD samples (with the exception of samples with mutation load <40%) formed tight but distinct clusters, suggesting tightly regulated, though discrete, signaling across these pathways. The FLT3 WT AML samples, on the other hand, spanned a wide range of signaling and did not display distinct clusters, overlapping both the signaling patterns of the healthy BMMb and FLT3 ITD samples.

Figure 4. PCA pathway analysis of FLT3 ITD AML samples and healthy BMMb compared to FLT3 WT AML.

PCA analysis of FLT3L-induced signaling (PC 1) and AraC/Daunorubicin-induced apoptosis measured by cPARP (PC 2) in healthy BMMb (blue dots), FLT3 ITD (red dots) and FLT3 WT (green dots). Donors with low FLT3 ITD mutational load (<40%) are indicated by arrows.

Due to the small number of FLT3 ITD patients in the training study, association with clinical outcomes could not be performed in this set.

Verification Study

Primary Objective: Verification of decrease in range of FLT3L-induced signaling with increasing mutational load among FLT3 ITD samples.

In order to verify the finding that signaling was more homogeneous in FLT3 ITD than FLT3 WT AML, we chose to analyze the variance of FLT3L-induced p-S6 signaling as the primary study objective, a common and relevant downstream readout in the FLT3 receptor signaling pathway. Sub-groups were defined based on the FLT3 ITD mutational load: those with 0% ITD (FLT3 WT, N = 85), those with measureable FLT3 ITD levels (FLT3 ITD+, N = 19), and inside the latter group, those with ≥30% (FLT3 ITD+ 30, N = 12), ≥40% (FLT3 ITD+ 40, N = 8) and ≥50% (FLT3 ITD+ 50, N = 6) mutational load. Variance of signaling was pre-specified to be largest in the FLT3 WT group followed in order by FLT3 ITD+, FLT3 ITD+ 30, FLT3 ITD+ 40, and least in FLT3 ITD+ 50. After unblinding clinical and mutational data, the results confirmed that in the verification sample set the FLT3L-induced p-S6 responses were muted and more homogeneous in FLT3 ITD AML samples with high mutational load compared to FLT3 WT AML (Fig. 5). Specifically, variance was largest in the FLT3 WT group followed by the four defined FLT3 ITD+ sub-groups in increasing order of mutational load. Variance in the FLT3 WT group was significantly (Levene Test p = 0.023) different from the FLT3 ITD+ 50 group and marginally (Levene Test p = 0.097) different from the FLT3 ITD+ 40 group (Fig. 5).

Figure 5. Comparison of FLT3 ITD signaling versus FLT3 WT signaling.

Box and whisker plots of FLT3L-induced p-S6 with the log2fold metric in increasing mutational load (ITD−[FLT3 WT] = 0%, ITD+[FLT3 ITD]≥0%, ITD+30≥30%, ITD+40≥40%, ITD+50≥50% ITD, respectively). This is the primary objective analysis.

Secondary Objective: Association of SCNP node-metrics with DFS in patients with complete response.

In the verification study, 65 patients had disease that was unresponsive (NR), while 39 patients experienced CR after induction chemotherapy; 37% of these CRs remained disease-free for at least one year (Fig. 6A and Table 2). The SCNP node-metric data from CR patients were combined with FLT3 ITD and NPM1 mutational status to identify associations between SCNP node-metrics and DFS using Cox-proportional hazards regression modeling. In this sample set, cytogenetics and gender were associated with DFS (p = 0.015 and 0.019, respectively, Table 3). FLT3 and NPM1 mutational status, age and secondary AML were not statistically significantly associated with DFS (Table 3 and Fig. 6B, 6C), although samples carrying FLT3 ITD showed the expected trend of separation of survival curves (Fig. 6B).

Figure 6. Association of FLT3 ITD and NPM1 mutation with DFS.

(A) Patient cohort used for DFS modeling. (B) Cox-proportional hazards model for DFS using FLT3 mutation data log h(t) = β01*FLT3 ITD. Probability of DFS versus days of complete disease response (CR) for FLT3 ITD AML samples (solid line) and FLT3 WT samples (dotted line). (C) Cox-proportional hazards model for DFS using NPM1 data log h(t) = β01*NPM1 mutated. Probability of DFS versus days of complete disease response (CR) for NPM1-mutated AML samples (solid line) and NPM1 WT samples (dotted line).

Accuracy of model for DFS improves when SCNP data and molecular characterization are combined.

We first examined whether combining signaling nodes with FLT3 mutational status improved DFS modeling. Given the small size of the data set, the complexity of the models was limited. Each regression model included a single node-metric term, FLT3 ITD status, and an interaction term between the node-metric and mutational status. Inclusion of the interaction term was motivated by the difference in range of signaling for a majority of the nodes between FLT3 ITD and FLT3 WT samples. Nine of 11 nodes examined were identified to have a significant association (pModel≤0.05) with DFS when both node and FLT3 mutational status were considered (Table 4). Specifically, measurements of FLT3L-induced phosphorylation of S6, PMA-mediated phosphorylation of ERK and S6, Ara-C/Dauno-induced apoptosis, and etoposide-induced apoptosis, each individually, added to FLT3 mutational status and increased the accuracy of DFS modeling (Table 4, Fig. 7A). These SCNP nodes remained significant (pModel≤0.05) when tested with FLT3 and NPM1 mutational status together (i.e. molecular classification) as shown in Table 5 and Fig. 7B.

Figure 7. SCNP models compared to FLT3 mutational status or molecular risk groups in modeling DFS.

(A) Models for DFS based on SCNP readouts and FLT3 mutational status allow for better separation of patients compared to modeling based on FLT3 mutational status alone. The DFS of patients modeled based on SCNP readouts alone vs. combined with FLT3 mutational status is shown by the blue lines (Model− vs. Model+) and DFS modeled based on FLT3 mutational status only is shown by the red lines (FLT3 WT vs. FLT3 ITD). The SCNP model in the upper panel (blue lines) incorporates the SCNP node FLT3L→pS6 and in the lower panel incorporates the SCNP node Ara-C/Dauno→cPARP. (B) Models for DFS based on SCNP read outs and molecular risk group allow for clear separation of two patient groups. The DFS of patients modeled based on SCNP readouts alone vs. combined with molecular risk groups (3 groups) is shown by the blue lines (Model− vs. Model+). DFS modeled based only on molecular risk groups is not shown since it provides prediction into 3 groups. The SCNP model in the upper panel incorporates the SCNP node FLT3L→pS6 and in the lower panel the SCNP node Ara-C/Dauno→cPARP.

Table 5. Nodes in combination with molecular characterization improve DFS modeling.

SCNP nodes likely contribute unique information for the prediction of DFS in FLT3 WT AML.

FLT3L signaling nodes and apoptosis nodes were both associated with DFS when controlled for FLT3 mutational status. To assess whether SCNP nodes provided independent information in improving the accuracy of modeling DFS, additional analyses were performed. Specifically, focusing on the FLT3 WT patients (Fig. 8), (a group of patients with an unmet clinical need for risk of relapse markers since few markers have been validated to associate with DFS in this patient group), the apoptosis node (Etoposide→cPARP using Uu metric) was combined with the signaling node (FLT3L→pS6 using log2(Fold) metric) using a Cox-proportional hazard regression model for DFS. This model revealed a significant association of both nodes with DFS (Table 6 and Fig. 8). Furthermore, the association between SCNP nodes and DFS remained significant (pModel<0.05) when accounting for the presence of NPM1 mutation in the FLT3 WT group (Table S2). In addition, the SCNP nodes remained significant (pModel<0.05) (Table S2) after controlling for cytogenetic risk.

Figure 8. Multivariate model in FLT3 WT AML donors using combination of SCNP nodes: association with DFS.

Association of SCNP readouts from apoptosis (Etoposide→cPARP | Uu) and proliferation (FLT3L→p-S6 | Log2Fold) pathways with DFS in a multivariate model among the patients with AML and FLT3 WT disease (n = 29).

Table 6. SCNP nodes likely contribute unique data for the prediction of DFS in FLT3 WT AML.


Herein, SCNP was used to functionally characterize FLT3 signaling in patients age 60 years or older with AML. In two sequential studies, the homogeneity of FLT3 pathway signaling abnormalities observed in FLT3 ITD AML samples (compared to normal BM and FLT3 WT AML) was verified and shown to be correlated with FLT3 ITD mutational load [27]. Furthermore, the combination of SCNP data with FLT3 and NPM1 mutational status improved the accuracy of modeling DFS over that provided by mutation status alone. While the relatively small number of samples analyzed in this hypothesis generating study will necesitate further study in larger sample sets, these findings demonstrate that SCNP provides insights into critical signaling pathways of individual AML cases, information which is potentially clinically relevant. Functional data such as this could ultimately be used to inform post-remission therapy selection and aid in the selection of patients for treatment with inhibitors of signaling pathways.

Ligand binding to the FLT3 receptor initiates a signaling cascade that results in the differential activation of RAS/RAF/MAPK, PI3 kinase, and/or STAT pathways in AML [19], [20], [21], [22], [23], [24], [25], [26]. In the current study, although expression levels of FLT3 receptors were similar in the two groups, FLT3 ITD samples displayed a blunted response to FLT3L modulation (as measured by intracellular levels of p-ERK, p-AKT, p-STAT5 and p-S6) compared to their FLT3 WT counterparts. These data confirm prior findings [27] and suggest FLT3L-independent signaling in FLT3 ITD AML.

FLT3 ITD samples were more sensitive to etoposide-induced in vitro apoptosis than FLT3 WT samples. These data indicate the presence of an intact apoptotic machinery in FLT3 ITD samples and suggest their increased in vitro susceptibility to continuous exposure of apoptosis-inducing drugs. While these data may seem counter-intuitive based on the poor survival prognosis associated with FLT3 ITD AML, FLT3 ITD has been reported to be associated with increased reactive oxygen species and with susceptibility to double-stranded DNA breaks with inaccurate but permissive repair [53], [54]. These impaired repair mechanisms and resultant genomic instability lead to increased apoptosis in the majority of cells but allow for increased survival of FLT3 ITD myeloblasts which eventually cause disease relapse.

The variance in signaling was observed to be the largest in the FLT3 WT group followed by FLT3 ITD AML in increasing order of mutational load. The impact of FLT3 mutational load has been evaluated in several studies but has not yet been standardized for application in clinical practice. A high ratio of the ITD allele compared to the WT allele or a high percentage of FLT3 ITD mutation confers unfavorable prognosis, and multivariate analysis has shown allelic burden to be an independent prognostic factor for worse overall survival (OS) and DFS [2], [4], [12], [13]. Furthermore, FLT3 ITD/FLT3 WT ratios of 0.5 or higher in the context of mutated NPM1 have an adverse impact on both event-free survival and OS [13]. Of note, while the thresholds used for the calculation of the impact on survival varied in each of the studies [2], [4], [12], our data shows homogeneity of signaling in AML samples starting with ∼40% FLT3 ITD (Fig. 2), a value currently used to define high risk status in pediatric AML by the Childrens Oncology Group [55].

PCA analysis that combined information across multiple SCNP nodes showed distinct clusters in healthy BMMb and FLT3 ITD AML (with mutation load >40%), suggesting that these cell types have tightly regulated distinct signaling pathways. Conversely, FLT3 WT AML samples demonstrated diffusely scattered heterogeneous signaling patterns. These data suggest that prognostication based on similarities in FLT3 receptor signaling may be equally, and if used in modeling, potentially even more informative than molecular characterization and mutational load alone.

Finally, the observation that SNCP nodes from multiple pathways were found to be independent and yet significantly associated with DFS in the subgroup of patients lacking FLT3 receptor and NPM1 mutations (a subset of patients in need of markers associated with disease relapse) is of note and warrants further investigation in a larger patient cohort. In summary, this work demonstrates the potential utility of combining SCNP measurements of disease-relevant signal transduction pathways with molecular characterization to yield improved accuracy of DFS predictions in AML samples compared to predictions from molecular characterization alone. These results emphasize the value of comprehensive functional assessment of biologically relevant signaling pathways in AML as a basis for the development of highly predictive tests for guidance of post-remission therapy, including treatment with agents interfering with the FLT3 signaling pathway.

Supporting Information

Figure S1.

Metrics Overview. (A) Overview of SCNP metrics based on ERF values. (B) The Uu metric compares the ERF values of the modulated and unmodulated wells that has been scaled to the unit interval (0,1). Ua is the same as the Uu metric except for the autofluoresence control is used as the reference instead of the unmodulated well.



Table S1.

List of experimental conditions and reagents used. (A) List of modulators and technical conditions used. (B).List of antibodies and reagents used.



Table S2.

NPM1 mutational status does not account for association between SCNP nodes and DFS among FLT3 WT donors.




We thank all patients who have donated samples for this investigation and Williamson Medical Center for providing the healthy BMMC samples for this study. We thank all Nodality staff and Garry P. Nolan for overall contribution to SCNP technology advancements and Samantha Kubeck and Michelle Atallah for manuscript formatting.

Author Contributions

Conceived and designed the experiments: AC SP DBR UG LC EP. Performed the experiments: DBR JW KM. Analyzed the data: AC SP DBR ACC UG REH ZS EP JW KM. Contributed reagents/materials/analysis tools: EP LC ZS MST. Wrote the paper: AC SP DBR ACC UG REH LC ZS MST EP.


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